Investor CVI Investments, Inc.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by CVI Investments, Inc. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-08-14 13G/A RSLS / ReShape Lifesciences Inc. 200,000 0
2025-08-14 13G/A PCSA / Processa Pharmaceuticals, Inc. 2,663,078 4,471,067
2025-08-14 13G/A RVPH / Reviva Pharmaceuticals Holdings, Inc. 4,000,000 3,571,603
2025-08-14 13G/A SRFM / Surf Air Mobility Inc. 3,100,000 0
2025-08-14 13G/A RVYL / Ryvyl Inc. 926,868 0
2025-08-14 13G/A APVO / Aptevo Therapeutics Inc. 200,000 357,842
2025-08-14 13G/A DPRO / Draganfly Inc. 1,379,184 1,248,000
2025-08-14 13G/A HSDT / Helius Medical Technologies, Inc. 0
2025-08-14 13G/A GLMD / Galmed Pharmaceuticals Ltd. 167,258 173,333
2025-08-14 13G/A INMB / INmune Bio, Inc. 1,500,000 1,396,279
2025-08-14 13G/A KTTA / Pasithea Therapeutics Corp. 627,319 826,145
2025-08-14 13G/A JAGX / Jaguar Health, Inc. 131,249 147,000
2025-08-04 13G DFLI / Dragonfly Energy Holdings Corp. 3,800,000
2025-07-30 13G DFSC / DEFSEC Technologies Inc. 97,265
2025-07-22 13G BCTX / BriaCell Therapeutics Corp. 355,886 1,000,000
2025-07-22 13G GAME / GameSquare Holdings, Inc. 5,000,000
2025-07-22 13G BTCT / BTC Digital Ltd. 500,000
2025-07-22 13G SXTP / 60 Degrees Pharmaceuticals, Inc. 328,102
2025-07-21 13G/A BCTX / BriaCell Therapeutics Corp. 489,200 355,886
2025-07-03 13G SONM / Sonim Technologies, Inc. 1,000,000
2025-07-02 13G INMB / INmune Bio, Inc. 1,500,000
2025-07-01 13G NA / Nano Labs Ltd 2,110,200
2025-07-01 13G RVPH / Reviva Pharmaceuticals Holdings, Inc. 2,446,376 4,000,000
2025-07-01 13G SRFM / Surf Air Mobility Inc. 3,100,000
2025-06-25 13G BMEA / Biomea Fusion, Inc. 5,834,871
2025-06-24 13G PCSA / Processa Pharmaceuticals, Inc. 2,663,078
2025-06-18 13G DPRO / Draganfly Inc. 1,379,184
2025-06-10 13G HSDT / Helius Medical Technologies, Inc. 183,450
2025-05-28 13G/A JAGX / Jaguar Health, Inc. 131,249
2025-05-28 13G JAGX / Jaguar Health, Inc. 103,912
2025-05-12 13G/A SLXN / Silexion Therapeutics Corp 339,000 456,531
2025-05-12 13G/A RVYL / Ryvyl Inc. 746,727 926,868
2025-05-12 13G/A MBOT / Microbot Medical Inc. 1,257,143 1,824,807
2025-05-12 13G/A RSLS / ReShape Lifesciences Inc. 344,626 200,000
2025-05-12 13G/A INVZ / Innoviz Technologies Ltd. 20,397,926 11,510,791
2025-05-12 13G/A ICON / Icon Energy Corp. 734,000 0
2025-05-12 13G/A BNGO / Bionano Genomics, Inc. 157,930
2025-05-12 13G/A AEI / Alset Inc. 750,000 40,000
2025-05-12 13G/A ANVS / Annovis Bio, Inc. 1,000,000 1,000,000
2025-05-12 13G KTTA / Pasithea Therapeutics Corp. 627,319
2025-05-01 13G BCTX / BriaCell Therapeutics Corp. 600,000 489,200
2025-04-10 13G APVO / Aptevo Therapeutics Inc. 200,000
2025-03-18 13G/A INVZ / Innoviz Technologies Ltd. 14,388,489 20,397,926
2025-02-21 13G RSLS / ReShape Lifesciences Inc. 10,249 344,626
2025-02-18 13G INVZ / Innoviz Technologies Ltd. 14,388,489
2025-02-10 13G ANVS / Annovis Bio, Inc. 1,000,000
2025-02-07 13G/A PSQH / PSQ Holdings, Inc. 3,010,000 1,285,410
2025-02-07 13G/A RGTI / Rigetti Computing, Inc. 25,000,000 0
2025-02-07 13G/A RVPH / Reviva Pharmaceuticals Holdings, Inc. 2,446,376
2025-02-07 13G/A TOVX / Theriva Biologics, Inc. 232,237 146,136
2025-02-07 13G/A AMIX / Autonomix Medical, Inc. 193,972 116,087
2025-02-07 13G/A ATOS / Atossa Therapeutics, Inc. 7,762,500 5,662,500
2025-02-07 13G/A CADL / Candel Therapeutics, Inc. 2,350,000 0
2025-02-07 13G/A GXAI / Gaxos.ai Inc. 363,625
2025-02-07 13G/A LITM / Snow Lake Resources Ltd. 0
2025-02-07 13G/A PHIO / Phio Pharmaceuticals Corp. 90,988
2025-02-07 13G/A PSQH / PSQ Holdings, Inc. 3,010,000 1,285,410
2025-02-05 13G FGMCU / FG Merger II Corp. - Debt/Equity Composite Units 790,000
2025-01-30 13G ICNOF / Icon Energy Limited 734,000
2025-01-23 13G SLXN / Silexion Therapeutics Corp 339,000
2025-01-13 13G 10,700,000
2025-01-13 13G MBOT / Microbot Medical Inc. 1,257,143
2025-01-10 13G AEI / Alset Inc. 750,000
2025-01-07 13G LITM / Snow Lake Resources Ltd. 5,000,000
2024-12-26 13G PHIO / Phio Pharmaceuticals Corp. 228,896 109,298
2024-12-26 13G GXAI / Gaxos.ai Inc. 507,247
2024-12-23 13G RVPH / Reviva Pharmaceuticals Holdings, Inc. 3,333,332
2024-12-17 13G CADL / Candel Therapeutics, Inc. 2,350,000
