Investor Citigroup Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Citigroup Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-08-11 13G PTCHF / PureTech Health plc 10,703,044 13,220,374
2025-05-12 13G NXTC / NextCure, Inc. 1,205,193
2025-02-12 13G SMRT / SmartRent, Inc. 7,854,739 11,731,099
2025-02-12 13G/A INVZ / Innoviz Technologies Ltd. 9,490,967 6,118,149
2025-02-12 13G/A PTCHF / PureTech Health plc 10,703,044
2024-11-12 13G PRTC / PureTech Health plc 12,004,514
2024-11-12 13G/A INVZ / Innoviz Technologies Ltd. 11,635,265 9,490,967
2024-11-12 13G EGRX / Eagle Pharmaceuticals, Inc. 1,000,036
2024-04-10 13G/A BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock) 25,972,330 502,539
2024-02-12 13G BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock) 25,972,330
2024-02-12 13G INVZ / Innoviz Technologies Ltd. 11,635,265
2024-02-12 13G SMRT / SmartRent, Inc. 10,506,200 7,854,739
2023-05-08 13G/A APEN / Apollo Endosurgery Inc 2,485,457 0
2023-03-10 13G/A FRPT / Freshpet, Inc. 3,492,952 859,203
2023-02-10 13G FRPT / Freshpet, Inc. 3,492,952
2023-02-10 13G APEN / Apollo Endosurgery Inc 2,485,457
2023-02-10 13G SMRT / SmartRent, Inc. 10,506,200
2022-09-20 13G SLVM / Sylvamo Corporation 14,907
2022-09-12 13G/A AFCG / Advanced Flower Capital Inc. 904,458 66,860
2022-04-08 13G/A FTSI / FTS International Inc. Class A 1,070,562 0
2022-02-04 13G FTSI / FTS International Inc. Class A 1,070,562
2022-02-04 13G AFCG / Advanced Flower Capital Inc. 904,458
2021-11-10 13G/A CPSS / Consumer Portfolio Services, Inc. 1,999,995 0
2021-10-12 13G/A GOTU / Gaotu Techedu Inc. - Depositary Receipt (Common Stock) 6,450,078 943,355
2021-08-10 13G/A CXH / MFS Investment Grade Municipal Trust 1,950 0
2021-08-10 13G/A MFM / MFS Municipal Income Trust 4,550 0
2021-08-10 13G/A CMU / MFS High Yield Municipal Trust 3,000 0
2021-08-10 13G/A CXE / MFS High Income Municipal Trust 0 0
2021-02-08 13G GOTU / Gaotu Techedu Inc. - Depositary Receipt (Common Stock) 6,450,078
2021-02-08 13G/A PLX / Protalix BioTherapeutics, Inc. 921,412 921,412
2021-02-08 13G/A US00C6QC9J05 / Fitbit, Inc. 14,315,113 3,677,940
2021-01-11 13G/A MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund 0 0
2020-12-10 13G/A KTF / DWS Municipal Income Trust 39,750 0
2020-12-10 13G/A KSM / DWS Strategic Municipal Income Trust 2,800 0
2020-07-10 13G/A MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund 0
2020-07-10 13G/A NZF / Nuveen Municipal Credit Income Fund 0 0
2020-07-10 13G/A NAC / Nuveen California Quality Municipal Income Fund 1,589 0
2020-05-11 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 200 0
2020-05-11 13G/A NVG / Nuveen AMT-Free Municipal Credit Income Fund 1,935 0
2020-04-09 13G SBI / Western Asset Intermediate Muni Fund Inc. 0 200
2020-04-09 13G NVG / Nuveen AMT-Free Municipal Credit Income Fund 0 1,935
2020-03-10 13G/A XERS / Xeris Biopharma Holdings, Inc. 2,201,839 506,033
2020-02-07 13G US33812L1026 / Fitbit Inc. 14,315,113
