Investor Baird Robert W & Co Inc /wi/
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Baird Robert W & Co Inc /wi/ . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-08-12 13G/A RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 46,111 47,657
2025-08-12 13G RUSC / Russell Investments Exchange Traded Funds - U.S. Small Cap Equity Active ETF 66,344
2025-08-12 13G RINT / Russell Investments Exchange Traded Funds - International Developed Equity Active ETF 184,418
2025-08-12 13G RIFR / Russell Investments Exchange Traded Funds - Global Infrastructure Active ETF 43,462
2025-08-12 13G REMG / Russell Investments Exchange Traded Funds - Emerging Markets Equity Active ETF 125,861
2025-08-12 13G RGLO / Russell Investments Exchange Traded Funds - Global Equity Active ETF 438,432
2025-03-07 13G/A RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 44,065 46,111
2025-02-11 13G WPRT / Westport Fuel Systems Inc. 916,168
2025-02-11 13G EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF 91,217
2025-02-11 13G EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF 91,217
2025-02-11 13G/A PXLW / Pixelworks, Inc. 4,262,075
2025-02-11 13G/A RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 44,065
2025-02-11 13G/A FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund 172,113 133,694
2025-02-11 13G AQMS / Aqua Metals, Inc. 3,948,627 371,071
2025-02-06 13G/A RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 42,846 45,903
2024-11-14 13G PXLW / Pixelworks, Inc. 3,296,186
2024-02-12 13G/A FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund 180,302 172,113
2024-02-12 13G/A RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 36,034 42,846
2024-02-12 13G/A NSARP / NSTAR Electric Company - Preferred Security 12,150 9,603
2024-02-12 13G/A CNLHN / The Connecticut Light and Power Company - Preferred Stock 7,930 5,397
2024-02-12 13G/A AQMS / Aqua Metals, Inc. 4,598,878 3,948,627
2023-09-11 13G/A BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF 33,370 0
2023-06-08 13G/A BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF 34,415 33,370
2023-04-06 13G/A BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF 34,486 34,415
2023-02-09 13G RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF 36,034
2023-02-09 13G AQMS / Aqua Metals, Inc. 4,598,878
2023-02-09 13G/A BSJU / Invesco BulletShares 2030 High Yield Corporate Bond ETF 34,486 34,486
2023-02-09 13G/A NSARP / NSTAR Electric Company - Preferred Security 12,150 12,150
2023-02-09 13G/A NMK.PRC / Niagara Mohawk Power Corporation - Preferred Security 5,845 3,720
2023-02-09 13G/A FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund 161,400 180,302
2023-02-09 13G/A CNLHN / The Connecticut Light and Power Company - Preferred Stock 8,196 7,930
2023-01-09 13G/A OMFS / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 2000 Dynamic Multifactor ETF 50,131 34,486
2022-12-09 13G OMFS / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 2000 Dynamic Multifactor ETF 50,131
2022-02-14 13G NMK.PRC / Niagara Mohawk Power Corporation - Preferred Security 5,845
2022-02-14 13G/A WELPM / Wisconsin Electric Power Company - Preferred Stock 13,687 11,737
2022-02-14 13G/A UEP / UNION ELECTRIC CO 11,876 9,391
2022-02-14 13G/A NSARP / NSTAR Electric Company - Preferred Security 11,575 12,150
2022-02-14 13G/A FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund 159,098 161,400
2022-02-14 13G/A CNPWM / The Connecticut Light and Power Company - Preferred Stock 10,441 8,196
2021-03-10 13G/A GRES / IndexIQ ETF Trust - IQ Global Resources ETF 95,540 507
2021-02-18 13G/A UEPEN / Union Electric Company - Preferred Stock 5,463
2021-02-18 13G/A WELPM / Wisconsin Electric Power Company - Preferred Stock 13,687 13,687
2021-02-18 13G/A UEP / UNION ELECTRIC CO 5,463 11,876
2021-02-18 13G/A CNPWM / The Connecticut Light and Power Company - Preferred Stock 10,441 10,441
2021-02-18 13G/A NSARP / NSTAR Electric Company - Preferred Security 11,950 11,950
2021-02-18 13G/A GRES / IndexIQ ETF Trust - IQ Global Resources ETF 95,540 95,540
2021-02-18 13G/A FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund 159,098 159,098
2021-02-12 13G/A UEP / UNION ELECTRIC CO 7,523 11,876
2021-02-12 13G/A GRES / IndexIQ ETF Trust - IQ Global Resources ETF 149,064 95,540
2021-02-12 13G FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund 159,098
2021-02-12 13G/A WELPM / Wisconsin Electric Power Company - Preferred Stock 13,765 13,687
2021-02-12 13G/A UEPEN / Union Electric Company - Preferred Stock 7,523 5,463
2021-02-12 13G/A NSARP / NSTAR Electric Company - Preferred Security 11,950
2021-02-12 13G/A CNPWM / The Connecticut Light and Power Company - Preferred Stock 10,441
2020-02-12 13G/A ES / Esso S.A.F. 11,575
2020-02-12 13G/A HAWEL / Hawaiian Electric Company, Inc. - Preferred Security 1,000
2020-02-12 13G/A UEP / UNION ELECTRIC CO 7,523
2020-02-12 13G/A WELPM / Wisconsin Electric Power Company - Preferred Stock 14,006 13,765
2020-02-12 13G/A HAWLL / Hawaiian Electric Company, Inc. - Preferred Security 1,000
2020-02-12 13G/A NSARP / NSTAR Electric Company - Preferred Security 11,575
2020-02-12 13G/A CNLHP / The Connecticut Light and Power Company - Preferred Stock 10,025
2020-01-10 13G GRES / IndexIQ ETF Trust - IQ Global Resources ETF 149,064
2019-02-25 13G/A WELPM / Wisconsin Electric Power Company - Preferred Stock 14,006
2018-02-09 13G/A PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF 30,161 0
2018-02-08 13G PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF 30,161
2017-11-07 13G/A MYY / ProShares Trust - ProShares Short MidCap400 0
2017-02-13 13G MYY / ProShares Trust - ProShares Short MidCap400 119,429
2014-04-02 13G/A ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF 95,949
2014-01-07 13G/A ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF 80,765
2013-12-09 13G/A FCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund 0
2013-08-13 13G/A ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF 63,661
2013-08-13 13G FCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund 23,430
2013-01-25 13G/A FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund 0
2013-01-03 13G/A ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF 51,954
2012-11-09 13G ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF 53,992
2012-02-10 13G/A FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund 824,771
2012-02-10 13G/A 21,255