Investor Karpus Management, Inc.
Manager George Karpus
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Karpus Management, Inc. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-08-14 13G/A SIMA / SIM Acquisition Corp. I 1,935,801 1,917,889
2025-08-14 13G TVA / Texas Ventures Acquisition III Corp 1,519,975
2025-08-14 13G/A OXLCN / Oxford Lane Capital Corp. - Preferred Stock 401,374 456,338
2025-08-14 13G/A OXLCO / Oxford Lane Capital Corp. - Preferred Stock 222,338 256,265
2025-08-14 13G/A OXLCP / Oxford Lane Capital Corp. - Preferred Stock 122,160 160,430
2025-08-14 13G/A PDPA / Pearl Diver Credit Company Inc. - Preferred Stock 349,300 371,929
2025-08-14 13G/A MGF / MFS Government Markets Income Trust 2,207,385 1,832,776
2025-08-14 13G/A MVF / BlackRock MuniVest Fund, Inc. 10,331,144 9,074,236
2025-08-14 13G/A OXLCG / Oxford Lane Capital Corp. - Preferred Security 674,650 825,914
2025-08-14 13G/A MAYA / Maywood Acquisition Corp. 854,761 1,030,286
2025-08-14 13G/A KTF / DWS Municipal Income Trust 2,325,849 3,057,936
2025-08-14 13G/A LEGT / Legato Merger Corp. III 3,442,491 3,495,104
2025-08-14 13G/A DMAA / Drugs Made In America Acquisition Corp. 2,324,034 2,744,109
2025-08-14 13G/A EIIA / Eagle Point Institutional Income Fund - Preferred Stock 268,968 293,852
2025-08-14 13G/A EIM / Eaton Vance Municipal Bond Fund 7,013,648 7,294,955
2025-08-14 13G/A FSHP / Flag Ship Acquisition Corporation 902,150 787,825
2025-08-14 13G/A GPAT / GP-Act III Acquisition Corp. 3,641,464 2,339,016
2025-08-14 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,008,466 920,566
2025-08-14 13G/A CHAR / Charlton Aria Acquisition Corporation 1,422,228 1,570,317
2025-08-14 13G/A CHEB / Chenghe Acquisition II Co. 829,267 688,967
2025-08-14 13G CHAC / Crane Harbor Acquisition Corp. 1,815,750
2025-08-14 13G/A AIFE / Pantages Capital Acquisition Corporation. 902,825 1,032,600
2025-08-14 13G BTT / Blackrock Municipal 2030 Target Term Trust 3,587,879
2025-08-07 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 16,070,785 11,293,541
2025-08-07 13G/A IROH / Iron Horse Acquisitions Corp. 629,525 10,775
2025-08-07 13G/A BKHA / Black Hawk Acquisition Corporation 997,429 0
2025-08-07 13G/A SPME / Sound Point Meridian Capital, Inc. - Preferred Stock 1,219,655
2025-08-07 13G/A GDST / Goldenstone Acquisition Limited 438,691 0
2025-08-07 13G/A SPMA / Sound Point Meridian Capital, Inc. - Preferred Stock 407,869 435,044
2025-07-16 13D FINS / Angel Oak Financial Strategies Income Term Trust 3,771,451 5,513,520
2025-07-07 13G/A SPKL / Spark I Acquisition Corporation 1,155,600 0
2025-07-07 13G/A IROH / Iron Horse Acquisitions Corp. 659,625 629,525
2025-07-07 13G/A MUC / BlackRock MuniHoldings California Quality Fund, Inc. 5,029,383 4,659,226
2025-07-07 13G/A EURK / Eureka Acquisition Corp 741,250 327,400
2025-07-07 13G/A GLACF / Global Lights Acquisition Corp 1,026,210 0
2025-07-07 13G/A DMF / BNY Mellon Municipal Income, Inc. 2,501,319 0
2025-06-06 13G/A TBMC / Trailblazer Merger Corporation I 246,490 17,475
2025-06-06 13G/A VGM / Invesco Trust for Investment Grade Municipals 3,199,553 2,081,051
2025-06-06 13G/A AQUC / Aquaron Acquisition Corp. 163,746 0
2025-06-06 13G/A COLA / Columbus Acquisition Corp 407,712 199,187
2025-06-06 13G QSEA / Quartzsea Acquisition Corporation 2,368,775
2025-05-14 13G/A OXLCP / Oxford Lane Capital Corp. - Preferred Stock 353,309 122,160
2025-05-14 13G/A PDPA / Pearl Diver Credit Company Inc. - Preferred Stock 350,500 349,300
2025-05-14 13G/A SPMA / Sound Point Meridian Capital, Inc. - Preferred Stock 372,327 407,869
2025-05-14 13G/A OXLCN / Oxford Lane Capital Corp. - Preferred Stock 735,372 401,374
2025-05-14 13G/A OXLCO / Oxford Lane Capital Corp. - Preferred Stock 222,338
2025-05-14 13G MYN / BlackRock MuniYield New York Quality Fund, Inc. 2,017,756
2025-05-14 13G NOEM / CO2 Energy Transition Corp. 721,246
2025-05-14 13G/A OXLCG / Oxford Lane Capital Corp. - Preferred Security 674,650
2025-05-14 13G MUC / BlackRock MuniHoldings California Quality Fund, Inc. 5,029,383
2025-05-14 13G/A MVF / BlackRock MuniVest Fund, Inc. 12,446,993 10,331,144
2025-05-14 13G/A FCRX / Crescent Capital BDC, Inc. - Preferred Stock 390,361 343,561
2025-05-14 13G MAYA / Maywood Acquisition Corp. 854,761
2025-05-14 13G/A MHN / BlackRock MuniHoldings New York Quality Fund, Inc. 1,551,861 2,062,999
2025-05-14 13G/A EIIA / Eagle Point Institutional Income Fund - Preferred Stock 243,642 268,968
2025-05-14 13G/A EIM / Eaton Vance Municipal Bond Fund 7,791,308 7,013,648
2025-05-14 13G DMAA / Drugs Made In America Acquisition Corp. 2,324,034
2025-05-14 13G/A DMF / BNY Mellon Municipal Income, Inc. 2,080,197 2,501,319
2025-05-14 13G ATMC / AlphaTime Acquisition Corp 342,567 342,567
2025-05-14 13G COLA / Columbus Acquisition Corp 407,712
2025-05-14 13G/A AQUC / Aquaron Acquisition Corp. 231,300 163,746
2025-05-14 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 17,121,241 16,070,785
2025-05-14 13G AIFE / Pantages Capital Acquisition Corporation. 902,825
2025-05-07 13G/A PRIF.PRJ / Priority Income Fund, Inc. - Preferred Stock 59,307 59,170
2025-05-07 13G/A PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 239,862 239,862
2025-05-07 13G/A MIN / MFS Intermediate Income Trust 8,830,123 5,209,971
2025-05-01 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 18,115,686 17,121,241
2025-04-09 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,650,780 7,912,093
2025-04-07 13G/A KVAC / Keen Vision Acquisition Corporation 1,278,000 1,332,985
2025-04-07 13G/A NETD / Nabors Energy Transition Corp. II 3,000,315 1,428,492
2025-04-07 13G/A TAVI / Tavia Acquisition Corp. 915,000 2,342,800
2025-04-07 13G/A BGY / BlackRock Enhanced International Dividend Trust 5,723,137 4,424,334
2025-04-07 13G/A CNDA / Concord Acquisition Corp II 576,973 0
2025-04-07 13G/A DUET / DUET Acquisition Corp. 253,226 0
2025-04-07 13G/A ALF / Centurion Acquisition Corp. 1,601,985 1,607,039
2025-03-18 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 19,019,342 18,115,686
2025-03-07 13G/A PRIF.PRH / Priority Income Fund, Inc. - Preferred Stock 257,185 257,185
2025-03-07 13G/A PRIF.PRJ / Priority Income Fund, Inc. - Preferred Stock 65,857 59,307
2025-03-07 13G/A ECCF / Eagle Point Credit Company Inc. - Preferred Stock 80,560
2025-03-07 13G/A INSI / Insight Select Income Fund 909,044 0
2025-03-07 13G/A PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 250,062 239,862
2025-03-07 13G/A MUI / BlackRock Municipal Income Fund, Inc. 14,764,281 16,969,065
2025-03-07 13G/A ECCC / Eagle Point Credit Company Inc. - Preferred Stock 9,596
2025-03-07 13G/A ECC.PRD / Eagle Point Credit Company Inc. - Preferred Stock 198,133 180,905
2025-03-07 13G/A AFJK / Aimei Health Technology Co., Ltd 1,100,657 1,079,752
2025-02-14 13G/A PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 1,033,386 250,062
2025-02-14 13G/A PRIF.PRH / Priority Income Fund, Inc. - Preferred Stock 257,185
2025-02-14 13G/A PRIF.PRJ / Priority Income Fund, Inc. - Preferred Stock 65,857
2025-02-14 13G MHN / BlackRock MuniHoldings New York Quality Fund, Inc. 823,757 1,551,861
2025-02-14 13G TAVI / Tavia Acquisition Corp. 915,000
2025-02-14 13G TBMC / Trailblazer Merger Corporation I 246,490
2025-02-14 13G/A SIMA / SIM Acquisition Corp. I 1,341,950 1,935,801
2025-02-14 13G ATMV / AlphaVest Acquisition Corp 273,725
2025-02-14 13G FVN / Future Vision II Acquisition Corp. 488,919
2025-02-14 13G GIG / GigCapital7 Corp. 1,764,024
2025-02-14 13G/A INSI / Insight Select Income Fund 1,082,365 909,044
2025-02-14 13G/A OAKU / Oak Woods Acquisition Corporation 416,628 410,703
2025-02-14 13G/A GPAT / GP-Act III Acquisition Corp. 2,994,189 3,641,464
2025-02-14 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,121,165 1,008,466
2025-02-14 13G/A EURK / Eureka Acquisition Corp 745,250 741,250
2025-02-14 13G/A FINS / Angel Oak Financial Strategies Income Term Trust 4,223,725 3,771,451
2025-02-14 13G/A BFK / BlackRock Municipal Income Trust 3,834,293 4,343,600
2025-02-14 13G/A BLE / BlackRock Municipal Income Trust II 3,086,566 3,898,475
2025-02-14 13G/A CHEB / Chenghe Acquisition II Co. 896,342 829,267
2025-02-14 13G/A AITR / AI Transportation Acquisition Corp 988,074 987,374
2025-02-14 13G/A AQUC / Aquaron Acquisition Corp. 246,250 231,300
2025-02-07 13G/A MUI / BlackRock Municipal Income Fund, Inc. 14,764,281
2025-02-07 13G/A OCAX / OCA Acquisition Corp. 709,603 0
2025-02-07 13G RDAC / Rising Dragon Acquisition Corp. 821,975
2025-02-07 13G/A GODN / Golden Star Acquisition Corporation 246,216 0
2025-01-22 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 19,910,003 19,019,342
2025-01-07 13G/A MUI / BlackRock Municipal Income Fund, Inc. 17,529,582 10,563,515
2025-01-07 13G/A FRLA / Fortune Rise Acquisition Corporation 516,599 7,610
2025-01-07 13G/A GLLI / Globalink Investment Inc. 349,316 0
2025-01-07 13G/A DYCQ / DT Cloud Acquisition Corporation 505,678 407,253
2025-01-07 13G/A MITA / Coliseum Acquisition Corp. 360,710 0
2025-01-07 13G/A ACAC / Acri Capital Acquisition Corporation 252,643 0
2025-01-07 13G CHAR / Charlton Aria Acquisition Corporation 1,422,228
2025-01-07 13G/A ISRL / Israel Acquisitions Corp 748,043 76,846
2025-01-07 13G/A HSPO / Horizon Space Acquisition I Corp. 602,900 100,000
2025-01-07 13G PDPA / Pearl Diver Credit Company Inc. - Preferred Stock 350,500
2025-01-07 13G YHNA / YHN Acquisition I Limited 865,697
2024-12-06 13G/A TMTC / TMT Acquisition Corp 703,677 2,500
2024-12-06 13G/A IGI / Western Asset Investment Grade Opportunity Trust Inc. 582,641 0
2024-12-06 13G SPMA / Sound Point Meridian Capital, Inc. - Preferred Stock 372,327
2024-12-06 13G DMF / BNY Mellon Municipal Income, Inc. 117,313 2,080,197
2024-12-06 13G/A ATMC / AlphaTime Acquisition Corp 356,817 342,567
2024-12-06 13G AAM / AA Mission Acquisition Corp. 5,656,858
2024-11-13 13G/A TMTC / TMT Acquisition Corp 789,722 703,677
2024-11-13 13G/A OCCIO / OFS Credit Company, Inc. - Preferred Stock 569,030 817,240
2024-11-13 13G/A OXLCN / Oxford Lane Capital Corp. - Preferred Stock 735,372
2024-11-13 13G/A RFAI / RF Acquisition Corp II 1,383,513 2,510,291
2024-11-13 13G/A LEGT / Legato Merger Corp. III 2,426,421 3,442,491
2024-11-13 13G/A MGF / MFS Government Markets Income Trust 1,800,534 2,207,385