2020-02-07 13G/A PLX / Protalix BioTherapeutics, Inc. 9,214,117 921,412
2020-02-07 13G XERS / Xeris Biopharma Holdings, Inc. 2,201,839
2019-12-10 13G/A VCV / Invesco California Value Municipal Income Trust 2,083 0
2019-12-10 13G/A VKI / Invesco Advantage Municipal Income Trust II 2,160 0
2019-11-08 13G/A CCA / MFS California Municipal Fund 977 0
2019-11-08 13G/A FMN / Federated Hermes Premier Municipal Income Fund 3,268 0
2019-07-10 13G/A US09253Y1001 / Blackrock MuniEnhanced Fund Inc. 0
2019-07-10 13G/A MCA / BlackRock MuniYield California Quality Fund Inc 0
2019-07-10 13G/A MYJ / BlackRock MuniYield New Jersey Fund Inc 1,800 0
2019-07-10 13G/A MPA / BlackRock MuniYield Pennsylvania Quality Fund 826 0
2019-07-10 13G/A MYC / BlackRock MuniYield California Fund Inc 0
2019-07-10 13G/A US09254R1041 / BlackRock MuniYield Investment Fund 0
2019-07-10 13G/A / Blackrock Muniyield Arizona Fund Inc 0
2019-07-10 13G/A NVG / Nuveen AMT-Free Municipal Credit Income Fund 0 0
2019-07-10 13G/A 09258E109 / Blackrock Massachusetts Tax-Exempt Trust 0
2019-02-08 13G/A CPSS / Consumer Portfolio Services, Inc. 2,000,000 1,999,995
2019-02-08 13G/A MIY / BlackRock MuniYield Michigan Quality Fund, Inc. 2,319 0
2019-02-08 13G/A PLX / Protalix BioTherapeutics, Inc. 9,403,684 9,214,117
2019-02-08 13G/A MYI / BlackRock MuniYield Quality Fund III, Inc. 0
2019-02-08 13G/A MYN / BlackRock MuniYield New York Quality Fund, Inc. 0
2018-07-10 13G/A NVG / Nuveen AMT-Free Municipal Credit Income Fund 1,800 0
2018-07-10 13G NAC / Nuveen California Quality Municipal Income Fund 0 1,589
2018-06-13 13G/A BLJ / BlackRock New Jersey Municipal Bond Trust 0
2018-06-13 13G/A MYJ / BlackRock MuniYield New Jersey Fund Inc 1,800
2018-06-13 13G/A / BlackRock New Jersey Municipal Income Trust 591 0
2018-06-11 13G/A RWGE / Regalwood Global Energy Ltd. 549,000
2018-05-25 13G / BlackRock New Jersey Municipal Income Trust 591
2018-02-09 13G RWGE / Regalwood Global Energy Ltd. 1,934,900
2018-02-09 13G PLX / Protalix BioTherapeutics, Inc. 9,403,684
2018-02-09 13G/A MTGE / American Capital Mortgage Investment Corp. 2,324,355 1,700,645
2017-12-08 13G/A FPT / Federated Premier Intermediate Municipal Income Fund 0
2017-12-08 13G/A FMN / Federated Hermes Premier Municipal Income Fund 3,268
2017-11-09 13G/A US09249L1052 / Blackrock Maryland Municipal Bond Trust 0
2017-09-11 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 772 0
2017-08-10 13G US09249L1052 / Blackrock Maryland Municipal Bond Trust 0
2017-08-10 13G/A VTA / Invesco Dynamic Credit Opportunities Fund 0
2017-08-10 13G SBI / Western Asset Intermediate Muni Fund Inc. 0 772
2017-08-10 13G/A VVR / Invesco Senior Income Trust 0
2017-07-10 13G/A VCV / Invesco California Value Municipal Income Trust 2,083
2017-07-10 13G/A VKI / Invesco Advantage Municipal Income Trust II 2,160
2017-03-10 13G/A CPPL / Columbia Pipeline Partners LP 4,330,846 0
2017-02-10 13G CPPL / Columbia Pipeline Partners LP 4,330,846