2024-12-12 13G PSQH / PSQ Holdings, Inc. 3,010,000
2024-12-05 13G RGTI / Rigetti Computing, Inc. 25,000,000
2024-11-27 13G AMIX / Autonomix Medical, Inc. 193,972
2024-11-14 13G/A RVYL / Ryvyl Inc. 596,135 746,727
2024-11-14 13G/A GLMD / Galmed Pharmaceuticals Ltd. 414,827 167,258
2024-11-14 13G/A NOGNQ / Nogin, Inc. 1,252,857 0
2024-11-14 13G/A RDHL / RedHill Biopharma Ltd. - Depositary Receipt (Common Stock) 700,000,000 672,549,217
2024-11-14 13G/A TENX / Tenax Therapeutics, Inc. 204,027 0
2024-11-14 13G/A TARA / Protara Therapeutics, Inc. 600,380 600,380
2024-11-14 13G/A RNLXY / Renalytix Plc - Depositary Receipt (Common Stock) 8,547,788 3,865,342
2024-11-14 13G/A AZTR / Azitra, Inc. 610,000 400,526
2024-11-14 13G/A BCTX / BriaCell Therapeutics Corp. 2,608,695 600,000
2024-11-14 13G/A IMNN / Imunon, Inc. 1,220,000 761,587
2024-11-14 13G/A VMAR / Vision Marine Technologies Inc. 415,000 0
2024-10-02 13G TOVX / Theriva Biologics, Inc. 232,237
2024-09-18 13G VMAR / Vision Marine Technologies Inc. 415,000
2024-09-16 13G BCTX / BriaCell Therapeutics Corp. 600,000 2,608,695
2024-08-05 13G IMNN / Imunon, Inc. 1,220,000
2024-08-01 13G AZTR / Azitra, Inc. 610,000
2024-04-09 13G TARA / Protara Therapeutics, Inc. 600,380
2024-04-04 13G RNLXY / Renalytix Plc - Depositary Receipt (Common Stock) 8,547,788
2024-02-16 13G TENX / Tenax Therapeutics, Inc. 204,027
2024-02-14 13G/A RVYL / Ryvyl Inc. 596,135
2024-02-14 13G/A ESPR / Esperion Therapeutics, Inc. 5,500,000 0
2024-02-14 13G/A GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 0
2024-02-14 13G/A GNPX / Genprex, Inc. 3,465,347 3,089,092
2024-02-14 13G/A NVFY / Nova LifeStyle, Inc. 74,300
2024-02-14 13G/A GLMD / Galmed Pharmaceuticals Ltd. 207,573 414,827
2024-02-14 13G/A GMDAQ / Gamida Cell Ltd. 7,000,000 6,966,279
2024-02-14 13G/A ADTX / Aditxt, Inc. 2,066
2024-02-14 13G/A VS / Versus Systems Inc. 100,000
2024-02-14 13G EBON / Ebang International Holdings Inc. 10,300,000 343,332
2024-02-14 13G/A EBET / EBET, Inc. 65,359
2024-02-14 13G NOGNQ / Nogin, Inc. 1,252,857
2024-02-14 13G/A EOSE / Eos Energy Enterprises, Inc. 8,000,000 9,800,990
2024-02-14 13G/A ICCT / iCoreConnect Inc. 382,363
2024-02-14 13G/A DUET / DUET Acquisition Corp. 0
2024-02-14 13G/A BDRX / Biodexa Pharmaceuticals Plc - Depositary Receipt (Common Stock) 0
2024-02-14 13G/A EVFM / Evofem Biosciences, Inc. 10,000,000 102,799
2024-02-14 13G/A ENSV / Enservco Corporation 1,000,000 1,411,740
2024-02-14 13G/A BITF / Bitfarms Ltd. 18,518,520 9,259,260
2024-02-14 13G/A SIDU / Sidus Space, Inc. 2,601,009 0
2024-02-01 13G RDHL / RedHill Biopharma Ltd. - Depositary Receipt (Common Stock) 700,000,000
2023-12-01 13G BITF / Bitfarms Ltd. 18,518,520
2023-07-24 13G GNPX / Genprex, Inc. 0 3,465,347
2023-07-21 13G GLMD / Galmed Pharmaceuticals Ltd. 207,573
2023-04-26 13G SIDU / Sidus Space, Inc. 2,601,009
2023-04-24 13G GMDAQ / Gamida Cell Ltd. 7,000,000
2023-04-21 13G EOSE / Eos Energy Enterprises, Inc. 8,000,000
2023-02-28 13G ENSV / Enservco Corporation 1,000,000
2023-02-21 13G MTP / Midatech Pharma Plc - ADR 10,834,000
2023-02-14 13G/A RMCO / Royalty Management Holding Corporation 0
2023-02-14 13G/A ACB / Aurora Cannabis Inc. 16,500,000 15,779,211
2023-02-14 13G/A US74907L2016 / QUOIN PHARMACEUTICALS LTD SPONSORED ADR 1,500,000,000 1,272,737,541
2023-02-14 13G/A TIRX / Tian Ruixiang Holdings Ltd. 666 133,333
2023-02-14 13G/A BLT / BENITEC BIOPHARMA INC 1,469,593
2023-02-14 13G/A US30048L2034 / EVOFEM BIOSCIENCES INC 7,033,373
2023-02-14 13G/A GBOX / GreenBox POS 4,957,949 5,417,160
2023-02-14 13G/A ATXI / Avenue Therapeutics, Inc. 272,700 251,011
2023-02-14 13G/A AYTU / Aytu BioPharma, Inc. 3,400,000 3,278,844
2023-02-14 13G/A MNMD / Mind Medicine (MindMed) Inc. 2,000,000 1,973,266
2023-02-14 13G/A QNGY / Quanergy Systems Inc 1,250,000 848,967
2023-02-14 13G/A 001040104 / AF Acquisition Corp., Class A 0
2023-02-14 13G/A AMRSQ / Amyris, Inc. 20,000,000 18,163,117
2023-02-14 13G/A ENSC / Ensysce Biosciences, Inc. 500,000 336,872
2023-02-14 13G/A US0303822045 / AMERICAN VIRTUAL CLOUD TECHNOLOGIES INC 2,500,000 1,705,350
2023-02-14 13G/A GAPA / G&P acquisition corp - Class A 0
2023-02-14 13G/A ADTX / Aditxt, Inc. 242,341 476,762
2023-02-14 13G/A US39878L4077 / GROM SOCIAL ENTE 174,000 114,237