2024-11-13 13G/A MHD / BlackRock MuniHoldings Fund, Inc. 5,645,506 7,306,392
2024-11-13 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,221,203 1,121,165
2024-11-13 13G/A AITR / AI Transportation Acquisition Corp 988,074
2024-11-13 13G/A FRLA / Fortune Rise Acquisition Corporation 628,174 516,599
2024-11-13 13G/A GLACF / Global Lights Acquisition Corp 748,250 1,026,210
2024-11-13 13G SPKL / Spark I Acquisition Corporation 1,155,600
2024-11-13 13G NETD / Nabors Energy Transition Corp. II 3,000,315
2024-11-13 13G SIMA / SIM Acquisition Corp. I 1,341,950
2024-11-13 13G MACI / Melar Acquisition Corp. I 1,429,611
2024-11-13 13G MIN / MFS Intermediate Income Trust 2,098,806 8,830,123
2024-11-13 13G MITA / Coliseum Acquisition Corp. 360,710
2024-11-13 13G IROH / Iron Horse Acquisitions Corp. 659,625
2024-11-13 13G ISRL / Israel Acquisitions Corp 748,043
2024-11-13 13G KTF / DWS Municipal Income Trust 701,678 2,325,849
2024-11-13 13G GPAT / GP-Act III Acquisition Corp. 2,994,189
2024-11-13 13G IGI / Western Asset Investment Grade Opportunity Trust Inc. 582,641
2024-11-13 13G DYCQ / DT Cloud Acquisition Corporation 505,678
2024-11-13 13G GLLI / Globalink Investment Inc. 349,316
2024-11-13 13G GODN / Golden Star Acquisition Corporation 246,216
2024-11-13 13G CHEB / Chenghe Acquisition II Co. 896,342
2024-11-13 13G CNDA / Concord Acquisition Corp II 576,973
2024-11-13 13G DUET / DUET Acquisition Corp. 253,226
2024-11-13 13G ATMC / AlphaTime Acquisition Corp 356,817
2024-11-13 13G ASG / Liberty All-Star Growth Fund, Inc. 375,630 3,374,870
2024-11-13 13G ALF / Centurion Acquisition Corp. 1,601,985
2024-11-07 13G FSHP / Flag Ship Acquisition Corporation 902,150
2024-11-07 13G/A ACAC / Acri Capital Acquisition Corporation 860,107 252,643
2024-11-07 13G/A XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock 255,122 375,743
2024-11-07 13G EIIA / Eagle Point Institutional Income Fund - Preferred Stock 243,642
2024-10-07 13G/A MUI / BlackRock Municipal Income Fund, Inc. 13,724,937 17,529,582
2024-10-07 13G/A BNIX / Bannix Acquisition Corp. 425,645 0
2024-10-07 13G EURK / Eureka Acquisition Corp 745,250
2024-10-07 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,452,564 0
2024-10-07 13G/A NUW / Nuveen AMT-Free Municipal Value Fund 1,076,067 872,250
2024-10-07 13G/A OAKU / Oak Woods Acquisition Corporation 698,065 416,628
2024-10-07 13G/A RFAC / RF Acquisition Corp. 635,712 0
2024-10-04 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 20,809,335 19,910,003
2024-10-02 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 15,639,485 14,832,402
2024-09-30 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 18,680,124 15,639,485
2024-09-18 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,344,897 7,650,780
2024-09-12 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 22,118,375 18,680,124
2024-09-10 13G/A GDST / Goldenstone Acquisition Limited 438,691 438,691
2024-09-09 13G/A NAD / Nuveen Quality Municipal Income Fund 11,763,244 11,202,578
2024-09-09 13G/A GDST / Goldenstone Acquisition Limited 493,091 438,691
2024-08-15 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 25,225,405 22,118,375
2024-08-08 13G RFAI / RF Acquisition Corp II 1,383,513
2024-08-08 13G LEGT / Legato Merger Corp. III 2,426,421
2024-08-08 13G/A IQI / Invesco Quality Municipal Income Trust 2,741,787 2,516,116
2024-08-08 13G/A EIM / Eaton Vance Municipal Bond Fund 14,468,742 7,791,308
2024-08-08 13G/A BUJA / Bukit Jalil Global Acquisition 1 Ltd 552,367 0
2024-08-08 13G IBAC / IB Acquisition Corp. 2,542,282
2024-08-08 13G/A AIBAF / AIB Acquisition Corporation 291,950 0
2024-06-07 13G/A NBXG / Neuberger Berman Next Generation Connectivity Fund Inc. 3,828,156 3,757,086
2024-06-07 13G/A GBBK / Global Blockchain Acquisition Corp. 870,025 0
2024-06-07 13G/A MVF / BlackRock MuniVest Fund, Inc. 9,253,673 12,446,993
2024-06-07 13G/A AIEV / Thunder Power Holdings, Inc. 917,337 0
2024-06-07 13G/A FTII / FutureTech II Acquisition Corp. 790,575 136,575
2024-06-07 13G BKHA / Black Hawk Acquisition Corporation 997,429
2024-06-04 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 25,255,405 25,225,405
2024-06-03 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 20,816,690 20,809,335
2024-06-03 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 20,816,690 20,809,355
2024-06-03 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 25,235,725 25,255,405
2024-05-31 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 20,391,138 20,816,690
2024-05-31 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 24,098,217 25,235,725
2024-05-20 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,106,834 7,344,897
2024-05-10 13G/A EIM / Eaton Vance Municipal Bond Fund 14,351,202 14,468,742
2024-05-10 13G/A MUI / BlackRock Municipal Income Fund, Inc. 13,581,609 13,724,937
2024-05-09 13G/A ASCA / A SPAC I Acquisition Corp. 297,025 0
2024-05-09 13G/A GLST / Global Star Acquisition, Inc. 477,265 394,090
2024-05-07 13D/A MUI / BlackRock Municipal Income Fund, Inc. 13,132,355 13,581,609
2024-05-06 13D/A EIM / Eaton Vance Municipal Bond Fund 14,354,008 14,351,202
2024-04-22 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 20,064,747 20,391,138
2024-04-15 13D/A EIM / Eaton Vance Municipal Bond Fund 14,251,363 14,354,008
2024-04-09 13G/A LBBB / Lakeshore Acquisition II Corp. 441,085 0
2024-04-09 13G/A ESHA / ESH Acquisition Corp. 856,370 617,280
2024-04-09 13G/A AIEV / Thunder Power Holdings, Inc. 939,312 917,337
2024-04-09 13G/A EICA / Eagle Point Income Company Inc. - Preferred Stock 731,950 832,272
2024-04-09 13G AFJK / Aimei Health Technology Co., Ltd 1,100,657
2024-03-07 13G/A TENK / TenX Keane Acquisition 504,610 0
2024-03-07 13G/A LIBY / Liberty Resources Acquisition Corp. 381,120 322,436
2024-03-07 13G/A MARX / Mars Acquisition Corp. 499,031 0
2024-03-07 13G/A MCAF / CH Auto Inc. 287,021 0
2024-03-07 13G/A FTII / FutureTech II Acquisition Corp. 815,850 790,575
2024-03-07 13G/A CCIA / Carlyle Credit Income Fund - Preferred Security 69,305 69,305
2024-03-07 13G INSI / Insight Select Income Fund 289,496 1,082,365
2024-03-07 13D/A EIM / Eaton Vance Municipal Bond Fund 13,294,566 14,251,363
2024-03-06 13D/A MUI / BlackRock Municipal Income Fund, Inc. 13,050,556 13,132,355
2024-03-06 13D/A EIM / Eaton Vance Municipal Bond Fund 10,876,212 13,294,566
2024-03-04 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 23,745,713 24,098,217
2024-03-04 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 19,678,836 20,064,747
2024-02-28 13D/A MUI / BlackRock Municipal Income Fund, Inc. 12,438,941 13,050,556
2024-02-13 13G/A XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock 267,897 255,122
2024-02-13 13G/A RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 466,497 431,823
2024-02-13 13G/A OCCIO / OFS Credit Company, Inc. - Preferred Stock 564,660 569,030
2024-02-13 13G/A PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 1,094,491 1,033,386
2024-02-13 13G/A OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 806,979 944,087
2024-02-13 13G/A NUW / Nuveen AMT-Free Municipal Value Fund 1,125,160 1,076,067
2024-02-13 13G/A OAKU / Oak Woods Acquisition Corporation 615,489 698,065
2024-02-13 13G/A OCAX / OCA Acquisition Corp. 676,565 709,603
2024-02-13 13G/A MVF / BlackRock MuniVest Fund, Inc. 9,040,849 9,253,673
2024-02-13 13G/A MHD / BlackRock MuniHoldings Fund, Inc. 3,172,338 5,645,506
2024-02-13 13G/A LBBB / Lakeshore Acquisition II Corp. 563,175 441,085
2024-02-13 13G/A MCAF / CH Auto Inc. 396,471 287,021
2024-02-13 13G/A MGF / MFS Government Markets Income Trust 1,974,961 1,800,534
2024-02-13 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 876,880 1,221,203
2024-02-13 13G/A AIEV / Thunder Power Holdings, Inc. 1,173,217 939,312
2024-02-13 13G/A FRLA / Fortune Rise Acquisition Corporation 808,574 628,174
2024-02-13 13G/A GBBK / Global Blockchain Acquisition Corp. 979,831 870,025
2024-02-13 13G/A FTII / FutureTech II Acquisition Corp. 1,120,277 815,850
2024-02-13 13G/A FINS / Angel Oak Financial Strategies Income Term Trust 3,247,222 4,223,725
2024-02-13 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,255,029 1,452,564
2024-02-13 13G/A ECC.PRD / Eagle Point Credit Company Inc. - Preferred Stock 210,676 198,133
2024-02-13 13G/A EICA / Eagle Point Income Company Inc. - Preferred Stock 742,300 731,950
2024-02-13 13G/A ASCA / A SPAC I Acquisition Corp. 497,850 297,025
2024-02-13 13G/A BNIX / Bannix Acquisition Corp. 541,900 425,645
2024-02-13 13G/A ACAC / Acri Capital Acquisition Corporation 952,407 860,107
2024-02-13 13G NAD / Nuveen Quality Municipal Income Fund 1,639,328 11,763,244
2024-02-13 13G NBXG / Neuberger Berman Next Generation Connectivity Fund Inc. 3,828,156
2024-02-13 13G RFAC / RF Acquisition Corp. 635,712
2024-02-13 13G TENK / TenX Keane Acquisition 504,610
2024-02-13 13G TMTC / TMT Acquisition Corp 789,722
2024-02-13 13G VGM / Invesco Trust for Investment Grade Municipals 3,199,553
2024-02-13 13G GLST / Global Star Acquisition, Inc. 474,640 477,265
2024-02-13 13G IQI / Invesco Quality Municipal Income Trust 2,520,076 2,741,787
2024-02-13 13G KVAC / Keen Vision Acquisition Corporation 1,278,000
2024-02-13 13G LIBY / Liberty Resources Acquisition Corp. 381,120
2024-02-13 13G MARX / Mars Acquisition Corp. 499,031
2024-02-13 13G HSPO / Horizon Space Acquisition I Corp. 602,900
2024-02-13 13G GLACF / Global Lights Acquisition Corp 748,250
2024-02-13 13G GDST / Goldenstone Acquisition Limited 493,091
2024-02-13 13G FCRX / Crescent Capital BDC, Inc. - Preferred Stock 390,361
2024-02-13 13G BLE / BlackRock Municipal Income Trust II 3,086,566
2024-02-13 13G BUJA / Bukit Jalil Global Acquisition 1 Ltd 552,367
2024-02-13 13G CCIA / Carlyle Credit Income Fund - Preferred Security 69,305
2024-02-13 13G ESHA / ESH Acquisition Corp. 856,370
2024-02-13 13G AQUC / Aquaron Acquisition Corp. 246,250
2024-02-13 13G BFK / BlackRock Municipal Income Trust 3,834,293
2024-02-13 13G BGY / BlackRock Enhanced International Dividend Trust 5,723,137
2024-02-13 13G AIBAF / AIB Acquisition Corporation 291,950
2024-02-12 13G/A 906,474
2024-02-08 13G 906,474
2024-01-19 13D EIM / Eaton Vance Municipal Bond Fund 9,851,903 10,876,212