2017-02-10 13G MTGE / American Capital Mortgage Investment Corp. 972,115 2,324,355
2017-02-01 13G/A NKX / Nuveen California AMT-Free Quality Municipal Income Fund 160 0
2017-01-10 13G/A JRO / Nuveen Floating Rate Income Opportunity Fund 0
2017-01-10 13G/A SUN / Sunoco LP - Limited Partnership 6,768,238 3,633,415
2017-01-10 13G/A JFR / Nuveen Floating Rate Income Fund 0
2016-12-09 13G/A NSL / Nuveen Senior Income Fund 2,000 0
2016-11-10 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 1,212 0
2016-11-10 13G/A MMU / Western Asset Managed Municipals Fund Inc. 4,880 0
2016-11-10 13G/A MNP / Western Asset Municipal Partners Fund Inc 502 0
2016-11-10 13G/A NAC / Nuveen California Quality Municipal Income Fund 990 0
2016-10-11 13G/A GDV / The Gabelli Dividend & Income Trust 3,544 0
2016-10-11 13G MMU / Western Asset Managed Municipals Fund Inc. 0 4,880
2016-10-11 13G/A EFT / Eaton Vance Floating-Rate Income Trust 0
2016-10-11 13G NAC / Nuveen California Quality Municipal Income Fund 0 990
2016-10-11 13G MNP / Western Asset Municipal Partners Fund Inc 0 502
2016-10-11 13G SBI / Western Asset Intermediate Muni Fund Inc. 0 1,212
2016-10-11 13G/A 278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value 0
2016-09-09 13G/A FTF / Franklin Limited Duration Income Trust 1,777 0
2016-09-09 13G NKX / Nuveen California AMT-Free Quality Municipal Income Fund 160
2016-07-11 13G NVG / Nuveen AMT-Free Municipal Credit Income Fund 1,800
2016-07-11 13G/A NZF / Nuveen Municipal Credit Income Fund 3,360 0
2016-07-11 13G NZF / Nuveen Municipal Credit Income Fund 3,360
2016-06-10 13G/A MTGE / American Capital Mortgage Investment Corp. 4,280,861 972,115
2016-05-10 13G/A IVR / Invesco Mortgage Capital Inc. 6,293,493 1,153,069
2016-05-10 13G/A NAC / Nuveen California Quality Municipal Income Fund 100 0
2016-04-11 13G/A CXE / MFS High Income Municipal Trust 0
2016-04-11 13G CXE / MFS High Income Municipal Trust 3,900
2016-04-11 13G XCXEX / MFS High Income Municipal Trust 3,900
2016-04-11 13G CXH / MFS Investment Grade Municipal Trust 1,950
2016-04-11 13G/A XCXEX / MFS High Income Municipal Trust 3,900 0
2016-04-11 13G/A CXH / MFS Investment Grade Municipal Trust 1,950 0
2016-04-11 13G CMU / MFS High Yield Municipal Trust 3,000
2016-04-11 13G/A CMU / MFS High Yield Municipal Trust 3,000 0
2016-04-11 13G MFM / MFS Municipal Income Trust 4,550
2016-04-11 13G/A MFM / MFS Municipal Income Trust 4,550 0
2016-04-11 13G/A AMTG / Apollo Residential Mortgage, Inc. 2,276,924 587,572
2016-04-11 13G CCA / MFS California Municipal Fund 977
2016-04-11 13G/A CCA / MFS California Municipal Fund 977 0
2016-04-11 13G NAC / Nuveen California Quality Municipal Income Fund 100
2016-02-09 13G/A FTF / Franklin Limited Duration Income Trust 1,777
2016-02-09 13G/A ICAYY / Empresas ICA, S.A. de C.V. - ADR 8,724,687
2016-02-09 13G/A CPSS / Consumer Portfolio Services, Inc. 2,000,000
2016-02-09 13G SUN / Sunoco LP - Limited Partnership 6,768,238
