2025-08-14 |
13G/A
|
SIMA / SIM Acquisition Corp. I
|
|
1,935,801 |
1,917,889 |
|
|
|
2025-08-14 |
13G
|
TVA / Texas Ventures Acquisition III Corp
|
|
|
1,519,975 |
|
|
|
2025-08-14 |
13G/A
|
OXLCN / Oxford Lane Capital Corp. - Preferred Stock
|
|
401,374 |
456,338 |
|
|
|
2025-08-14 |
13G/A
|
OXLCO / Oxford Lane Capital Corp. - Preferred Stock
|
|
222,338 |
256,265 |
|
|
|
2025-08-14 |
13G/A
|
OXLCP / Oxford Lane Capital Corp. - Preferred Stock
|
|
122,160 |
160,430 |
|
|
|
2025-08-14 |
13G/A
|
PDPA / Pearl Diver Credit Company Inc. - Preferred Stock
|
|
349,300 |
371,929 |
|
|
|
2025-08-14 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
2,207,385 |
1,832,776 |
|
|
|
2025-08-14 |
13G/A
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
10,331,144 |
9,074,236 |
|
|
|
2025-08-14 |
13G/A
|
OXLCG / Oxford Lane Capital Corp. - Preferred Security
|
|
674,650 |
825,914 |
|
|
|
2025-08-14 |
13G/A
|
MAYA / Maywood Acquisition Corp.
|
|
854,761 |
1,030,286 |
|
|
|
2025-08-14 |
13G/A
|
KTF / DWS Municipal Income Trust
|
|
2,325,849 |
3,057,936 |
|
|
|
2025-08-14 |
13G/A
|
LEGT / Legato Merger Corp. III
|
|
3,442,491 |
3,495,104 |
|
|
|
2025-08-14 |
13G/A
|
DMAA / Drugs Made In America Acquisition Corp.
|
|
2,324,034 |
2,744,109 |
|
|
|
2025-08-14 |
13G/A
|
EIIA / Eagle Point Institutional Income Fund - Preferred Stock
|
|
268,968 |
293,852 |
|
|
|
2025-08-14 |
13G/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
7,013,648 |
7,294,955 |
|
|
|
2025-08-14 |
13G/A
|
FSHP / Flag Ship Acquisition Corporation
|
|
902,150 |
787,825 |
|
|
|
2025-08-14 |
13G/A
|
GPAT / GP-Act III Acquisition Corp.
|
|
3,641,464 |
2,339,016 |
|
|
|
2025-08-14 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,008,466 |
920,566 |
|
|
|
2025-08-14 |
13G/A
|
CHAR / Charlton Aria Acquisition Corporation
|
|
1,422,228 |
1,570,317 |
|
|
|
2025-08-14 |
13G/A
|
CHEB / Chenghe Acquisition II Co.
|
|
829,267 |
688,967 |
|
|
|
2025-08-14 |
13G
|
CHAC / Crane Harbor Acquisition Corp.
|
|
|
1,815,750 |
|
|
|
2025-08-14 |
13G/A
|
AIFE / Pantages Capital Acquisition Corporation.
|
|
902,825 |
1,032,600 |
|
|
|
2025-08-14 |
13G
|
BTT / Blackrock Municipal 2030 Target Term Trust
|
|
|
3,587,879 |
|
|
|
2025-08-07 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
16,070,785 |
11,293,541 |
|
|
|
2025-08-07 |
13G/A
|
IROH / Iron Horse Acquisitions Corp.
|
|
629,525 |
10,775 |
|
|
|
2025-08-07 |
13G/A
|
BKHA / Black Hawk Acquisition Corporation
|
|
997,429 |
0 |
|
|
|
2025-08-07 |
13G/A
|
SPME / Sound Point Meridian Capital, Inc. - Preferred Stock
|
|
|
1,219,655 |
|
|
|
2025-08-07 |
13G/A
|
GDST / Goldenstone Acquisition Limited
|
|
438,691 |
0 |
|
|
|
2025-08-07 |
13G/A
|
SPMA / Sound Point Meridian Capital, Inc. - Preferred Stock
|
|
407,869 |
435,044 |
|
|
|
2025-07-16 |
13D
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
3,771,451 |
5,513,520 |
|
|
|
2025-07-07 |
13G/A
|
SPKL / Spark I Acquisition Corporation
|
|
1,155,600 |
0 |
|
|
|
2025-07-07 |
13G/A
|
IROH / Iron Horse Acquisitions Corp.
|
|
659,625 |
629,525 |
|
|
|
2025-07-07 |
13G/A
|
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
|
|
5,029,383 |
4,659,226 |
|
|
|
2025-07-07 |
13G/A
|
EURK / Eureka Acquisition Corp
|
|
741,250 |
327,400 |
|
|
|
2025-07-07 |
13G/A
|
GLACF / Global Lights Acquisition Corp
|
|
1,026,210 |
0 |
|
|
|
2025-07-07 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
2,501,319 |
0 |
|
|
|
2025-06-06 |
13G/A
|
TBMC / Trailblazer Merger Corporation I
|
|
246,490 |
17,475 |
|
|
|
2025-06-06 |
13G/A
|
VGM / Invesco Trust for Investment Grade Municipals
|
|
3,199,553 |
2,081,051 |
|
|
|
2025-06-06 |
13G/A
|
AQUC / Aquaron Acquisition Corp.
|
|
163,746 |
0 |
|
|
|
2025-06-06 |
13G/A
|
COLA / Columbus Acquisition Corp
|
|
407,712 |
199,187 |
|
|
|
2025-06-06 |
13G
|
QSEA / Quartzsea Acquisition Corporation
|
|
|
2,368,775 |
|
|
|
2025-05-14 |
13G/A
|
OXLCP / Oxford Lane Capital Corp. - Preferred Stock
|
|
353,309 |
122,160 |
|
|
|
2025-05-14 |
13G/A
|
PDPA / Pearl Diver Credit Company Inc. - Preferred Stock
|
|
350,500 |
349,300 |
|
|
|
2025-05-14 |
13G/A
|
SPMA / Sound Point Meridian Capital, Inc. - Preferred Stock
|
|
372,327 |
407,869 |
|
|
|
2025-05-14 |
13G/A
|
OXLCN / Oxford Lane Capital Corp. - Preferred Stock
|
|
735,372 |
401,374 |
|
|
|
2025-05-14 |
13G/A
|
OXLCO / Oxford Lane Capital Corp. - Preferred Stock
|
|
|
222,338 |
|
|
|
2025-05-14 |
13G
|
MYN / BlackRock MuniYield New York Quality Fund, Inc.
|
|
|
2,017,756 |
|
|
|
2025-05-14 |
13G
|
NOEM / CO2 Energy Transition Corp.
|
|
|
721,246 |
|
|
|
2025-05-14 |
13G/A
|
OXLCG / Oxford Lane Capital Corp. - Preferred Security
|
|
|
674,650 |
|
|
|
2025-05-14 |
13G
|
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
|
|
|
5,029,383 |
|
|
|
2025-05-14 |
13G/A
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
12,446,993 |
10,331,144 |
|
|
|
2025-05-14 |
13G/A
|
FCRX / Crescent Capital BDC, Inc. - Preferred Stock
|
|
390,361 |
343,561 |
|
|
|
2025-05-14 |
13G
|
MAYA / Maywood Acquisition Corp.
|
|
|
854,761 |
|
|
|
2025-05-14 |
13G/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
1,551,861 |
2,062,999 |
|
|
|
2025-05-14 |
13G/A
|
EIIA / Eagle Point Institutional Income Fund - Preferred Stock
|
|
243,642 |
268,968 |
|
|
|
2025-05-14 |
13G/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
7,791,308 |
7,013,648 |
|
|
|
2025-05-14 |
13G
|
DMAA / Drugs Made In America Acquisition Corp.
|
|
|
2,324,034 |
|
|
|
2025-05-14 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
2,080,197 |
2,501,319 |
|
|
|
2025-05-14 |
13G
|
ATMC / AlphaTime Acquisition Corp
|
|
342,567 |
342,567 |
|
|
|
2025-05-14 |
13G
|
COLA / Columbus Acquisition Corp
|
|
|
407,712 |
|
|
|
2025-05-14 |
13G/A
|
AQUC / Aquaron Acquisition Corp.
|
|
231,300 |
163,746 |
|
|
|
2025-05-14 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
17,121,241 |
16,070,785 |
|
|
|
2025-05-14 |
13G
|
AIFE / Pantages Capital Acquisition Corporation.
|
|
|
902,825 |
|
|
|
2025-05-07 |
13G/A
|
PRIF.PRJ / Priority Income Fund, Inc. - Preferred Stock
|
|
59,307 |
59,170 |
|
|
|
2025-05-07 |
13G/A
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
239,862 |
239,862 |
|
|
|
2025-05-07 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
8,830,123 |
5,209,971 |
|
|
|
2025-05-01 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
18,115,686 |
17,121,241 |
|
|
|
2025-04-09 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,650,780 |
7,912,093 |
|
|
|
2025-04-07 |
13G/A
|
KVAC / Keen Vision Acquisition Corporation
|
|
1,278,000 |
1,332,985 |
|
|
|
2025-04-07 |
13G/A
|
NETD / Nabors Energy Transition Corp. II
|
|
3,000,315 |
1,428,492 |
|
|
|
2025-04-07 |
13G/A
|
TAVI / Tavia Acquisition Corp.
|
|
915,000 |
2,342,800 |
|
|
|
2025-04-07 |
13G/A
|
BGY / BlackRock Enhanced International Dividend Trust
|
|
5,723,137 |
4,424,334 |
|
|
|
2025-04-07 |
13G/A
|
CNDA / Concord Acquisition Corp II
|
|
576,973 |
0 |
|
|
|
2025-04-07 |
13G/A
|
DUET / DUET Acquisition Corp.
|
|
253,226 |
0 |
|
|
|
2025-04-07 |
13G/A
|
ALF / Centurion Acquisition Corp.
|
|
1,601,985 |
1,607,039 |
|
|
|
2025-03-18 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
19,019,342 |
18,115,686 |
|
|
|
2025-03-07 |
13G/A
|
PRIF.PRH / Priority Income Fund, Inc. - Preferred Stock
|
|
257,185 |
257,185 |
|
|
|
2025-03-07 |
13G/A
|
PRIF.PRJ / Priority Income Fund, Inc. - Preferred Stock
|
|
65,857 |
59,307 |
|
|
|
2025-03-07 |
13G/A
|
ECCF / Eagle Point Credit Company Inc. - Preferred Stock
|
|
|
80,560 |
|
|
|
2025-03-07 |
13G/A
|
INSI / Insight Select Income Fund
|
|
909,044 |
0 |
|
|
|
2025-03-07 |
13G/A
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
250,062 |
239,862 |
|
|
|
2025-03-07 |
13G/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
14,764,281 |
16,969,065 |
|
|
|
2025-03-07 |
13G/A
|
ECCC / Eagle Point Credit Company Inc. - Preferred Stock
|
|
|
9,596 |
|
|
|
2025-03-07 |
13G/A
|
ECC.PRD / Eagle Point Credit Company Inc. - Preferred Stock
|
|
198,133 |
180,905 |
|
|
|
2025-03-07 |
13G/A
|
AFJK / Aimei Health Technology Co., Ltd
|
|
1,100,657 |
1,079,752 |
|
|
|
2025-02-14 |
13G/A
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
1,033,386 |
250,062 |
|
|
|
2025-02-14 |
13G/A
|
PRIF.PRH / Priority Income Fund, Inc. - Preferred Stock
|
|
|
257,185 |
|
|
|
2025-02-14 |
13G/A
|
PRIF.PRJ / Priority Income Fund, Inc. - Preferred Stock
|
|
|
65,857 |
|
|
|
2025-02-14 |
13G
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
823,757 |
1,551,861 |
|
|
|
2025-02-14 |
13G
|
TAVI / Tavia Acquisition Corp.
|
|
|
915,000 |
|
|
|
2025-02-14 |
13G
|
TBMC / Trailblazer Merger Corporation I
|
|
|
246,490 |
|
|
|
2025-02-14 |
13G/A
|
SIMA / SIM Acquisition Corp. I
|
|
1,341,950 |
1,935,801 |
|
|
|
2025-02-14 |
13G
|
ATMV / AlphaVest Acquisition Corp
|
|
|
273,725 |
|
|
|
2025-02-14 |
13G
|
FVN / Future Vision II Acquisition Corp.
|
|
|
488,919 |
|
|
|
2025-02-14 |
13G
|
GIG / GigCapital7 Corp.
|
|
|
1,764,024 |
|
|
|
2025-02-14 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,082,365 |
909,044 |
|
|
|
2025-02-14 |
13G/A
|
OAKU / Oak Woods Acquisition Corporation
|
|
416,628 |
410,703 |
|
|
|
2025-02-14 |
13G/A
|
GPAT / GP-Act III Acquisition Corp.
|
|
2,994,189 |
3,641,464 |
|
|
|
2025-02-14 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,121,165 |
1,008,466 |
|
|
|
2025-02-14 |
13G/A
|
EURK / Eureka Acquisition Corp
|
|
745,250 |
741,250 |
|
|
|
2025-02-14 |
13G/A
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
4,223,725 |
3,771,451 |
|
|
|
2025-02-14 |
13G/A
|
BFK / BlackRock Municipal Income Trust
|
|
3,834,293 |
4,343,600 |
|
|
|
2025-02-14 |
13G/A
|
BLE / BlackRock Municipal Income Trust II
|
|
3,086,566 |
3,898,475 |
|
|
|
2025-02-14 |
13G/A
|
CHEB / Chenghe Acquisition II Co.
|
|
896,342 |
829,267 |
|
|
|
2025-02-14 |
13G/A
|
AITR / AI Transportation Acquisition Corp
|
|
988,074 |
987,374 |
|
|
|
2025-02-14 |
13G/A
|
AQUC / Aquaron Acquisition Corp.
|
|
246,250 |
231,300 |
|
|
|
2025-02-07 |
13G/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
|
14,764,281 |
|
|
|
2025-02-07 |
13G/A
|
OCAX / OCA Acquisition Corp.
|
|
709,603 |
0 |
|
|
|
2025-02-07 |
13G
|
RDAC / Rising Dragon Acquisition Corp.
|
|
|
821,975 |
|
|
|
2025-02-07 |
13G/A
|
GODN / Golden Star Acquisition Corporation
|
|
246,216 |
0 |
|
|
|
2025-01-22 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
19,910,003 |
19,019,342 |
|
|
|
2025-01-07 |
13G/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
17,529,582 |
10,563,515 |
|
|
|
2025-01-07 |
13G/A
|
FRLA / Fortune Rise Acquisition Corporation
|
|
516,599 |
7,610 |
|
|
|
2025-01-07 |
13G/A
|
GLLI / Globalink Investment Inc.
|
|
349,316 |
0 |
|
|
|
2025-01-07 |
13G/A
|
DYCQ / DT Cloud Acquisition Corporation
|
|
505,678 |
407,253 |
|
|
|
2025-01-07 |
13G/A
|
MITA / Coliseum Acquisition Corp.
|
|
360,710 |
0 |
|
|
|
2025-01-07 |
13G/A
|
ACAC / Acri Capital Acquisition Corporation
|
|
252,643 |
0 |
|
|
|
2025-01-07 |
13G
|
CHAR / Charlton Aria Acquisition Corporation
|
|
|
1,422,228 |
|
|
|
2025-01-07 |
13G/A
|
ISRL / Israel Acquisitions Corp
|
|
748,043 |
76,846 |
|
|
|
2025-01-07 |
13G/A
|
HSPO / Horizon Space Acquisition I Corp.
|
|
602,900 |
100,000 |
|
|
|
2025-01-07 |
13G
|
PDPA / Pearl Diver Credit Company Inc. - Preferred Stock
|
|
|
350,500 |
|
|
|
2025-01-07 |
13G
|
YHNA / YHN Acquisition I Limited
|
|
|
865,697 |
|
|
|
2024-12-06 |
13G/A
|
TMTC / TMT Acquisition Corp
|
|
703,677 |
2,500 |
|
|
|
2024-12-06 |
13G/A
|
IGI / Western Asset Investment Grade Opportunity Trust Inc.
|
|
582,641 |
0 |
|
|
|
2024-12-06 |
13G
|
SPMA / Sound Point Meridian Capital, Inc. - Preferred Stock
|
|
|
372,327 |
|
|
|
2024-12-06 |
13G
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
117,313 |
2,080,197 |
|
|
|
2024-12-06 |
13G/A
|
ATMC / AlphaTime Acquisition Corp
|
|
356,817 |
342,567 |
|
|
|
2024-12-06 |
13G
|
AAM / AA Mission Acquisition Corp.
|
|
|
5,656,858 |
|
|
|
2024-11-13 |
13G/A
|
TMTC / TMT Acquisition Corp
|
|
789,722 |
703,677 |
|
|
|
2024-11-13 |
13G/A
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
569,030 |
817,240 |
|
|
|
2024-11-13 |
13G/A
|
OXLCN / Oxford Lane Capital Corp. - Preferred Stock
|
|
|
735,372 |
|
|
|
2024-11-13 |
13G/A
|
RFAI / RF Acquisition Corp II
|
|
1,383,513 |
2,510,291 |
|
|
|
2024-11-13 |
13G/A
|
LEGT / Legato Merger Corp. III
|
|
2,426,421 |
3,442,491 |
|
|
|
2024-11-13 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
1,800,534 |
2,207,385 |
|
|
|
2024-11-13 |
13G/A
|
MHD / BlackRock MuniHoldings Fund, Inc.
|
|
5,645,506 |
7,306,392 |
|
|
|
2024-11-13 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,221,203 |
1,121,165 |
|
|
|
2024-11-13 |
13G/A
|
AITR / AI Transportation Acquisition Corp
|
|
|
988,074 |
|
|
|
2024-11-13 |
13G/A
|
FRLA / Fortune Rise Acquisition Corporation
|
|
628,174 |
516,599 |
|
|
|
2024-11-13 |
13G/A
|
GLACF / Global Lights Acquisition Corp
|
|
748,250 |
1,026,210 |
|
|
|
2024-11-13 |
13G
|
SPKL / Spark I Acquisition Corporation
|
|
|
1,155,600 |
|
|
|
2024-11-13 |
13G
|
NETD / Nabors Energy Transition Corp. II
|
|
|
3,000,315 |
|
|
|
2024-11-13 |
13G
|
SIMA / SIM Acquisition Corp. I
|
|
|
1,341,950 |
|
|
|
2024-11-13 |
13G
|
MACI / Melar Acquisition Corp. I
|
|
|
1,429,611 |
|
|
|
2024-11-13 |
13G
|
MIN / MFS Intermediate Income Trust
|
|
2,098,806 |
8,830,123 |
|
|
|
2024-11-13 |
13G
|
MITA / Coliseum Acquisition Corp.
|
|
|
360,710 |
|
|
|
2024-11-13 |
13G
|
IROH / Iron Horse Acquisitions Corp.
|
|
|
659,625 |
|
|
|
2024-11-13 |
13G
|
ISRL / Israel Acquisitions Corp
|
|
|
748,043 |
|
|
|
2024-11-13 |
13G
|
KTF / DWS Municipal Income Trust
|
|
701,678 |
2,325,849 |
|
|
|
2024-11-13 |
13G
|
GPAT / GP-Act III Acquisition Corp.
|
|
|
2,994,189 |
|
|
|
2024-11-13 |
13G
|
IGI / Western Asset Investment Grade Opportunity Trust Inc.