2024-01-19 13D/A MUI / BlackRock Municipal Income Fund, Inc. 12,408,189 12,438,941
2024-01-09 13G/A ENER / Accretion Acquisition Corp. 1,051,638 0
2024-01-09 13G/A US60742N1063 / Mobiv Acquisition Corp., Class A 396,650 0
2024-01-08 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 19,104,511 19,678,836
2024-01-08 13D/A MUI / BlackRock Municipal Income Fund, Inc. 11,714,506 12,408,189
2024-01-08 13D/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 22,802,943 23,745,713
2023-12-26 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 18,186,605 19,104,511
2023-12-13 13D WIA / Western Asset Inflation-Linked Income Fund 5,912,455 7,106,834
2023-12-07 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 693,622 223,975
2023-12-07 13G US60742N1063 / Mobiv Acquisition Corp., Class A 396,650 396,650
2023-12-07 13G/A MVF / BlackRock MuniVest Fund, Inc. 5,443,820 9,040,849
2023-12-07 13G/A IQI / Invesco Quality Municipal Income Trust 3,060,625 2,520,076
2023-12-07 13G/A EIM / Eaton Vance Municipal Bond Fund 6,059,750 9,851,903
2023-11-09 13G/A GLST / Global Star Acquisition, Inc. 768,975 474,640
2023-11-09 13G/A KTF / DWS Municipal Income Trust 2,573,429 701,678
2023-11-09 13G/A MYD / BlackRock MuniYield Fund, Inc. 2,555,404 703,406
2023-11-09 13G/A VTN / Invesco Trust for Investment Grade New York Municipals 1,339,675 191,740
2023-11-09 13G/A VKQ / Invesco Municipal Trust 3,039,432 2,397,771
2023-11-07 13D NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 14,100,982 18,186,605
2023-11-07 13D MUI / BlackRock Municipal Income Fund, Inc. 8,913,771 11,714,506
2023-11-07 13D NEA / Nuveen AMT-Free Quality Municipal Income Fund 6,830,748 22,802,943
2023-10-06 13G/A OCAX / OCA Acquisition Corp. 1,534,329 676,565
2023-10-06 13G/A US74168P1075 / Prime Number Acquisition I Corp., Class A 469,545 0
2023-10-06 13G/A US60742N1063 / Mobiv Acquisition Corp., Class A 974,115 396,650
2023-10-06 13G/A ENER / Accretion Acquisition Corp. 1,596,455 1,051,638
2023-09-08 13G US60742N1063 / Mobiv Acquisition Corp., Class A 974,115
2023-09-08 13G GBBK / Global Blockchain Acquisition Corp. 979,831
2023-09-08 13G/A AIEV / Thunder Power Holdings, Inc. 1,086,624 1,173,217
2023-09-08 13G/A MCAF / CH Auto Inc. 433,871 396,471
2023-09-08 13G/A US37187C1009 / Genesis Unicorn Capital Corp. 579,996 0
2023-08-09 13G HNW / Pioneer Diversified High Income Fund, Inc. 380,109 876,880
2023-08-09 13G/A EICA / Eagle Point Income Company Inc. - Preferred Stock 183,386 742,300
2023-08-09 13G/A ERES / Abacus Life Inc - Class A 982,251 0
2023-07-07 13G/A TGVC / TG Venture Acquisition Corp. 1,333,218 0
2023-07-07 13G/A FRLA / Fortune Rise Acquisition Corporation 817,099 808,574
2023-06-08 13G/A FINS / Angel Oak Financial Strategies Income Term Trust 1,621,878 3,247,222
2023-06-08 13G OAKU / Oak Woods Acquisition Corporation 615,489
2023-05-09 13G/A ENER / Accretion Acquisition Corp. 1,645,469 1,596,455
2023-05-09 13G/A NUO / Nuveen Ohio Quality Municipal Income Fund 2,343,222 0
2023-05-09 13G/A OCAX / OCA Acquisition Corp. 1,582,204 1,534,329
2023-04-11 13G/A US57778T1060 / Maxpro Capital Acquisition Corp., Class A 1,121,320 0
2023-04-11 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 569,966 1,255,029
2023-04-11 13G/A IVH / Delaware Ivy High Income Opportunities Fund 1,199,283 0
2023-03-10 13G/A NBO / Neuberger Berman New York Municipal Fund Inc 255,888 206,171
2023-03-10 13G/A UPTD / TradeUP Acquisition Corp 862,849 0
2023-03-10 13G/A VGG0083E1025 / ACE GLOBAL BUSINESS ACQUISITION LTD 494,867 0
2023-03-10 13G/A ADRA / Alliance Entertainment Holding Corporation - Class A 862,699 0
2023-03-10 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 647,028 0
2023-03-10 13G/A ACAC / Acri Capital Acquisition Corporation 954,157 952,407
2023-02-14 13G FAM / First Trust/Abrdn Global Opportunity Income Fund 464,399 569,966
2023-02-14 13G AIEV / Thunder Power Holdings, Inc. 1,086,624
2023-02-14 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 11,941,825 14,100,982
2023-02-14 13G GLST / Global Star Acquisition, Inc. 768,975
2023-02-14 13G US37187C1009 / Genesis Unicorn Capital Corp. 579,996
2023-02-14 13G MGF / MFS Government Markets Income Trust 639,875 1,974,961
2023-02-14 13G MVF / BlackRock MuniVest Fund, Inc. 5,443,820
2023-02-14 13G US74168P1075 / Prime Number Acquisition I Corp., Class A 469,545
2023-02-14 13G VKQ / Invesco Municipal Trust 236,301 3,039,432
2023-02-14 13G/A VGG0083E1025 / ACE GLOBAL BUSINESS ACQUISITION LTD 494,867
2023-02-14 13G/A EICA / Eagle Point Income Company Inc. - Preferred Stock 177,974 183,386
2023-02-14 13G/A PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 1,113,378 1,094,491
2023-02-14 13G/A UPTD / TradeUP Acquisition Corp 866,251 862,849
2023-02-14 13G/A NBO / Neuberger Berman New York Municipal Fund Inc 403,761 255,888
2023-02-14 13G/A OCCIO / OFS Credit Company, Inc. - Preferred Stock 572,635 564,660
2023-02-14 13G/A US70184A1088 / Parsec Capital Acquisitions Corp. 543,125 0
2023-02-14 13G/A RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 490,322 466,497
2023-02-14 13G/A TGVC / TG Venture Acquisition Corp. 1,048,868 1,333,218
2023-02-14 13G/A TWLV / Twelve Seas Investment Company II 3,449,134 350,774
2023-02-14 13G/A / WinVest Acquisition Corp. 757,476 0
2023-02-14 13G/A VTN / Invesco Trust for Investment Grade New York Municipals 995,409 1,339,675
2023-02-14 13G/A XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock 278,845 267,897
2023-02-14 13G/A MCAG / Mountain Crest Acquisition Corp. V 540,390 2,075
2023-02-14 13G/A ENER / Accretion Acquisition Corp. 1,610,344 1,645,469
2023-02-14 13G/A GACQ / Global Consumer Acquisition Corp 1,261,325 0
2023-02-14 13G/A US57778T1060 / Maxpro Capital Acquisition Corp., Class A 1,142,345 1,121,320
2023-02-14 13G/A US60436Q1004 / Minority Equality Opportunities Acquisition, Inc. 1,153,800 0
2023-02-14 13G/A MNP / Western Asset Municipal Partners Fund Inc 623,841 161,364
2023-02-14 13G/A PAFO / Pacifico Acquisition Corp 423,475 0
2023-02-14 13G MYD / BlackRock MuniYield Fund, Inc. 2,555,404
2023-02-14 13G NUW / Nuveen AMT-Free Municipal Value Fund 1,125,160
2023-02-14 13G OXLCM / Oxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 2024 1,614,875 806,979
2023-02-14 13G/A ADRA / Alliance Entertainment Holding Corporation - Class A 897,571 862,699
2023-02-14 13G/A AGAC / African Gold Acquisition Corp - Class A 3,594,882 1,069,630
2023-02-14 13G/A ASAX / Astrea Acquisition Corp - Class A 1,363,621 0
2023-02-14 13G/A ASPA / Abri SPAC I Inc 731,700 0
2023-02-14 13G/A BNIX / Bannix Acquisition Corp. 504,555 541,900
2023-02-14 13G/A DKDCA / Data Knights Acquisition Corp - Class A 1,433,930 0
2023-02-14 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 887,488 693,622
2023-02-14 13G FTII / FutureTech II Acquisition Corp. 1,120,277
2023-02-14 13G MHD / BlackRock MuniHoldings Fund, Inc. 3,172,338
2023-02-14 13G ECC.PRD / Eagle Point Credit Company Inc. - Preferred Stock 410,753 210,676
2023-02-14 13G ERES / Abacus Life Inc - Class A 982,251
2023-02-14 13G IQI / Invesco Quality Municipal Income Trust 24,199 3,060,625
2023-02-14 13G IVH / Delaware Ivy High Income Opportunities Fund 1,199,283
2023-02-14 13G KTF / DWS Municipal Income Trust 1,905,203 2,573,429
2023-02-14 13G LBBB / Lakeshore Acquisition II Corp. 563,175
2023-02-14 13G FRLA / Fortune Rise Acquisition Corporation 817,099
2023-02-14 13G ACAC / Acri Capital Acquisition Corporation 954,157
2023-02-14 13G ASCA / A SPAC I Acquisition Corp. 497,850
2023-02-14 13G EIM / Eaton Vance Municipal Bond Fund 3,091,043 6,059,750
2023-02-14 13G FINS / Angel Oak Financial Strategies Income Term Trust 1,621,878
2023-01-10 13G/A OCAX / OCA Acquisition Corp. 2,893,731 1,582,204
2023-01-10 13G/A WIA / Western Asset Inflation-Linked Income Fund 3,707,492 5,912,455
2023-01-10 13G MUI / BlackRock Municipal Income Fund, Inc. 8,913,771
2023-01-10 13G/A NUO / Nuveen Ohio Quality Municipal Income Fund 1,038,358 2,343,222
2023-01-10 13G/A TRUG / TruGolf Holdings, Inc. 2,016,347 734,925
2023-01-10 13G/A ENX / Eaton Vance New York Municipal Bond Fund 1,044,712 295,325
2023-01-10 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 804,627 647,028
2023-01-10 13G/A MCAF / CH Auto Inc. 989,596 433,871
2023-01-10 13G/A BFZ / BlackRock California Municipal Income Trust 2,227,724 459,940
2022-12-09 13G/A VCKA / Vickers Vantage Corp I 1,737,145 0
2022-12-09 13G/A GBRG / Goldenbridge Acquisition Ltd. 0
2022-12-09 13G/A EUDA / EUDA Health Holdings Limited 969,002 2,350
2022-12-09 13G/A ENX / Eaton Vance New York Municipal Bond Fund 2,041,846 1,044,712
2022-12-09 13G/A BFZ / BlackRock California Municipal Income Trust 4,770,314 2,227,724
2022-11-10 13G/A TMKR / Priveterra Acquisition Corp. II - Class A 1,968,922 1,242,398
2022-11-10 13G/A 502015100 / LMF Acquisition Opportunities, Inc., Class A 1,542,216 153,510
2022-11-10 13G/A MTRY / Monterey Innovation Acquisition Corp 814,798 0
2022-11-10 13G/A GPCO / Golden Path Acquisition Corp 574,237 0
2022-11-10 13G/A BRLIR / Brilliant Acquisition Corp - Tradeable Rights - July 2020 394,114 0
2022-10-07 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 993,877 804,627
2022-08-10 13G/A GLSPT / Global SPAC Partners Co - Subunit (1 Ord Share Class A & 1/4 War) 2,030,985 0
2022-08-03 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 1,027,128 993,877
2022-07-08 13G/A US66538L1052 / Northern Lights Acquisition Corp. 1,103,397 105,502
2022-07-08 13G/A VENA / Venus Acquisition Corp 566,915 229,042
2022-07-08 13G/A KTF / DWS Municipal Income Trust 2,445,710 1,905,203
2022-07-08 13G/A 1,052,755 508,450
2022-06-10 13G/A KWAC / Kingswood Acquisition Corp. 1,293,093 0
2022-06-10 13G/A PSAG / Property Solutions Acquisition Corp II - Class A 1,969,497 1,884,620
2022-06-10 13G/A BWAC / Better World Acquisition Corp 934,675 246,448
2022-06-10 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 1,306,789 887,488
2022-05-10 13G/A BREZ / Breeze Holdings Acquisition Corp. 2,990,669 133,460
2022-05-10 13G/A BHSE / Bull Horn Holdings Corp 648,621 33,931
2022-05-10 13G/A ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B 297,626 0
2022-05-10 13G/A US67113Q1058 / OTR Acquisition Corp., Class A 968,945 120,320