2016-02-09 13G MTGE / American Capital Mortgage Investment Corp. 4,280,861
2016-02-09 13G AMTG / Apollo Residential Mortgage, Inc. 2,276,924 2,276,924
2016-02-09 13G IVR / Invesco Mortgage Capital Inc. 6,293,493
2016-02-09 13G/A GDV / The Gabelli Dividend & Income Trust 3,544
2015-12-10 13G/A GGT / The Gabelli Multimedia Trust Inc. 0
2015-12-10 13G/A GAB / The Gabelli Equity Trust Inc. 0
2015-12-10 13G/A PHK / PIMCO High Income Fund 6,290 0
2015-12-10 13G/A PCN / PIMCO Corporate & Income Strategy Fund 61 0
2015-10-09 13G/A AFB / AllianceBernstein National Municipal Income Fund, Inc. 0
2015-10-09 13G/A MIY / BlackRock MuniYield Michigan Quality Fund, Inc. 2,319
2015-07-07 13G/A BHV / BlackRock Virginia Municipal Bond Trust 0
2015-07-07 13G/A US09249L1052 / Blackrock Maryland Municipal Bond Trust 0
2015-07-07 13G/A US95790J1025 / Western Asset Corporate Loan Fund Inc. 0
2015-07-07 13G KTF / DWS Municipal Income Trust 0 39,750
2015-07-07 13G KSM / DWS Strategic Municipal Income Trust 0 2,800
2015-05-11 13G/A MPA / BlackRock MuniYield Pennsylvania Quality Fund 826
2015-04-10 13G/A CACG / Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF 0
2015-04-03 13G/A KSM / DWS Strategic Municipal Income Trust 0
2015-04-03 13G/A KTF / DWS Municipal Income Trust 0
2015-04-03 13G/A MMU / Western Asset Managed Municipals Fund Inc. 0
2015-03-10 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 0
2015-03-10 13G/A PHF / Pacholder High Yield Fund, Inc. 0
2015-01-30 13G/A AFB / AllianceBernstein National Municipal Income Fund, Inc. 2,992
2015-01-30 13G/A PCN / PIMCO Corporate & Income Strategy Fund 4,252
2015-01-30 13G/A NZF / Nuveen Municipal Credit Income Fund 810
2015-01-30 13G/A NVG / Nuveen AMT-Free Municipal Credit Income Fund 1,790
2015-01-30 13G/A EDMC / Education Management Corp. 625,418
2015-01-30 13G/A ICAYY / Empresas ICA, S.A. de C.V. - ADR 31,261,621
2015-01-30 13G/A MMU / Western Asset Managed Municipals Fund Inc. 4,729
2015-01-30 13G/A GGT / The Gabelli Multimedia Trust Inc. 568
2015-01-30 13G/A CACG / Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF 571,003
2015-01-30 13G QEPM / 2,171,505
2015-01-30 13G/A CPSS / Consumer Portfolio Services, Inc. 2,013,438
2014-12-10 13G/A AKP / Alliance California Municipal Income Fund, Inc. 0
2014-12-10 13G/A XAYNX / Alliance New York Municipal Inc 0
2014-12-05 13G ICAYY / Empresas ICA, S.A. de C.V. - ADR 31,508,198
2014-11-10 13G/A MMU / Western Asset Managed Municipals Fund Inc. 4,369
2014-11-10 13G/A MNP / Western Asset Municipal Partners Fund Inc 0
2014-10-08 13G/A CEV / Eaton Vance California Municipal Income Trust 0
2014-10-08 13G/A EMI / Eaton Vance Michigan Municipal Income Trust 0
2014-10-08 13G/A EVP / Eaton Vance Pennsylvania Municipal Income Trust 0
2014-09-10 13G/A NXZ / Nuveen Dividend Advantage Municipal Fund 2 0
2014-09-10 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 0
2014-09-10 13G/A MMU / Western Asset Managed Municipals Fund Inc. 4,969
2014-08-11 13G NXZ / Nuveen Dividend Advantage Municipal Fund 2 29,300,000