2023-02-14 13G/A SYTA / Siyata Mobile Inc. 1,428,672 2,150,000
2023-02-14 13G/A ESPR / Esperion Therapeutics, Inc. 6,722,709 5,500,000
2023-02-14 13G/A USEA / United Maritime Corporation 600,000 379,316
2023-02-14 13G/A IMPP.V / Imperial Petroleum Inc - When Issued - Jun 2023 1,200,000 10,142,351
2023-02-14 13G/A ADRA / Alliance Entertainment Holding Corporation - Class A 507,155
2023-02-14 13G/A SMR / NuScale Power Corporation 0
2023-02-14 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 0
2023-02-14 13G/A EBON / Ebang International Holdings Inc. 343,332
2023-02-14 13G/A US45791E1073 / INSPIRATO INC 36,713
2023-02-13 13G GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 0 623,077,200
2023-02-09 13G VRSSD / VERSES AI Inc. 833,333
2023-02-08 13G US2787001096 / EBET, Inc. 1,960,785
2023-01-04 13G AMRSQ / Amyris, Inc. 20,000,000
2022-12-16 13G ENSC / Ensysce Biosciences, Inc. 500,000
2022-12-16 13G US39878L4077 / GROM SOCIAL ENTE 174,000
2022-11-09 13G QNGY / Quanergy Systems Inc 1,250,000
2022-10-27 13G US0303822045 / AMERICAN VIRTUAL CLOUD TECHNOLOGIES INC 2,500,000
2022-10-17 13G ATXI / Avenue Therapeutics, Inc. 272,700
2022-10-06 13G MNMD / Mind Medicine (MindMed) Inc. 2,000,000
2022-09-27 13G ADTX / Aditxt, Inc. 242,341
2022-09-23 13G BNTC / Benitec Biopharma Inc. 1,500,000
2022-09-02 13G GBOX / GreenBox POS 4,957,949
2022-08-15 13G AYTU / Aytu BioPharma, Inc. 0 3,400,000
2022-08-12 13G US74907L2016 / QUOIN PHARMACEUTICALS LTD SPONSORED ADR 0 1,500,000,000
2022-07-28 13G USEA / United Maritime Corporation 600,000
2022-06-01 13G ACB / Aurora Cannabis Inc. 16,500,000
2022-03-07 13G US30324Y2000 / FG MERGER CORP 0.00000000 600,000
2022-02-14 13G/A BIOR / Biora Therapeutics, Inc. 12,247,229 3,750,000
2022-02-14 13G/A TIRX / Tian Ruixiang Holdings Ltd. 1,216,240 666
2022-02-14 13G/A CELZ / Creative Medical Technology Holdings, Inc. 326,500 332,317
2022-02-14 13G/A ACHR / Archer Aviation Inc. 4,800,000 1,820,030
2022-02-14 13G/A CWBR / CohBar, Inc. 5,000,000 4,519,746
2022-02-14 13G/A MACU / Mallard Acquisition Corp 899,999
2022-02-14 13G/A VISL / Vislink Technologies, Inc. 3,030,302 1,515,151
2022-02-14 13G/A EVFM / Evofem Biosciences, Inc. 15,567,602 10,000,000
2022-02-14 13G/A VCKA / Vickers Vantage Corp I 749,600
2022-02-14 13G/A NVNO / enVVeno Medical Corporation 435,714 280,357
2022-02-14 13G/A PULM / Pulmatrix, Inc. 3,500,000 2,461,111
2022-02-14 13G/A CLBS / Caladrius Biosciences Inc 3,000,000 1,575,000
2022-02-14 13G/A 08179B103 / BENESSERE CAPITAL ACQUISITION CORP 0
2022-02-14 13G/A EBON / Ebang International Holdings Inc. 7,000,000 10,300,000
2022-02-14 13G/A NVCN / Neovasc Inc 4,000,000 2,562,500
2022-02-14 13G/A AEHL / Antelope Enterprise Holdings Limited 196,079 311,682
2022-02-14 13G/A CRXT / Clarus Therapeutics Holdings Inc 264,407
2022-02-14 13G/A PRSO / Peraso Inc. 7,375
2022-02-14 13G/A TGVC / TG Venture Acquisition Corp. 538,069
2022-02-14 13G/A CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 23,161,650 23,161,650
2022-02-14 13G/A CYRN / CYREN Ltd 4,500,000 0
2022-02-14 13G/A VRPX / Virpax Pharmaceuticals, Inc. 1,000,000 0
2022-02-14 13G/A PXS / Pyxis Tankers Inc. 2,857,143 87,047
2022-02-14 13G/A RCAT / Red Cat Holdings, Inc. 2,500,000 0
2022-02-14 13G/A BCTX / BriaCell Therapeutics Corp. 600,000 600,000
2022-02-14 13G/A STAF / Staffing 360 Solutions, Inc. 0
2022-02-14 13G/A SV / Spring Valley Acquisition Corp - Class A 1,980,000 1,887,541
2022-02-14 13G/A CCNC / Code Chain New Continent Ltd 2,083,333 2,083,333
2022-02-14 13G/A TRAW / Traws Pharma, Inc. 1,175,000 0
2022-02-14 13G/A PHUN / Phunware, Inc. 3,920,370 0
2022-02-14 13G/A ESPR / Esperion Therapeutics, Inc. 6,274,385 6,722,709
2022-02-14 13G/A ENG / ENGlobal Corporation 2,380,953 0
2022-02-14 13G/A ATOS / Atossa Therapeutics, Inc. 3,800,000 7,762,500
2022-02-14 13G/A INTV / Integrated Ventures, Inc. 15,000,000 10,636,746
2022-02-14 13G/A CLSN / Imunon Inc 5,555,555 1,100,000
2022-02-14 13G/A DSS / DSS, Inc. 0
2022-02-14 13G/A NCTY / The9 Limited - Depositary Receipt (Common Stock) 23,250,000 17,437,500
2022-02-14 13G/A APDN / Applied DNA Sciences, Inc. 455,000 18,375
2022-02-14 13G/A NVFY / Nova LifeStyle, Inc. 705,020 371,503