2022-05-10 13G/A 28139A102 / EdtechX Holdings Acquisition Corp. II 1,019,542 285,739
2022-05-10 13G/A G53521103 / Lakeshore Acquisition I Corp. 345,750
2022-05-10 13G/A ZNTE / Zanite Acquisition Corp - Class A 2,920,380 265,644
2022-04-08 13G/A VHAQ / Viveon Health Acquisition Corp. 2,027,285 25,000
2022-04-08 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 2,107,202 1,027,128
2022-04-08 13G/A US69291C1062 / PHP Ventures Acquisition Corp. 380,010 369,460
2022-04-08 13G/A AMAO / American Acquisition Opportunity Inc - Class A 1,839,167 26,400
2022-03-10 13G/A 98566K105 / Yellowstone Acquisition Co., Class A 1,883,584 0
2022-03-10 13G/A VMAC / Vistas Media Acquisition Company Inc - Class A 1,850,256 0
2022-03-10 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 754,453 670,603
2022-03-10 13G/A MLACU / Mountain Lake Acquisition Corp. - Debt/Equity Composite Units 1,046,254 0
2022-03-10 13G/A REVB / Revelation Biosciences, Inc. 841,120 0
2022-03-10 13G/A EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF 2,055,513 0
2022-02-14 13G / TWELVE SEAS INVESTMENT CO 3,449,134
2022-02-14 13G/A 35166L109 / FoxWayne Enterprises Acquisition Corp. 2,154,427 2,107,202
2022-02-14 13G DKDCA / Data Knights Acquisition Corp - Class A 1,433,930
2022-02-14 13G PAFO / Pacifico Acquisition Corp 423,475
2022-02-14 13G/A KTF / DWS Municipal Income Trust 3,952,900 2,445,710
2022-02-14 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 11,621,865 11,941,825
2022-02-14 13G US66538L1052 / Northern Lights Acquisition Corp. 1,103,397
2022-02-14 13G/A AMAO / American Acquisition Opportunity Inc - Class A 1,839,167
2022-02-14 13G/A 98566K105 / Yellowstone Acquisition Co., Class A 1,717,277 1,883,584
2022-02-14 13G/A MGF / MFS Government Markets Income Trust 2,002,557 639,875
2022-02-14 13G/A VENA / Venus Acquisition Corp 621,087 566,915
2022-02-14 13G/A BREZ / Breeze Holdings Acquisition Corp. 2,357,848 2,990,669
2022-02-14 13G US60436Q1004 / Minority Equality Opportunities Acquisition, Inc. 1,153,800
2022-02-14 13G TMKR / Priveterra Acquisition Corp. II - Class A 1,968,922
2022-02-14 13G/A XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock 283,500 278,845
2022-02-14 13G/A PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 995,890 1,113,378
2022-02-14 13G/A RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 536,177 490,322
2022-02-14 13G/A UPTD / TradeUP Acquisition Corp 778,400 866,251
2022-02-14 13G/A VMAC / Vistas Media Acquisition Company Inc - Class A 2,501,010 1,850,256
2022-02-14 13G/A 502015100 / LMF Acquisition Opportunities, Inc., Class A 1,358,828 1,542,216
2022-02-14 13G/A OCAX / OCA Acquisition Corp. 2,282,633 2,893,731
2022-02-14 13G/A REVB / Revelation Biosciences, Inc. 877,373 841,120
2022-02-14 13G/A BFZ / BlackRock California Municipal Income Trust 4,382,307 4,770,314
2022-02-14 13G/A EICA / Eagle Point Income Company Inc. - Preferred Stock 178,799 177,974
2022-02-14 13G/A ENX / Eaton Vance New York Municipal Bond Fund 1,737,622 2,041,846
2022-02-14 13G VTN / Invesco Trust for Investment Grade New York Municipals 995,409
2022-02-14 13G/A EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF 2,005,548 2,055,513
2022-02-14 13G US70184A1088 / Parsec Capital Acquisitions Corp. 543,125
2022-02-14 13G US69291C1062 / PHP Ventures Acquisition Corp. 380,010
2022-02-14 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 1,302,461 1,306,789
2022-02-14 13G / WinVest Acquisition Corp. 757,476
2022-02-14 13G PSAG / Property Solutions Acquisition Corp II - Class A 1,969,497
2022-02-14 13G SBI / Western Asset Intermediate Muni Fund Inc. 754,453
2022-02-14 13G TGVC / TG Venture Acquisition Corp. 1,048,868
2022-02-14 13G VHAQ / Viveon Health Acquisition Corp. 2,027,285
2022-02-14 13G NBO / Neuberger Berman New York Municipal Fund Inc 315 403,761
2022-02-14 13G US67113Q1058 / OTR Acquisition Corp., Class A 968,945
2022-02-14 13G G53521103 / Lakeshore Acquisition I Corp. 410,150
2022-02-14 13G / Mountain Crest Acquisition Corp. V 540,390
2022-02-14 13G MNP / Western Asset Municipal Partners Fund Inc 168 623,841
2022-02-14 13G / Bannix Acquisition Corp. 504,555
2022-02-14 13G 28139A102 / EdtechX Holdings Acquisition Corp. II 1,019,542
2022-02-14 13G GACQ / Global Consumer Acquisition Corp 1,261,325
2022-02-14 13G GBRG / Goldenbridge Acquisition Ltd. 644,199
2022-02-14 13G NUO / Nuveen Ohio Quality Municipal Income Fund 601,688 1,038,358
2022-02-14 13G MTRY / Monterey Innovation Acquisition Corp 814,798
2022-02-14 13G MLACU / Mountain Lake Acquisition Corp. - Debt/Equity Composite Units 1,046,254
2022-02-14 13G GLSPT / Global SPAC Partners Co - Subunit (1 Ord Share Class A & 1/4 War) 2,030,985
2022-02-14 13G KWAC / Kingswood Acquisition Corp. 1,293,093
2022-02-14 13G EUDA / EUDA Health Holdings Limited 969,002
2022-02-14 13G ENER / Accretion Acquisition Corp. 1,610,344
2022-02-14 13G GPCO / Golden Path Acquisition Corp 574,237
2022-02-14 13G US57778T1060 / Maxpro Capital Acquisition Corp., Class A 1,142,345
2022-02-14 13G 1,052,755
2022-02-14 13G ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B 159,747 297,626
2022-02-14 13G BWAC / Better World Acquisition Corp 934,675
2022-02-14 13G ADRA / Alliance Entertainment Holding Corporation - Class A 897,571
2022-02-14 13G BHSE / Bull Horn Holdings Corp 648,621
2022-02-14 13G BRLIR / Brilliant Acquisition Corp - Tradeable Rights - July 2020 394,114
2022-02-14 13G ASAX / Astrea Acquisition Corp - Class A 1,363,621
2022-02-14 13G ASPA / Abri SPAC I Inc 731,700
2022-02-14 13G AGAC / African Gold Acquisition Corp - Class A 3,594,882
2022-02-14 13G ACBA / Ace Global Business Acquisition Limited 539,658
2022-01-10 13G VCKA / Vickers Vantage Corp I 1,737,145
2022-01-10 13G/A WIA / Western Asset Inflation-Linked Income Fund 5,000,601 3,707,492
2022-01-10 13G ZNTE / Zanite Acquisition Corp - Class A 2,920,380
2022-01-10 13G/A CMPO / CompoSecure, Inc. 3,864,765 340,040
2022-01-10 13G DMAQ / Deep Medicine Acquisition Corp. 2,016,347
2022-01-10 13G MCAF / CH Auto Inc. 989,596
2022-01-10 13G/A OCCIO / OFS Credit Company, Inc. - Preferred Stock 572,635
2021-12-10 13G/A GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War) 0
2021-11-10 13G/A TMTS / Spartacus Acquisition Corp - Class A 3,003,909 0
2021-11-10 13G/A RDBX / Redbox Entertainment Inc - Class A 2,581,086 0
2021-11-10 13G/A CMPO / CompoSecure, Inc. 5,584,123 3,864,765
2021-11-10 13G/A GPM / Guggenheim Enhanced Equity Income Fund 4,838,871 0
2021-11-10 13G/A 456357102 / Industrial Tech Acquisitions, Inc., Class A 1,100,937 0
2021-11-10 13G/A 08179B103 / BENESSERE CAPITAL ACQUISITION CORP 2,945,381 4,533
2021-11-10 13G EICA / Eagle Point Income Company Inc. - Preferred Stock 178,799
2021-10-08 13G UPTD / TradeUP Acquisition Corp 778,400
2021-10-08 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 211,984 69,988
2021-10-08 13G/A MGF / MFS Government Markets Income Trust 3,661,980 2,002,557
2021-10-08 13G/A ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B 169,783 159,747
2021-10-08 13G/A EVM / Eaton Vance California Municipal Bond Fund 2,460,952 869,289
2021-10-08 13G/A BLUW / Blue Water Acquisition Corp. III 770,835 0
2021-09-10 13G/A AGIL / AgileThought Inc - Class A 1,201,313 0
2021-08-10 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 292,948 211,984
2021-08-10 13G REVB / Revelation Biosciences, Inc. 877,373
2021-08-10 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 647,410 380,109
2021-07-09 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,570,811 647,410
2021-07-09 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 727,256 292,948
2021-07-09 13G/A GRX / The Gabelli Healthcare & Wellness Trust 1,298,701 781,463
2021-07-09 13G/A EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF 1,254,075 2,005,548
2021-07-09 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,085,746 464,399
2021-07-09 13G VENA / Venus Acquisition Corp 621,087
2021-07-09 13G/A MYI / BlackRock MuniYield Quality Fund III, Inc. 4,988,470 3,213,333
2021-07-09 13G 98566K105 / Yellowstone Acquisition Co., Class A 1,717,277
2021-06-10 13G/A JEQ / Abrdn Japan Equity Fund Inc 1,028,325 655,322
2021-06-10 13G AMAOU / American Acquisition Opportunity Inc - Units (1 Ord Class A & 1/2 War) 1,404,238
2021-06-10 13G/A MHN / BlackRock MuniHoldings New York Quality Fund, Inc. 1,637,720 823,757
2021-06-10 13G 502015100 / LMF Acquisition Opportunities, Inc., Class A 1,358,828
2021-06-10 13G OCAX / OCA Acquisition Corp. 2,282,633
2021-06-10 13G/A OXLCP / Oxford Lane Capital Corp. - Preferred Stock 798,499 353,309
2021-05-13 13G/A WIA / Western Asset Inflation-Linked Income Fund 5,042,772 5,000,601
2021-05-13 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 1,319,909 1,302,461
2021-05-12 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,658,396 1,570,811
2021-05-12 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,201,451 1,085,746
2021-05-10 13G/A US67111Q2066 / OCCI 6 7/8 173,333
2021-05-10 13G BLUW / Blue Water Acquisition Corp. III 770,835
2021-05-10 13G AGIL / AgileThought Inc - Class A 1,201,313
2021-05-10 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 1,773,553 1,658,396
2021-05-05 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,327,077 1,201,451
2021-04-28 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 1,857,371 1,773,553
2021-04-26 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,437,017 1,327,077
2021-04-21 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 1,940,419 1,857,371
2021-04-14 13G PRIF.PRF / Priority Income Fund, Inc. - Preferred Stock 995,890
2021-04-13 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,577,130 1,437,017
2021-04-09 13G XFLT.PRA / XAI Octagon Floating Rate & Alternative Income Trust - Preferred Stock 283,500
2021-04-09 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 2,028,108 1,940,419
2021-04-09 13G/A / GreenVision Acquisition Corp Common stock 635,982 0
2021-04-09 13G/A US6706871026 / Nuveen Municipal 2021 Trgt Trm 663,382 0
2021-04-09 13G/A GAIN / Gladstone Investment Corporation 1,361,998 737,414
2021-04-09 13G 35166L109 / FoxWayne Enterprises Acquisition Corp. 2,154,427
2021-04-09 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,679,723 1,577,130