|
|
|
582,641 |
|
|
|
2024-11-13 |
13G
|
DYCQ / DT Cloud Acquisition Corporation
|
|
|
505,678 |
|
|
|
2024-11-13 |
13G
|
GLLI / Globalink Investment Inc.
|
|
|
349,316 |
|
|
|
2024-11-13 |
13G
|
GODN / Golden Star Acquisition Corporation
|
|
|
246,216 |
|
|
|
2024-11-13 |
13G
|
CHEB / Chenghe Acquisition II Co.
|
|
|
896,342 |
|
|
|
2024-11-13 |
13G
|
CNDA / Concord Acquisition Corp II
|
|
|
576,973 |
|
|
|
2024-11-13 |
13G
|
DUET / DUET Acquisition Corp.
|
|
|
253,226 |
|
|
|
2024-11-13 |
13G
|
ATMC / AlphaTime Acquisition Corp
|
|
|
356,817 |
|
|
|
2024-11-13 |
13G
|
ASG / Liberty All-Star Growth Fund, Inc.
|
|
375,630 |
3,374,870 |
|
|
|
2024-11-13 |
13G
|
ALF / Centurion Acquisition Corp.
|
|
|
1,601,985 |
|
|
|
2024-11-07 |
13G
|
FSHP / Flag Ship Acquisition Corporation
|
|
|
902,150 |
|
|
|
2024-11-07 |
13G/A
|
ACAC / Acri Capital Acquisition Corporation
|
|
860,107 |
252,643 |
|
|
|
2024-11-07 |
13G/A
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
255,122 |
375,743 |
|
|
|
2024-11-07 |
13G
|
EIIA / Eagle Point Institutional Income Fund - Preferred Stock
|
|
|
243,642 |
|
|
|
2024-10-07 |
13G/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
13,724,937 |
17,529,582 |
|
|
|
2024-10-07 |
13G/A
|
BNIX / Bannix Acquisition Corp.
|
|
425,645 |
0 |
|
|
|
2024-10-07 |
13G
|
EURK / Eureka Acquisition Corp
|
|
|
745,250 |
|
|
|
2024-10-07 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,452,564 |
0 |
|
|
|
2024-10-07 |
13G/A
|
NUW / Nuveen AMT-Free Municipal Value Fund
|
|
1,076,067 |
872,250 |
|
|
|
2024-10-07 |
13G/A
|
OAKU / Oak Woods Acquisition Corporation
|
|
698,065 |
416,628 |
|
|
|
2024-10-07 |
13G/A
|
RFAC / RF Acquisition Corp.
|
|
635,712 |
0 |
|
|
|
2024-10-04 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
20,809,335 |
19,910,003 |
|
|
|
2024-10-02 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
15,639,485 |
14,832,402 |
|
|
|
2024-09-30 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
18,680,124 |
15,639,485 |
|
|
|
2024-09-18 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,344,897 |
7,650,780 |
|
|
|
2024-09-12 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
22,118,375 |
18,680,124 |
|
|
|
2024-09-10 |
13G/A
|
GDST / Goldenstone Acquisition Limited
|
|
438,691 |
438,691 |
|
|
|
2024-09-09 |
13G/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
11,763,244 |
11,202,578 |
|
|
|
2024-09-09 |
13G/A
|
GDST / Goldenstone Acquisition Limited
|
|
493,091 |
438,691 |
|
|
|
2024-08-15 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
25,225,405 |
22,118,375 |
|
|
|
2024-08-08 |
13G
|
RFAI / RF Acquisition Corp II
|
|
|
1,383,513 |
|
|
|
2024-08-08 |
13G
|
LEGT / Legato Merger Corp. III
|
|
|
2,426,421 |
|
|
|
2024-08-08 |
13G/A
|
IQI / Invesco Quality Municipal Income Trust
|
|
2,741,787 |
2,516,116 |
|
|
|
2024-08-08 |
13G/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
14,468,742 |
7,791,308 |
|
|
|
2024-08-08 |
13G/A
|
BUJA / Bukit Jalil Global Acquisition 1 Ltd
|
|
552,367 |
0 |
|
|
|
2024-08-08 |
13G
|
IBAC / IB Acquisition Corp.
|
|
|
2,542,282 |
|
|
|
2024-08-08 |
13G/A
|
AIBAF / AIB Acquisition Corporation
|
|
291,950 |
0 |
|
|
|
2024-06-07 |
13G/A
|
NBXG / Neuberger Berman Next Generation Connectivity Fund Inc.
|
|
3,828,156 |
3,757,086 |
|
|
|
2024-06-07 |
13G/A
|
GBBK / Global Blockchain Acquisition Corp.
|
|
870,025 |
0 |
|
|
|
2024-06-07 |
13G/A
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
9,253,673 |
12,446,993 |
|
|
|
2024-06-07 |
13G/A
|
AIEV / Thunder Power Holdings, Inc.
|
|
917,337 |
0 |
|
|
|
2024-06-07 |
13G/A
|
FTII / FutureTech II Acquisition Corp.
|
|
790,575 |
136,575 |
|
|
|
2024-06-07 |
13G
|
BKHA / Black Hawk Acquisition Corporation
|
|
|
997,429 |
|
|
|
2024-06-04 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
25,255,405 |
25,225,405 |
|
|
|
2024-06-03 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
20,816,690 |
20,809,335 |
|
|
|
2024-06-03 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
20,816,690 |
20,809,355 |
|
|
|
2024-06-03 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
25,235,725 |
25,255,405 |
|
|
|
2024-05-31 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
20,391,138 |
20,816,690 |
|
|
|
2024-05-31 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
24,098,217 |
25,235,725 |
|
|
|
2024-05-20 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,106,834 |
7,344,897 |
|
|
|
2024-05-10 |
13G/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
14,351,202 |
14,468,742 |
|
|
|
2024-05-10 |
13G/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
13,581,609 |
13,724,937 |
|
|
|
2024-05-09 |
13G/A
|
ASCA / A SPAC I Acquisition Corp.
|
|
297,025 |
0 |
|
|
|
2024-05-09 |
13G/A
|
GLST / Global Star Acquisition, Inc.
|
|
477,265 |
394,090 |
|
|
|
2024-05-07 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
13,132,355 |
13,581,609 |
|
|
|
2024-05-06 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
14,354,008 |
14,351,202 |
|
|
|
2024-04-22 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
20,064,747 |
20,391,138 |
|
|
|
2024-04-15 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
14,251,363 |
14,354,008 |
|
|
|
2024-04-09 |
13G/A
|
LBBB / Lakeshore Acquisition II Corp.
|
|
441,085 |
0 |
|
|
|
2024-04-09 |
13G/A
|
ESHA / ESH Acquisition Corp.
|
|
856,370 |
617,280 |
|
|
|
2024-04-09 |
13G/A
|
AIEV / Thunder Power Holdings, Inc.
|
|
939,312 |
917,337 |
|
|
|
2024-04-09 |
13G/A
|
EICA / Eagle Point Income Company Inc. - Preferred Stock
|
|
731,950 |
832,272 |
|
|
|
2024-04-09 |
13G
|
AFJK / Aimei Health Technology Co., Ltd
|
|
|
1,100,657 |
|
|
|
2024-03-07 |
13G/A
|
TENK / TenX Keane Acquisition
|
|
504,610 |
0 |
|
|
|
2024-03-07 |
13G/A
|
LIBY / Liberty Resources Acquisition Corp.
|
|
381,120 |
322,436 |
|
|
|
2024-03-07 |
13G/A
|
MARX / Mars Acquisition Corp.
|
|
499,031 |
0 |
|
|
|
2024-03-07 |
13G/A
|
MCAF / CH Auto Inc.
|
|
287,021 |
0 |
|
|
|
2024-03-07 |
13G/A
|
FTII / FutureTech II Acquisition Corp.
|
|
815,850 |
790,575 |
|
|
|
2024-03-07 |
13G/A
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
69,305 |
69,305 |
|
|
|
2024-03-07 |
13G
|
INSI / Insight Select Income Fund
|
|
289,496 |
1,082,365 |
|
|
|
2024-03-07 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
13,294,566 |
14,251,363 |
|
|
|
2024-03-06 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
13,050,556 |
13,132,355 |
|
|
|
2024-03-06 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
10,876,212 |
13,294,566 |
|
|
|
2024-03-04 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
23,745,713 |
24,098,217 |
|
|
|
2024-03-04 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
19,678,836 |
20,064,747 |
|
|
|
2024-02-28 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
12,438,941 |
13,050,556 |
|
|
|
2024-02-13 |
13G/A
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
267,897 |
255,122 |
|
|
|
2024-02-13 |
13G/A
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
466,497 |
431,823 |
|
|
|
2024-02-13 |
13G/A
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
564,660 |
569,030 |
|
|
|
2024-02-13 |
13G/A
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
1,094,491 |
1,033,386 |
|
|
|
2024-02-13 |
13G/A
|
OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
|
|
806,979 |
944,087 |
|
|
|
2024-02-13 |
13G/A
|
NUW / Nuveen AMT-Free Municipal Value Fund
|
|
1,125,160 |
1,076,067 |
|
|
|
2024-02-13 |
13G/A
|
OAKU / Oak Woods Acquisition Corporation
|
|
615,489 |
698,065 |
|
|
|
2024-02-13 |
13G/A
|
OCAX / OCA Acquisition Corp.
|
|
676,565 |
709,603 |
|
|
|
2024-02-13 |
13G/A
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
9,040,849 |
9,253,673 |
|
|
|
2024-02-13 |
13G/A
|
MHD / BlackRock MuniHoldings Fund, Inc.
|
|
3,172,338 |
5,645,506 |
|
|
|
2024-02-13 |
13G/A
|
LBBB / Lakeshore Acquisition II Corp.
|
|
563,175 |
441,085 |
|
|
|
2024-02-13 |
13G/A
|
MCAF / CH Auto Inc.
|
|
396,471 |
287,021 |
|
|
|
2024-02-13 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
1,974,961 |
1,800,534 |
|
|
|
2024-02-13 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
876,880 |
1,221,203 |
|
|
|
2024-02-13 |
13G/A
|
AIEV / Thunder Power Holdings, Inc.
|
|
1,173,217 |
939,312 |
|
|
|
2024-02-13 |
13G/A
|
FRLA / Fortune Rise Acquisition Corporation
|
|
808,574 |
628,174 |
|
|
|
2024-02-13 |
13G/A
|
GBBK / Global Blockchain Acquisition Corp.
|
|
979,831 |
870,025 |
|
|
|
2024-02-13 |
13G/A
|
FTII / FutureTech II Acquisition Corp.
|
|
1,120,277 |
815,850 |
|
|
|
2024-02-13 |
13G/A
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
3,247,222 |
4,223,725 |
|
|
|
2024-02-13 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,255,029 |
1,452,564 |
|
|
|
2024-02-13 |
13G/A
|
ECC.PRD / Eagle Point Credit Company Inc. - Preferred Stock
|
|
210,676 |
198,133 |
|
|
|
2024-02-13 |
13G/A
|
EICA / Eagle Point Income Company Inc. - Preferred Stock
|
|
742,300 |
731,950 |
|
|
|
2024-02-13 |
13G/A
|
ASCA / A SPAC I Acquisition Corp.
|
|
497,850 |
297,025 |
|
|
|
2024-02-13 |
13G/A
|
BNIX / Bannix Acquisition Corp.
|
|
541,900 |
425,645 |
|
|
|
2024-02-13 |
13G/A
|
ACAC / Acri Capital Acquisition Corporation
|
|
952,407 |
860,107 |
|
|
|
2024-02-13 |
13G
|
NAD / Nuveen Quality Municipal Income Fund
|
|
1,639,328 |
11,763,244 |
|
|
|
2024-02-13 |
13G
|
NBXG / Neuberger Berman Next Generation Connectivity Fund Inc.
|
|
|
3,828,156 |
|
|
|
2024-02-13 |
13G
|
RFAC / RF Acquisition Corp.
|
|
|
635,712 |
|
|
|
2024-02-13 |
13G
|
TENK / TenX Keane Acquisition
|
|
|
504,610 |
|
|
|
2024-02-13 |
13G
|
TMTC / TMT Acquisition Corp
|
|
|
789,722 |
|
|
|
2024-02-13 |
13G
|
VGM / Invesco Trust for Investment Grade Municipals
|
|
|
3,199,553 |
|
|
|
2024-02-13 |
13G
|
GLST / Global Star Acquisition, Inc.
|
|
474,640 |
477,265 |
|
|
|
2024-02-13 |
13G
|
IQI / Invesco Quality Municipal Income Trust
|
|
2,520,076 |
2,741,787 |
|
|
|
2024-02-13 |
13G
|
KVAC / Keen Vision Acquisition Corporation
|
|
|
1,278,000 |
|
|
|
2024-02-13 |
13G
|
LIBY / Liberty Resources Acquisition Corp.
|
|
|
381,120 |
|
|
|
2024-02-13 |
13G
|
MARX / Mars Acquisition Corp.
|
|
|
499,031 |
|
|
|
2024-02-13 |
13G
|
HSPO / Horizon Space Acquisition I Corp.
|
|
|
602,900 |
|
|
|
2024-02-13 |
13G
|
GLACF / Global Lights Acquisition Corp
|
|
|
748,250 |
|
|
|
2024-02-13 |
13G
|
GDST / Goldenstone Acquisition Limited
|
|
|
493,091 |
|
|
|
2024-02-13 |
13G
|
FCRX / Crescent Capital BDC, Inc. - Preferred Stock
|
|
|
390,361 |
|
|
|
2024-02-13 |
13G
|
BLE / BlackRock Municipal Income Trust II
|
|
|
3,086,566 |
|
|
|
2024-02-13 |
13G
|
BUJA / Bukit Jalil Global Acquisition 1 Ltd
|
|
|
552,367 |
|
|
|
2024-02-13 |
13G
|
CCIA / Carlyle Credit Income Fund - Preferred Security
|
|
|
69,305 |
|
|
|
2024-02-13 |
13G
|
ESHA / ESH Acquisition Corp.
|
|
|
856,370 |
|
|
|
2024-02-13 |
13G
|
AQUC / Aquaron Acquisition Corp.
|
|
|
246,250 |
|
|
|
2024-02-13 |
13G
|
BFK / BlackRock Municipal Income Trust
|
|
|
3,834,293 |
|
|
|
2024-02-13 |
13G
|
BGY / BlackRock Enhanced International Dividend Trust
|
|
|
5,723,137 |
|
|
|
2024-02-13 |
13G
|
AIBAF / AIB Acquisition Corporation
|
|
|
291,950 |
|
|
|
2024-02-12 |
13G/A
|
|
|
|
906,474 |
|
|
|
2024-02-08 |
13G
|
|
|
|
906,474 |
|
|
|
2024-01-19 |
13D
|
EIM / Eaton Vance Municipal Bond Fund
|
|
9,851,903 |
10,876,212 |
|
|
|
2024-01-19 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
12,408,189 |
12,438,941 |
|
|
|
2024-01-09 |
13G/A
|
ENER / Accretion Acquisition Corp.
|
|
1,051,638 |
0 |
|
|
|
2024-01-09 |
13G/A
|
US60742N1063 / Mobiv Acquisition Corp., Class A
|
|
396,650 |
0 |
|
|
|
2024-01-08 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
19,104,511 |
19,678,836 |
|
|
|
2024-01-08 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
11,714,506 |
12,408,189 |
|
|
|
2024-01-08 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
22,802,943 |
23,745,713 |
|
|
|
2023-12-26 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
18,186,605 |
19,104,511 |
|
|
|
2023-12-13 |
13D
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
5,912,455 |
7,106,834 |
|
|
|
2023-12-07 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
693,622 |
223,975 |
|
|
|
2023-12-07 |
13G
|
US60742N1063 / Mobiv Acquisition Corp., Class A
|
|
396,650 |
396,650 |
|
|
|
2023-12-07 |
13G/A
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
5,443,820 |
9,040,849 |
|
|
|
2023-12-07 |
13G/A
|
IQI / Invesco Quality Municipal Income Trust
|
|
3,060,625 |
2,520,076 |
|
|
|
2023-12-07 |
13G/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
6,059,750 |
9,851,903 |
|
|
|
2023-11-09 |
13G/A
|
GLST / Global Star Acquisition, Inc.
|
|
768,975 |
474,640 |
|
|
|
2023-11-09 |
13G/A
|
KTF / DWS Municipal Income Trust
|
|
2,573,429 |
701,678 |
|
|
|
2023-11-09 |
13G/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
2,555,404 |
703,406 |
|
|
|
2023-11-09 |
13G/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
1,339,675 |
191,740 |
|
|
|
2023-11-09 |
13G/A
|
VKQ / Invesco Municipal Trust
|
|
3,039,432 |
2,397,771 |
|
|
|
2023-11-07 |
13D
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
14,100,982 |
18,186,605 |
|
|
|
2023-11-07 |
13D
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
8,913,771 |
11,714,506 |
|
|
|
2023-11-07 |
13D
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
6,830,748 |
22,802,943 |
|
|
|
2023-10-06 |
13G/A
|
OCAX / OCA Acquisition Corp.
|
|
1,534,329 |
676,565 |
|
|
|
2023-10-06 |
13G/A
|
US74168P1075 / Prime Number Acquisition I Corp., Class A
|
|
469,545 |
0 |
|
|
|
2023-10-06 |
13G/A
|
US60742N1063 / Mobiv Acquisition Corp., Class A
|
|
974,115 |
396,650 |
|
|
|
2023-10-06 |
13G/A
|
ENER / Accretion Acquisition Corp.
|
|
1,596,455 |
1,051,638 |
|
|
|
2023-09-08 |
13G
|
US60742N1063 / Mobiv Acquisition Corp., Class A
|
|
|
974,115 |
|
|
|
2023-09-08 |
13G
|
GBBK / Global Blockchain Acquisition Corp.
|
|
|
979,831 |
|
|
|
2023-09-08 |
13G/A
|
AIEV / Thunder Power Holdings, Inc.
|
|
1,086,624 |
1,173,217 |
|
|
|
2023-09-08 |
13G/A
|
MCAF / CH Auto Inc.
|
|
433,871 |
396,471 |
|
|
|
2023-09-08 |
13G/A
|
US37187C1009 / Genesis Unicorn Capital Corp.
|
|
579,996 |
0 |
|
|
|
2023-08-09 |
13G
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
380,109 |
876,880 |
|
|
|
2023-08-09 |
13G/A
|
EICA / Eagle Point Income Company Inc. - Preferred Stock
|
|
183,386 |
742,300 |
|
|
|
2023-08-09 |
13G/A
|
ERES / Abacus Life Inc - Class A
|
|
982,251 |
0 |
|
|
|
2023-07-07 |
13G/A
|
TGVC / TG Venture Acquisition Corp.
|
|
1,333,218 |
0 |
|
|
|
2023-07-07 |
13G/A
|
FRLA / Fortune Rise Acquisition Corporation
|
|
817,099 |
808,574 |
|
|
|
2023-06-08 |
13G/A
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
1,621,878 |
3,247,222 |
|
|
|
2023-06-08 |
13G
|
OAKU / Oak Woods Acquisition Corporation
|
|
|
615,489 |
|
|
|
2023-05-09 |
13G/A
|
ENER / Accretion Acquisition Corp.
|
|
1,645,469 |
1,596,455 |
|
|
|
2023-05-09 |
13G/A
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
2,343,222 |
0 |
|
|
|
2023-05-09 |
13G/A
|
OCAX / OCA Acquisition Corp.