2022-02-14 13G/A ASTC / Astrotech Corporation 3,500,000 0
2022-02-14 13G/A AIKI / AIkido Pharma Inc 5,000,000 0
2022-02-10 13G IMPP.V / Imperial Petroleum Inc - When Issued - Jun 2023 1,200,000
2022-01-31 13G US26431Q2057 / DUET Acquisition Corp. 460,000
2022-01-18 13G SYTA / Siyata Mobile Inc. 1,428,672
2021-12-10 13G CELZ / Creative Medical Technology Holdings, Inc. 326,500
2021-12-10 13G ESPR / Esperion Therapeutics, Inc. 6,274,385
2021-11-15 13G US87251T2087 / TG VENTURE ACQUISITION CORP 0.00000000 600,000
2021-11-08 13G CWBR / CohBar, Inc. 5,000,000
2021-10-01 13G TRAW / Traws Pharma, Inc. 1,175,000
2021-09-20 13G VRPX / Virpax Pharmaceuticals, Inc. 1,000,000
2021-08-30 13G BIOR / Biora Therapeutics, Inc. 12,247,229
2021-08-02 13G NVFY / Nova LifeStyle, Inc. 705,020
2021-07-27 13G RCAT / Red Cat Holdings, Inc. 2,500,000
2021-06-25 13G 25614T101 / Document Security Systems, Inc. 3,600,000
2021-06-14 13G BCTX / BriaCell Therapeutics Corp. 600,000
2021-06-14 13G TIRX / Tian Ruixiang Holdings Ltd. 1,216,240
2021-06-08 13G ENG / ENGlobal Corporation 2,380,953
2021-05-28 13G EVFM / Evofem Biosciences, Inc. 15,567,602
2021-04-19 13G ASTC / Astrotech Corporation 3,500,000
2021-04-12 13G NCTY / The9 Limited - Depositary Receipt (Common Stock) 23,250,000
2021-04-08 13G INTV / Integrated Ventures, Inc. 15,000,000
2021-03-26 13G AMAOU / American Acquisition Opportunity Inc - Units (1 Ord Class A & 1/2 War) 950,000
2021-03-26 13G AFAQ / AF Acquisition Corp - Class A 1,000,000
2021-03-26 13G 456357102 / Industrial Tech Acquisitions, Inc., Class A 400,000
2021-03-01 13G CCNC / Code Chain New Continent Ltd 2,083,333
2021-03-01 13G MOSY / Mosys Inc 186,669 495,867
2021-03-01 13G PXS / Pyxis Tankers Inc. 2,857,143
2021-02-25 13G AIKI / AIkido Pharma Inc 0 5,000,000
2021-02-24 13G PHUN / Phunware, Inc. 3,920,370
2021-02-24 13G AEHL / Antelope Enterprise Holdings Limited 196,079
2021-02-24 13G CLBS / Caladrius Biosciences Inc 3,000,000
2021-02-24 13G PULM / Pulmatrix, Inc. 1,807,108 3,500,000
2021-02-24 13G VISL / Vislink Technologies, Inc. 391,146 3,030,302
2021-02-22 13G EBON / Ebang International Holdings Inc. 7,000,000
2021-02-19 13G ADRA.U / Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of 500,000
2021-02-19 13G NVNO / enVVeno Medical Corporation 435,714
2021-02-19 13G CYRN / CYREN Ltd 4,500,000
2021-02-19 13G STAF / Staffing 360 Solutions, Inc. 2,250,000
2021-02-19 13G NVCN / Neovasc Inc 4,000,000
2021-02-16 13G/A GEVO / Gevo, Inc. 0
2021-02-16 13G/A GEVO / Gevo, Inc. 0
2021-02-16 13G/A GNPX / Genprex, Inc. 1,905,000 0
2021-02-16 13G/A ACHV / Achieve Life Sciences, Inc. 2,349,655 227,124
2021-02-16 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 1,242,515 111,250
2021-02-16 13G/A USEG / U.S. Energy Corp. 230,000 50,000
2021-02-16 13G/A TLRY / Tilray Brands, Inc. 10,084,845 7,012,907
2021-02-16 13G/A SLRX / Salarius Pharmaceuticals, Inc. 804,347 804,347
2021-02-16 13G/A SLS / SELLAS Life Sciences Group, Inc. 574,384 315,249
2021-02-16 13G/A RCON / Recon Technology, Ltd. 420,000 378,298
2021-02-16 13G/A RMTI / Rockwell Medical, Inc. 5,960,265 4,914,536
2021-02-16 13G/A RWLK / ReWalk Robotics Ltd. 1,280,294 648,097
2021-02-16 13G/A PHIO / Phio Pharmaceuticals Corp. 428,266 228,896
2021-02-16 13G/A PPBT / Purple Biotech Ltd - Depositary Receipt (Common Stock) 4,057,219 1,348,889
2021-02-16 13G/A PULM / Pulmatrix, Inc. 1,350,000 1,807,108
2021-02-16 13G/A ALTO / Alto Ingredients, Inc. 7,038,836 3,798,329
2021-02-16 13G/A IL0011177958 / Intec Pharma Ltd 5,000,000 95,000
2021-02-16 13G/A NVIV / InVivo Therapeutics Holdings Corp. 457,143 1,018,701
2021-02-16 13G/A LMFA / LM Funding America, Inc. 800,000 808,820
2021-02-16 13G/A MOSY / Mosys Inc 304,500 186,669
2021-02-16 13G/A MYO / Myomo, Inc. 225,634 240,639
2021-02-16 13G/A GLBS / Globus Maritime Limited 3,000,000 158,271
2021-02-16 13G/A GNUS / Genius Brands International Inc 7,416,693 13,467,900
2021-02-16 13G/A HEPA / Hepion Pharmaceuticals, Inc. 183,536 420,000
2021-02-16 13G/A CYCC / Cyclacel Pharmaceuticals, Inc. 279,689 280,981
2021-02-16 13G/A FCEL / FuelCell Energy, Inc. 19,000,000 129,167
2021-02-16 13G/A 86782U106 / CHF Solutions Inc 377,549 143,700