2014-08-11 13G NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 5,000,000
2014-08-04 13G/A WEA / Western Asset Premier Bond Fund 0
2014-08-04 13G/A EVO / Evotec SE - Depositary Receipt (Common Stock) 0
2014-08-04 13G/A MMU / Western Asset Managed Municipals Fund Inc. 6,969
2014-06-20 13G/A FPT / Federated Premier Intermediate Municipal Income Fund 1,847
2014-06-20 13G/A FMN / Federated Hermes Premier Municipal Income Fund 1,421
2014-04-17 13G/A 0
2014-04-04 13G NZF / Nuveen Municipal Credit Income Fund 910
2014-01-31 13D/A BCH / Banco de Chile - Depositary Receipt (Common Stock) 47,725,305,837
2014-01-23 13G/A PHK / PIMCO High Income Fund 7,015
2014-01-23 13G/A CACG / Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF 592,111
2014-01-23 13G/A EDMC / Education Management Corp. 647,687
2014-01-23 13G/A CPSS / Consumer Portfolio Services, Inc. 2,009,590
2014-01-10 13G/A PHD / Pioneer Floating Rate Fund, Inc. 0
2014-01-08 13G/A NAD / Nuveen Quality Municipal Income Fund 0
2014-01-08 13G/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 0
2014-01-08 13G/A 670979889 / Nuveen Michigan Quality Income 0
2014-01-08 13G/A NAZ / Nuveen Arizona Quality Municipal Income Fund 0
2014-01-07 13G JFR / Nuveen Floating Rate Income Fund 1,390
2014-01-07 13G JRO / Nuveen Floating Rate Income Opportunity Fund 980
2014-01-07 13G NSL / Nuveen Senior Income Fund 580
2013-12-18 13D/A JONE / Jones Energy, Inc. 23,204,216
2013-12-16 13G NVG / Nuveen AMT-Free Municipal Credit Income Fund 2,010
2013-10-10 13G/A WYY / WidePoint Corporation 2,540,111
2013-09-10 13G/A BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF 24,107,364
2013-09-03 13G VTA / Invesco Dynamic Credit Opportunities Fund 1,250
2013-08-08 13D JONE / Jones Energy, Inc. 23,204,216
2013-07-16 13G 278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value 360
2013-04-03 13G VVR / Invesco Senior Income Trust 1,250
2013-04-03 13G EFT / Eaton Vance Floating-Rate Income Trust 800
2013-03-20 13G US09249L1052 / Blackrock Maryland Municipal Bond Trust 160
2013-03-20 13G BLJ / BlackRock New Jersey Municipal Bond Trust 187
2013-03-20 13G BPS / BlackRock Pennsylvania Strategic Municipal Trust (THE) 163
2013-03-20 13G BHV / BlackRock Virginia Municipal Bond Trust 116
2013-03-20 13G US09253Y1001 / Blackrock MuniEnhanced Fund Inc. 1,425
2013-03-20 13G MYN / BlackRock MuniYield New York Quality Fund, Inc. 2,477
2013-03-20 13G MYM / 873
2013-03-20 13G MYC / BlackRock MuniYield California Fund Inc 1,059
2013-03-20 13G US09254R1041 / BlackRock MuniYield Investment Fund 594
2013-03-20 13G MYI / BlackRock MuniYield Quality Fund III, Inc. 3,564
2013-03-20 13G MYJ / BlackRock MuniYield New Jersey Fund Inc 1,022
2013-03-20 13G MCA / BlackRock MuniYield California Quality Fund Inc 1,665
2013-03-20 13G MIY / BlackRock MuniYield Michigan Quality Fund, Inc. 1,446
2013-03-20 13G MPA / BlackRock MuniYield Pennsylvania Quality Fund 663