|
|
1,582,204 |
1,534,329 |
|
|
|
2023-04-11 |
13G/A
|
US57778T1060 / Maxpro Capital Acquisition Corp., Class A
|
|
1,121,320 |
0 |
|
|
|
2023-04-11 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
569,966 |
1,255,029 |
|
|
|
2023-04-11 |
13G/A
|
IVH / Delaware Ivy High Income Opportunities Fund
|
|
1,199,283 |
0 |
|
|
|
2023-03-10 |
13G/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
255,888 |
206,171 |
|
|
|
2023-03-10 |
13G/A
|
UPTD / TradeUP Acquisition Corp
|
|
862,849 |
0 |
|
|
|
2023-03-10 |
13G/A
|
VGG0083E1025 / ACE GLOBAL BUSINESS ACQUISITION LTD
|
|
494,867 |
0 |
|
|
|
2023-03-10 |
13G/A
|
ADRA / Alliance Entertainment Holding Corporation - Class A
|
|
862,699 |
0 |
|
|
|
2023-03-10 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
647,028 |
0 |
|
|
|
2023-03-10 |
13G/A
|
ACAC / Acri Capital Acquisition Corporation
|
|
954,157 |
952,407 |
|
|
|
2023-02-14 |
13G
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
464,399 |
569,966 |
|
|
|
2023-02-14 |
13G
|
AIEV / Thunder Power Holdings, Inc.
|
|
|
1,086,624 |
|
|
|
2023-02-14 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
11,941,825 |
14,100,982 |
|
|
|
2023-02-14 |
13G
|
GLST / Global Star Acquisition, Inc.
|
|
|
768,975 |
|
|
|
2023-02-14 |
13G
|
US37187C1009 / Genesis Unicorn Capital Corp.
|
|
|
579,996 |
|
|
|
2023-02-14 |
13G
|
MGF / MFS Government Markets Income Trust
|
|
639,875 |
1,974,961 |
|
|
|
2023-02-14 |
13G
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
|
5,443,820 |
|
|
|
2023-02-14 |
13G
|
US74168P1075 / Prime Number Acquisition I Corp., Class A
|
|
|
469,545 |
|
|
|
2023-02-14 |
13G
|
VKQ / Invesco Municipal Trust
|
|
236,301 |
3,039,432 |
|
|
|
2023-02-14 |
13G/A
|
VGG0083E1025 / ACE GLOBAL BUSINESS ACQUISITION LTD
|
|
|
494,867 |
|
|
|
2023-02-14 |
13G/A
|
EICA / Eagle Point Income Company Inc. - Preferred Stock
|
|
177,974 |
183,386 |
|
|
|
2023-02-14 |
13G/A
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
1,113,378 |
1,094,491 |
|
|
|
2023-02-14 |
13G/A
|
UPTD / TradeUP Acquisition Corp
|
|
866,251 |
862,849 |
|
|
|
2023-02-14 |
13G/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
403,761 |
255,888 |
|
|
|
2023-02-14 |
13G/A
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
572,635 |
564,660 |
|
|
|
2023-02-14 |
13G/A
|
US70184A1088 / Parsec Capital Acquisitions Corp.
|
|
543,125 |
0 |
|
|
|
2023-02-14 |
13G/A
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
490,322 |
466,497 |
|
|
|
2023-02-14 |
13G/A
|
TGVC / TG Venture Acquisition Corp.
|
|
1,048,868 |
1,333,218 |
|
|
|
2023-02-14 |
13G/A
|
TWLV / Twelve Seas Investment Company II
|
|
3,449,134 |
350,774 |
|
|
|
2023-02-14 |
13G/A
|
/ WinVest Acquisition Corp.
|
|
757,476 |
0 |
|
|
|
2023-02-14 |
13G/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
995,409 |
1,339,675 |
|
|
|
2023-02-14 |
13G/A
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
278,845 |
267,897 |
|
|
|
2023-02-14 |
13G/A
|
MCAG / Mountain Crest Acquisition Corp. V
|
|
540,390 |
2,075 |
|
|
|
2023-02-14 |
13G/A
|
ENER / Accretion Acquisition Corp.
|
|
1,610,344 |
1,645,469 |
|
|
|
2023-02-14 |
13G/A
|
GACQ / Global Consumer Acquisition Corp
|
|
1,261,325 |
0 |
|
|
|
2023-02-14 |
13G/A
|
US57778T1060 / Maxpro Capital Acquisition Corp., Class A
|
|
1,142,345 |
1,121,320 |
|
|
|
2023-02-14 |
13G/A
|
US60436Q1004 / Minority Equality Opportunities Acquisition, Inc.
|
|
1,153,800 |
0 |
|
|
|
2023-02-14 |
13G/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
623,841 |
161,364 |
|
|
|
2023-02-14 |
13G/A
|
PAFO / Pacifico Acquisition Corp
|
|
423,475 |
0 |
|
|
|
2023-02-14 |
13G
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
|
2,555,404 |
|
|
|
2023-02-14 |
13G
|
NUW / Nuveen AMT-Free Municipal Value Fund
|
|
|
1,125,160 |
|
|
|
2023-02-14 |
13G
|
OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024
|
|
1,614,875 |
806,979 |
|
|
|
2023-02-14 |
13G/A
|
ADRA / Alliance Entertainment Holding Corporation - Class A
|
|
897,571 |
862,699 |
|
|
|
2023-02-14 |
13G/A
|
AGAC / African Gold Acquisition Corp - Class A
|
|
3,594,882 |
1,069,630 |
|
|
|
2023-02-14 |
13G/A
|
ASAX / Astrea Acquisition Corp - Class A
|
|
1,363,621 |
0 |
|
|
|
2023-02-14 |
13G/A
|
ASPA / Abri SPAC I Inc
|
|
731,700 |
0 |
|
|
|
2023-02-14 |
13G/A
|
BNIX / Bannix Acquisition Corp.
|
|
504,555 |
541,900 |
|
|
|
2023-02-14 |
13G/A
|
DKDCA / Data Knights Acquisition Corp - Class A
|
|
1,433,930 |
0 |
|
|
|
2023-02-14 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
887,488 |
693,622 |
|
|
|
2023-02-14 |
13G
|
FTII / FutureTech II Acquisition Corp.
|
|
|
1,120,277 |
|
|
|
2023-02-14 |
13G
|
MHD / BlackRock MuniHoldings Fund, Inc.
|
|
|
3,172,338 |
|
|
|
2023-02-14 |
13G
|
ECC.PRD / Eagle Point Credit Company Inc. - Preferred Stock
|
|
410,753 |
210,676 |
|
|
|
2023-02-14 |
13G
|
ERES / Abacus Life Inc - Class A
|
|
|
982,251 |
|
|
|
2023-02-14 |
13G
|
IQI / Invesco Quality Municipal Income Trust
|
|
24,199 |
3,060,625 |
|
|
|
2023-02-14 |
13G
|
IVH / Delaware Ivy High Income Opportunities Fund
|
|
|
1,199,283 |
|
|
|
2023-02-14 |
13G
|
KTF / DWS Municipal Income Trust
|
|
1,905,203 |
2,573,429 |
|
|
|
2023-02-14 |
13G
|
LBBB / Lakeshore Acquisition II Corp.
|
|
|
563,175 |
|
|
|
2023-02-14 |
13G
|
FRLA / Fortune Rise Acquisition Corporation
|
|
|
817,099 |
|
|
|
2023-02-14 |
13G
|
ACAC / Acri Capital Acquisition Corporation
|
|
|
954,157 |
|
|
|
2023-02-14 |
13G
|
ASCA / A SPAC I Acquisition Corp.
|
|
|
497,850 |
|
|
|
2023-02-14 |
13G
|
EIM / Eaton Vance Municipal Bond Fund
|
|
3,091,043 |
6,059,750 |
|
|
|
2023-02-14 |
13G
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
|
1,621,878 |
|
|
|
2023-01-10 |
13G/A
|
OCAX / OCA Acquisition Corp.
|
|
2,893,731 |
1,582,204 |
|
|
|
2023-01-10 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
3,707,492 |
5,912,455 |
|
|
|
2023-01-10 |
13G
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
|
8,913,771 |
|
|
|
2023-01-10 |
13G/A
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
1,038,358 |
2,343,222 |
|
|
|
2023-01-10 |
13G/A
|
TRUG / TruGolf Holdings, Inc.
|
|
2,016,347 |
734,925 |
|
|
|
2023-01-10 |
13G/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,044,712 |
295,325 |
|
|
|
2023-01-10 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
804,627 |
647,028 |
|
|
|
2023-01-10 |
13G/A
|
MCAF / CH Auto Inc.
|
|
989,596 |
433,871 |
|
|
|
2023-01-10 |
13G/A
|
BFZ / BlackRock California Municipal Income Trust
|
|
2,227,724 |
459,940 |
|
|
|
2022-12-09 |
13G/A
|
VCKA / Vickers Vantage Corp I
|
|
1,737,145 |
0 |
|
|
|
2022-12-09 |
13G/A
|
GBRG / Goldenbridge Acquisition Ltd.
|
|
|
0 |
|
|
|
2022-12-09 |
13G/A
|
EUDA / EUDA Health Holdings Limited
|
|
969,002 |
2,350 |
|
|
|
2022-12-09 |
13G/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
2,041,846 |
1,044,712 |
|
|
|
2022-12-09 |
13G/A
|
BFZ / BlackRock California Municipal Income Trust
|
|
4,770,314 |
2,227,724 |
|
|
|
2022-11-10 |
13G/A
|
TMKR / Priveterra Acquisition Corp. II - Class A
|
|
1,968,922 |
1,242,398 |
|
|
|
2022-11-10 |
13G/A
|
502015100 / LMF Acquisition Opportunities, Inc., Class A
|
|
1,542,216 |
153,510 |
|
|
|
2022-11-10 |
13G/A
|
MTRY / Monterey Innovation Acquisition Corp
|
|
814,798 |
0 |
|
|
|
2022-11-10 |
13G/A
|
GPCO / Golden Path Acquisition Corp
|
|
574,237 |
0 |
|
|
|
2022-11-10 |
13G/A
|
BRLIR / Brilliant Acquisition Corp - Tradeable Rights - July 2020
|
|
394,114 |
0 |
|
|
|
2022-10-07 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
993,877 |
804,627 |
|
|
|
2022-08-10 |
13G/A
|
GLSPT / Global SPAC Partners Co - Subunit (1 Ord Share Class A & 1/4 War)
|
|
2,030,985 |
0 |
|
|
|
2022-08-03 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
1,027,128 |
993,877 |
|
|
|
2022-07-08 |
13G/A
|
US66538L1052 / Northern Lights Acquisition Corp.
|
|
1,103,397 |
105,502 |
|
|
|
2022-07-08 |
13G/A
|
VENA / Venus Acquisition Corp
|
|
566,915 |
229,042 |
|
|
|
2022-07-08 |
13G/A
|
KTF / DWS Municipal Income Trust
|
|
2,445,710 |
1,905,203 |
|
|
|
2022-07-08 |
13G/A
|
|
|
1,052,755 |
508,450 |
|
|
|
2022-06-10 |
13G/A
|
KWAC / Kingswood Acquisition Corp.
|
|
1,293,093 |
0 |
|
|
|
2022-06-10 |
13G/A
|
PSAG / Property Solutions Acquisition Corp II - Class A
|
|
1,969,497 |
1,884,620 |
|
|
|
2022-06-10 |
13G/A
|
BWAC / Better World Acquisition Corp
|
|
934,675 |
246,448 |
|
|
|
2022-06-10 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
1,306,789 |
887,488 |
|
|
|
2022-05-10 |
13G/A
|
BREZ / Breeze Holdings Acquisition Corp.
|
|
2,990,669 |
133,460 |
|
|
|
2022-05-10 |
13G/A
|
BHSE / Bull Horn Holdings Corp
|
|
648,621 |
33,931 |
|
|
|
2022-05-10 |
13G/A
|
ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
|
|
297,626 |
0 |
|
|
|
2022-05-10 |
13G/A
|
US67113Q1058 / OTR Acquisition Corp., Class A
|
|
968,945 |
120,320 |
|
|
|
2022-05-10 |
13G/A
|
28139A102 / EdtechX Holdings Acquisition Corp. II
|
|
1,019,542 |
285,739 |
|
|
|
2022-05-10 |
13G/A
|
G53521103 / Lakeshore Acquisition I Corp.
|
|
|
345,750 |
|
|
|
2022-05-10 |
13G/A
|
ZNTE / Zanite Acquisition Corp - Class A
|
|
2,920,380 |
265,644 |
|
|
|
2022-04-08 |
13G/A
|
VHAQ / Viveon Health Acquisition Corp.
|
|
2,027,285 |
25,000 |
|
|
|
2022-04-08 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
2,107,202 |
1,027,128 |
|
|
|
2022-04-08 |
13G/A
|
US69291C1062 / PHP Ventures Acquisition Corp.
|
|
380,010 |
369,460 |
|
|
|
2022-04-08 |
13G/A
|
AMAO / American Acquisition Opportunity Inc - Class A
|
|
1,839,167 |
26,400 |
|
|
|
2022-03-10 |
13G/A
|
98566K105 / Yellowstone Acquisition Co., Class A
|
|
1,883,584 |
0 |
|
|
|
2022-03-10 |
13G/A
|
VMAC / Vistas Media Acquisition Company Inc - Class A
|
|
1,850,256 |
0 |
|
|
|
2022-03-10 |
13G/A
|
SBI / Western Asset Intermediate Muni Fund Inc.
|
|
754,453 |
670,603 |
|
|
|
2022-03-10 |
13G/A
|
MLACU / Mountain Lake Acquisition Corp. - Debt/Equity Composite Units
|
|
1,046,254 |
0 |
|
|
|
2022-03-10 |
13G/A
|
REVB / Revelation Biosciences, Inc.
|
|
841,120 |
0 |
|
|
|
2022-03-10 |
13G/A
|
EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF
|
|
2,055,513 |
0 |
|
|
|
2022-02-14 |
13G
|
/ TWELVE SEAS INVESTMENT CO
|
|
|
3,449,134 |
|
|
|
2022-02-14 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
2,154,427 |
2,107,202 |
|
|
|
2022-02-14 |
13G
|
DKDCA / Data Knights Acquisition Corp - Class A
|
|
|
1,433,930 |
|
|
|
2022-02-14 |
13G
|
PAFO / Pacifico Acquisition Corp
|
|
|
423,475 |
|
|
|
2022-02-14 |
13G/A
|
KTF / DWS Municipal Income Trust
|
|
3,952,900 |
2,445,710 |
|
|
|
2022-02-14 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
11,621,865 |
11,941,825 |
|
|
|
2022-02-14 |
13G
|
US66538L1052 / Northern Lights Acquisition Corp.
|
|
|
1,103,397 |
|
|
|
2022-02-14 |
13G/A
|
AMAO / American Acquisition Opportunity Inc - Class A
|
|
|
1,839,167 |
|
|
|
2022-02-14 |
13G/A
|
98566K105 / Yellowstone Acquisition Co., Class A
|
|
1,717,277 |
1,883,584 |
|
|
|
2022-02-14 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
2,002,557 |
639,875 |
|
|
|
2022-02-14 |
13G/A
|
VENA / Venus Acquisition Corp
|
|
621,087 |
566,915 |
|
|
|
2022-02-14 |
13G/A
|
BREZ / Breeze Holdings Acquisition Corp.
|
|
2,357,848 |
2,990,669 |
|
|
|
2022-02-14 |
13G
|
US60436Q1004 / Minority Equality Opportunities Acquisition, Inc.
|
|
|
1,153,800 |
|
|
|
2022-02-14 |
13G
|
TMKR / Priveterra Acquisition Corp. II - Class A
|
|
|
1,968,922 |
|
|
|
2022-02-14 |
13G/A
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
283,500 |
278,845 |
|
|
|
2022-02-14 |
13G/A
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
995,890 |
1,113,378 |
|
|
|
2022-02-14 |
13G/A
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
536,177 |
490,322 |
|
|
|
2022-02-14 |
13G/A
|
UPTD / TradeUP Acquisition Corp
|
|
778,400 |
866,251 |
|
|
|
2022-02-14 |
13G/A
|
VMAC / Vistas Media Acquisition Company Inc - Class A
|
|
2,501,010 |
1,850,256 |
|
|
|
2022-02-14 |
13G/A
|
502015100 / LMF Acquisition Opportunities, Inc., Class A
|
|
1,358,828 |
1,542,216 |
|
|
|
2022-02-14 |
13G/A
|
OCAX / OCA Acquisition Corp.
|
|
2,282,633 |
2,893,731 |
|
|
|
2022-02-14 |
13G/A
|
REVB / Revelation Biosciences, Inc.
|
|
877,373 |
841,120 |
|
|
|
2022-02-14 |
13G/A
|
BFZ / BlackRock California Municipal Income Trust
|
|
4,382,307 |
4,770,314 |
|
|
|
2022-02-14 |
13G/A
|
EICA / Eagle Point Income Company Inc. - Preferred Stock
|
|
178,799 |
177,974 |
|
|
|
2022-02-14 |
13G/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,737,622 |
2,041,846 |
|
|
|
2022-02-14 |
13G
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
|
995,409 |
|
|
|
2022-02-14 |
13G/A
|
EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF
|
|
2,005,548 |
2,055,513 |
|
|
|
2022-02-14 |
13G
|
US70184A1088 / Parsec Capital Acquisitions Corp.
|
|
|
543,125 |
|
|
|
2022-02-14 |
13G
|
US69291C1062 / PHP Ventures Acquisition Corp.
|
|
|
380,010 |
|
|
|
2022-02-14 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
1,302,461 |
1,306,789 |
|
|
|
2022-02-14 |
13G
|
/ WinVest Acquisition Corp.
|
|
|
757,476 |
|
|
|
2022-02-14 |
13G
|
PSAG / Property Solutions Acquisition Corp II - Class A
|
|
|
1,969,497 |
|
|
|
2022-02-14 |
13G
|
SBI / Western Asset Intermediate Muni Fund Inc.
|
|
|
754,453 |
|
|
|
2022-02-14 |
13G
|
TGVC / TG Venture Acquisition Corp.
|
|
|
1,048,868 |
|
|
|
2022-02-14 |
13G
|
VHAQ / Viveon Health Acquisition Corp.
|
|
|
2,027,285 |
|
|
|
2022-02-14 |
13G
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
315 |
403,761 |
|
|
|
2022-02-14 |
13G
|
US67113Q1058 / OTR Acquisition Corp., Class A
|
|
|
968,945 |
|
|
|
2022-02-14 |
13G
|
G53521103 / Lakeshore Acquisition I Corp.
|
|
|
410,150 |
|
|
|
2022-02-14 |
13G
|
/ Mountain Crest Acquisition Corp. V
|
|
|
540,390 |
|
|
|
2022-02-14 |
13G
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
168 |
623,841 |
|
|
|
2022-02-14 |
13G
|
/ Bannix Acquisition Corp.
|
|
|
504,555 |
|
|
|
2022-02-14 |
13G
|
28139A102 / EdtechX Holdings Acquisition Corp. II
|
|
|
1,019,542 |
|
|
|
2022-02-14 |
13G
|
GACQ / Global Consumer Acquisition Corp
|
|
|
1,261,325 |
|
|
|
2022-02-14 |
13G
|
GBRG / Goldenbridge Acquisition Ltd.
|
|
|
644,199 |
|
|
|
2022-02-14 |
13G
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
601,688 |
1,038,358 |
|
|
|
2022-02-14 |
13G
|
MTRY / Monterey Innovation Acquisition Corp
|
|
|
814,798 |
|
|
|
2022-02-14 |
13G
|
MLACU / Mountain Lake Acquisition Corp. - Debt/Equity Composite Units
|
|
|
1,046,254 |
|
|
|
2022-02-14 |
13G
|
GLSPT / Global SPAC Partners Co - Subunit (1 Ord Share Class A & 1/4 War)
|
|
|
2,030,985 |
|
|
|
2022-02-14 |
13G
|
KWAC / Kingswood Acquisition Corp.