2021-04-09 13G/A 08179B103 / BENESSERE CAPITAL ACQUISITION CORP 2,945,381
2021-04-08 13D/A EIM / Eaton Vance Municipal Bond Fund 3,810,860 3,091,043
2021-03-26 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,803,487 1,679,723
2021-03-17 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 2,115,067 2,028,108
2021-03-10 13G/A / Property Solutions Acquisition Corp. 4,309,650 1,950
2021-03-10 13G/A GAIN / Gladstone Investment Corporation 743,440 1,361,998
2021-03-10 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 9,427,968 0
2021-03-04 13D/A EIM / Eaton Vance Municipal Bond Fund 4,640,322 3,810,860
2021-03-04 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 9,821,402 9,427,968
2021-02-24 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 9,903,892 9,821,402
2021-02-23 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,410,521 1,803,487
2021-02-17 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,248,046 9,903,892
2021-02-12 13G/A RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 556,134 536,177
2021-02-12 13G/A OCCI / OFS Credit Company, Inc. 151,375 143,408
2021-02-12 13G/A GAIN / Gladstone Investment Corporation 779,746 743,440
2021-02-12 13G/A VMAC / Vistas Media Acquisition Company Inc - Class A 2,184,731 2,501,010
2021-02-12 13G/A NKLA / Nikola Corporation 2,353,142 0
2021-02-12 13G/A HYLN / Hyliion Holdings Corp. 0
2021-02-12 13G/A VGG8959N1069 / Tottenham Acquisition I Limited 403,050 0
2021-02-12 13G/A / New Providence Acquisition Corp 0
2021-02-12 13G/A US68632T2087 / Orisun Acquisition Corp. 432,525 0
2021-02-12 13G/A US74621Q1141 / Pure Acquisition Corp. 2,877,550 0
2021-02-12 13G/A / Property Solutions Acquisition Corp. 4,309,650
2021-02-12 13G/A US80821R2085 / Schultze Special Purpose Acquisition Corp. 1,504,403 0
2021-02-12 13G/A NFINU / Netfin Acquisition Corp. 1,918,950 0
2021-02-12 13G/A HYMC / Hycroft Mining Holding Corporation 0
2021-02-12 13G/A / GreenVision Acquisition Corp Common stock 394,750 635,982
2021-02-12 13G/A VLDR / Velodyne Lidar Inc 0
2021-02-12 13G/A US22564L2043 / Crescent Acquisition Corp 1,269,325 1,000
2021-02-12 13G/A CMPO / CompoSecure, Inc. 4,272,590 5,584,123
2021-02-12 13G/A TTCF / Tattooed Chef Inc - Class A 0
2021-02-12 13G/A GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War) 2,978,240 2,996,982
2021-02-12 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 646,321 727,256
2021-02-12 13G/A GRX / The Gabelli Healthcare & Wellness Trust 1,046,640 1,298,701
2021-02-12 13G/A KMF / Kayne Anderson NextGen Energy & Infrastructure Inc 1,685,137 0
2021-02-12 13G/A HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 561,744 2,506
2021-02-12 13G/A JEQ / Abrdn Japan Equity Fund Inc 1,007,587 1,028,325
2021-02-12 13G/A / Nuveen New York Municipal Value Fund, Inc. II 159,988 165,921
2021-02-12 13G/A MGF / MFS Government Markets Income Trust 4,918,985 3,661,980
2021-02-12 13G/A INSI / Insight Select Income Fund 645,474 289,496
2021-02-12 13G/A BKT / BlackRock Income Trust, Inc. 4,747,896 344,017
2021-02-12 13G/A US6706871026 / Nuveen Municipal 2021 Trgt Trm 857,608 663,382
2021-02-12 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 9,692,231 11,621,865
2021-02-12 13G/A MYI / BlackRock MuniYield Quality Fund III, Inc. 5,435,875 4,988,470
2021-02-12 13G/A MHN / BlackRock MuniHoldings New York Quality Fund, Inc. 2,276,226 1,637,720
2021-02-12 13G/A MQT / BlackRock MuniYield Quality Fund II, Inc. 1,200,589 23,515
2021-02-12 13G/A ENX / Eaton Vance New York Municipal Bond Fund 1,155,302 1,737,622
2021-02-12 13G/A EVM / Eaton Vance California Municipal Bond Fund 2,567,844 2,460,952
2021-02-12 13G/A KTF / DWS Municipal Income Trust 4,002,741 3,952,900
2021-02-12 13G/A EVN / Eaton Vance Municipal Income Trust 148,449
2021-02-12 13G/A CXH / MFS Investment Grade Municipal Trust 931,725 609,876
2021-02-12 13G/A BFZ / BlackRock California Municipal Income Trust 3,262,124 4,382,307
2021-02-10 13G/A 08179B103 / BENESSERE CAPITAL ACQUISITION CORP 1,347,422
2021-02-10 13G 08179B103 / BENESSERE CAPITAL ACQUISITION CORP 1,347,422
2021-02-10 13D/A WIA / Western Asset Inflation-Linked Income Fund 5,059,814 5,042,772
2021-02-10 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 2,179,876 2,115,067
2021-02-10 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,458,029 10,248,046
2021-02-08 13G/A RDBX / Redbox Entertainment Inc - Class A 2,581,086 2,581,086
2021-02-08 13G/A EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF 1,254,075 1,254,075
2021-02-08 13G/A 456357102 / Industrial Tech Acquisitions, Inc., Class A 1,100,937 1,100,937
2021-02-04 13D/A EIM / Eaton Vance Municipal Bond Fund 5,464,162 4,640,322
2021-01-13 13D/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 2,011,212 1,319,909
2021-01-11 13D/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 2,044,912 2,011,212
2021-01-08 13G RDBX / Redbox Entertainment Inc - Class A 2,581,086
2021-01-08 13G TMTS / Spartacus Acquisition Corp - Class A 3,003,909
2021-01-08 13G TMTS / Spartacus Acquisition Corp - Class A 3,003,909
2021-01-08 13G RDBX / Redbox Entertainment Inc - Class A 2,581,086
2021-01-08 13G/A OXLCP / Oxford Lane Capital Corp. - Preferred Stock 1,445,741 798,499
2021-01-08 13G GPM / Guggenheim Enhanced Equity Income Fund 4,838,871
2021-01-08 13G 456357102 / Industrial Tech Acquisitions, Inc., Class A 1,100,937
2021-01-08 13G EDOC / Global X Funds - Global X Telemedicine & Digital Health ETF 1,254,075
2021-01-08 13G/A ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B 311,809 169,783
2021-01-08 13G BREZ / Breeze Holdings Acquisition Corp. 2,357,848
2021-01-08 13G/A / Collective Growth Corp 1,998,592 0
2021-01-08 13G/A / BlackRock Municipal 2020 Term Trust 2,114,373 0
2021-01-06 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,253,201 5,059,814
2020-12-22 13G/A EVM / Eaton Vance California Municipal Bond Fund 2,208,419 2,567,844
2020-12-22 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 7,279,895 9,692,231
2020-12-10 13G BFZ / BlackRock California Municipal Income Trust 3,262,124
2020-12-10 13G/A HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 1,369,848 561,744
2020-12-10 13G/A ECCB / Eagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B 410,753 311,809
2020-12-10 13G CMPO / CompoSecure, Inc. 4,272,590
2020-12-10 13G KTF / DWS Municipal Income Trust 4,002,741
2020-12-04 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,759,008 10,458,029
2020-12-04 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,680,826 7,253,201
2020-12-03 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,422,943 3,410,521
2020-11-30 13D/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 2,048,412 2,044,912
2020-11-30 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,778,147 10,759,008
2020-11-30 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,829,047 7,680,826
2020-11-19 13D/A EIM / Eaton Vance Municipal Bond Fund 6,181,182 5,464,162
2020-11-10 13G VMAC / Vistas Media Acquisition Company Inc - Class A 2,184,731
2020-11-10 13G GNRSU / Greenrose Holding Company (The) - Units (1 Ord Share & 1 War) 2,978,240
2020-11-10 13G/A / Property Solutions Acquisition Corp. Unit 3,536,598
2020-10-23 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,422,943 3,422,943
2020-10-22 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,425,118 3,422,943
2020-10-13 13G/A / Collective Growth Corp 1,998,592 1,998,592
2020-10-09 13G / Collective Growth Corporation Unit 1,998,592
2020-10-09 13G / Property Solutions Acquisition Corp. Unit 3,436,598
2020-10-07 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,829,047 7,829,047
2020-10-06 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,899,407 10,778,147
2020-10-06 13D/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 2,055,412 2,048,412
2020-10-06 13D/A HNW / Pioneer Diversified High Income Fund, Inc. 2,130,977 2,179,876
2020-10-06 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,378,331 3,425,118
2020-10-06 13D/A EIM / Eaton Vance Municipal Bond Fund 6,878,967 6,181,182
2020-10-06 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,870,100 7,829,047
2020-09-18 13D DTF / DTF Tax-Free Income 2028 Term Fund Inc. 2,067,952 2,055,412
2020-09-18 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,750,731 10,899,407
2020-09-10 13G/A BKT / BlackRock Income Trust, Inc. 9,078,765 4,747,896
2020-09-10 13G/A / Eagle Growth and Income Opportunities Fund 0
2020-08-10 13G/A RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 443,781 556,134
2020-08-10 13G RSF / RiverNorth Capital and Income Fund, Inc. 443,781 646,321
2020-07-31 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,243,570 3,378,331
2020-07-30 13D/A EIM / Eaton Vance Municipal Bond Fund 8,602,702 6,878,967
2020-07-16 13D/A WIA / Western Asset Inflation-Linked Income Fund 7,369,928 7,870,100
2020-07-10 13G / BlackRock Municipal 2020 Term Trust 2,114,373
2020-06-22 13G/A / Oxford Lane Capital Corp. 1,635,743 1,614,875
2020-06-19 13G RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 443,781
2020-06-15 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,040,667 3,243,570
2020-06-04 13D HNW / Pioneer Diversified High Income Fund, Inc. 1,795,654 2,130,977
2020-06-01 13G/A ATCX / Atlas Technical Consultants Inc - Class A 2,949,600 0
2020-05-28 13D/A / Oxford Lane Capital Corp. 1,780,246 1,635,743
2020-05-01 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 10,115,731 10,750,731
2020-04-27 13D US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 9,406,028 10,115,731
2020-04-13 13D WIA / Western Asset Inflation-Linked Income Fund 6,660,683 7,369,928
2020-04-13 13G/A ADN / Advent Technologies Holdings, Inc. 2,523,338 19,850
2020-04-13 13G/A ASLE / AerSale Corporation 2,822,250 14,000
2020-04-09 13G/A EDTX / EdtechX Holdings Acquisition Corp II - Class A 802,550 56,200
2020-04-09 13G/A 375036900 / GigCapital2 Inc 2,596,725 16,600
2020-04-09 13G/A ALGRW / Allegro Merger Corp. Warrant 2,416,832 142,750
2020-04-09 13G/A US58518F1093 / Megalith Financial Acquisition Corp. 2,186,105 81,230
2020-04-09 13G/A 50200K207 / LF Capital Acquistion Corp. 2,249,500 61,675
2020-04-09 13G/A GOEV / Canoo Inc. 3,513,900 51,975
2020-04-09 13G/A WIA / Western Asset Inflation-Linked Income Fund 4,580,953 6,660,683