2013-03-20 13G 09258E109 / Blackrock Massachusetts Tax-Exempt Trust 185
2013-03-20 13G / Blackrock Muniyield Arizona Fund Inc 373
2013-02-14 13G BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF 34,469,187
2013-02-14 13G CACG / Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF 594,000
2013-02-14 13G/A 19,050,145
2013-02-13 13G/A CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock) 399,224,277
2013-02-13 13G/A 708,000
2013-02-11 13G DVOXQ / DynaVox Inc. 751
2013-02-08 13G/A EDMC / Education Management Corp. 624,784
2013-02-01 13G/A CPSS / Consumer Portfolio Services, Inc. 2,001,253
2013-02-01 13G/A 2,227,861
2013-01-23 13G/A PHK / PIMCO High Income Fund 7,014
2013-01-23 13G/A EFT / Eaton Vance Floating-Rate Income Trust 0
2013-01-18 13G/A WUHN / Wuhan General Group (China), Inc. 0
2013-01-10 13G/A 007639107 / Advent Claymore Convertible Securities & Income Fund II 0
2012-12-10 13G/A CCL / Carnival Corporation & plc 600,308
2012-12-10 13G/A VVR / Invesco Senior Income Trust 0
2012-12-10 13G/A KTF / DWS Municipal Income Trust 0
2012-12-10 13G/A KSM / DWS Strategic Municipal Income Trust 0
2012-11-26 13G KTF / DWS Municipal Income Trust 37,773
2012-11-26 13G KSM / DWS Strategic Municipal Income Trust 2,419
2012-10-10 13G/A MFM / MFS Municipal Income Trust 0
2012-10-10 13G/A CCA / MFS California Municipal Fund 0
2012-10-10 13G/A CMU / MFS High Yield Municipal Trust 0
2012-10-10 13G MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund 350
2012-10-10 13G/A CXE / MFS High Income Municipal Trust 0
2012-10-10 13G/A CXH / MFS Investment Grade Municipal Trust 0
2012-09-20 13G MFM / MFS Municipal Income Trust 4,259
2012-09-20 13G CCA / MFS California Municipal Fund 977
2012-09-20 13G CXE / MFS High Income Municipal Trust 3,675
2012-09-19 13G CMU / MFS High Yield Municipal Trust 2,844
2012-09-19 13G CXH / MFS Investment Grade Municipal Trust 1,917
2012-08-22 13G IIC / 414
2012-08-22 13G IQC / 309
2012-08-22 13G FPT / Federated Premier Intermediate Municipal Income Fund 1,080
2012-08-22 13G FMN / Federated Hermes Premier Municipal Income Fund 737
2012-08-22 13G NAD / Nuveen Quality Municipal Income Fund 1,204
2012-08-22 13G NEA / Nuveen AMT-Free Quality Municipal Income Fund 676
2012-08-22 13G NMP / NMP Acquisition Corp. 539
2012-08-22 13G NAZ / Nuveen Arizona Quality Municipal Income Fund 280
2012-08-22 13G VCV / Invesco California Value Municipal Income Trust 1,160
2012-08-22 13G 414
2012-08-22 13G VKI / Invesco Advantage Municipal Income Trust II 2,310
2012-08-20 13G 4,757,200
2012-08-10 13G/A US09249L1052 / Blackrock Maryland Municipal Bond Trust 0
2012-08-10 13G/A BLJ / BlackRock New Jersey Municipal Bond Trust 0
2012-08-10 13G/A BPS / BlackRock Pennsylvania Strategic Municipal Trust (THE) 0
2012-08-10 13G/A BHV / BlackRock Virginia Municipal Bond Trust 0
2012-08-08 13D/A BCH / Banco de Chile - Depositary Receipt (Common Stock) 52,228,836,524
2012-07-10 13G/A VIM / 0
2012-06-11 13G/A VKQ / Invesco Municipal Trust 0