|
|
|
1,293,093 |
|
|
|
2022-02-14 |
13G
|
EUDA / EUDA Health Holdings Limited
|
|
|
969,002 |
|
|
|
2022-02-14 |
13G
|
ENER / Accretion Acquisition Corp.
|
|
|
1,610,344 |
|
|
|
2022-02-14 |
13G
|
GPCO / Golden Path Acquisition Corp
|
|
|
574,237 |
|
|
|
2022-02-14 |
13G
|
US57778T1060 / Maxpro Capital Acquisition Corp., Class A
|
|
|
1,142,345 |
|
|
|
2022-02-14 |
13G
|
|
|
|
1,052,755 |
|
|
|
2022-02-14 |
13G
|
ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
|
|
159,747 |
297,626 |
|
|
|
2022-02-14 |
13G
|
BWAC / Better World Acquisition Corp
|
|
|
934,675 |
|
|
|
2022-02-14 |
13G
|
ADRA / Alliance Entertainment Holding Corporation - Class A
|
|
|
897,571 |
|
|
|
2022-02-14 |
13G
|
BHSE / Bull Horn Holdings Corp
|
|
|
648,621 |
|
|
|
2022-02-14 |
13G
|
BRLIR / Brilliant Acquisition Corp - Tradeable Rights - July 2020
|
|
|
394,114 |
|
|
|
2022-02-14 |
13G
|
ASAX / Astrea Acquisition Corp - Class A
|
|
|
1,363,621 |
|
|
|
2022-02-14 |
13G
|
ASPA / Abri SPAC I Inc
|
|
|
731,700 |
|
|
|
2022-02-14 |
13G
|
AGAC / African Gold Acquisition Corp - Class A
|
|
|
3,594,882 |
|
|
|
2022-02-14 |
13G
|
ACBA / Ace Global Business Acquisition Limited
|
|
|
539,658 |
|
|
|
2022-01-10 |
13G
|
VCKA / Vickers Vantage Corp I
|
|
|
1,737,145 |
|
|
|
2022-01-10 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
5,000,601 |
3,707,492 |
|
|
|
2022-01-10 |
13G
|
ZNTE / Zanite Acquisition Corp - Class A
|
|
|
2,920,380 |
|
|
|
2022-01-10 |
13G/A
|
CMPO / CompoSecure, Inc.
|
|
3,864,765 |
340,040 |
|
|
|
2022-01-10 |
13G
|
DMAQ / Deep Medicine Acquisition Corp.
|
|
|
2,016,347 |
|
|
|
2022-01-10 |
13G
|
MCAF / CH Auto Inc.
|
|
|
989,596 |
|
|
|
2022-01-10 |
13G/A
|
OCCIO / OFS Credit Company, Inc. - Preferred Stock
|
|
|
572,635 |
|
|
|
2021-12-10 |
13G/A
|
GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War)
|
|
|
0 |
|
|
|
2021-11-10 |
13G/A
|
TMTS / Spartacus Acquisition Corp - Class A
|
|
3,003,909 |
0 |
|
|
|
2021-11-10 |
13G/A
|
RDBX / Redbox Entertainment Inc - Class A
|
|
2,581,086 |
0 |
|
|
|
2021-11-10 |
13G/A
|
CMPO / CompoSecure, Inc.
|
|
5,584,123 |
3,864,765 |
|
|
|
2021-11-10 |
13G/A
|
GPM / Guggenheim Enhanced Equity Income Fund
|
|
4,838,871 |
0 |
|
|
|
2021-11-10 |
13G/A
|
456357102 / Industrial Tech Acquisitions, Inc., Class A
|
|
1,100,937 |
0 |
|
|
|
2021-11-10 |
13G/A
|
08179B103 / BENESSERE CAPITAL ACQUISITION CORP
|
|
2,945,381 |
4,533 |
|
|
|
2021-11-10 |
13G
|
EICA / Eagle Point Income Company Inc. - Preferred Stock
|
|
|
178,799 |
|
|
|
2021-10-08 |
13G
|
UPTD / TradeUP Acquisition Corp
|
|
|
778,400 |
|
|
|
2021-10-08 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
211,984 |
69,988 |
|
|
|
2021-10-08 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
3,661,980 |
2,002,557 |
|
|
|
2021-10-08 |
13G/A
|
ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
|
|
169,783 |
159,747 |
|
|
|
2021-10-08 |
13G/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
2,460,952 |
869,289 |
|
|
|
2021-10-08 |
13G/A
|
BLUW / Blue Water Acquisition Corp. III
|
|
770,835 |
0 |
|
|
|
2021-09-10 |
13G/A
|
AGIL / AgileThought Inc - Class A
|
|
1,201,313 |
0 |
|
|
|
2021-08-10 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
292,948 |
211,984 |
|
|
|
2021-08-10 |
13G
|
REVB / Revelation Biosciences, Inc.
|
|
|
877,373 |
|
|
|
2021-08-10 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
647,410 |
380,109 |
|
|
|
2021-07-09 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,570,811 |
647,410 |
|
|
|
2021-07-09 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
727,256 |
292,948 |
|
|
|
2021-07-09 |
13G/A
|
GRX / The Gabelli Healthcare & Wellness Trust
|
|
1,298,701 |
781,463 |
|
|
|
2021-07-09 |
13G/A
|
EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF
|
|
1,254,075 |
2,005,548 |
|
|
|
2021-07-09 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,085,746 |
464,399 |
|
|
|
2021-07-09 |
13G
|
VENA / Venus Acquisition Corp
|
|
|
621,087 |
|
|
|
2021-07-09 |
13G/A
|
MYI / BlackRock MuniYield Quality Fund III, Inc.
|
|
4,988,470 |
3,213,333 |
|
|
|
2021-07-09 |
13G
|
98566K105 / Yellowstone Acquisition Co., Class A
|
|
|
1,717,277 |
|
|
|
2021-06-10 |
13G/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
1,028,325 |
655,322 |
|
|
|
2021-06-10 |
13G
|
AMAOU / American Acquisition Opportunity Inc - Units (1 Ord Class A & 1/2 War)
|
|
|
1,404,238 |
|
|
|
2021-06-10 |
13G/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
1,637,720 |
823,757 |
|
|
|
2021-06-10 |
13G
|
502015100 / LMF Acquisition Opportunities, Inc., Class A
|
|
|
1,358,828 |
|
|
|
2021-06-10 |
13G
|
OCAX / OCA Acquisition Corp.
|
|
|
2,282,633 |
|
|
|
2021-06-10 |
13G/A
|
OXLCP / Oxford Lane Capital Corp. - Preferred Stock
|
|
798,499 |
353,309 |
|
|
|
2021-05-13 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
5,042,772 |
5,000,601 |
|
|
|
2021-05-13 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
1,319,909 |
1,302,461 |
|
|
|
2021-05-12 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,658,396 |
1,570,811 |
|
|
|
2021-05-12 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,201,451 |
1,085,746 |
|
|
|
2021-05-10 |
13G/A
|
US67111Q2066 / OCCI 6 7/8
|
|
|
173,333 |
|
|
|
2021-05-10 |
13G
|
BLUW / Blue Water Acquisition Corp. III
|
|
|
770,835 |
|
|
|
2021-05-10 |
13G
|
AGIL / AgileThought Inc - Class A
|
|
|
1,201,313 |
|
|
|
2021-05-10 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,773,553 |
1,658,396 |
|
|
|
2021-05-05 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,327,077 |
1,201,451 |
|
|
|
2021-04-28 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,857,371 |
1,773,553 |
|
|
|
2021-04-26 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,437,017 |
1,327,077 |
|
|
|
2021-04-21 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,940,419 |
1,857,371 |
|
|
|
2021-04-14 |
13G
|
PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock
|
|
|
995,890 |
|
|
|
2021-04-13 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,577,130 |
1,437,017 |
|
|
|
2021-04-09 |
13G
|
XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock
|
|
|
283,500 |
|
|
|
2021-04-09 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
2,028,108 |
1,940,419 |
|
|
|
2021-04-09 |
13G/A
|
/ GreenVision Acquisition Corp Common stock
|
|
635,982 |
0 |
|
|
|
2021-04-09 |
13G/A
|
US6706871026 / Nuveen Municipal 2021 Trgt Trm
|
|
663,382 |
0 |
|
|
|
2021-04-09 |
13G/A
|
GAIN / Gladstone Investment Corporation
|
|
1,361,998 |
737,414 |
|
|
|
2021-04-09 |
13G
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
|
2,154,427 |
|
|
|
2021-04-09 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,679,723 |
1,577,130 |
|
|
|
2021-04-09 |
13G/A
|
08179B103 / BENESSERE CAPITAL ACQUISITION CORP
|
|
|
2,945,381 |
|
|
|
2021-04-08 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
3,810,860 |
3,091,043 |
|
|
|
2021-03-26 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,803,487 |
1,679,723 |
|
|
|
2021-03-17 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
2,115,067 |
2,028,108 |
|
|
|
2021-03-10 |
13G/A
|
/ Property Solutions Acquisition Corp.
|
|
4,309,650 |
1,950 |
|
|
|
2021-03-10 |
13G/A
|
GAIN / Gladstone Investment Corporation
|
|
743,440 |
1,361,998 |
|
|
|
2021-03-10 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
9,427,968 |
0 |
|
|
|
2021-03-04 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
4,640,322 |
3,810,860 |
|
|
|
2021-03-04 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
9,821,402 |
9,427,968 |
|
|
|
2021-02-24 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
9,903,892 |
9,821,402 |
|
|
|
2021-02-23 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,410,521 |
1,803,487 |
|
|
|
2021-02-17 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,248,046 |
9,903,892 |
|
|
|
2021-02-12 |
13G/A
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
556,134 |
536,177 |
|
|
|
2021-02-12 |
13G/A
|
OCCI / OFS Credit Company, Inc.
|
|
151,375 |
143,408 |
|
|
|
2021-02-12 |
13G/A
|
GAIN / Gladstone Investment Corporation
|
|
779,746 |
743,440 |
|
|
|
2021-02-12 |
13G/A
|
VMAC / Vistas Media Acquisition Company Inc - Class A
|
|
2,184,731 |
2,501,010 |
|
|
|
2021-02-12 |
13G/A
|
NKLA / Nikola Corporation
|
|
2,353,142 |
0 |
|
|
|
2021-02-12 |
13G/A
|
HYLN / Hyliion Holdings Corp.
|
|
|
0 |
|
|
|
2021-02-12 |
13G/A
|
VGG8959N1069 / Tottenham Acquisition I Limited
|
|
403,050 |
0 |
|
|
|
2021-02-12 |
13G/A
|
/ New Providence Acquisition Corp
|
|
|
0 |
|
|
|
2021-02-12 |
13G/A
|
US68632T2087 / Orisun Acquisition Corp.
|
|
432,525 |
0 |
|
|
|
2021-02-12 |
13G/A
|
US74621Q1141 / Pure Acquisition Corp.
|
|
2,877,550 |
0 |
|
|
|
2021-02-12 |
13G/A
|
/ Property Solutions Acquisition Corp.
|
|
|
4,309,650 |
|
|
|
2021-02-12 |
13G/A
|
US80821R2085 / Schultze Special Purpose Acquisition Corp.
|
|
1,504,403 |
0 |
|
|
|
2021-02-12 |
13G/A
|
NFINU / Netfin Acquisition Corp.
|
|
1,918,950 |
0 |
|
|
|
2021-02-12 |
13G/A
|
HYMC / Hycroft Mining Holding Corporation
|
|
|
0 |
|
|
|
2021-02-12 |
13G/A
|
/ GreenVision Acquisition Corp Common stock
|
|
394,750 |
635,982 |
|
|
|
2021-02-12 |
13G/A
|
VLDR / Velodyne Lidar Inc
|
|
|
0 |
|
|
|
2021-02-12 |
13G/A
|
US22564L2043 / Crescent Acquisition Corp
|
|
1,269,325 |
1,000 |
|
|
|
2021-02-12 |
13G/A
|
CMPO / CompoSecure, Inc.
|
|
4,272,590 |
5,584,123 |
|
|
|
2021-02-12 |
13G/A
|
TTCF / Tattooed Chef Inc - Class A
|
|
|
0 |
|
|
|
2021-02-12 |
13G/A
|
GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War)
|
|
2,978,240 |
2,996,982 |
|
|
|
2021-02-12 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
646,321 |
727,256 |
|
|
|
2021-02-12 |
13G/A
|
GRX / The Gabelli Healthcare & Wellness Trust
|
|
1,046,640 |
1,298,701 |
|
|
|
2021-02-12 |
13G/A
|
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
|
|
1,685,137 |
0 |
|
|
|
2021-02-12 |
13G/A
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
561,744 |
2,506 |
|
|
|
2021-02-12 |
13G/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
1,007,587 |
1,028,325 |
|
|
|
2021-02-12 |
13G/A
|
/ Nuveen New York Municipal Value Fund, Inc. II
|
|
159,988 |
165,921 |
|
|
|
2021-02-12 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
4,918,985 |
3,661,980 |
|
|
|
2021-02-12 |
13G/A
|
INSI / Insight Select Income Fund
|
|
645,474 |
289,496 |
|
|
|
2021-02-12 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
4,747,896 |
344,017 |
|
|
|
2021-02-12 |
13G/A
|
US6706871026 / Nuveen Municipal 2021 Trgt Trm
|
|
857,608 |
663,382 |
|
|
|
2021-02-12 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
9,692,231 |
11,621,865 |
|
|
|
2021-02-12 |
13G/A
|
MYI / BlackRock MuniYield Quality Fund III, Inc.
|
|
5,435,875 |
4,988,470 |
|
|
|
2021-02-12 |
13G/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
2,276,226 |
1,637,720 |
|
|
|
2021-02-12 |
13G/A
|
MQT / BlackRock MuniYield Quality Fund II, Inc.
|
|
1,200,589 |
23,515 |
|
|
|
2021-02-12 |
13G/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,155,302 |
1,737,622 |
|
|
|
2021-02-12 |
13G/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
2,567,844 |
2,460,952 |
|
|
|
2021-02-12 |
13G/A
|
KTF / DWS Municipal Income Trust
|
|
4,002,741 |
3,952,900 |
|
|
|
2021-02-12 |
13G/A
|
EVN / Eaton Vance Municipal Income Trust
|
|
|
148,449 |
|
|
|
2021-02-12 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
931,725 |
609,876 |
|
|
|
2021-02-12 |
13G/A
|
BFZ / BlackRock California Municipal Income Trust
|
|
3,262,124 |
4,382,307 |
|
|
|
2021-02-10 |
13G/A
|
08179B103 / BENESSERE CAPITAL ACQUISITION CORP
|
|
|
1,347,422 |
|
|
|
2021-02-10 |
13G
|
08179B103 / BENESSERE CAPITAL ACQUISITION CORP
|
|
|
1,347,422 |
|
|
|
2021-02-10 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
5,059,814 |
5,042,772 |
|
|
|
2021-02-10 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
2,179,876 |
2,115,067 |
|
|
|
2021-02-10 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,458,029 |
10,248,046 |
|
|
|
2021-02-08 |
13G/A
|
RDBX / Redbox Entertainment Inc - Class A
|
|
2,581,086 |
2,581,086 |
|
|
|
2021-02-08 |
13G/A
|
EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF
|
|
1,254,075 |
1,254,075 |
|
|
|
2021-02-08 |
13G/A
|
456357102 / Industrial Tech Acquisitions, Inc., Class A
|
|
1,100,937 |
1,100,937 |
|
|
|
2021-02-04 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
5,464,162 |
4,640,322 |
|
|
|
2021-01-13 |
13D/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
2,011,212 |
1,319,909 |
|
|
|
2021-01-11 |
13D/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
2,044,912 |
2,011,212 |
|
|
|
2021-01-08 |
13G
|
RDBX / Redbox Entertainment Inc - Class A
|
|
|
2,581,086 |
|
|
|
2021-01-08 |
13G
|
TMTS / Spartacus Acquisition Corp - Class A
|
|
|
3,003,909 |
|
|
|
2021-01-08 |
13G
|
TMTS / Spartacus Acquisition Corp - Class A
|
|
|
3,003,909 |
|
|
|
2021-01-08 |
13G
|
RDBX / Redbox Entertainment Inc - Class A
|
|
|
2,581,086 |
|
|
|
2021-01-08 |
13G/A
|
OXLCP / Oxford Lane Capital Corp. - Preferred Stock
|
|
1,445,741 |
798,499 |
|
|
|
2021-01-08 |
13G
|
GPM / Guggenheim Enhanced Equity Income Fund
|
|
|
4,838,871 |
|
|
|
2021-01-08 |
13G
|
456357102 / Industrial Tech Acquisitions, Inc., Class A
|
|
|
1,100,937 |
|
|
|
2021-01-08 |
13G
|
EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF
|
|
|
1,254,075 |
|
|
|
2021-01-08 |
13G/A
|
ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
|
|
311,809 |
169,783 |
|
|
|
2021-01-08 |
13G
|
BREZ / Breeze Holdings Acquisition Corp.
|
|
|
2,357,848 |
|
|
|
2021-01-08 |
13G/A
|
/ Collective Growth Corp
|
|
1,998,592 |
0 |
|
|
|
2021-01-08 |
13G/A
|
/ BlackRock Municipal 2020 Term Trust
|
|
2,114,373 |
0 |
|
|
|
2021-01-06 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,253,201 |
5,059,814 |
|
|
|
2020-12-22 |
13G/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
2,208,419 |
2,567,844 |
|
|
|
2020-12-22 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
7,279,895 |
9,692,231 |
|
|
|
2020-12-10 |
13G
|
BFZ / BlackRock California Municipal Income Trust
|
|
|
3,262,124 |
|
|
|
2020-12-10 |
13G/A
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
1,369,848 |
561,744 |
|
|
|
2020-12-10 |
13G/A
|
ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
|
|
410,753 |
311,809 |
|
|
|
2020-12-10 |
13G
|
CMPO / CompoSecure, Inc.
