Investor First Foundation Advisors
13D/G Filings

This page shows a list of all the recent 13D/G filings made by First Foundation Advisors . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2023-08-04 13D TLF / Tandy Leather Factory, Inc. 826,712 826,712
2023-05-25 13D TLF / Tandy Leather Factory, Inc. 826,550 826,712
2023-02-14 13G/A TLF / Tandy Leather Factory, Inc. 794,016 826,550
2022-08-19 13G/A TLF / Tandy Leather Factory, Inc. 494,423 794,016
2022-08-11 13G TLF / Tandy Leather Factory, Inc. 494,423 494,423
2022-08-11 13G/A TLF / Tandy Leather Factory, Inc. 589,031 589,031
2022-08-11 13G/A TLF / Tandy Leather Factory, Inc. 589,031 695,946
2021-08-16 13G VWTR / Vidler Water Resources Inc 925,646 914,315
2021-05-18 13G VWTR / Vidler Water Resources Inc 925,646 925,646
2021-05-18 13G VWTR / Vidler Water Resources Inc 933,765 925,646
2020-11-12 13G VWTR / Vidler Water Resources Inc 965,356 933,765
2020-08-17 13G VWTR / Vidler Water Resources Inc 965,356 965,356
2020-08-14 13G VWTR / Vidler Water Resources Inc 992,845 965,356
2020-02-11 13G/A VWTR / Vidler Water Resources Inc 995,521 992,845
2019-11-22 13G VWTR / Vidler Water Resources Inc 995,521
2018-02-14 13G PCM / PCM Fund Inc. 789,100 571,013
2017-02-15 13G PCM / PCM Fund Inc. 1,062,739 789,100
2016-06-13 13G/A REXR / Rexford Industrial Realty, Inc. 4,343,938 2,588,423
2016-06-07 13G/A PCM / PCM Fund Inc. 1,062,739 1,062,739
2016-06-07 13G/A REXR / Rexford Industrial Realty, Inc. 4,343,938 4,343,938
2016-02-16 13G/A PCM / PCM Fund Inc. 1,062,739
2016-02-16 13G/A REXR / Rexford Industrial Realty, Inc. 4,343,938
2013-11-15 13G REXR / Rexford Industrial Realty, Inc. 2,013,718
2013-02-15 13G PCM / PCM Fund Inc. 767,177