2021-02-16 13G/A CKPT / Checkpoint Therapeutics, Inc. 3,571,429 636,964
2021-02-16 13G/A CTRM / Castor Maritime Inc. 4,890,138 6,676,738
2021-02-16 13G/A AVGR / Avinger, Inc. 4,000,000 100,000
2021-02-16 13G/A BBI / Brickell Biotech Inc 1,930,054 2,810,675
2021-02-16 13G/A CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 29,268,300 23,161,650
2021-02-16 13G/A CFRX / ContraFect Corp 2,247,188 1,460,607
2021-02-16 13G/A ARTL / Artelo Biosciences, Inc. 920,000 793,672
2021-02-16 13G/A ADMP / Adamis Pharmaceuticals Corp 5,800,000 4,918,972
2021-02-16 13G/A ADXS / Ayala Pharmaceuticals, Inc. 5,000,000 2,000,000
2021-02-16 13G/A ASXC / Asensus Surgical, Inc. 8,002,857 0
2021-02-16 13G/A SGBX / Safe & Green Holdings Corp. 600,000 0
2021-02-16 13G/A SLGG / Super League Gaming Inc 700,000 0
2021-02-16 13G/A 867328601 / Sunesis Pharmaceuticals, Inc. 8,695,652 0
2021-02-16 13G/A NNVC / NanoViricides, Inc. 466,667 0
2021-02-16 13G/A ONCT / Oncternal Therapeutics, Inc. 2,500,000 0
2021-02-16 13G/A SAVA / Cassava Sciences, Inc. 2,000,000 0
2021-02-16 13G/A COCP / Cocrystal Pharma, Inc. 3,461,539 0
2021-02-16 13G/A NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) 5,000,000 0
2021-02-16 13G/A CETX / Cemtrex, Inc. 763,889 0
2021-02-16 13G/A INUV / Inuvo, Inc. 5,000,000 0
2021-02-16 13G/A GEVO / Gevo, Inc. 7,690,462 0
2021-02-16 13G/A CIDM / Cinedigm Corp - Class A 5,333,333 0
2021-02-16 13G/A BXRX / Baudax Bio, Inc. 1,076,923 0
2021-02-16 13G/A BOXL / Boxlight Corporation 1,500,000 0
2021-02-16 13G/A ABEO / Abeona Therapeutics Inc. 5,227,371 0
2021-02-16 13G/A AIKI / AIkido Pharma Inc 2,000,000 0
2021-02-16 13G/A QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock) 0
2021-01-29 13G FOXWU / FoxWayne Enterprises Acquisition Corp - Units (1 Ord Class A & 1 War) 340,000
2021-01-29 13G CLSN / Imunon Inc 1,571,429 5,555,555
2021-01-29 13G/A CLSN / Imunon Inc 1,571,429 1,100,000
2021-01-19 13G APDN / Applied DNA Sciences, Inc. 455,000
2021-01-15 13G ATOS / Atossa Therapeutics, Inc. 2,125,000 3,800,000
2021-01-15 13G/A ATOS / Atossa Therapeutics, Inc. 2,125,000 2,304,289
2021-01-14 13G BENEU / Benessere Capital Acquisition Corp - Units (1 Ord Class A , 1 Rts & 3/4 War) 700,000
2021-01-14 13G VCKAU / Vickers Vantage Corp I - Units (1 Ord & 1/2 War) 750,000
2020-12-22 13G BLUW / Blue Water Acquisition Corp. III 400,000
2020-12-21 13G TVACU / Texas Ventures Acquisition III Corp - Debt/Equity Composite Units 1,498,500
2020-12-18 13G ONCT / Oncternal Therapeutics, Inc. 2,500,000
2020-12-18 13G ATOS / Atossa Therapeutics, Inc. 2,125,000
2020-12-14 13G SV / Spring Valley Acquisition Corp - Class A 1,980,000
2020-12-14 13G ACHR / Archer Aviation Inc. 4,800,000
2020-11-25 13G NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) 5,000,000
2020-11-23 13G SAVA / Cassava Sciences, Inc. 904,371 2,000,000
2020-11-23 13G USEG / U.S. Energy Corp. 230,000
2020-10-28 13G ALTO / Alto Ingredients, Inc. 7,038,836
2020-10-15 13G ARTL / Artelo Biosciences, Inc. 920,000
2020-10-01 13G FCEL / FuelCell Energy, Inc. 19,000,000
2020-09-30 13G RMTI / Rockwell Medical, Inc. 5,960,265
2020-09-25 13G CKPT / Checkpoint Therapeutics, Inc. 3,571,429
2020-08-28 13G GEVO / Gevo, Inc. 7,690,462
2020-08-25 13G 86782U106 / CHF Solutions Inc 377,549 6,666,666
2020-08-24 13G LMFA / LM Funding America, Inc. 120,798 800,000
2020-08-06 13G AVGR / Avinger, Inc. 4,000,000
2020-08-03 13G 867328601 / Sunesis Pharmaceuticals, Inc. 8,695,652
2020-07-28 13G INUV / Inuvo, Inc. 5,000,000
2020-07-08 13G RWLK / ReWalk Robotics Ltd. 1,280,294
2020-07-07 13G ASXC / Asensus Surgical, Inc. 8,002,857
2020-07-06 13G CTRM / Castor Maritime Inc. 4,890,138
2020-07-01 13G RCON / Recon Technology, Ltd. 0 420,000
2020-06-26 13G GLBS / Globus Maritime Limited 3,000,000
2020-06-26 13G BBI / Brickell Biotech Inc 1,930,054
2020-06-19 13G CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock) 29,268,300
2020-06-17 13G BOXL / Boxlight Corporation 1,500,000
2020-06-11 13G CETX / Cemtrex, Inc. 763,889
2020-06-05 13G GNUS / Genius Brands International Inc 7,416,693
2020-05-29 13G CFRX / ContraFect Corp 2,247,188
2020-05-29 13G NNVC / NanoViricides, Inc. 466,667
2020-05-29 13G CIDM / Cinedigm Corp - Class A 5,333,333