|
|
|
4,272,590 |
|
|
|
2020-12-10 |
13G
|
KTF / DWS Municipal Income Trust
|
|
|
4,002,741 |
|
|
|
2020-12-04 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,759,008 |
10,458,029 |
|
|
|
2020-12-04 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,680,826 |
7,253,201 |
|
|
|
2020-12-03 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,422,943 |
3,410,521 |
|
|
|
2020-11-30 |
13D/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
2,048,412 |
2,044,912 |
|
|
|
2020-11-30 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,778,147 |
10,759,008 |
|
|
|
2020-11-30 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,829,047 |
7,680,826 |
|
|
|
2020-11-19 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
6,181,182 |
5,464,162 |
|
|
|
2020-11-10 |
13G
|
VMAC / Vistas Media Acquisition Company Inc - Class A
|
|
|
2,184,731 |
|
|
|
2020-11-10 |
13G
|
GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War)
|
|
|
2,978,240 |
|
|
|
2020-11-10 |
13G/A
|
/ Property Solutions Acquisition Corp. Unit
|
|
|
3,536,598 |
|
|
|
2020-10-23 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,422,943 |
3,422,943 |
|
|
|
2020-10-22 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,425,118 |
3,422,943 |
|
|
|
2020-10-13 |
13G/A
|
/ Collective Growth Corp
|
|
1,998,592 |
1,998,592 |
|
|
|
2020-10-09 |
13G
|
/ Collective Growth Corporation Unit
|
|
|
1,998,592 |
|
|
|
2020-10-09 |
13G
|
/ Property Solutions Acquisition Corp. Unit
|
|
|
3,436,598 |
|
|
|
2020-10-07 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,829,047 |
7,829,047 |
|
|
|
2020-10-06 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,899,407 |
10,778,147 |
|
|
|
2020-10-06 |
13D/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
2,055,412 |
2,048,412 |
|
|
|
2020-10-06 |
13D/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
2,130,977 |
2,179,876 |
|
|
|
2020-10-06 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,378,331 |
3,425,118 |
|
|
|
2020-10-06 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
6,878,967 |
6,181,182 |
|
|
|
2020-10-06 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,870,100 |
7,829,047 |
|
|
|
2020-09-18 |
13D
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
2,067,952 |
2,055,412 |
|
|
|
2020-09-18 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,750,731 |
10,899,407 |
|
|
|
2020-09-10 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
9,078,765 |
4,747,896 |
|
|
|
2020-09-10 |
13G/A
|
/ Eagle Growth and Income Opportunities Fund
|
|
|
0 |
|
|
|
2020-08-10 |
13G/A
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
443,781 |
556,134 |
|
|
|
2020-08-10 |
13G
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
443,781 |
646,321 |
|
|
|
2020-07-31 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,243,570 |
3,378,331 |
|
|
|
2020-07-30 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
8,602,702 |
6,878,967 |
|
|
|
2020-07-16 |
13D/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
7,369,928 |
7,870,100 |
|
|
|
2020-07-10 |
13G
|
/ BlackRock Municipal 2020 Term Trust
|
|
|
2,114,373 |
|
|
|
2020-06-22 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
1,635,743 |
1,614,875 |
|
|
|
2020-06-19 |
13G
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
|
443,781 |
|
|
|
2020-06-15 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,040,667 |
3,243,570 |
|
|
|
2020-06-04 |
13D
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,795,654 |
2,130,977 |
|
|
|
2020-06-01 |
13G/A
|
ATCX / Atlas Technical Consultants Inc - Class A
|
|
2,949,600 |
0 |
|
|
|
2020-05-28 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,780,246 |
1,635,743 |
|
|
|
2020-05-01 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
10,115,731 |
10,750,731 |
|
|
|
2020-04-27 |
13D
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
9,406,028 |
10,115,731 |
|
|
|
2020-04-13 |
13D
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
6,660,683 |
7,369,928 |
|
|
|
2020-04-13 |
13G/A
|
ADN / Advent Technologies Holdings, Inc.
|
|
2,523,338 |
19,850 |
|
|
|
2020-04-13 |
13G/A
|
ASLE / AerSale Corporation
|
|
2,822,250 |
14,000 |
|
|
|
2020-04-09 |
13G/A
|
EDTX / EdtechX Holdings Acquisition Corp II - Class A
|
|
802,550 |
56,200 |
|
|
|
2020-04-09 |
13G/A
|
375036900 / GigCapital2 Inc
|
|
2,596,725 |
16,600 |
|
|
|
2020-04-09 |
13G/A
|
ALGRW / Allegro Merger Corp. Warrant
|
|
2,416,832 |
142,750 |
|
|
|
2020-04-09 |
13G/A
|
US58518F1093 / Megalith Financial Acquisition Corp.
|
|
2,186,105 |
81,230 |
|
|
|
2020-04-09 |
13G/A
|
50200K207 / LF Capital Acquistion Corp.
|
|
2,249,500 |
61,675 |
|
|
|
2020-04-09 |
13G/A
|
GOEV / Canoo Inc.
|
|
3,513,900 |
51,975 |
|
|
|
2020-04-09 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
4,580,953 |
6,660,683 |
|
|
|
2020-04-02 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,713,673 |
1,780,246 |
|
|
|
2020-03-25 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
2,905,255 |
3,040,667 |
|
|
|
2020-03-13 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
7,787,228 |
8,602,702 |
|
|
|
2020-03-12 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
9,130,335 |
9,406,028 |
|
|
|
2020-03-09 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,604,195 |
1,713,673 |
|
|
|
2020-03-03 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
|
2,905,255 |
|
|
|
2020-02-18 |
13G/A
|
OCCI / OFS Credit Company, Inc.
|
|
800,000 |
151,375 |
|
|
|
2020-02-18 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
8,320,167 |
1,795,654 |
|
|
|
2020-02-14 |
13G/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
|
2,276,226 |
|
|
|
2020-02-14 |
13G/A
|
CEV / Eaton Vance California Municipal Income Trust
|
|
826,162 |
635,911 |
|
|
|
2020-02-14 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
8,555,558 |
7,787,228 |
|
|
|
2020-02-14 |
13G
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
|
2,208,419 |
|
|
|
2020-02-14 |
13G/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,061,598 |
1,155,302 |
|
|
|
2020-02-14 |
13G/A
|
BYM / BlackRock Municipal Income Quality Trust
|
|
1,453,790 |
1,060,049 |
|
|
|
2020-02-14 |
13G/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
13,531,606 |
6,830,748 |
|
|
|
2020-02-14 |
13G/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
7,042,930 |
7,279,895 |
|
|
|
2020-02-14 |
13G/A
|
GAIN / Gladstone Investment Corporation
|
|
828,406 |
779,746 |
|
|
|
2020-02-14 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
3,248,640 |
4,580,953 |
|
|
|
2020-02-14 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,825,535 |
8,320,167 |
|
|
|
2020-02-14 |
13G/A
|
GRX / The Gabelli Healthcare & Wellness Trust
|
|
|
1,046,640 |
|
|
|
2020-02-14 |
13G/A
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
|
1,369,848 |
|
|
|
2020-02-14 |
13G/A
|
/ Nuveen New York Municipal Value Fund, Inc. II
|
|
|
159,988 |
|
|
|
2020-02-14 |
13G
|
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
|
|
|
1,685,137 |
|
|
|
2020-02-14 |
13G/A
|
US6706871026 / Nuveen Municipal 2021 Trgt Trm
|
|
924,369 |
857,608 |
|
|
|
2020-02-14 |
13G/A
|
OCCI / OFS Credit Company, Inc.
|
|
152,000 |
800,000 |
|
|
|
2020-02-14 |
13G
|
US6247451130 / Mudrick Capital Acquisition Corporation
|
|
|
1,245,345 |
|
|
|
2020-02-14 |
13G/A
|
ALGRW / Allegro Merger Corp. Warrant
|
|
2,383,975 |
2,416,832 |
|
|
|
2020-02-14 |
13G/A
|
50200K207 / LF Capital Acquistion Corp.
|
|
1,775,300 |
2,249,500 |
|
|
|
2020-02-14 |
13G
|
US22564L2043 / Crescent Acquisition Corp
|
|
|
1,269,325 |
|
|
|
2020-02-14 |
13G/A
|
US58518F1093 / Megalith Financial Acquisition Corp.
|
|
1,842,038 |
2,186,105 |
|
|
|
2020-02-14 |
13G/A
|
VGG8959N1069 / Tottenham Acquisition I Limited
|
|
365,525 |
403,050 |
|
|
|
2020-02-14 |
13G
|
NKLA / Nikola Corporation
|
|
|
2,353,142 |
|
|
|
2020-02-14 |
13G/A
|
ADN / Advent Technologies Holdings, Inc.
|
|
2,216,863 |
2,523,338 |
|
|
|
2020-02-14 |
13G
|
VLDR / Velodyne Lidar Inc
|
|
|
1,537,975 |
|
|
|
2020-02-14 |
13G/A
|
EDTX / EdtechX Holdings Acquisition Corp II - Class A
|
|
769,925 |
802,550 |
|
|
|
2020-02-14 |
13G/A
|
GOEV / Canoo Inc.
|
|
660,975 |
3,513,900 |
|
|
|
2020-02-14 |
13G/A
|
ATCX / Atlas Technical Consultants Inc - Class A
|
|
2,553,475 |
2,949,600 |
|
|
|
2020-02-14 |
13G/A
|
ASLE / AerSale Corporation
|
|
2,246,575 |
2,822,250 |
|
|
|
2020-02-14 |
13G
|
US80821R2085 / Schultze Special Purpose Acquisition Corp.
|
|
|
1,504,403 |
|
|
|
2020-02-14 |
13G
|
HYLN / Hyliion Holdings Corp.
|
|
|
1,463,405 |
|
|
|
2020-02-14 |
13G/A
|
375036900 / GigCapital2 Inc
|
|
|
2,596,725 |
|
|
|
2020-02-14 |
13G
|
US68632T2087 / Orisun Acquisition Corp.
|
|
|
432,525 |
|
|
|
2020-02-14 |
13G
|
NFINU / Netfin Acquisition Corp.
|
|
|
1,918,950 |
|
|
|
2020-02-14 |
13G
|
/ GreenVision Acquisition Corp Common stock
|
|
|
394,750 |
|
|
|
2020-02-14 |
13G
|
INSI / Insight Select Income Fund
|
|
|
645,474 |
|
|
|
2020-02-14 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
5,250,000 |
4,918,985 |
|
|
|
2020-02-14 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
10,396,680 |
9,078,765 |
|
|
|
2020-02-14 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
|
117,313 |
|
|
|
2020-02-14 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
1,180,599 |
931,725 |
|
|
|
2020-02-14 |
13G/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
862,376 |
1,007,587 |
|
|
|
2020-02-14 |
13G/A
|
MYI / BlackRock MuniYield Quality Fund III, Inc.
|
|
4,542,922 |
5,435,875 |
|
|
|
2020-02-14 |
13G
|
MQT / BlackRock MuniYield Quality Fund II, Inc.
|
|
|
1,200,589 |
|
|
|
2020-02-14 |
13G/A
|
/ Pure Acquisition Corp.
|
|
|
2,877,550 |
|
|
|
2020-02-13 |
13D/A
|
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
|
9,130,335 |
|
|
|
2020-02-11 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,281,181 |
1,604,195 |
|
|
|
2020-02-10 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
440,796 |
410,753 |
|
|
|
2020-02-05 |
13D/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
7,287,855 |
7,410,143 |
|
|
|
2020-01-28 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
2,654,727 |
2,505,195 |
|
|
|
2020-01-16 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
2,067,952 |
2,067,952 |
|
|
|
2020-01-15 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
9,901,660 |
8,555,558 |
|
|
|
2020-01-10 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
1,240,884 |
2,067,952 |
|
|
|
2019-12-10 |
13G
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
|
1,240,884 |
|
|
|
2019-11-14 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,345,316 |
1,281,181 |
|
|
|
2019-11-12 |
13G/A
|
MHF / Western Asset Municipal High Income Fund Inc.
|
|
1,275,318 |
169,579 |
|
|
|
2019-11-12 |
13G/A
|
GLAD / Gladstone Capital Corporation
|
|
262,588 |
0 |
|
|
|
2019-11-12 |
13G
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
22,235 |
125 |
|
|
|
2019-11-12 |
13G
|
UPH / UpHealth Inc
|
|
|
2,632,075 |
|
|
|
2019-11-05 |
13D
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
2,235,365 |
2,654,727 |
|
|
|
2019-10-09 |
13G
|
ADN / Advent Technologies Holdings, Inc.
|
|
|
2,216,863 |
|
|
|
2019-10-09 |
13G
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
|
3,248,640 |
|
|
|
2019-10-09 |
13G
|
EDTX / EdtechX Holdings Acquisition Corp II - Class A
|
|
|
769,925 |
|
|
|
2019-10-09 |
13G
|
MGF / MFS Government Markets Income Trust
|
|
|
5,250,000 |
|
|
|
2019-10-09 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
1,406,688 |
1,825,535 |
|
|
|
2019-10-09 |
13G
|
ASLE / AerSale Corporation
|
|
|
2,246,575 |
|
|
|
2019-09-16 |
13D/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
7,288,594 |
7,287,855 |
|
|
|
2019-09-10 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,408,750 |
1,345,316 |
|
|
|
2019-09-10 |
13D/A
|
XLORX / Lazard World Dividend & Income
|
|
1,056,527 |
627,885 |
|
|
|
2019-09-10 |
13G
|
GOEV / Canoo Inc.
|
|
|
3,480,982 |
|
|
|
2019-09-03 |
13D
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
4,024,091 |
7,288,594 |
|
|
|
2019-08-09 |
13G/A
|
KLR / Kaleyra Inc
|
|
964,085 |
0 |
|
|
|
2019-08-09 |
13G/A
|
CEV / Eaton Vance California Municipal Income Trust
|
|
453,161 |
826,162 |
|
|
|
2019-07-29 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
11,189,550 |
9,901,660 |
|
|
|
2019-07-10 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,585,015 |
2,235,365 |
|
|
|
2019-06-10 |
13G
|
ATCX / Atlas Technical Consultants Inc - Class A
|
|
|
2,553,475 |
|
|
|
2019-06-10 |
13G/A
|
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
|
|
1,592,753 |
0 |
|
|
|
2019-05-29 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
11,189,550 |
11,189,550 |
|
|
|
2019-05-10 |
13G
|
OCCI / OFS Credit Company, Inc.
|
|
|
152,000 |
|
|
|
2019-04-10 |
13G/A
|
PCF / High Income Securities Fund
|
|
1,219,000 |
0 |
|
|
|
2019-04-10 |
13G/A
|
XHNWX / Pioneer Diversified High Income
|
|
608,174 |
1,406,688 |
|
|
|
2019-04-10 |
13G
|
LSEA / Landsea Homes Corporation
|
|
|
1,775,300 |
|
|
|
2019-04-10 |
13G
|
US58518F1093 / Megalith Financial Acquisition Corp.
|
|
|
1,842,038 |
|
|
|
2019-03-29 |
13D/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
8,746,676 |
11,189,550 |
|
|
|
2019-03-01 |
13D/A
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
2,499,509 |
2,498,909 |
|
|
|
2019-03-01 |
13D
|
EIM / Eaton Vance Municipal Bond Fund
|
|
8,373,752 |
8,746,676 |
|
|
|
2019-02-27 |
13D/A
|
/ Oxford Lane Capital Corp.
|
|
1,477,892 |
1,408,750 |
|
|
|
2019-02-20 |
13D
|
XLORX / Lazard World Dividend & Income
|
|
1,061,514 |
1,056,527 |
|
|
|
2019-02-14 |
13G/A
|
GAIN / Gladstone Investment Corporation
|
|
|
828,406 |
|
|
|
2019-02-14 |
13G
|
VGG8959N1069 / Tottenham Acquisition I Limited
|
|
|
365,525 |
|
|
|
2019-02-14 |
13G
|
/ Nuveen New York Municipal Value Fund, Inc. II
|
|
|
167,154 |
|
|
|
2019-02-14 |
13G
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
|
7,042,930 |
|
|
|
2019-02-14 |
13G
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
13,531,606 |
|
|
|
2019-02-14 |
13G
|
G9366W101 / Union Acquisition Corp.
|
|
|
842,217 |
|
|
|
2019-02-14 |
13G
|
XHNWX / Pioneer Diversified High Income
|
|
|
608,174 |
|
|
|
2019-02-14 |
13G
|
GRX / The Gabelli Healthcare & Wellness Trust
|
|
|
1,101,598 |
|
|
|
2019-02-14 |
13G
|
KLR / Kaleyra Inc
|
|
|
964,085 |
|
|
|
2019-02-14 |
13G
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
|
1,061,598 |
|
|
|
2019-02-14 |
13G
|
CEV / Eaton Vance California Municipal Income Trust
|
|
959 |
453,161 |
|
|
|
2019-02-14 |
13G
|
BYM / BlackRock Municipal Income Quality Trust
|
|
|
1,453,790 |
|
|
|
2019-02-14 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
1,197,652 |
1,061,514 |
|
|
|
2019-02-14 |
13G/A
|
48242A104 / KBL Merger Corp. IV Unit
|
|
703,910 |
512,040 |
|
|
|
2019-02-14 |
13G/A
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
1,103,189 |
1,319,200 |
|
|
|
2019-02-14 |
13G/A
|
GLAD / Gladstone Capital Corporation
|
|
273,200 |
262,588 |
|
|
|
2019-02-14 |
13G/A
|
GAINO / Gladstone Investment Corp., 6.75% Series B Cumulative Term Preferred Stock
|
|
|
828,406 |
|
|
|
2019-02-14 |
13G/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
|
|
|
|
|
2019-02-14 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,407,531 |
1,585,015 |
|
|
|
2019-02-14 |
13G/A
|
EIM / Eaton Vance Municipal Bond Fund
|
|
5,239,206 |
8,373,752 |
|
|
|
2019-02-14 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
435,390 |
440,796 |
|
|
|
2019-02-14 |
13G
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
|
1,694,722 |
|
|
|
2019-02-14 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
3,079,841 |
4,024,091 |
|
|
|
2019-02-14 |
13G
|
MYI / BlackRock MuniYield Quality Fund III, Inc.
|
|
|
4,542,922 |
|
|
|
2019-02-14 |
13G/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
878,202 |
862,376 |
|
|
|
2019-02-14 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
1,566,493 |
1,180,599 |
|
|
|
2019-02-14 |
13G
|
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
|
|
|
1,592,753 |
|
|
|
2019-02-14 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
8,608,328 |
10,396,680 |
|
|
|
2019-02-14 |
13G
|
MHF / Western Asset Municipal High Income Fund Inc.
|
|
|
1,275,318 |
|
|
|
2019-02-14 |
13G
|
PCF / High Income Securities Fund
|
|
|
1,219,000 |
|
|
|
2019-02-08 |
13G/A
|
BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
|
|
514,924 |
0 |
|
|
|
2019-02-08 |
13G
|
ALGRW / Allegro Merger Corp. Warrant
|
|
|
2,383,975 |
|
|
|
2019-01-25 |
13D
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
2,032,620 |
2,499,509 |
|
|
|
2019-01-11 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
1,635,535 |
983,279 |
|
|
|
2019-01-11 |
13D/A
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
22,235 |
22,235 |
|
|
|
2019-01-11 |
13G
|
US6706871026 / Nuveen Municipal 2021 Trgt Trm
|
|
|
924,369 |
|
|
|
2019-01-11 |
13G/A
|
MMDM / Modern Media Acquisition Corp.
|
|
2,148,425 |
727,089 |
|
|
|
2019-01-11 |
13G/A
|
TMCX / Trinity Merger Corp.
|
|
4,312,825 |
656,725 |
|
|
|
2019-01-02 |
13D/A
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
23,010 |
22,235 |
|
|
|
2018-12-10 |
13G
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
|
1,103,189 |
|
|
|
2018-12-10 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
512,835 |
435,390 |
|
|
|
2018-11-29 |
13D/A
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
23,635 |
23,010 |
|
|
|
2018-11-21 |
13G
|
MCN / XAI Madison Equity Premium Income Fund
|
|
4,572,642 |
1,037,297 |
|
|
|
2018-11-09 |
13G/A
|
IIM / Invesco Value Municipal Income Trust
|
|
2,847,037 |
203,006 |
|
|
|
2018-11-09 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
1,626,563 |
1,197,652 |
|
|
|
2018-11-09 |
13G/A
|
AVCT / American Virtual Cloud Technologies Inc
|
|
3,664,505 |
924,655 |
|
|
|
2018-10-12 |
13G
|
TMCX / Trinity Merger Corp.