2020-04-02 13D/A / Oxford Lane Capital Corp. 1,713,673 1,780,246
2020-03-25 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 2,905,255 3,040,667
2020-03-13 13D/A EIM / Eaton Vance Municipal Bond Fund 7,787,228 8,602,702
2020-03-12 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 9,130,335 9,406,028
2020-03-09 13D/A / Oxford Lane Capital Corp. 1,604,195 1,713,673
2020-03-03 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 2,905,255
2020-02-18 13G/A OCCI / OFS Credit Company, Inc. 800,000 151,375
2020-02-18 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 8,320,167 1,795,654
2020-02-14 13G/A MHN / BlackRock MuniHoldings New York Quality Fund, Inc. 2,276,226
2020-02-14 13G/A CEV / Eaton Vance California Municipal Income Trust 826,162 635,911
2020-02-14 13D/A EIM / Eaton Vance Municipal Bond Fund 8,555,558 7,787,228
2020-02-14 13G EVM / Eaton Vance California Municipal Bond Fund 2,208,419
2020-02-14 13G/A ENX / Eaton Vance New York Municipal Bond Fund 1,061,598 1,155,302
2020-02-14 13G/A BYM / BlackRock Municipal Income Quality Trust 1,453,790 1,060,049
2020-02-14 13G/A NEA / Nuveen AMT-Free Quality Municipal Income Fund 13,531,606 6,830,748
2020-02-14 13G/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 7,042,930 7,279,895
2020-02-14 13G/A GAIN / Gladstone Investment Corporation 828,406 779,746
2020-02-14 13G/A WIA / Western Asset Inflation-Linked Income Fund 3,248,640 4,580,953
2020-02-14 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,825,535 8,320,167
2020-02-14 13G/A GRX / The Gabelli Healthcare & Wellness Trust 1,046,640
2020-02-14 13G/A HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 1,369,848
2020-02-14 13G/A / Nuveen New York Municipal Value Fund, Inc. II 159,988
2020-02-14 13G KMF / Kayne Anderson NextGen Energy & Infrastructure Inc 1,685,137
2020-02-14 13G/A US6706871026 / Nuveen Municipal 2021 Trgt Trm 924,369 857,608
2020-02-14 13G/A OCCI / OFS Credit Company, Inc. 152,000 800,000
2020-02-14 13G US6247451130 / Mudrick Capital Acquisition Corporation 1,245,345
2020-02-14 13G/A ALGRW / Allegro Merger Corp. Warrant 2,383,975 2,416,832
2020-02-14 13G/A 50200K207 / LF Capital Acquistion Corp. 1,775,300 2,249,500
2020-02-14 13G US22564L2043 / Crescent Acquisition Corp 1,269,325
2020-02-14 13G/A US58518F1093 / Megalith Financial Acquisition Corp. 1,842,038 2,186,105
2020-02-14 13G/A VGG8959N1069 / Tottenham Acquisition I Limited 365,525 403,050
2020-02-14 13G NKLA / Nikola Corporation 2,353,142
2020-02-14 13G/A ADN / Advent Technologies Holdings, Inc. 2,216,863 2,523,338
2020-02-14 13G VLDR / Velodyne Lidar Inc 1,537,975
2020-02-14 13G/A EDTX / EdtechX Holdings Acquisition Corp II - Class A 769,925 802,550
2020-02-14 13G/A GOEV / Canoo Inc. 660,975 3,513,900
2020-02-14 13G/A ATCX / Atlas Technical Consultants Inc - Class A 2,553,475 2,949,600
2020-02-14 13G/A ASLE / AerSale Corporation 2,246,575 2,822,250
2020-02-14 13G US80821R2085 / Schultze Special Purpose Acquisition Corp. 1,504,403
2020-02-14 13G HYLN / Hyliion Holdings Corp. 1,463,405
2020-02-14 13G/A 375036900 / GigCapital2 Inc 2,596,725
2020-02-14 13G US68632T2087 / Orisun Acquisition Corp. 432,525
2020-02-14 13G NFINU / Netfin Acquisition Corp. 1,918,950
2020-02-14 13G / GreenVision Acquisition Corp Common stock 394,750
2020-02-14 13G INSI / Insight Select Income Fund 645,474
2020-02-14 13G/A MGF / MFS Government Markets Income Trust 5,250,000 4,918,985
2020-02-14 13G/A BKT / BlackRock Income Trust, Inc. 10,396,680 9,078,765
2020-02-14 13G/A DMF / BNY Mellon Municipal Income, Inc. 117,313
2020-02-14 13G/A CXH / MFS Investment Grade Municipal Trust 1,180,599 931,725
2020-02-14 13G/A JEQ / Abrdn Japan Equity Fund Inc 862,376 1,007,587
2020-02-14 13G/A MYI / BlackRock MuniYield Quality Fund III, Inc. 4,542,922 5,435,875
2020-02-14 13G MQT / BlackRock MuniYield Quality Fund II, Inc. 1,200,589
2020-02-14 13G/A / Pure Acquisition Corp. 2,877,550
2020-02-13 13D/A US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc. 9,130,335
2020-02-11 13D/A / Oxford Lane Capital Corp. 1,281,181 1,604,195
2020-02-10 13G/A ECC / Eagle Point Credit Company Inc. 440,796 410,753
2020-02-05 13D/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 7,287,855 7,410,143
2020-01-28 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 2,654,727 2,505,195
2020-01-16 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 2,067,952 2,067,952
2020-01-15 13D/A EIM / Eaton Vance Municipal Bond Fund 9,901,660 8,555,558
2020-01-10 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 1,240,884 2,067,952
2019-12-10 13G DTF / DTF Tax-Free Income 2028 Term Fund Inc. 1,240,884
2019-11-14 13D/A / Oxford Lane Capital Corp. 1,345,316 1,281,181
2019-11-12 13G/A MHF / Western Asset Municipal High Income Fund Inc. 1,275,318 169,579
2019-11-12 13G/A GLAD / Gladstone Capital Corporation 262,588 0
2019-11-12 13G JSD / Nuveen Short Duration Credit Opportunities Fund 22,235 125
2019-11-12 13G UPH / UpHealth Inc 2,632,075
2019-11-05 13D FAM / First Trust/Abrdn Global Opportunity Income Fund 2,235,365 2,654,727
2019-10-09 13G ADN / Advent Technologies Holdings, Inc. 2,216,863
2019-10-09 13G WIA / Western Asset Inflation-Linked Income Fund 3,248,640
2019-10-09 13G EDTX / EdtechX Holdings Acquisition Corp II - Class A 769,925
2019-10-09 13G MGF / MFS Government Markets Income Trust 5,250,000
2019-10-09 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 1,406,688 1,825,535
2019-10-09 13G ASLE / AerSale Corporation 2,246,575
2019-09-16 13D/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 7,288,594 7,287,855
2019-09-10 13D/A / Oxford Lane Capital Corp. 1,408,750 1,345,316
2019-09-10 13D/A XLORX / Lazard World Dividend & Income 1,056,527 627,885
2019-09-10 13G GOEV / Canoo Inc. 3,480,982
2019-09-03 13D / Duff & Phelps Utility & Corporate Bond Trust, Inc. 4,024,091 7,288,594
2019-08-09 13G/A KLR / Kaleyra Inc 964,085 0
2019-08-09 13G/A CEV / Eaton Vance California Municipal Income Trust 453,161 826,162
2019-07-29 13D/A EIM / Eaton Vance Municipal Bond Fund 11,189,550 9,901,660
2019-07-10 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,585,015 2,235,365
2019-06-10 13G ATCX / Atlas Technical Consultants Inc - Class A 2,553,475
2019-06-10 13G/A DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y 1,592,753 0
2019-05-29 13D/A EIM / Eaton Vance Municipal Bond Fund 11,189,550 11,189,550
2019-05-10 13G OCCI / OFS Credit Company, Inc. 152,000
2019-04-10 13G/A PCF / High Income Securities Fund 1,219,000 0
2019-04-10 13G/A XHNWX / Pioneer Diversified High Income 608,174 1,406,688
2019-04-10 13G LSEA / Landsea Homes Corporation 1,775,300
2019-04-10 13G US58518F1093 / Megalith Financial Acquisition Corp. 1,842,038
2019-03-29 13D/A EIM / Eaton Vance Municipal Bond Fund 8,746,676 11,189,550
2019-03-01 13D/A EIV / Eaton Vance Municipal Bond Fund II 2,499,509 2,498,909
2019-03-01 13D EIM / Eaton Vance Municipal Bond Fund 8,373,752 8,746,676
2019-02-27 13D/A / Oxford Lane Capital Corp. 1,477,892 1,408,750
2019-02-20 13D XLORX / Lazard World Dividend & Income 1,061,514 1,056,527
2019-02-14 13G/A GAIN / Gladstone Investment Corporation 828,406
2019-02-14 13G VGG8959N1069 / Tottenham Acquisition I Limited 365,525
2019-02-14 13G / Nuveen New York Municipal Value Fund, Inc. II 167,154
2019-02-14 13G NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 7,042,930
2019-02-14 13G NEA / Nuveen AMT-Free Quality Municipal Income Fund 13,531,606
2019-02-14 13G G9366W101 / Union Acquisition Corp. 842,217
2019-02-14 13G XHNWX / Pioneer Diversified High Income 608,174
2019-02-14 13G GRX / The Gabelli Healthcare & Wellness Trust 1,101,598
2019-02-14 13G KLR / Kaleyra Inc 964,085
2019-02-14 13G ENX / Eaton Vance New York Municipal Bond Fund 1,061,598
2019-02-14 13G CEV / Eaton Vance California Municipal Income Trust 959 453,161
2019-02-14 13G BYM / BlackRock Municipal Income Quality Trust 1,453,790
2019-02-14 13G/A XLORX / Lazard World Dividend & Income 1,197,652 1,061,514
2019-02-14 13G/A 48242A104 / KBL Merger Corp. IV Unit 703,910 512,040
2019-02-14 13G/A HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 1,103,189 1,319,200
2019-02-14 13G/A GLAD / Gladstone Capital Corporation 273,200 262,588
2019-02-14 13G/A GAINO / Gladstone Investment Corp., 6.75% Series B Cumulative Term Preferred Stock 828,406
2019-02-14 13G/A FMN / Federated Hermes Premier Municipal Income Fund
2019-02-14 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,407,531 1,585,015
2019-02-14 13G/A EIM / Eaton Vance Municipal Bond Fund 5,239,206 8,373,752
2019-02-14 13G/A ECC / Eagle Point Credit Company Inc. 435,390 440,796
2019-02-14 13G MHN / BlackRock MuniHoldings New York Quality Fund, Inc. 1,694,722
2019-02-14 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,079,841 4,024,091
2019-02-14 13G MYI / BlackRock MuniYield Quality Fund III, Inc. 4,542,922
2019-02-14 13G/A JEQ / Abrdn Japan Equity Fund Inc 878,202 862,376
2019-02-14 13G/A CXH / MFS Investment Grade Municipal Trust 1,566,493 1,180,599
2019-02-14 13G DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y 1,592,753
2019-02-14 13G/A BKT / BlackRock Income Trust, Inc. 8,608,328 10,396,680
2019-02-14 13G MHF / Western Asset Municipal High Income Fund Inc. 1,275,318
2019-02-14 13G PCF / High Income Securities Fund 1,219,000
2019-02-08 13G/A BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025) 514,924 0
2019-02-08 13G ALGRW / Allegro Merger Corp. Warrant 2,383,975
2019-01-25 13D EIV / Eaton Vance Municipal Bond Fund II 2,032,620 2,499,509
2019-01-11 13G/A XAPBX / Asia Pacific Fund, Inc. 1,635,535 983,279
2019-01-11 13D/A JSD / Nuveen Short Duration Credit Opportunities Fund 22,235 22,235
2019-01-11 13G US6706871026 / Nuveen Municipal 2021 Trgt Trm 924,369
2019-01-11 13G/A MMDM / Modern Media Acquisition Corp. 2,148,425 727,089
2019-01-11 13G/A TMCX / Trinity Merger Corp. 4,312,825 656,725
2019-01-02 13D/A JSD / Nuveen Short Duration Credit Opportunities Fund 23,010 22,235
2018-12-10 13G HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 1,103,189
2018-12-10 13G/A ECC / Eagle Point Credit Company Inc. 512,835 435,390
2018-11-29 13D/A JSD / Nuveen Short Duration Credit Opportunities Fund 23,635 23,010
2018-11-21 13G MCN / XAI Madison Equity Premium Income Fund 4,572,642 1,037,297