2012-06-11 13G/A VOQ /
2012-06-11 13G/A VGM / Invesco Trust for Investment Grade Municipals 0
2012-06-11 13G/A VTJ / 0
2012-06-11 13G/A VTN / Invesco Trust for Investment Grade New York Municipals 0
2012-06-11 13G/A VMO / Invesco Municipal Opportunity Trust 0
2012-06-11 13G/A 0
2012-05-10 13G/A / BlackRock New Jersey Municipal Income Trust 0
2012-05-10 13G/A BNY / BlackRock New York Municipal Income Trust 0
2012-05-10 13G/A BFZ / BlackRock California Municipal Income Trust 0
2012-04-10 13G/A ENZN / Enzon Pharmaceuticals, Inc. 1,898,032
2012-04-10 13G/A PMX / PIMCO Municipal Income Fund III 166
2012-04-10 13G/A PHK / PIMCO High Income Fund 7,013
2012-04-10 13G/A RSH / 2,650,408
2012-04-05 13G/A VVR / Invesco Senior Income Trust 4,198
2012-04-05 13G/A VOQ /
2012-04-05 13G/A VKQ / Invesco Municipal Trust 585
2012-04-05 13G VGM / Invesco Trust for Investment Grade Municipals 908
2012-04-05 13G/A VTJ / 489
2012-04-05 13G/A VTN / Invesco Trust for Investment Grade New York Municipals 560
2012-04-05 13G VMO / Invesco Municipal Opportunity Trust 565
2012-04-05 13G/A
2012-03-09 13G/A VIM / 267
2012-02-14 13G/A CCL / Carnival Corporation & plc 62,196,684
2012-02-14 13G/A CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock) 553,493,417
2012-02-14 13G/A ENZN / Enzon Pharmaceuticals, Inc. 3,782,236
2012-02-14 13G PHH / Park Ha Biological Technology Co., Ltd. 2,994,966
2012-02-14 13G/A WUHN / Wuhan General Group (China), Inc. 3,324,935
2012-02-14 13G/A 18,954,700
2012-02-14 13G/A LNET / 1,743,485
2012-02-10 13G 800,908
2012-02-10 13G/A EDMC / Education Management Corp. 624,973
2012-02-10 13G RSH / 6,837,907
2012-02-03 13G/A AFB / AllianceBernstein National Municipal Income Fund, Inc. 2,957
2012-02-03 13G/A AKP / Alliance California Municipal Income Fund, Inc. 1,456
2012-02-03 13G/A US09249H1041 / BlackRock Municipal Bond Investment Trust 0
2012-02-03 13G/A US09250G1022 / BlackRock Municipal Income Investment Quality Trust 0
2012-02-03 13G/A BFK / BlackRock Municipal Income Trust 0
2012-02-03 13G/A US09248T1097 / Blackrock Strategic Municipal Trust 0
2012-02-03 13G/A BYM / BlackRock Municipal Income Quality Trust 0
2012-02-03 13G/A GDV / The Gabelli Dividend & Income Trust 3,540
2012-02-03 13G/A / Voya Prime Rate Trust 0
2012-02-03 13G/A VVR / Invesco Senior Income Trust 4,198
2012-02-03 13G/A US95790J1025 / Western Asset Corporate Loan Fund Inc. 1,300
2012-02-03 13G/A MFM / MFS Municipal Income Trust 1,192
2012-02-03 13G/A PCN / PIMCO Corporate & Income Strategy Fund 4,251
2012-02-03 13G/A WYY / WidePoint Corporation 3,316,424
2012-02-03 13G/A KTF / DWS Municipal Income Trust 36,323
2012-02-03 13G/A CXE / MFS High Income Municipal Trust 1,236
2012-02-03 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 1,849
2012-02-03 13G/A VTN / Invesco Trust for Investment Grade New York Municipals 560
2012-02-03 13G/A 8,169
2000-02-14 13G/A POLY / Plantronics, Inc. 4,673,221
1999-02-10 13G/A POLY / Plantronics, Inc. 6,245,650