2020-05-22 13G SLGG / Super League Gaming Inc 700,000
2020-05-15 13G SGBX / Safe & Green Holdings Corp. 600,000
2020-05-13 13G IL0011177958 / Intec Pharma Ltd 5,000,000
2020-04-30 13G CYCC / Cyclacel Pharmaceuticals, Inc. 279,689
2020-04-24 13G PULM / Pulmatrix, Inc. 1,350,000
2020-04-24 13G MOSY / Mosys Inc 304,500
2020-04-24 13G AIKI / AIkido Pharma Inc 2,000,000
2020-04-24 13G NVIV / InVivo Therapeutics Holdings Corp. 457,143
2020-04-09 13G PHIO / Phio Pharmaceuticals Corp. 1,933,761 428,266
2020-04-02 13G BXRX / Baudax Bio, Inc. 1,076,923
2020-03-20 13G TLRY / Tilray Brands, Inc. 10,084,845
2020-03-20 13G PPBT / Purple Biotech Ltd - Depositary Receipt (Common Stock) 4,057,219
2020-03-06 13G COCP / Cocrystal Pharma, Inc. 3,461,539
2020-03-06 13G CLSN / Imunon Inc 1,571,429
2020-02-28 13G ADMP / Adamis Pharmaceuticals Corp 3,000,000 5,800,000
2020-02-20 13G MYO / Myomo, Inc. 540,089 225,634
2020-02-14 13G SLRX / Salarius Pharmaceuticals, Inc. 804,347
2020-02-14 13G TNXP / Tonix Pharmaceuticals Holding Corp. 111,250 1,242,515
2020-02-10 13G/A ABEO / Abeona Therapeutics Inc. 6,000,000 5,227,371
2020-02-10 13G/A TRNX / BBHC Inc 1,400,000 594,506
2020-02-10 13G/A ACHV / Achieve Life Sciences, Inc. 1,784,215 2,349,655
2020-02-10 13G/A ADMP / Adamis Pharmaceuticals Corp 3,000,000 3,000,000
2020-02-10 13G/A TOPS / Top Ships Inc. 1,947,000 0
2020-02-10 13G/A BPTH / Bio-Path Holdings, Inc. 202,020 152,328
2020-02-10 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 263,579 111,250
2020-02-10 13G/A CODX / Co-Diagnostics, Inc. 1,308,572 0
2020-02-10 13G/A SINT / Sintx Technologies, Inc. 2,175,869 127,836
2020-02-10 13G/A 247078207 / DelMar Pharmaceuticals, Inc. 675,000 599,131
2020-02-10 13G/A HEPA / Hepion Pharmaceuticals, Inc. 171,598 183,536
2020-02-10 13G/A SESN / Sesen Bio Inc. 9,180,000 5,497,845
2020-02-10 13G/A MBRX / Moleculin Biotech, Inc. 3,125,000 1,800,000
2020-02-10 13G/A MNKD / MannKind Corporation 10,716,080 10,646,115
2020-02-10 13G/A SEEL / Seelos Therapeutics, Inc. 690,563 491,126
2020-02-10 13G/A NSPR / InspireMD, Inc. 100,000 10,000
2020-02-10 13G/A OGEN / Oragenics, Inc. 4,000,000 2,422,511
2020-02-10 13G/A RSLS / ReShape Lifesciences Inc. 10,249
2020-02-10 13G/A PHIO / Phio Pharmaceuticals Corp. 1,998,801 1,933,761
2020-02-10 13G/A OPGN / OpGen, Inc. 200,000 200,000
2020-02-10 13G/A XBIO / Xenetic Biosciences, Inc. 235,000 0
2020-02-10 13G/A WFT / Weatherford International plc 84,500,000 0
2020-02-10 13G/A VUZI / Vuzix Corporation 2,739,727 1,739,941
2020-02-10 13G/A VIVE / Viveve Medical, Inc. 247,244 179,397
2020-01-31 13G US88165N2045 / Tetraphase Pharmaceuticals, Inc. 666,666
2020-01-31 13G GNPX / Genprex, Inc. 1,905,000
2020-01-30 13G ADXS / Ayala Pharmaceuticals, Inc. 3,545,562 5,000,000
2020-01-17 13G QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock) 30,500,000
2020-01-17 13G SLS / SELLAS Life Sciences Group, Inc. 119,451 574,384
2019-12-27 13G ABEO / Abeona Therapeutics Inc. 6,000,000
2019-12-26 13G ACHV / Achieve Life Sciences, Inc. 1,784,215
2019-12-02 13G VIVE / Viveve Medical, Inc. 247,244
2019-12-02 13G BPTH / Bio-Path Holdings, Inc. 202,020
2019-11-01 13G OPGN / OpGen, Inc. 200,000
2019-08-23 13G KTRA / Kintara Therapeutics, Inc. 675,000
2019-08-09 13G ADMP / Adamis Pharmaceuticals Corp 1,133,652 3,000,000
2019-08-07 13G XBIO / Xenetic Biosciences, Inc. 235,000
2019-07-10 13G VUZI / Vuzix Corporation 2,739,727
2019-06-28 13G SESN / Sesen Bio Inc. 9,180,000
2019-06-27 13G HEPA / Hepion Pharmaceuticals, Inc. 171,598
2019-06-27 13G HEPA / Hepion Pharmaceuticals, Inc. 1,388,001 171,598
2019-05-02 13G MBRX / Moleculin Biotech, Inc. 3,125,000
2019-04-12 13G NSPR / InspireMD, Inc. 100,000
2019-03-29 13G OGEN / Oragenics, Inc. 4,000,000
2019-03-11 13G SEEL / Seelos Therapeutics, Inc. 690,563
2019-02-15 13G TRNX / BBHC Inc 1,400,000
2019-02-15 13G TRNX / BBHC Inc 1,400,000
2019-02-14 13G/A 86782U106 / CHF Solutions Inc 377,549
2019-02-14 13G/A ALT / Altimmune, Inc. 252,554 459,833
2019-02-14 13G/A FCSC / Fibrocell Science Inc. 679,408 489,230
2019-02-14 13G/A NUWE / Nuwellis, Inc. 368,571 377,549
2019-02-14 13G/A RNN / Rexahn Pharmaceuticals, Inc, 1,923,077 1,889,348
2019-02-14 13G/A ADXS / Ayala Pharmaceuticals, Inc. 4,166,666 3,545,562