2018-11-09 13G/A IIM / Invesco Value Municipal Income Trust 2,847,037 203,006
2018-11-09 13G/A XLORX / Lazard World Dividend & Income 1,626,563 1,197,652
2018-11-09 13G/A AVCT / American Virtual Cloud Technologies Inc 3,664,505 924,655
2018-10-12 13G TMCX / Trinity Merger Corp. 4,312,825
2018-10-11 13D/A MCN / XAI Madison Equity Premium Income Fund 2,056,688 4,572,642
2018-10-10 13G/A EVF / Eaton Vance Senior Income Trust 146
2018-08-24 13G/A GLAD / Gladstone Capital Corporation 273,200 273,200
2018-08-24 13G FMN / Federated Hermes Premier Municipal Income Fund
2018-08-24 13G/A GAINN / Gladstone Investment Corporation - Corporate Bond/Note 784,281 784,281
2018-08-24 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,407,531 1,407,531
2018-08-24 13G/A XLORX / Lazard World Dividend & Income 1,626,563 1,626,563
2018-08-24 13G/A AVCT / American Virtual Cloud Technologies Inc 3,664,505 3,664,505
2018-08-24 13G WINR / Simplicity Esports and Gaming Company 457,125 457,125
2018-08-24 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,079,841 3,079,841
2018-08-24 13G/A 48242A104 / KBL Merger Corp. IV Unit 703,910 703,910
2018-08-24 13G/A MMDM / Modern Media Acquisition Corp. 2,148,425 2,148,425
2018-08-24 13G/A 1,635,535
2018-08-24 13G/A JEQ / Abrdn Japan Equity Fund Inc 878,202 878,202
2018-08-24 13G/A BKT / BlackRock Income Trust, Inc. 8,608,328 8,608,328
2018-08-24 13G/A CXH / MFS Investment Grade Municipal Trust 1,566,493 1,566,493
2018-08-24 13G IIM / Invesco Value Municipal Income Trust 2,847,037 2,847,037
2018-08-24 13G EVF / Eaton Vance Senior Income Trust 146
2018-08-24 13G/A BJZ / BlackRock California Municipal 2018 Term Trust 684,288 1,030,894
2018-08-24 13G/A BLH / BlackRock New York Municipal 2018 Term Trust 408,846 612,595
2018-08-24 13D BPK / BlackRock Municipal 2018 Term Trust 3,650,871 4,725,009
2018-08-24 13G EIM / Eaton Vance Municipal Bond Fund 5,239,206 5,239,206
2018-08-24 13G/A ECC / Eagle Point Credit Company Inc. 505,735 512,835
2018-08-24 13G BCACW / Brookline Capital Acquisition Corp - Warrants (01/09/2025) 514,924
2018-08-10 13G/A DOTA / Draper Oakwood Technology Acquisition, Inc. 1,000
2018-08-10 13G/A DOTAU / Draper Oakwood Technology Acquisition, Inc. Unit 333,400 1,000
2018-08-10 13G/A EIV / Eaton Vance Municipal Bond Fund II 1,312,838 2,032,620
2018-08-02 13D/A MZF / Managed Duration Investment Grade Municipal Fund 489,053 381,743
2018-07-31 13D/A MZF / Managed Duration Investment Grade Municipal Fund 636,023 489,053
2018-07-26 13D/A MZF / Managed Duration Investment Grade Municipal Fund 998,129 636,023
2018-07-20 13D/A MZF / Managed Duration Investment Grade Municipal Fund 1,694,411 998,129
2018-07-10 13G/A AVCT / American Virtual Cloud Technologies Inc 6,062,075 3,664,505
2018-07-10 13D/A MCN / XAI Madison Equity Premium Income Fund 1,770,923 2,056,688
2018-07-02 13D/A MCN / XAI Madison Equity Premium Income Fund 1,827,364 1,770,923
2018-07-02 13D/A / Madison Strategic Sector Premium Fund 1,637,910 1,655,693
2018-05-14 13D/A MCN / XAI Madison Equity Premium Income Fund 2,028,763 1,827,364
2018-05-11 13D/A MZF / Managed Duration Investment Grade Municipal Fund 1,696,711 1,694,411
2018-05-11 13D/A / Madison Strategic Sector Premium Fund 1,577,947 1,637,910
2018-05-11 13G ECC / Eagle Point Credit Company Inc. 512,835 505,735
2018-05-10 13G/A NRCG / NRC GROUP HOLDINGS CORP. 660,975
2018-05-10 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 1,522,931 3,079,841
2018-05-10 13G/A BPK / BlackRock Municipal 2018 Term Trust 2,461,382 3,650,871
2018-05-10 13G/A 48242A104 / KBL Merger Corp. IV Unit 1,685,160 703,910
2018-05-10 13G/A MMDM / Modern Media Acquisition Corp. 4,094,175 2,148,425
2018-05-10 13G/A GOEV / Canoo Inc. 2,507,580 660,975
2018-05-08 13D/A / Madison Strategic Sector Premium Fund 1,506,525 1,577,947
2018-04-24 13D/A / Madison Strategic Sector Premium Fund 1,433,504 1,506,525
2018-04-10 13G/A PHUN / Phunware, Inc. 1,700
2018-04-10 13G BJZ / BlackRock California Municipal 2018 Term Trust 684,288
2018-04-10 13G/A PHUN / Phunware, Inc. 816,125 1,700
2018-03-12 13D MZF / Managed Duration Investment Grade Municipal Fund 1,683,561 1,696,711
2018-03-09 13G BLH / BlackRock New York Municipal 2018 Term Trust 408,846
2018-03-09 13G BPK / BlackRock Municipal 2018 Term Trust 2,461,382
2018-03-09 13G/A JSYNU / Jensyn Acquistion Corp. 30,000
2018-03-09 13G/A MIII / M III Acquisition Corp. 1,473,300 900
2018-03-09 13G/A 048206106 / Atlantic Acquisition Corp. 865,258
2018-03-09 13G/A GECC / Great Elm Capital Corp. 416,700
2018-03-05 13D/A / Madison Strategic Sector Premium Fund 1,364,466 1,433,504
2018-02-16 13D/A DOTA / Draper Oakwood Technology Acquisition, Inc. 2,028,763
2018-02-16 13D/A MCN / XAI Madison Equity Premium Income Fund 2,090,972 2,028,763
2018-02-14 13G DOTA / Draper Oakwood Technology Acquisition, Inc. 333,400
2018-02-14 13G PHUN / Phunware, Inc. 816,125
2018-02-14 13G MAV / Pioneer Municipal High Income Advantage Fund, Inc. 470
2018-02-14 13G NRCG / NRC GROUP HOLDINGS CORP. 2,507,580
2018-02-14 13G EVF / Eaton Vance Senior Income Trust 146
2018-02-14 13G/A US7051631031 / The Peck Company, Inc. 547,775
2018-02-14 13G/A CVON / ConvergeOne Holdings, Inc. 2,975,649
2018-02-14 13G/A GAINN / Gladstone Investment Corporation - Corporate Bond/Note 857,950 784,281
2018-02-14 13G/A ICB / Morgan Stanley Income Securities, Inc. 2,214,043 2,217,218
2018-02-14 13G GOEV / Canoo Inc. 2,507,580
2018-02-14 13G/A BHAC / Focus Impact BH3 Acquisition Company
2018-02-14 13G EIM / Eaton Vance Municipal Bond Fund 5,239,206
2018-02-14 13G IIM / Invesco Value Municipal Income Trust 2,847,037
2018-02-14 13G/A GLAD / Gladstone Capital Corporation 274,050 273,200
2018-02-14 13G/A JEQ / Abrdn Japan Equity Fund Inc 866,047 878,202
2018-02-14 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 1,704,733 1,522,931
2018-02-14 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 1,757,186 1,151,658
2018-02-14 13G/A XLORX / Lazard World Dividend & Income 1,571,548 1,626,563
2018-02-14 13G/A XAPBX / Asia Pacific Fund, Inc. 1,416,686 1,635,535
2018-02-14 13G FMN / Federated Hermes Premier Municipal Income Fund
2018-02-14 13G/A EMI / Eaton Vance Michigan Municipal Income Trust 106,247 91,853
2018-02-14 13G/A CXH / MFS Investment Grade Municipal Trust 1,578,705 1,566,493
2018-02-14 13G/A GGN / GAMCO Global Gold, Natural Resources & Income Trust 271,365 275
2018-02-14 13G/A MIN / MFS Intermediate Income Trust 5,941,205 2,098,806
2018-02-14 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,436,589 1,407,531
2018-02-14 13G/A BKT / BlackRock Income Trust, Inc. 9,594,578 8,608,328
2018-02-14 13G/A MMDM / Modern Media Acquisition Corp. 4,094,175
2018-02-14 13G DOTAU / Draper Oakwood Technology Acquisition, Inc. Unit 333,400
2018-02-14 13G XPMAX / Pioneer Municipal High Income A 470
2018-02-14 13G/A EEA / The European Equity Fund, Inc. 559,301 308,310
2018-02-14 13G/A 34985B103 / Forum Merger Corporation 2,975,649
2018-02-14 13G WINR / Simplicity Esports and Gaming Company 457,125
2018-02-14 13G EVF / Eaton Vance Senior Income Trust 103 146
2018-02-14 13D JSD / Nuveen Short Duration Credit Opportunities Fund 24,500 23,635
2018-02-14 13G PHUN / Phunware, Inc. 816,125
2018-02-14 13G/A SWZ / Total Return Securities, Inc. 1,442,536 990,752
2018-02-14 13G/A 48242A104 / KBL Merger Corp. IV Unit 1,685,160
2018-02-14 13G/A MZF / Managed Duration Investment Grade Municipal Fund 1,400,838 1,683,561
2018-02-14 13G/A ECC / Eagle Point Credit Company Inc. 996,132 512,835
2018-02-14 13G MIII / M III Acquisition Corp. 1,473,300
2018-02-14 13G/A BST / BlackRock Science and Technology Trust 1,208,562
2018-02-14 13G MHI / Pioneer Municipal High Income Fund, Inc. 373
2018-02-14 13G/A JSYN / Jensyn Acquistion Corp. 538,275 547,775
2018-02-14 13G/A AVCT / American Virtual Cloud Technologies Inc 6,062,075
2018-02-09 13D / Oxford Lane Capital Corp. 1,477,892
2018-02-09 13G GECC / Great Elm Capital Corp. 416,700
2018-02-09 13D FTF / Franklin Limited Duration Income Trust 2,561
2018-02-08 13D/A / Madison Strategic Sector Premium Fund 1,395,676 1,364,466
2018-01-23 13D ICB / Morgan Stanley Income Securities, Inc. 2,100,937 2,214,043
2018-01-10 13G/A EIV / Eaton Vance Municipal Bond Fund II 590,185 1,312,838
2017-12-08 13G/A FFA / First Trust Enhanced Equity Income Fund 14,337
2017-12-08 13G/A US5538291023 / MVC Capital, Inc. 2,349,274
2017-12-08 13G/A US5538291023 / MVC Capital, Inc. 1,386,299 2,349,274
2017-12-08 13G/A FFA / First Trust Enhanced Equity Income Fund 1,349,882 14,337
2017-11-13 13G FAM / First Trust/Abrdn Global Opportunity Income Fund 1,436,589
2017-10-10 13G CXH / MFS Investment Grade Municipal Trust 2,672,835 1,578,705
2017-10-10 13G GLAD / Gladstone Capital Corporation 274,050
2017-09-29 13D/A MCN / XAI Madison Equity Premium Income Fund 2,050,556 2,090,972
2017-09-29 13D/A / Madison Strategic Sector Premium Fund 1,370,529 1,395,676
2017-09-08 13G AVCT / American Virtual Cloud Technologies Inc 4,754,150
2017-09-08 13G FPT / Federated Premier Intermediate Municipal Income Fund 1,320,970 606,502
2017-09-08 13G FTF / Franklin Limited Duration Income Trust 2,561
2017-09-08 13G PTMN / BCP Investment Corp. 815,025
2017-08-11 13G/A / Oxford Lane Capital Corp. 1,445,741
2017-08-11 13G 48242A104 / KBL Merger Corp. IV Unit 1,722,100
2017-08-11 13G/A OXLC / Oxford Lane Capital Corp. 1,441,170 1,445,741
2017-08-01 13D/A FPT / Federated Premier Intermediate Municipal Income Fund 1,472,058 1,320,970
2017-07-12 13D/A CXH / MFS Investment Grade Municipal Trust 2,687,046 2,672,835
2017-07-10 13G / Oxford Lane Capital Corp. 1,441,170
2017-07-10 13G 48242A104 / KBL Merger Corp. IV Unit 1,408,000
2017-07-10 13G MMDM / Modern Media Acquisition Corp. 4,095,550
2017-07-10 13G OXLC / Oxford Lane Capital Corp. 89,802 1,441,170
2017-07-10 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,353,417
2017-07-10 13G / Capitala Finance Corp 621,031
2017-06-21 13D/A FPT / Federated Premier Intermediate Municipal Income Fund 1,472,058 1,472,058
2017-06-12 13D/A FPT / Federated Premier Intermediate Municipal Income Fund 1,488,555 1,472,058
2017-06-09 13G CVON / ConvergeOne Holdings, Inc. 2,122,600