|
|
|
4,312,825 |
|
|
|
2018-10-11 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
2,056,688 |
4,572,642 |
|
|
|
2018-10-10 |
13G/A
|
EVF / Eaton Vance Senior Income Trust
|
|
146 |
|
|
|
|
2018-08-24 |
13G/A
|
GLAD / Gladstone Capital Corporation
|
|
273,200 |
273,200 |
|
|
|
2018-08-24 |
13G
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
|
|
|
|
|
2018-08-24 |
13G/A
|
GAINN / Gladstone Investment Corporation - Corporate Bond/Note
|
|
784,281 |
784,281 |
|
|
|
2018-08-24 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,407,531 |
1,407,531 |
|
|
|
2018-08-24 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
1,626,563 |
1,626,563 |
|
|
|
2018-08-24 |
13G/A
|
AVCT / American Virtual Cloud Technologies Inc
|
|
3,664,505 |
3,664,505 |
|
|
|
2018-08-24 |
13G
|
WINR / Simplicity Esports and Gaming Company
|
|
457,125 |
457,125 |
|
|
|
2018-08-24 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
3,079,841 |
3,079,841 |
|
|
|
2018-08-24 |
13G/A
|
48242A104 / KBL Merger Corp. IV Unit
|
|
703,910 |
703,910 |
|
|
|
2018-08-24 |
13G/A
|
MMDM / Modern Media Acquisition Corp.
|
|
2,148,425 |
2,148,425 |
|
|
|
2018-08-24 |
13G/A
|
|
|
|
1,635,535 |
|
|
|
2018-08-24 |
13G/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
878,202 |
878,202 |
|
|
|
2018-08-24 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
8,608,328 |
8,608,328 |
|
|
|
2018-08-24 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
1,566,493 |
1,566,493 |
|
|
|
2018-08-24 |
13G
|
IIM / Invesco Value Municipal Income Trust
|
|
2,847,037 |
2,847,037 |
|
|
|
2018-08-24 |
13G
|
EVF / Eaton Vance Senior Income Trust
|
|
|
146 |
|
|
|
2018-08-24 |
13G/A
|
BJZ / BlackRock California Municipal 2018 Term Trust
|
|
684,288 |
1,030,894 |
|
|
|
2018-08-24 |
13G/A
|
BLH / BlackRock New York Municipal 2018 Term Trust
|
|
408,846 |
612,595 |
|
|
|
2018-08-24 |
13D
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
3,650,871 |
4,725,009 |
|
|
|
2018-08-24 |
13G
|
EIM / Eaton Vance Municipal Bond Fund
|
|
5,239,206 |
5,239,206 |
|
|
|
2018-08-24 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
505,735 |
512,835 |
|
|
|
2018-08-24 |
13G
|
BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025)
|
|
|
514,924 |
|
|
|
2018-08-10 |
13G/A
|
DOTA / Draper Oakwood Technology Acquisition, Inc.
|
|
|
1,000 |
|
|
|
2018-08-10 |
13G/A
|
DOTAU / Draper Oakwood Technology Acquisition, Inc. Unit
|
|
333,400 |
1,000 |
|
|
|
2018-08-10 |
13G/A
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
1,312,838 |
2,032,620 |
|
|
|
2018-08-02 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
489,053 |
381,743 |
|
|
|
2018-07-31 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
636,023 |
489,053 |
|
|
|
2018-07-26 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
998,129 |
636,023 |
|
|
|
2018-07-20 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
1,694,411 |
998,129 |
|
|
|
2018-07-10 |
13G/A
|
AVCT / American Virtual Cloud Technologies Inc
|
|
6,062,075 |
3,664,505 |
|
|
|
2018-07-10 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
1,770,923 |
2,056,688 |
|
|
|
2018-07-02 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
1,827,364 |
1,770,923 |
|
|
|
2018-07-02 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,637,910 |
1,655,693 |
|
|
|
2018-05-14 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
2,028,763 |
1,827,364 |
|
|
|
2018-05-11 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
1,696,711 |
1,694,411 |
|
|
|
2018-05-11 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,577,947 |
1,637,910 |
|
|
|
2018-05-11 |
13G
|
ECC / Eagle Point Credit Company Inc.
|
|
512,835 |
505,735 |
|
|
|
2018-05-10 |
13G/A
|
NRCG / NRC GROUP HOLDINGS CORP.
|
|
|
660,975 |
|
|
|
2018-05-10 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
1,522,931 |
3,079,841 |
|
|
|
2018-05-10 |
13G/A
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
2,461,382 |
3,650,871 |
|
|
|
2018-05-10 |
13G/A
|
48242A104 / KBL Merger Corp. IV Unit
|
|
1,685,160 |
703,910 |
|
|
|
2018-05-10 |
13G/A
|
MMDM / Modern Media Acquisition Corp.
|
|
4,094,175 |
2,148,425 |
|
|
|
2018-05-10 |
13G/A
|
GOEV / Canoo Inc.
|
|
2,507,580 |
660,975 |
|
|
|
2018-05-08 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,506,525 |
1,577,947 |
|
|
|
2018-04-24 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,433,504 |
1,506,525 |
|
|
|
2018-04-10 |
13G/A
|
PHUN / Phunware, Inc.
|
|
|
1,700 |
|
|
|
2018-04-10 |
13G
|
BJZ / BlackRock California Municipal 2018 Term Trust
|
|
|
684,288 |
|
|
|
2018-04-10 |
13G/A
|
PHUN / Phunware, Inc.
|
|
816,125 |
1,700 |
|
|
|
2018-03-12 |
13D
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
1,683,561 |
1,696,711 |
|
|
|
2018-03-09 |
13G
|
BLH / BlackRock New York Municipal 2018 Term Trust
|
|
|
408,846 |
|
|
|
2018-03-09 |
13G
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
2,461,382 |
|
|
|
2018-03-09 |
13G/A
|
JSYNU / Jensyn Acquistion Corp.
|
|
|
30,000 |
|
|
|
2018-03-09 |
13G/A
|
MIII / M III Acquisition Corp.
|
|
1,473,300 |
900 |
|
|
|
2018-03-09 |
13G/A
|
048206106 / Atlantic Acquisition Corp.
|
|
|
865,258 |
|
|
|
2018-03-09 |
13G/A
|
GECC / Great Elm Capital Corp.
|
|
416,700 |
|
|
|
|
2018-03-05 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,364,466 |
1,433,504 |
|
|
|
2018-02-16 |
13D/A
|
DOTA / Draper Oakwood Technology Acquisition, Inc.
|
|
|
2,028,763 |
|
|
|
2018-02-16 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
2,090,972 |
2,028,763 |
|
|
|
2018-02-14 |
13G
|
DOTA / Draper Oakwood Technology Acquisition, Inc.
|
|
|
333,400 |
|
|
|
2018-02-14 |
13G
|
PHUN / Phunware, Inc.
|
|
|
816,125 |
|
|
|
2018-02-14 |
13G
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
|
470 |
|
|
|
2018-02-14 |
13G
|
NRCG / NRC GROUP HOLDINGS CORP.
|
|
|
2,507,580 |
|
|
|
2018-02-14 |
13G
|
EVF / Eaton Vance Senior Income Trust
|
|
|
146 |
|
|
|
2018-02-14 |
13G/A
|
US7051631031 / The Peck Company, Inc.
|
|
|
547,775 |
|
|
|
2018-02-14 |
13G/A
|
CVON / ConvergeOne Holdings, Inc.
|
|
|
2,975,649 |
|
|
|
2018-02-14 |
13G/A
|
GAINN / Gladstone Investment Corporation - Corporate Bond/Note
|
|
857,950 |
784,281 |
|
|
|
2018-02-14 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
2,214,043 |
2,217,218 |
|
|
|
2018-02-14 |
13G
|
GOEV / Canoo Inc.
|
|
|
2,507,580 |
|
|
|
2018-02-14 |
13G/A
|
BHAC / Focus Impact BH3 Acquisition Company
|
|
|
|
|
|
|
2018-02-14 |
13G
|
EIM / Eaton Vance Municipal Bond Fund
|
|
|
5,239,206 |
|
|
|
2018-02-14 |
13G
|
IIM / Invesco Value Municipal Income Trust
|
|
|
2,847,037 |
|
|
|
2018-02-14 |
13G/A
|
GLAD / Gladstone Capital Corporation
|
|
274,050 |
273,200 |
|
|
|
2018-02-14 |
13G/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
866,047 |
878,202 |
|
|
|
2018-02-14 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
1,704,733 |
1,522,931 |
|
|
|
2018-02-14 |
13G/A
|
JOF / Japan Smaller Capitalization Fund, Inc.
|
|
1,757,186 |
1,151,658 |
|
|
|
2018-02-14 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
1,571,548 |
1,626,563 |
|
|
|
2018-02-14 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
1,416,686 |
1,635,535 |
|
|
|
2018-02-14 |
13G
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
|
|
|
|
|
2018-02-14 |
13G/A
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
106,247 |
91,853 |
|
|
|
2018-02-14 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
1,578,705 |
1,566,493 |
|
|
|
2018-02-14 |
13G/A
|
GGN / GAMCO Global Gold, Natural Resources & Income Trust
|
|
271,365 |
275 |
|
|
|
2018-02-14 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
5,941,205 |
2,098,806 |
|
|
|
2018-02-14 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,436,589 |
1,407,531 |
|
|
|
2018-02-14 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
9,594,578 |
8,608,328 |
|
|
|
2018-02-14 |
13G/A
|
MMDM / Modern Media Acquisition Corp.
|
|
|
4,094,175 |
|
|
|
2018-02-14 |
13G
|
DOTAU / Draper Oakwood Technology Acquisition, Inc. Unit
|
|
|
333,400 |
|
|
|
2018-02-14 |
13G
|
XPMAX / Pioneer Municipal High Income A
|
|
|
470 |
|
|
|
2018-02-14 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
559,301 |
308,310 |
|
|
|
2018-02-14 |
13G/A
|
34985B103 / Forum Merger Corporation
|
|
|
2,975,649 |
|
|
|
2018-02-14 |
13G
|
WINR / Simplicity Esports and Gaming Company
|
|
|
457,125 |
|
|
|
2018-02-14 |
13G
|
EVF / Eaton Vance Senior Income Trust
|
|
103 |
146 |
|
|
|
2018-02-14 |
13D
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
24,500 |
23,635 |
|
|
|
2018-02-14 |
13G
|
PHUN / Phunware, Inc.
|
|
|
816,125 |
|
|
|
2018-02-14 |
13G/A
|
SWZ / Total Return Securities, Inc.
|
|
1,442,536 |
990,752 |
|
|
|
2018-02-14 |
13G/A
|
48242A104 / KBL Merger Corp. IV Unit
|
|
|
1,685,160 |
|
|
|
2018-02-14 |
13G/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
1,400,838 |
1,683,561 |
|
|
|
2018-02-14 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
996,132 |
512,835 |
|
|
|
2018-02-14 |
13G
|
MIII / M III Acquisition Corp.
|
|
|
1,473,300 |
|
|
|
2018-02-14 |
13G/A
|
BST / BlackRock Science and Technology Trust
|
|
1,208,562 |
|
|
|
|
2018-02-14 |
13G
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
|
373 |
|
|
|
2018-02-14 |
13G/A
|
JSYN / Jensyn Acquistion Corp.
|
|
538,275 |
547,775 |
|
|
|
2018-02-14 |
13G/A
|
AVCT / American Virtual Cloud Technologies Inc
|
|
|
6,062,075 |
|
|
|
2018-02-09 |
13D
|
/ Oxford Lane Capital Corp.
|
|
|
1,477,892 |
|
|
|
2018-02-09 |
13G
|
GECC / Great Elm Capital Corp.
|
|
|
416,700 |
|
|
|
2018-02-09 |
13D
|
FTF / Franklin Limited Duration Income Trust
|
|
2,561 |
|
|
|
|
2018-02-08 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,395,676 |
1,364,466 |
|
|
|
2018-01-23 |
13D
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
2,100,937 |
2,214,043 |
|
|
|
2018-01-10 |
13G/A
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
590,185 |
1,312,838 |
|
|
|
2017-12-08 |
13G/A
|
FFA / First Trust Enhanced Equity Income Fund
|
|
|
14,337 |
|
|
|
2017-12-08 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
|
2,349,274 |
|
|
|
2017-12-08 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
1,386,299 |
2,349,274 |
|
|
|
2017-12-08 |
13G/A
|
FFA / First Trust Enhanced Equity Income Fund
|
|
1,349,882 |
14,337 |
|
|
|
2017-11-13 |
13G
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
|
1,436,589 |
|
|
|
2017-10-10 |
13G
|
CXH / MFS Investment Grade Municipal Trust
|
|
2,672,835 |
1,578,705 |
|
|
|
2017-10-10 |
13G
|
GLAD / Gladstone Capital Corporation
|
|
|
274,050 |
|
|
|
2017-09-29 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
2,050,556 |
2,090,972 |
|
|
|
2017-09-29 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,370,529 |
1,395,676 |
|
|
|
2017-09-08 |
13G
|
AVCT / American Virtual Cloud Technologies Inc
|
|
|
4,754,150 |
|
|
|
2017-09-08 |
13G
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
1,320,970 |
606,502 |
|
|
|
2017-09-08 |
13G
|
FTF / Franklin Limited Duration Income Trust
|
|
|
2,561 |
|
|
|
2017-09-08 |
13G
|
PTMN / BCP Investment Corp.
|
|
|
815,025 |
|
|
|
2017-08-11 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
|
1,445,741 |
|
|
|
2017-08-11 |
13G
|
48242A104 / KBL Merger Corp. IV Unit
|
|
|
1,722,100 |
|
|
|
2017-08-11 |
13G/A
|
OXLC / Oxford Lane Capital Corp.
|
|
1,441,170 |
1,445,741 |
|
|
|
2017-08-01 |
13D/A
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
1,472,058 |
1,320,970 |
|
|
|
2017-07-12 |
13D/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
2,687,046 |
2,672,835 |
|
|
|
2017-07-10 |
13G
|
/ Oxford Lane Capital Corp.
|
|
|
1,441,170 |
|
|
|
2017-07-10 |
13G
|
48242A104 / KBL Merger Corp. IV Unit
|
|
|
1,408,000 |
|
|
|
2017-07-10 |
13G
|
MMDM / Modern Media Acquisition Corp.
|
|
|
4,095,550 |
|
|
|
2017-07-10 |
13G
|
OXLC / Oxford Lane Capital Corp.
|
|
89,802 |
1,441,170 |
|
|
|
2017-07-10 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,353,417 |
|
|
|
|
2017-07-10 |
13G
|
/ Capitala Finance Corp
|
|
|
621,031 |
|
|
|
2017-06-21 |
13D/A
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
1,472,058 |
1,472,058 |
|
|
|
2017-06-12 |
13D/A
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
1,488,555 |
1,472,058 |
|
|
|
2017-06-09 |
13G
|
CVON / ConvergeOne Holdings, Inc.
|
|
|
2,122,600 |
|
|
|
2017-06-09 |
13G/A
|
US58503F3047 / Medley Capital Corp., 6.125% Senior Bonds due 3/30/2023
|
|
1,689,073 |
1,682,157 |
|
|
|
2017-06-09 |
13G
|
IRL / New Ireland Fund Inc
|
|
935,537 |
294,350 |
|
|
|
2017-05-10 |
13G
|
OXSQ / Oxford Square Capital Corp.
|
|
|
40,709 |
|
|
|
2017-05-10 |
13G/A
|
VGI / Virtus Global Multi-Sector Income Fund
|
|
660,031 |
40,709 |
|
|
|
2017-05-10 |
13G
|
OXSQ / Oxford Square Capital Corp.
|
|
|
40,709 |
|
|
|
2017-05-03 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
1,973,917 |
2,050,556 |
|
|
|
2017-05-03 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
1,371,629 |
1,370,529 |
|
|
|
2017-04-12 |
13D
|
CXH / MFS Investment Grade Municipal Trust
|
|
2,563,672 |
2,687,046 |
|
|
|
2017-04-07 |
13D/A
|
MCN / XAI Madison Equity Premium Income Fund
|
|
1,758,216 |
1,973,917 |
|
|
|
2017-04-07 |
13D/A
|
IRL / New Ireland Fund Inc
|
|
860,396 |
935,537 |
|
|
|
2017-03-21 |
13D
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
1,342,387 |
1,488,555 |
|
|
|
2017-03-10 |
13G/A
|
NEXT / NextDecade Corporation
|
|
1,850,031 |
800,300 |
|
|
|
2017-02-15 |
13D/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
3,386,613 |
3,353,417 |
|
|
|
2017-02-14 |
13G/A
|
EVF / Eaton Vance Senior Income Trust
|
|
|
103 |
|
|
|
2017-02-14 |
13G
|
FFA / First Trust Enhanced Equity Income Fund
|
|
|
1,349,882 |
|
|
|
2017-02-14 |
13G/A
|
IDE / Voya Infrastructure, Industrials and Materials Fund
|
|
|
614,797 |
|
|
|
2017-02-14 |
13G/A
|
US7051631031 / The Peck Company, Inc.
|
|
|
538,275 |
|
|
|
2017-02-14 |
13G/A
|
BST / BlackRock Science and Technology Trust
|
|
1,126,159 |
1,208,562 |
|
|
|
2017-02-14 |
13G/A
|
JSYN / Jensyn Acquistion Corp.
|
|
535,025 |
538,275 |
|
|
|
2017-02-14 |
13G
|
JHS / John Hancock Income Securities Trust
|
|
701,696 |
406,847 |
|
|
|
2017-02-14 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
868,950 |
996,132 |
|
|
|
2017-02-14 |
13G
|
GGN / GAMCO Global Gold, Natural Resources & Income Trust
|
|
|
271,365 |
|
|
|
2017-02-14 |
13G/A
|
GAINN / Gladstone Investment Corporation - Corporate Bond/Note
|
|
850,150 |
857,950 |
|
|
|
2017-02-14 |
13G/A
|
GAM / General American Investors Company, Inc.
|
|
1,506,552 |
1,119,914 |
|
|
|
2017-02-14 |
13G/A
|
VBF / Invesco Bond Fund
|
|
693,118 |
172,991 |
|
|
|
2017-02-14 |
13G
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
|
866,047 |
|
|
|
2017-02-14 |
13G/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
1,434,015 |
849,420 |
|
|
|
2017-02-14 |
13G
|
XJEQX / Aberdeen Japan Equity Fund, Inc
|
|
|
866,047 |
|
|
|
2017-02-14 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
10,782,256 |
9,594,578 |
|
|
|
2017-02-14 |
13G/A
|
JOF / Japan Smaller Capitalization Fund, Inc.
|
|
1,611,197 |
1,757,186 |
|
|
|
2017-02-14 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
2,214,613 |
2,563,672 |
|
|
|
2017-02-14 |
13G/A
|
GAM.PRB / General American Investors Company, Inc. - Preferred Stock
|
|
|
1,119,914 |
|
|
|
2017-02-14 |
13G
|
FFA / First Trust Enhanced Equity Income Fund
|
|
|
1,349,882 |
|
|
|
2017-02-14 |
13G/A
|
NEXT / NextDecade Corporation
|
|
1,551,668 |
1,850,031 |
|
|
|
2017-02-14 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
7,234,034 |
5,941,205 |
|
|
|
2017-02-14 |
13G/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
2,459 |
1,400,838 |
|
|
|
2017-02-14 |
13G/A
|
SWZ / Total Return Securities, Inc.
|
|
1,794,190 |
1,442,536 |
|
|
|
2017-02-14 |
13G/A
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
441,056 |
334,882 |
|
|
|
2017-02-14 |
13G
|
VGI / Virtus Global Multi-Sector Income Fund
|
|
|
660,031 |
|
|
|
2017-02-14 |
13G/A
|
ZF / Zweig Fund, Inc.