2019-02-14 13G/A RSLS / ReShape Lifesciences Inc. 811,356 805,771
2019-02-14 13G/A PHIO / Phio Pharmaceuticals Corp. 1,998,801
2019-02-14 13G/A TOPS / Top Ships Inc. 2,160,316 1,947,000
2019-02-14 13G/A CREG / Smart Powerr Corp. 661,694 528,512
2019-02-14 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 243,189 263,579
2019-02-14 13G/A RCON / Recon Technology, Ltd. 1,197,500 0
2019-02-14 13G/A NHWK / NightHawk Biosciences, Inc. 2,000,000 1,622,860
2019-02-14 13G/A MNKD / MannKind Corporation 11,750,000 10,716,080
2019-02-14 13G/A AYTU / Aytu BioPharma, Inc. 232,677 0
2019-02-14 13G/A SINT / Sintx Technologies, Inc. 2,175,869
2019-02-14 13G/A RKDA / Arcadia Biosciences, Inc. 372,950 250,783
2019-02-14 13G/A INPX / Inpixon 1,044,764 83,082
2019-02-14 13G/A DARE / Daré Bioscience, Inc. 975,000 599,901
2019-02-14 13G/A VBLT / Vascular Biogenics Ltd 1,904,762 1,810,883
2019-02-14 13G/A LMFA / LM Funding America, Inc. 163,742 120,798
2019-02-14 13G/A NVIV / InVivo Therapeutics Holdings Corp. 198,411 479,073
2019-02-14 13G/A SAVA / Cassava Sciences, Inc. 1,200,000 904,371
2019-02-14 13G/A AMPE / Ampio Pharmaceuticals, Inc. 6,500,000 5,604,835
2019-02-11 13G CODX / Co-Diagnostics, Inc. 1,308,572
2018-12-28 13G MNKD / MannKind Corporation 11,750,000
2018-12-14 13G TNXP / Tonix Pharmaceuticals Holding Corp. 1,177,500 243,189
2018-12-05 13G RSLS / ReShape Lifesciences Inc. 811,356 811,356
2018-12-04 13G RSLS / ReShape Lifesciences Inc. 1,573,371 811,356
2018-11-30 13G NHWK / NightHawk Biosciences, Inc. 2,000,000
2018-11-08 13G LMFA / LM Funding America, Inc. 163,742
2018-11-07 13G CREG / Smart Powerr Corp. 661,694
2018-11-02 13G TOPS / Top Ships Inc. 2,160,316
2018-10-26 13G RNN / Rexahn Pharmaceuticals, Inc, 1,923,077
2018-10-12 13G AYTU / Aytu BioPharma, Inc. 232,677
2018-10-10 13G PHIO / Phio Pharmaceuticals Corp. 814,237
2018-10-05 13G ALT / Altimmune, Inc. 252,554
2018-09-14 13G ADXS / Ayala Pharmaceuticals, Inc. 4,166,666
2018-08-24 13G SAVA / Cassava Sciences, Inc. 1,200,000
2018-08-17 13G AMPE / Ampio Pharmaceuticals, Inc. 2,877,886 6,500,000
2018-07-06 13G NUWE / Nuwellis, Inc. 368,571
2018-07-06 13G NUWE / Nuwellis, Inc. 368,571
2018-07-03 13G VBLT / Vascular Biogenics Ltd 1,904,762
2018-06-29 13G NVIV / InVivo Therapeutics Holdings Corp. 198,411
2018-06-21 13G RKDA / Arcadia Biosciences, Inc. 372,950
2018-06-07 13G FCSC / Fibrocell Science Inc. 679,408
2018-05-18 13G SINT / Sintx Technologies, Inc. 484,388
2018-04-27 13G INPX / Inpixon 1,044,764
2018-02-22 13G DARE / Daré Bioscience, Inc. 975,000
2018-02-09 13G/A WFT / Weatherford International plc 101,309,998 84,500,000
2018-02-09 13G/A GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 138,503,700 0
2018-02-09 13G/A GBSN / Great Basin Scientific, Inc. 77,988 30,198
2018-02-09 13G/A USEG / U.S. Energy Corp. 314,258
2018-02-09 13G/A ZIOP / Alaunos Therapeutics Inc 9,708,738 119,394
2018-02-09 13G/A NWBO / Northwest Biotherapeutics, Inc. 8,237,545 11,514,993
2018-02-09 13G/A SLS / SELLAS Life Sciences Group, Inc. 2,980,000 119,451
2018-02-09 13G/A SINO / Sino-Global Shipping America Ltd 500,000 0
2018-02-09 13G/A SGLB / Sigma Labs Inc 250,000 215,500
2018-02-09 13G/A CRMD / CorMedix Inc. 3,800,000 2,850,000
2018-02-09 13G/A MARA / MARA Holdings, Inc. 1,266,667 58,250
2018-02-09 13G/A XXII / 22nd Century Group, Inc. 7,070,707 0
2018-02-09 13G/A BLPH / Bellerophon Therapeutics, Inc. 2,000,000 1,000,000
2018-02-09 13G/A PALI / Palisade Bio, Inc. 1,250,000 795,481
2018-02-09 13G/A TROV / TrovaGene, Inc. 2,124,250 2,593,218
2018-02-09 13G/A SGYPQ / SYNERGY PHARMACEUTICALS INC DEL 19,379,845 12,337,116
2018-02-09 13G/A MYO / Myomo, Inc. 625,000 540,089
2018-02-09 13G/A SNES / SenesTech, Inc. 1,250,000 790,054
2018-02-09 13G/A VTGN / Vistagen Therapeutics, Inc. 1,333,333 1,104,397
2018-02-09 13G/A HMNY / Helios and Matheson Analytics Inc. 1,960,464 82,735
2018-02-09 13G/A RSLS / ReShape Lifesciences Inc. 360,313 1,573,371
2018-01-31 13G RCON / Recon Technology, Ltd. 1,197,500
2017-12-21 13G HMNY / Helios and Matheson Analytics Inc. 1,960,464
2017-12-20 13G VTGN / Vistagen Therapeutics, Inc. 1,333,333
2017-12-08 13G MYO / Myomo, Inc. 625,000
2017-11-27 13G SNES / SenesTech, Inc. 1,250,000