|
|
1,244,757 |
1,001,287 |
|
|
|
2017-02-14 |
13G/A
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
1,151,613 |
1,342,387 |
|
|
|
2017-02-14 |
13G/A
|
/ Gladstone Investment Corp.
|
|
|
857,950 |
|
|
|
2017-02-14 |
13G/A
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
119,857 |
106,247 |
|
|
|
2017-02-14 |
13G/A
|
BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
|
|
822,366 |
757,568 |
|
|
|
2017-02-14 |
13G/A
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
690,535 |
590,185 |
|
|
|
2017-02-14 |
13G/A
|
BHK / BlackRock Core Bond Trust
|
|
2,924,433 |
1,378,397 |
|
|
|
2017-02-14 |
13G
|
GGN.PRB / GAMCO Global Gold, Natural Resources & Income Trust - Preferred Stock
|
|
|
271,365 |
|
|
|
2017-02-14 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
2,464,951 |
1,704,733 |
|
|
|
2017-02-14 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
2,174,493 |
1,416,686 |
|
|
|
2017-02-14 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
2,174,493 |
2,100,937 |
|
|
|
2017-02-14 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
635,562 |
559,301 |
|
|
|
2017-02-14 |
13G/A
|
EVF / Eaton Vance Senior Income Trust
|
|
303 |
103 |
|
|
|
2017-02-14 |
13G/A
|
ECC / Eagle Point Credit Company Inc.
|
|
868,950 |
996,132 |
|
|
|
2017-02-10 |
13G/A
|
SAB / Saratoga Investment Corp.
|
|
|
1,429,150 |
|
|
|
2017-02-10 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
1,198,859 |
1,571,548 |
|
|
|
2017-02-10 |
13G/A
|
SAQ / Saratoga Investment Corp.
|
|
1,429,525 |
1,429,150 |
|
|
|
2017-02-10 |
13G
|
US5538291023 / MVC Capital, Inc.
|
|
|
1,386,299 |
|
|
|
2017-02-10 |
13G
|
US58503F3047 / Medley Capital Corp., 6.125% Senior Bonds due 3/30/2023
|
|
|
1,689,073 |
|
|
|
2017-02-08 |
13D
|
MCN / XAI Madison Equity Premium Income Fund
|
|
|
1,758,216 |
|
|
|
2017-02-08 |
13D
|
/ Madison Strategic Sector Premium Fund
|
|
1,372,764 |
1,371,629 |
|
|
|
2017-01-11 |
13G
|
SAB / Saratoga Investment Corp.
|
|
|
1,429,525 |
|
|
|
2017-01-11 |
13G
|
SAQ / Saratoga Investment Corp.
|
|
|
1,429,525 |
|
|
|
2017-01-11 |
13G
|
SAR / Saratoga Investment Corp.
|
|
|
1,429,525 |
|
|
|
2017-01-11 |
13G
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
1,126,720 |
2,459 |
|
|
|
2017-01-11 |
13G/A
|
IQI / Invesco Quality Municipal Income Trust
|
|
2,679,376 |
24,199 |
|
|
|
2017-01-11 |
13G/A
|
/ Madison Strategic Sector Premium Fund
|
|
967,050 |
1,372,764 |
|
|
|
2017-01-11 |
13G/A
|
NIQ / NIQ Global Intelligence plc
|
|
1,297,699 |
627,829 |
|
|
|
2017-01-06 |
13D/A
|
IRL / New Ireland Fund Inc
|
|
916,434 |
860,396 |
|
|
|
2016-11-14 |
13D
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
2,907,574 |
3,386,613 |
|
|
|
2016-11-10 |
13G
|
US7051631031 / The Peck Company, Inc.
|
|
|
535,025 |
|
|
|
2016-11-10 |
13G
|
ECC / Eagle Point Credit Company Inc.
|
|
|
868,950 |
|
|
|
2016-11-10 |
13G
|
JSYN / Jensyn Acquistion Corp.
|
|
|
535,025 |
|
|
|
2016-11-10 |
13G
|
ZF / Zweig Fund, Inc.
|
|
1,520,943 |
1,244,757 |
|
|
|
2016-11-10 |
13G
|
ECC / Eagle Point Credit Company Inc.
|
|
|
868,950 |
|
|
|
2016-10-11 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
852,629 |
1,198,859 |
|
|
|
2016-10-11 |
13G
|
ZTR / Virtus Global Dividend & Income Fund Inc.
|
|
3,089,661 |
1,178,099 |
|
|
|
2016-10-11 |
13G
|
GAINN / Gladstone Investment Corporation - Corporate Bond/Note
|
|
|
850,150 |
|
|
|
2016-10-11 |
13G/A
|
/ Madison Strategic Sector Premium Fund
|
|
602,225 |
967,050 |
|
|
|
2016-10-11 |
13G/A
|
LOR / Lazard World Dividend & Income Fund, Inc.
|
|
852,629 |
1,198,859 |
|
|
|
2016-10-11 |
13G
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
|
24,500 |
|
|
|
2016-09-14 |
13G/A
|
49877M207 / Rosehill Resources
|
|
90,625 |
90,625 |
|
|
|
2016-09-09 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
355,714 |
852,629 |
|
|
|
2016-09-09 |
13G/A
|
VBF / Invesco Bond Fund
|
|
1,460,472 |
693,118 |
|
|
|
2016-09-09 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
2,030,846 |
1,554,058 |
|
|
|
2016-09-09 |
13G
|
BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
|
|
|
822,366 |
|
|
|
2016-09-09 |
13D/A
|
ZF / Zweig Fund, Inc.
|
|
1,702,547 |
1,520,943 |
|
|
|
2016-09-09 |
13G/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
782,181 |
1,126,720 |
|
|
|
2016-09-09 |
13G/A
|
LOR / Lazard World Dividend & Income Fund, Inc.
|
|
|
852,629 |
|
|
|
2016-09-09 |
13G
|
49877M207 / Rosehill Resources
|
|
|
90,625 |
|
|
|
2016-07-08 |
13G/A
|
VKQ / Invesco Municipal Trust
|
|
3,110,849 |
236,301 |
|
|
|
2016-07-08 |
13G/A
|
PHF / Pacholder High Yield Fund, Inc.
|
|
684,412 |
10,000 |
|
|
|
2016-07-08 |
13G/A
|
XVKQX / Invesco Municipal Trust
|
|
|
236,301 |
|
|
|
2016-06-29 |
13D
|
IRL / New Ireland Fund Inc
|
|
804,852 |
916,434 |
|
|
|
2016-06-14 |
13D/A
|
ZF / Zweig Fund, Inc.
|
|
3,201,669 |
1,702,547 |
|
|
|
2016-06-14 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
3,089,661 |
2,030,846 |
|
|
|
2016-06-10 |
13G
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
3,333,442 |
|
|
|
2016-06-10 |
13G
|
NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
2,959,550 |
|
|
|
2016-06-10 |
13G/A
|
NIQ / NIQ Global Intelligence plc
|
|
2,211,489 |
1,297,699 |
|
|
|
2016-05-10 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
2,018,317 |
2,907,574 |
|
|
|
2016-05-10 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
1,305,279 |
2,174,493 |
|
|
|
2016-05-10 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
|
2,174,493 |
|
|
|
2016-04-08 |
13G
|
NEXT / NextDecade Corporation
|
|
|
1,551,668 |
|
|
|
2016-04-06 |
13D/A
|
ZF / Zweig Fund, Inc.
|
|
3,124,537 |
3,201,669 |
|
|
|
2016-04-06 |
13D/A
|
ZTR / Virtus Global Dividend & Income Fund Inc.
|
|
3,105,201 |
3,089,661 |
|
|
|
2016-04-06 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
2,797,388 |
3,089,661 |
|
|
|
2016-03-04 |
13D/A
|
ZF / Zweig Fund, Inc.
|
|
2,871,159 |
3,124,537 |
|
|
|
2016-03-01 |
13G
|
GAM / General American Investors Company, Inc.
|
|
1,503,897 |
1,506,552 |
|
|
|
2016-02-16 |
13D/A
|
ZF / Zweig Fund, Inc.
|
|
2,697,800 |
2,871,159 |
|
|
|
2016-02-16 |
13D/A
|
ZTR / Virtus Global Dividend & Income Fund Inc.
|
|
|
3,105,201 |
|
|
|
2016-02-12 |
13G
|
EVF / Eaton Vance Senior Income Trust
|
|
|
303 |
|
|
|
2016-02-12 |
13G
|
IDE / Voya Infrastructure, Industrials and Materials Fund
|
|
|
1,289,489 |
|
|
|
2016-02-12 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
|
1,555,742 |
|
|
|
2016-02-12 |
13G/A
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
968,191 |
1,151,613 |
|
|
|
2016-02-12 |
13G
|
XLORX / Lazard World Dividend & Income
|
|
|
355,714 |
|
|
|
2016-02-12 |
13G
|
BST / BlackRock Science and Technology Trust
|
|
|
1,126,159 |
|
|
|
2016-02-12 |
13G
|
JHS / John Hancock Income Securities Trust
|
|
|
701,696 |
|
|
|
2016-02-12 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
1,952,751 |
2,214,613 |
|
|
|
2016-02-12 |
13G
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
|
2,464,951 |
|
|
|
2016-02-12 |
13G
|
BHK / BlackRock Core Bond Trust
|
|
2,455,267 |
2,924,433 |
|
|
|
2016-02-12 |
13G
|
WEA / Western Asset Premier Bond Fund
|
|
|
631,357 |
|
|
|
2016-02-12 |
13G
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
|
690,535 |
|
|
|
2016-02-12 |
13G
|
JGV / Nuveen Global Equity Income Fund
|
|
|
1,454,943 |
|
|
|
2016-02-12 |
13G/A
|
NIQ / NIQ Global Intelligence plc
|
|
|
2,211,489 |
|
|
|
2016-02-12 |
13G/A
|
XFDIX / Fort Dearborn Income Securities
|
|
|
1,496,412 |
|
|
|
2016-02-12 |
13G/A
|
VBF / Invesco Bond Fund
|
|
|
1,460,472 |
|
|
|
2016-02-12 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
|
635,562 |
|
|
|
2016-02-12 |
13G/A
|
SWZ / Total Return Securities, Inc.
|
|
|
1,794,190 |
|
|
|
2016-02-12 |
13G
|
MIN / MFS Intermediate Income Trust
|
|
|
7,234,034 |
|
|
|
2016-02-12 |
13G
|
PHF / Pacholder High Yield Fund, Inc.
|
|
|
684,412 |
|
|
|
2016-02-12 |
13G/A
|
IRL / New Ireland Fund Inc
|
|
|
804,852 |
|
|
|
2016-02-12 |
13G
|
JOF / Japan Smaller Capitalization Fund, Inc.
|
|
|
1,611,197 |
|
|
|
2016-02-12 |
13G/A
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
|
441,056 |
|
|
|
2016-02-12 |
13G
|
VKQ / Invesco Municipal Trust
|
|
|
3,110,849 |
|
|
|
2016-02-12 |
13G
|
IQI / Invesco Quality Municipal Income Trust
|
|
|
2,679,376 |
|
|
|
2016-02-12 |
13G
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
|
1,434,015 |
|
|
|
2016-02-12 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
1,109,530 |
1,305,279 |
|
|
|
2016-02-12 |
13G
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
111 |
119,857 |
|
|
|
2016-02-12 |
13G
|
US27826W1045 / Eaton Vance New York Municipal Income Trust
|
|
|
|
|
|
|
2016-02-12 |
13G
|
EVF / Eaton Vance Senior Income Trust
|
|
|
303 |
|
|
|
2016-02-10 |
13G
|
/ Madison Strategic Sector Premium Fund
|
|
|
602,225 |
|
|
|
2016-02-10 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
|
10,782,256 |
|
|
|
2016-01-08 |
13G
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
|
2,018,317 |
|
|
|
2016-01-08 |
13G
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
|
782,181 |
|
|
|
2016-01-08 |
13G
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
101,241 |
111 |
|
|
|
2015-12-29 |
13D
|
ZF / Zweig Fund, Inc.
|
|
2,318,479 |
2,697,800 |
|
|
|
2015-12-29 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
2,773,083 |
2,797,388 |
|
|
|
2015-12-28 |
13G
|
INSI / Insight Select Income Fund
|
|
684,896 |
389,845 |
|
|
|
2015-12-24 |
13D/A
|
CEV / Eaton Vance California Municipal Income Trust
|
|
763 |
959 |
|
|
|
2015-12-24 |
13D/A
|
EVP / Eaton Vance Pennsylvania Municipal Income Trust
|
|
311 |
368 |
|
|
|
2015-12-14 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
2,432,538 |
2,773,083 |
|
|
|
2015-12-10 |
13G/A
|
GGZ / The Gabelli Global Small and Mid Cap Value Trust
|
|
1,271,816 |
79,845 |
|
|
|
2015-11-25 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
2,108,905 |
2,432,538 |
|
|
|
2015-11-10 |
13G
|
ZF / Zweig Fund, Inc.
|
|
|
2,318,479 |
|
|
|
2015-11-10 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
1,234,527 |
1,952,751 |
|
|
|
2015-11-10 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
2,108,905 |
|
|
|
2015-10-19 |
13D/A
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
16,824,591 |
19,630,328 |
|
|
|
2015-10-09 |
13D/A
|
|
|
1,821,681 |
1,729,236 |
|
|
|
2015-10-09 |
13D/A
|
INSI / Insight Select Income Fund
|
|
|
684,896 |
|
|
|
2015-09-10 |
13G
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
|
968,191 |
|
|
|
2015-09-10 |
13D/A
|
|
|
2,128,953 |
1,821,681 |
|
|
|
2015-09-10 |
13D/A
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
11,901,133 |
16,824,591 |
|
|
|
2015-09-10 |
13D/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
1,485,576 |
1,119,008 |
|
|
|
2015-08-10 |
13G/A
|
XAYNX / Alliance New York Municipal Inc
|
|
|
20,327 |
|
|
|
2015-08-10 |
13G
|
CXH / MFS Investment Grade Municipal Trust
|
|
|
1,234,527 |
|
|
|
2015-08-10 |
13G/A
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
2,408,727 |
|
|
|
2015-08-10 |
13D/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
2,577,358 |
1,485,576 |
|
|
|
2015-06-10 |
13G
|
EOT / Eaton Vance National Municipal Opportunities Trust
|
|
|
291 |
|
|
|
2015-06-10 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
|
1,109,530 |
|
|
|
2015-06-05 |
13D/A
|
|
|
2,138,244 |
2,128,953 |
|
|
|
2015-05-20 |
13D
|
EVP / Eaton Vance Pennsylvania Municipal Income Trust
|
|
|
311 |
|
|
|
2015-05-20 |
13D
|
EVJ / Eaton Vance New Jersey Municipal Income Trust
|
|
|
465 |
|
|
|
2015-05-20 |
13D
|
CEV / Eaton Vance California Municipal Income Trust
|
|
|
763 |
|
|
|
2015-05-20 |
13D
|
EMJ / Eaton Vance New Jersey Municipal Bond Fund
|
|
|
207 |
|
|
|
2015-05-20 |
13D
|
NYH / Eaton Vance New York Municipal Bond Fund II
|
|
|
160 |
|
|
|
2015-05-08 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
|
89,802 |
|
|
|
2015-05-08 |
13G/A
|
OXLC / Oxford Lane Capital Corp.
|
|
|
89,802 |
|
|
|
2015-05-08 |
13G/A
|
GGZ / The Gabelli Global Small and Mid Cap Value Trust
|
|
|
1,271,816 |
|
|
|
2015-04-24 |
13D
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
2,577,358 |
|
|
|
2015-04-13 |
13G
|
BIF / Boulder Growth & Income Fund Inc
|
|
2,836,440 |
2,836,440 |
|
|
|
2015-04-10 |
13G/A
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
|
101,241 |
|
|
|
2015-04-10 |
13G
|
BIF / Boulder Growth & Income Fund Inc
|
|
|
2,836,440 |
|
|
|
2015-04-10 |
13G/A
|
BHK / BlackRock Core Bond Trust
|
|
|
2,455,267 |
|
|
|
2015-03-25 |
13D/A
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
|
11,901,133 |
|
|
|
2015-03-19 |
13D
|
|
|
|
2,138,244 |
|
|
|
2015-02-20 |
13D/A
|
INSI / Insight Select Income Fund
|
|
|
808,402 |
|
|
|
2015-02-13 |
13G/A
|
NIQ / NIQ Global Intelligence plc
|
|
|
1,637,271 |
|
|
|
2015-02-13 |
13G/A
|
XFDIX / Fort Dearborn Income Securities
|
|
|
1,390,390 |
|
|
|
2015-02-13 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
|
704,862 |
|
|
|
2015-02-13 |
13G/A
|
|
|
|
2,100,794 |
|
|
|
2015-02-13 |
13G/A
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
1,816,496 |
|
|
|
2015-02-13 |
13G/A
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
|
505,750 |
|
|
|
2015-02-13 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
|
819,927 |
|
|
|
2015-02-13 |
13G/A
|
XAPBX / Asia Pacific Fund, Inc.
|
|
|
826,295 |
|
|
|
2015-02-13 |
13G/A
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
|
112,730 |
|
|
|
2015-02-13 |
13G
|
SWZ / Total Return Securities, Inc.
|
|
|
1,453,562 |
|
|
|
2015-02-13 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
|
7,296,658 |
|
|
|
2015-02-13 |
13G/A
|
IRL / New Ireland Fund Inc
|
|
|
797,179 |
|
|
|
2015-02-13 |
13G/A
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
|
518,566 |
|
|
|
2015-02-13 |
13G/A
|
|
|
|
1,168,355 |
|
|
|
2015-02-13 |
13G
|
BTF / Valkyrie ETF Trust II - CoinShares Valkyrie Bitcoin and Ether Strategy ETF
|
|
|
634,444 |
|
|
|
2015-02-13 |
13G
|
NOM / Nuveen Missouri Quality Municipal Income Fund
|
|
|
91,504 |
|
|
|
2015-02-13 |
13G
|
XAYNX / Alliance New York Municipal Inc
|
|
|
282,896 |
|
|
|
2015-02-13 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
|
1,161,661 |
|
|
|
2015-02-13 |
13G/A
|
GGZ / The Gabelli Global Small and Mid Cap Value Trust
|
|
|
863,587 |
|
|
|
2015-02-13 |
13G
|
BHK / BlackRock Core Bond Trust
|
|
|
2,338,509 |
|
|
|
2015-02-13 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
2,211,119 |
|
|
|
2015-02-13 |
13G/A
|
VBF / Invesco Bond Fund
|
|
|
1,369,021 |
|
|
|
2015-02-10 |
13G/A
|
/ Oxford Lane Capital Corp.
|
|
|
138,344 |
|
|
|
2015-02-10 |
13D/A
|
NMA / Nuveen Municipal Advantage Fund, Inc.
|
|
|
1,114,954 |
|
|
|
2015-02-10 |
13D/A
|
NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
1,337,570 |
|
|
|
2015-01-09 |
13D/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
3,114,095 |
|
|
|
2015-01-09 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
1,614,748 |
|
|
|
2014-12-10 |
13G
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
|
506,149 |
|
|
|
2014-12-10 |
13G
|
GGZ / The Gabelli Global Small and Mid Cap Value Trust
|
|
|
819,848 |
|
|
|
2014-12-10 |
13D/A
|
NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
2,183,910 |
|
|
|
2014-12-10 |
13G/A
|
VBF / Invesco Bond Fund
|
|
|
1,353,996 |
|
|
|
2014-11-20 |
13D/A
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
|
12,352,332 |
|
|
|
2014-11-17 |
13D/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
168 |
|
|
|
2014-11-10 |
13D
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
2,062 |
|
|
|
2014-11-10 |
13D
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
168 |
|
|
|
2014-11-10 |
13G/A
|
NIQ / NIQ Global Intelligence plc
|
|
|
1,342,018 |
|
|
|
2014-11-10 |
13G
|
BKT / BlackRock Income Trust, Inc.
|
|
|
6,747,527 |
|
|
|
2014-10-31 |
13D/A
|
INSI / Insight Select Income Fund
|
|
|
919,887 |
|
|
|
2014-10-23 |
13D
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
|
12,347,907 |
|
|
|
2014-10-10 |
13G
|
/ Oxford Lane Capital Corp.
|
|
|
305,377 |
|
|
|
2014-10-10 |
13D/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
3,581,983 |
|
|
|
2014-10-08 |
13D
|
INSI / Insight Select Income Fund
|
|
|
923,661 |
|
|
|
2014-09-10 |
13D/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
4,453,423 |
|
|
|
2014-09-10 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
222,681 |
|
|
|
2014-09-10 |
13G/A
|
|
|
|
2,002,963 |
|
|
|
2014-09-10 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
2,478,646 |
|
|
|
2014-09-10 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
1,747,237 |
|
|
|
2014-09-10 |
13G
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
2,068 |
|
|
|
2014-09-10 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
|
958,034 |
|
|
|
2014-08-08 |
13G
|
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
|
|
|
414,541 |
|
|
|
2014-08-08 |
13G
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
1,334,621 |
|
|
|
2014-07-10 |
13G/A
|
XFDIX / Fort Dearborn Income Securities
|
|
|
966,761 |
|
|
|
2014-07-10 |
13G/A
|
IRL / New Ireland Fund Inc
|
|
|
643,539 |
|
|
|
2014-06-20 |
13D
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
952,362 |
|
|
|
2014-06-20 |
13D
|
NMA / Nuveen Municipal Advantage Fund, Inc.
|
|
|
1,977,621 |
|
|
|
2014-06-20 |
13D
|
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
|
|
|
1,816,367 |
|
|
|
2014-06-20 |
13D
|
NQI / Nuveen Quality Municipal Fund, Inc.
|
|
|
1,203,268 |
|
|
|
2014-06-20 |
13D
|
NQS / Nuveen Select Quality Municipal Fund, Inc.
|
|
|
1,809,084 |
|
|
|
2014-06-20 |
13D
|
NQU / Nuveen Quality Income Municipal Fund, Inc.
|
|
|
2,113,492 |
|
|
|
2014-06-20 |
13D
|
|
|
|
1,076,913 |
|
|
|
2014-06-16 |
13D
|
NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
2,769,843 |
|
|
|
2014-06-16 |
13D
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
3,956,067 |
|
|
|
2014-06-10 |
13D/A
|
NXK /
|
|
|
829,345 |
|
|
|
2014-06-10 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
1,192,219 |
|
|
|
2014-05-09 |
13D/A
|
|
|
|
690,738 |
|
|
|
2014-04-10 |
13D/A
|
|
|
|
1,011,655 |
|
|
|
2014-04-10 |
13G/A
|
NKG / Nuveen Georgia Quality Municipal Income Fund
|
|
|
283,349 |
|
|
|
2014-03-10 |
13D/A
|
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
|
|
|
807,722 |
|
|
|
2014-03-10 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
104,049 |
|
|
|
2014-03-10 |
13G
|
VBF / Invesco Bond Fund
|
|
|
604,096 |
|
|
|
2014-03-10 |
13G
|
XAPBX / Asia Pacific Fund, Inc.
|
|
|
534,371 |
|
|
|
2014-03-10 |
13G
|
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
|
|
|
235,668 |
|
|
|
2014-03-10 |
13G
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
90,659 |
|
|
|
2014-02-18 |
13D/A
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
|
6,257,425 |
|
|
|
2014-02-14 |
13G
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
|
108,220 |
|
|
|
2014-02-14 |
13G
|
NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
2,015,789 |
|
|
|
2014-02-14 |
13G
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
2,101,405 |
|
|
|
2014-02-14 |
13G
|
NIQ / NIQ Global Intelligence plc
|
|
|
664,375 |
|
|
|
2014-02-14 |
13G
|
INSI / Insight Select Income Fund
|
|
|
550,543 |
|
|
|
2014-02-14 |
13G
|
XFDIX / Fort Dearborn Income Securities
|
|
|
440,075 |
|
|
|
2014-02-14 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
|
734,573 |
|
|
|
2014-02-14 |
13G
|
ZF / Zweig Fund, Inc.
|
|
|
1,118,731 |
|
|
|
2014-02-14 |
13G
|
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
|
|
|
110 |
|
|
|
2014-02-14 |
13G
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
894,716 |
|
|
|
2014-02-14 |
13G
|
IRL / New Ireland Fund Inc
|
|
|
368,714 |
|
|
|
2014-02-14 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
1,040,007 |
|
|
|
2014-02-14 |
13G
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
|
424,665 |
|
|
|
2014-02-10 |
13G
|
SPE / Special Opportunities Fund, Inc.
|
|
|
152,882 |
|
|
|
2014-02-03 |
13G
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
|
101 |
|
|
|
2014-02-03 |
13G
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
351,992 |
|
|
|
2014-01-30 |
13G/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
|
189,044 |
|
|
|
2014-01-30 |
13G/A
|
NMB / Simplify Exchange Traded Funds - Simplify National Muni Bond ETF
|
|
|
180,375 |
|
|
|
2014-01-30 |
13G/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
915,017 |
|
|
|
2014-01-30 |
13G/A
|
BJZ / BlackRock California Municipal 2018 Term Trust
|
|
|
115 |
|
|
|
2014-01-30 |
13G/A
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
382 |
|
|
|
2014-01-30 |
13G/A
|
|
|
|
265,856 |
|
|
|
2014-01-30 |
13G/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
|
315 |
|
|
|
2014-01-30 |
13G/A
|
NKG / Nuveen Georgia Quality Municipal Income Fund
|
|
|
261,876 |
|
|
|
2014-01-30 |
13G/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
|
155 |
|
|
|
2014-01-30 |
13G/A
|
NGX /
|
|
|
177,000 |
|
|
|
2014-01-30 |
13G/A
|
MAB / Eaton Vance Massachusetts Municipal Bond Fund
|
|
|
|
|
|
|
2014-01-30 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
350,986 |
|
|
|
2014-01-30 |
13G/A
|
|
|
|
1,200,058 |
|
|
|
2014-01-30 |
13G/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
169 |
|
|
|
2014-01-30 |
13G/A
|
NMT / Nuveen Massachusetts Quality Municipal Income Fund
|
|
|
115,624 |
|
|
|
2014-01-30 |
13G/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
247,257 |
|
|
|
2014-01-30 |
13G/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
323,627 |
|
|
|
2014-01-30 |
13G/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
120,985 |
|
|
|
2014-01-30 |
13G/A
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
193,475 |
|
|
|
2014-01-30 |
13G/A
|
|
|
|
436,536 |
|
|
|
2014-01-10 |
13D/A
|
NXK /
|
|
|
884,927 |
|
|
|
2014-01-10 |
13D/A
|
|
|
|
858,247 |
|
|
|
2014-01-10 |
13G/A
|
|
|
|
1,487,488 |
|
|
|
2014-01-10 |
13D/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
228,593 |
|
|
|
2013-12-20 |
13D
|
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
|
|
|
11,548,588 |
|
|
|
2013-12-10 |
13D/A
|
NXK /
|
|
|
934,597 |
|
|
|
2013-11-25 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
1,627,781 |
|
|
|
2013-11-08 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
1,628,871 |
|
|
|
2013-11-08 |
13D/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
2,079,564 |
|
|
|
2013-10-10 |
13G/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
|
446 |
|
|
|
2013-10-10 |
13D/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
236,433 |
|
|
|
2013-10-10 |
13G/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
262,959 |
|
|
|
2013-10-07 |
13D
|
XFDIX / Fort Dearborn Income Securities
|
|
|
330,307 |
|
|
|
2013-09-10 |
13G/A
|
670979889 / Nuveen Michigan Quality Income
|
|
|
234,414 |
|
|
|
2013-08-12 |
13G
|
NAZ / Nuveen Arizona Quality Municipal Income Fund
|
|
|
307,506 |
|
|
|
2013-08-09 |
13G/A
|
NXM /
|
|
|
265,852 |
|
|
|
2013-06-11 |
13G
|
US5538291023 / MVC Capital, Inc.
|
|
|
897,725 |
|
|
|
2013-06-10 |
13G/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
1,178,004 |
|
|
|
2013-06-10 |
13G
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
1,028,458 |
|
|
|
2013-06-10 |
13G/A
|
NVY /
|
|
|
273,535 |
|
|
|
2013-06-10 |
13G/A
|
|
|
|
933,996 |
|
|
|
2013-06-04 |
13D
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
1,679,847 |
|
|
|
2013-05-10 |
13G/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
958,804 |
|
|
|
2013-05-10 |
13G/A
|
NVY /
|
|
|
270,235 |
|
|
|
2013-05-10 |
13G
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
|
601,688 |
|
|
|
2013-05-10 |
13G/A
|
NAZ / Nuveen Arizona Quality Municipal Income Fund
|
|
|
82,150 |
|
|
|
2013-04-10 |
13G/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
838,404 |
|
|
|
2013-04-10 |
13D/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
246,007 |
|
|
|
2013-03-08 |
13D/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
1,195,648 |
|
|
|
2013-03-08 |
13D/A
|
|
|
|
940,328 |
|
|
|
2013-02-14 |
13G
|
US27826W1045 / Eaton Vance New York Municipal Income Trust
|
|
|
|
|
|
|
2013-02-14 |
13G/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
|
258,214 |
|
|
|
2013-02-14 |
13G/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
|
1,639,328 |
|
|
|
2013-02-14 |
13G
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
|
297,524 |
|
|
|
2013-02-14 |
13G
|
NXM /
|
|
|
146,630 |
|
|
|
2013-02-14 |
13G/A
|
|
|
|
219,838 |
|
|
|
2013-02-14 |
13G/A
|
NMB / Simplify Exchange Traded Funds - Simplify National Muni Bond ETF
|
|
|
186,459 |
|
|
|
2013-02-14 |
13G
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
521,754 |
|
|
|
2013-02-14 |
13G/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
1,040,347 |
|
|
|
2013-02-14 |
13G/A
|
NZH / Nuveen California Dividend Advantage Municipal Fund III
|
|
|
892,371 |
|
|
|
2013-02-14 |
13G/A
|
|
|
|
304,688 |
|
|
|
2013-02-14 |
13G/A
|
NVY /
|
|
|
207,505 |
|
|
|
2013-02-14 |
13G/A
|
BJZ / BlackRock California Municipal 2018 Term Trust
|
|
|
246 |
|
|
|
2013-02-14 |
13G/A
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
776 |
|
|
|
2013-02-14 |
13G
|
NKR /
|
|
|
135,587 |
|
|
|
2013-02-14 |
13G/A
|
NUJ /
|
|
|
401,358 |
|
|
|
2013-02-14 |
13G/A
|
|
|
|
280,325 |
|
|
|
2013-02-14 |
13G/A
|
NKG / Nuveen Georgia Quality Municipal Income Fund
|
|
|
282,560 |
|
|
|
2013-02-14 |
13G/A
|
NKG / Nuveen Georgia Quality Municipal Income Fund
|
|
|
405,927 |
|
|
|
2013-02-14 |
13G
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
|
596 |
|
|
|
2013-02-14 |
13G
|
NGX /
|
|
|
144,665 |
|
|
|
2013-02-14 |
13G
|
MAB / Eaton Vance Massachusetts Municipal Bond Fund
|
|
|
|
|
|
|
2013-02-14 |
13G/A
|
KYN.PRD / Kayne Anderson MLP Investment Co.
|
|
|
209,975 |
|
|
|
2013-02-14 |
13G
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
380,171 |
|
|
|
2013-02-14 |
13G/A
|
|
|
|
887,737 |
|
|
|
2013-02-14 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
|
800,584 |
|
|
|
2013-02-14 |
13G
|
670979889 / Nuveen Michigan Quality Income
|
|
|
118,226 |
|
|
|
2013-02-14 |
13G/A
|
|
|
|
1,265,568 |
|
|
|
2013-02-14 |
13G/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
171 |
|
|
|
2013-02-14 |
13G/A
|
NMT / Nuveen Massachusetts Quality Municipal Income Fund
|
|
|
195,936 |
|
|
|
2013-02-14 |
13G
|
NMT / Nuveen Massachusetts Quality Municipal Income Fund
|
|
|
117,600 |
|
|
|
2013-02-14 |
13G/A
|
NPV / Nuveen Virginia Quality Municipal Income Fund
|
|
|
413,087 |
|
|
|
2013-02-14 |
13G/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
405,171 |
|
|
|
2013-02-14 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
1,176,260 |
|
|
|
2013-02-14 |
13G/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
150,875 |
|
|
|
2013-02-14 |
13G/A
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
136,125 |
|
|
|
2013-02-14 |
13G
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
164,744 |
|
|
|
2013-02-14 |
13G
|
NOM / Nuveen Missouri Quality Municipal Income Fund
|
|
|
96,220 |
|
|
|
2013-02-14 |
13G/A
|
|
|
|
434,591 |
|
|
|
2013-01-04 |
13D/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
1,148,798 |
|
|
|
2013-01-04 |
13D/A
|
BLH / BlackRock New York Municipal 2018 Term Trust
|
|
|
620 |
|
|
|
2013-01-04 |
13G
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
|
327 |
|
|
|
2013-01-04 |
13G/A
|
AVK / Advent Convertible and Income Fund
|
|
|
0 |
|
|
|
2012-10-10 |
13D/A
|
NZH / Nuveen California Dividend Advantage Municipal Fund III
|
|
|
1,356,337 |
|
|
|
2012-10-10 |
13D/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
255,450 |
|
|
|
2012-10-10 |
13G/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
|
1,667,503 |
|
|
|
2012-09-10 |
13G/A
|
|
|
|
231,203 |
|
|
|
2012-08-02 |
13D/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
1,105,764 |
|
|
|
2012-08-02 |
13G/A
|
ASG / Liberty All-Star Growth Fund, Inc.
|
|
|
375,630 |
|
|
|
2012-08-02 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
|
392,393 |
|
|
|
2012-08-02 |
13G
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
171 |
|
|
|
2012-08-02 |
13D
|
SPE / Special Opportunities Fund, Inc.
|
|
|
224,593 |
|
|
|
2012-08-02 |
13G/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
|
3,186,592 |
|
|
|
2012-06-08 |
13G
|
|
|
|
246,701 |
|
|
|
2012-06-08 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
1,507,812 |
|
|
|
2012-05-10 |
13D/A
|
NVX / NOVONIX Limited - Depositary Receipt (Common Stock)
|
|
|
950,939 |
|
|
|
2012-05-10 |
13D/A
|
NZH / Nuveen California Dividend Advantage Municipal Fund III
|
|
|
1,278,625 |
|
|
|
2012-04-10 |
13G/A
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
713 |
|
|
|
2012-04-10 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
|
711,374 |
|
|
|
2012-02-14 |
13G
|
|
|
|
776,068 |
|
|
|
2012-02-14 |
13G/A
|
EEA / The European Equity Fund, Inc.
|
|
|
885,409 |
|
|
|
2012-02-14 |
13G/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
|
1,310,074 |
|
|
|
2012-02-14 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
|
1,047,261 |
|
|
|
2012-02-14 |
13G/A
|
IQN /
|
|
|
425,544 |
|
|
|
2012-02-03 |
13G
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
429 |
|
|
|
2012-02-03 |
13G/A
|
US09249L1052 / Blackrock Maryland Municipal Bond Trust
|
|
|
109 |
|
|
|
2012-02-03 |
13G/A
|
AVK / Advent Convertible and Income Fund
|
|
|
1,246 |
|
|
|
2012-02-03 |
13G/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
|
|
|
|
|
2012-02-03 |
13G
|
|
|
|
692 |
|
|
|
2012-02-03 |
13G
|
VIM /
|
|
|
229 |
|
|
|
2012-02-03 |
13G/A
|
|
|
|
|
|
|
|
2012-02-03 |
13G/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
431,855 |
|
|
|
2012-02-03 |
13G/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
|
5,413,438 |
|
|
|
2012-01-27 |
13G/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
|
262,014 |
|
|
|
2012-01-27 |
13G/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
|
1,489,424 |
|
|
|
2012-01-27 |
13G/A
|
|
|
|
204,875 |
|
|
|
2012-01-27 |
13G
|
|
|
|
129,230 |
|
|
|
2012-01-27 |
13G/A
|
NFM /
|
|
|
240,488 |
|
|
|
2012-01-27 |
13G/A
|
NMB / Simplify Exchange Traded Funds - Simplify National Muni Bond ETF
|
|
|
188,259 |
|
|
|
2012-01-27 |
13G
|
NRB /
|
|
|
92,970 |
|
|
|
2012-01-27 |
13G/A
|
NGB /
|
|
|
487,075 |
|
|
|
2012-01-27 |
13G/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
985,922 |
|
|
|
2012-01-27 |
13G/A
|
NZR /
|
|
|
421,383 |
|
|
|
2012-01-27 |
13G/A
|
NZH / Nuveen California Dividend Advantage Municipal Fund III
|
|
|
930,476 |
|
|
|
2012-01-27 |
13G
|
NUJ /
|
|
|
275,053 |
|
|
|
2012-01-27 |
13G/A
|
|
|
|
201,200 |
|
|
|
2012-01-27 |
13G
|
NGK /
|
|
|
87,637 |
|
|
|
2012-01-27 |
13G
|
NII /
|
|
|
183,954 |
|
|
|
2012-01-27 |
13G/A
|
NGO /
|
|
|
360,738 |
|
|
|
2012-01-27 |
13G/A
|
NWI /
|
|
|
229,920 |
|
|
|
2012-01-27 |
13G
|
|
|
|
174,725 |
|
|
|
2012-01-27 |
13G/A
|
NKG / Nuveen Georgia Quality Municipal Income Fund
|
|
|
402,227 |
|
|
|
2012-01-27 |
13G/A
|
TYG / Tortoise Energy Infrastructure Corporation
|
|
|
564,660 |
|
|
|
2012-01-27 |
13G
|
KYN.PRD / Kayne Anderson MLP Investment Co.
|
|
|
211,600 |
|
|
|
2012-01-27 |
13G/A
|
TYY /
|
|
|
698,970 |
|
|
|
2012-01-27 |
13G/A
|
|
|
|
1,067,201 |
|
|
|
2012-01-27 |
13G/A
|
NMT / Nuveen Massachusetts Quality Municipal Income Fund
|
|
|
174,586 |
|
|
|
2012-01-27 |
13G/A
|
NPV / Nuveen Virginia Quality Municipal Income Fund
|
|
|
312,250 |
|
|
|
2012-01-27 |
13G/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
277,547 |
|
|
|
2012-01-27 |
13G
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
89,325 |
|
|
|
2012-01-27 |
13G/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
134,425 |
|
|
|
2012-01-27 |
13G/A
|
NPG /
|
|
|
277,149 |
|
|
|
2012-01-27 |
13G
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
126,325 |
|
|
|
2012-01-27 |
13G
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
126,325 |
|
|
|
2012-01-27 |
13G
|
|
|
|
273,708 |
|
|
|
2012-01-10 |
13G/A
|
VFL / abrdn National Municipal Income Fund
|
|
|
254,542 |
|
|
|