2017-11-22 13G SGYPQ / SYNERGY PHARMACEUTICALS INC DEL 19,379,845
2017-10-17 13G XXII / 22nd Century Group, Inc. 7,070,707
2017-08-07 13G PALI / Palisade Bio, Inc. 1,250,000
2017-07-24 13G TROV / TrovaGene, Inc. 2,124,250
2017-05-22 13G ZIOP / Alaunos Therapeutics Inc 9,708,738
2017-05-18 13G BLPH / Bellerophon Therapeutics, Inc. 2,000,000
2017-05-08 13G CRMD / CorMedix Inc. 3,800,000
2017-04-27 13G MARA / MARA Holdings, Inc. 1,266,667
2017-02-24 13G SINO / Sino-Global Shipping America Ltd 500,000
2017-02-24 13G SGLB / Sigma Labs Inc 250,000
2017-02-17 13G SLS / SELLAS Life Sciences Group, Inc. 569,901 2,980,000
2017-02-10 13G/A USEG / U.S. Energy Corp. 370,200
2017-02-10 13G/A USEI / U.S. Energy Initiatives Corporation Inc. 500,000 370,200
2017-02-10 13G/A AMPE / Ampio Pharmaceuticals, Inc. 5,000,000 2,877,886
2017-02-10 13G/A GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 240,000,000 138,503,700
2017-02-10 13G/A RGSE / Real Goods Solar, Inc. 2,727,273 1,771,587
2017-02-10 13G/A GBSN / Great Basin Scientific, Inc. 15,000,000 77,988
2017-02-10 13G/A MDGS / Medigus Ltd. - Depositary Receipt (Common Stock) 2,847,925 2,219,967
2017-02-10 13G/A OPTT / Ocean Power Technologies, Inc. 300,000 15,000
2017-02-10 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 2,250,000 1,177,500
2017-02-10 13G/A WFT / Weatherford International plc 99,498,086 101,309,998
2017-02-10 13G/A VISL / Vislink Technologies, Inc. 1,100,000 391,146
2017-02-10 13G/A SLS / SELLAS Life Sciences Group, Inc. 14,000,000 569,901
2017-02-10 13G/A SPHS / Sophiris Bio Inc 2,483,330 1,581,277
2017-02-10 13G/A DRWIW / Dragonwave, Inc. 300,000 320,587
2017-02-10 13G/A CYTR / LadRx Corp 7,142,858 5,835,354
2017-02-10 13G/A JASO / JA Solar Holdings Co., Ltd. 28,002,401 0
2017-02-10 13G/A NWBO / Northwest Biotherapeutics, Inc. 9,525,000 8,237,545
2017-02-10 13G/A ARMP / Armata Pharmaceuticals, Inc. 1,133,334 879,316
2017-02-10 13G/A ADMP / Adamis Pharmaceuticals Corp 1,150,000 1,133,652
2017-02-10 13G/A SHIP / Seanergy Maritime Holdings Corp. 1,180,000 1,183,000
2017-01-24 13G RSLS / ReShape Lifesciences Inc. 8,179 360,313
2017-01-23 13G/A RSLS / ReShape Lifesciences Inc. 3,006,642 8,179
2016-12-29 13G USEG / U.S. Energy Corp. 500,000
2016-12-29 13G USEI / U.S. Energy Initiatives Corporation Inc. 500,000
2016-12-29 13G NWBO / Northwest Biotherapeutics, Inc. 9,525,000
2016-12-16 13G RGSE / Real Goods Solar, Inc. 2,727,273
2016-12-09 13G GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 240,000,000
2016-12-09 13G MDGS / Medigus Ltd. - Depositary Receipt (Common Stock) 2,847,925
2016-11-25 13G ARMP / Armata Pharmaceuticals, Inc. 1,133,334
2016-11-25 13G WFT / Weatherford International plc 99,498,086
2016-11-14 13G GBSN / Great Basin Scientific, Inc. 15,000,000
2016-11-04 13G TNXP / Tonix Pharmaceuticals Holding Corp. 2,250,000
2016-10-21 13G OPTT / Ocean Power Technologies, Inc. 300,000
2016-09-07 13G AMPE / Ampio Pharmaceuticals, Inc. 5,000,000
2016-08-26 13G SPHS / Sophiris Bio Inc 2,483,330
2016-08-26 13G RSLS / ReShape Lifesciences Inc. 3,006,642
2016-08-12 13G DRWIW / Dragonwave, Inc. 300,000
2016-08-12 13G SHIP / Seanergy Maritime Holdings Corp. 1,180,000
2016-08-08 13G ADMP / Adamis Pharmaceuticals Corp 1,150,000
2016-07-22 13G CYTX / Cytori Therapeutics, Inc. 7,142,858
2016-07-22 13G CYTR / LadRx Corp 7,142,858
2016-07-22 13G VISL / Vislink Technologies, Inc. 1,100,000
2016-07-15 13G SLS / SELLAS Life Sciences Group, Inc. 14,000,000
2016-02-12 13G/A CYTX / Cytori Therapeutics, Inc. 3,723,635
2016-02-12 13G/A PSTV / Plus Therapeutics, Inc. 12,570,005 3,723,635
2016-02-12 13G/A GALT / Galectin Therapeutics Inc. 1,587,300 1,182,499
2016-02-12 13G/A WGBS / WaferGen Bio-Systems, Inc. 960,000 759,275
2016-02-12 13G/A HEPA / Hepion Pharmaceuticals, Inc. 2,807,440 1,388,001
2015-11-27 13G GALT / Galectin Therapeutics Inc. 1,587,300
2015-10-23 13G WGBS / WaferGen Bio-Systems, Inc. 960,000
2015-10-15 13G HEPA / Hepion Pharmaceuticals, Inc. 2,807,440
2015-10-02 13G CYTX / Cytori Therapeutics, Inc. 12,570,005
2015-10-02 13G PSTV / Plus Therapeutics, Inc. 12,570,005
2015-10-02 13G JASO / JA Solar Holdings Co., Ltd. 28,002,401
2015-10-02 13G TNGNQ / Tengion, Inc. 4,464,229