2017-06-09 13G/A US58503F3047 / Medley Capital Corp., 6.125% Senior Bonds due 3/30/2023 1,689,073 1,682,157
2017-06-09 13G IRL / New Ireland Fund Inc 935,537 294,350
2017-05-10 13G OXSQ / Oxford Square Capital Corp. 40,709
2017-05-10 13G/A VGI / Virtus Global Multi-Sector Income Fund 660,031 40,709
2017-05-10 13G OXSQ / Oxford Square Capital Corp. 40,709
2017-05-03 13D/A MCN / XAI Madison Equity Premium Income Fund 1,973,917 2,050,556
2017-05-03 13D/A / Madison Strategic Sector Premium Fund 1,371,629 1,370,529
2017-04-12 13D CXH / MFS Investment Grade Municipal Trust 2,563,672 2,687,046
2017-04-07 13D/A MCN / XAI Madison Equity Premium Income Fund 1,758,216 1,973,917
2017-04-07 13D/A IRL / New Ireland Fund Inc 860,396 935,537
2017-03-21 13D FPT / Federated Premier Intermediate Municipal Income Fund 1,342,387 1,488,555
2017-03-10 13G/A NEXT / NextDecade Corporation 1,850,031 800,300
2017-02-15 13D/A FAM / First Trust/Abrdn Global Opportunity Income Fund 3,386,613 3,353,417
2017-02-14 13G/A EVF / Eaton Vance Senior Income Trust 103
2017-02-14 13G FFA / First Trust Enhanced Equity Income Fund 1,349,882
2017-02-14 13G/A IDE / Voya Infrastructure, Industrials and Materials Fund 614,797
2017-02-14 13G/A US7051631031 / The Peck Company, Inc. 538,275
2017-02-14 13G/A BST / BlackRock Science and Technology Trust 1,126,159 1,208,562
2017-02-14 13G/A JSYN / Jensyn Acquistion Corp. 535,025 538,275
2017-02-14 13G JHS / John Hancock Income Securities Trust 701,696 406,847
2017-02-14 13G/A ECC / Eagle Point Credit Company Inc. 868,950 996,132
2017-02-14 13G GGN / GAMCO Global Gold, Natural Resources & Income Trust 271,365
2017-02-14 13G/A GAINN / Gladstone Investment Corporation - Corporate Bond/Note 850,150 857,950
2017-02-14 13G/A GAM / General American Investors Company, Inc. 1,506,552 1,119,914
2017-02-14 13G/A VBF / Invesco Bond Fund 693,118 172,991
2017-02-14 13G JEQ / Abrdn Japan Equity Fund Inc 866,047
2017-02-14 13G/A VPV / Invesco Pennsylvania Value Municipal Income Trust 1,434,015 849,420
2017-02-14 13G XJEQX / Aberdeen Japan Equity Fund, Inc 866,047
2017-02-14 13G/A BKT / BlackRock Income Trust, Inc. 10,782,256 9,594,578
2017-02-14 13G/A JOF / Japan Smaller Capitalization Fund, Inc. 1,611,197 1,757,186
2017-02-14 13G/A CXH / MFS Investment Grade Municipal Trust 2,214,613 2,563,672
2017-02-14 13G/A GAM.PRB / General American Investors Company, Inc. - Preferred Stock 1,119,914
2017-02-14 13G FFA / First Trust Enhanced Equity Income Fund 1,349,882
2017-02-14 13G/A NEXT / NextDecade Corporation 1,551,668 1,850,031
2017-02-14 13G/A MIN / MFS Intermediate Income Trust 7,234,034 5,941,205
2017-02-14 13G/A MZF / Managed Duration Investment Grade Municipal Fund 2,459 1,400,838
2017-02-14 13G/A SWZ / Total Return Securities, Inc. 1,794,190 1,442,536
2017-02-14 13G/A SGF / Aberdeen Singapore Fund, Inc. 441,056 334,882
2017-02-14 13G VGI / Virtus Global Multi-Sector Income Fund 660,031
2017-02-14 13G/A ZF / Zweig Fund, Inc. 1,244,757 1,001,287
2017-02-14 13G/A FPT / Federated Premier Intermediate Municipal Income Fund 1,151,613 1,342,387
2017-02-14 13G/A / Gladstone Investment Corp. 857,950
2017-02-14 13G/A EMI / Eaton Vance Michigan Municipal Income Trust 119,857 106,247
2017-02-14 13G/A BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units 822,366 757,568
2017-02-14 13G/A EIV / Eaton Vance Municipal Bond Fund II 690,535 590,185
2017-02-14 13G/A BHK / BlackRock Core Bond Trust 2,924,433 1,378,397
2017-02-14 13G GGN.PRB / GAMCO Global Gold, Natural Resources & Income Trust - Preferred Stock 271,365
2017-02-14 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 2,464,951 1,704,733
2017-02-14 13G/A XAPBX / Asia Pacific Fund, Inc. 2,174,493 1,416,686
2017-02-14 13G/A ICB / Morgan Stanley Income Securities, Inc. 2,174,493 2,100,937
2017-02-14 13G/A EEA / The European Equity Fund, Inc. 635,562 559,301
2017-02-14 13G/A EVF / Eaton Vance Senior Income Trust 303 103
2017-02-14 13G/A ECC / Eagle Point Credit Company Inc. 868,950 996,132
2017-02-10 13G/A SAB / Saratoga Investment Corp. 1,429,150
2017-02-10 13G/A XLORX / Lazard World Dividend & Income 1,198,859 1,571,548
2017-02-10 13G/A SAQ / Saratoga Investment Corp. 1,429,525 1,429,150
2017-02-10 13G US5538291023 / MVC Capital, Inc. 1,386,299
2017-02-10 13G US58503F3047 / Medley Capital Corp., 6.125% Senior Bonds due 3/30/2023 1,689,073
2017-02-08 13D MCN / XAI Madison Equity Premium Income Fund 1,758,216
2017-02-08 13D / Madison Strategic Sector Premium Fund 1,372,764 1,371,629
2017-01-11 13G SAB / Saratoga Investment Corp. 1,429,525
2017-01-11 13G SAQ / Saratoga Investment Corp. 1,429,525
2017-01-11 13G SAR / Saratoga Investment Corp. 1,429,525
2017-01-11 13G MZF / Managed Duration Investment Grade Municipal Fund 1,126,720 2,459
2017-01-11 13G/A IQI / Invesco Quality Municipal Income Trust 2,679,376 24,199
2017-01-11 13G/A / Madison Strategic Sector Premium Fund 967,050 1,372,764
2017-01-11 13G/A NIQ / NIQ Global Intelligence plc 1,297,699 627,829
2017-01-06 13D/A IRL / New Ireland Fund Inc 916,434 860,396
2016-11-14 13D FAM / First Trust/Abrdn Global Opportunity Income Fund 2,907,574 3,386,613
2016-11-10 13G US7051631031 / The Peck Company, Inc. 535,025
2016-11-10 13G ECC / Eagle Point Credit Company Inc. 868,950
2016-11-10 13G JSYN / Jensyn Acquistion Corp. 535,025
2016-11-10 13G ZF / Zweig Fund, Inc. 1,520,943 1,244,757
2016-11-10 13G ECC / Eagle Point Credit Company Inc. 868,950
2016-10-11 13G/A XLORX / Lazard World Dividend & Income 852,629 1,198,859
2016-10-11 13G ZTR / Virtus Global Dividend & Income Fund Inc. 3,089,661 1,178,099
2016-10-11 13G GAINN / Gladstone Investment Corporation - Corporate Bond/Note 850,150
2016-10-11 13G/A / Madison Strategic Sector Premium Fund 602,225 967,050
2016-10-11 13G/A LOR / Lazard World Dividend & Income Fund, Inc. 852,629 1,198,859
2016-10-11 13G JSD / Nuveen Short Duration Credit Opportunities Fund 24,500
2016-09-14 13G/A 49877M207 / Rosehill Resources 90,625 90,625
2016-09-09 13G/A XLORX / Lazard World Dividend & Income 355,714 852,629
2016-09-09 13G/A VBF / Invesco Bond Fund 1,460,472 693,118
2016-09-09 13D/A XZTRX / Zweig Total Return Fund Inc. 2,030,846 1,554,058
2016-09-09 13G BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units 822,366
2016-09-09 13D/A ZF / Zweig Fund, Inc. 1,702,547 1,520,943
2016-09-09 13G/A MZF / Managed Duration Investment Grade Municipal Fund 782,181 1,126,720
2016-09-09 13G/A LOR / Lazard World Dividend & Income Fund, Inc. 852,629
2016-09-09 13G 49877M207 / Rosehill Resources 90,625
2016-07-08 13G/A VKQ / Invesco Municipal Trust 3,110,849 236,301
2016-07-08 13G/A PHF / Pacholder High Yield Fund, Inc. 684,412 10,000
2016-07-08 13G/A XVKQX / Invesco Municipal Trust 236,301
2016-06-29 13D IRL / New Ireland Fund Inc 804,852 916,434
2016-06-14 13D/A ZF / Zweig Fund, Inc. 3,201,669 1,702,547
2016-06-14 13D/A XZTRX / Zweig Total Return Fund Inc. 3,089,661 2,030,846
2016-06-10 13G NZF / Nuveen Municipal Credit Income Fund 3,333,442
2016-06-10 13G NVG / Nuveen AMT-Free Municipal Credit Income Fund 2,959,550
2016-06-10 13G/A NIQ / NIQ Global Intelligence plc 2,211,489 1,297,699
2016-05-10 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 2,018,317 2,907,574
2016-05-10 13G/A XAPBX / Asia Pacific Fund, Inc. 1,305,279 2,174,493
2016-05-10 13G/A ICB / Morgan Stanley Income Securities, Inc. 2,174,493
2016-04-08 13G NEXT / NextDecade Corporation 1,551,668
2016-04-06 13D/A ZF / Zweig Fund, Inc. 3,124,537 3,201,669
2016-04-06 13D/A ZTR / Virtus Global Dividend & Income Fund Inc. 3,105,201 3,089,661
2016-04-06 13D/A XZTRX / Zweig Total Return Fund Inc. 2,797,388 3,089,661
2016-03-04 13D/A ZF / Zweig Fund, Inc. 2,871,159 3,124,537
2016-03-01 13G GAM / General American Investors Company, Inc. 1,503,897 1,506,552
2016-02-16 13D/A ZF / Zweig Fund, Inc. 2,697,800 2,871,159
2016-02-16 13D/A ZTR / Virtus Global Dividend & Income Fund Inc. 3,105,201
2016-02-12 13G EVF / Eaton Vance Senior Income Trust 303
2016-02-12 13G IDE / Voya Infrastructure, Industrials and Materials Fund 1,289,489
2016-02-12 13G/A ICB / Morgan Stanley Income Securities, Inc. 1,555,742
2016-02-12 13G/A FPT / Federated Premier Intermediate Municipal Income Fund 968,191 1,151,613
2016-02-12 13G XLORX / Lazard World Dividend & Income 355,714
2016-02-12 13G BST / BlackRock Science and Technology Trust 1,126,159
2016-02-12 13G JHS / John Hancock Income Securities Trust 701,696
2016-02-12 13G/A CXH / MFS Investment Grade Municipal Trust 1,952,751 2,214,613
2016-02-12 13G / Duff & Phelps Utility & Corporate Bond Trust, Inc. 2,464,951
2016-02-12 13G BHK / BlackRock Core Bond Trust 2,455,267 2,924,433
2016-02-12 13G WEA / Western Asset Premier Bond Fund 631,357
2016-02-12 13G EIV / Eaton Vance Municipal Bond Fund II 690,535
2016-02-12 13G JGV / Nuveen Global Equity Income Fund 1,454,943
2016-02-12 13G/A NIQ / NIQ Global Intelligence plc 2,211,489
2016-02-12 13G/A XFDIX / Fort Dearborn Income Securities 1,496,412
2016-02-12 13G/A VBF / Invesco Bond Fund 1,460,472
2016-02-12 13G/A EEA / The European Equity Fund, Inc. 635,562
2016-02-12 13G/A SWZ / Total Return Securities, Inc. 1,794,190
2016-02-12 13G MIN / MFS Intermediate Income Trust 7,234,034
2016-02-12 13G PHF / Pacholder High Yield Fund, Inc. 684,412
2016-02-12 13G/A IRL / New Ireland Fund Inc 804,852
2016-02-12 13G JOF / Japan Smaller Capitalization Fund, Inc. 1,611,197
2016-02-12 13G/A SGF / Aberdeen Singapore Fund, Inc. 441,056
2016-02-12 13G VKQ / Invesco Municipal Trust 3,110,849
2016-02-12 13G IQI / Invesco Quality Municipal Income Trust 2,679,376
2016-02-12 13G VPV / Invesco Pennsylvania Value Municipal Income Trust 1,434,015
2016-02-12 13G/A XAPBX / Asia Pacific Fund, Inc. 1,109,530 1,305,279
2016-02-12 13G EMI / Eaton Vance Michigan Municipal Income Trust 111 119,857
2016-02-12 13G US27826W1045 / Eaton Vance New York Municipal Income Trust
2016-02-12 13G EVF / Eaton Vance Senior Income Trust 303
2016-02-10 13G / Madison Strategic Sector Premium Fund 602,225
2016-02-10 13G/A BKT / BlackRock Income Trust, Inc. 10,782,256
2016-01-08 13G FAM / First Trust/Abrdn Global Opportunity Income Fund 2,018,317
2016-01-08 13G MZF / Managed Duration Investment Grade Municipal Fund 782,181
2016-01-08 13G EMI / Eaton Vance Michigan Municipal Income Trust 101,241 111
2015-12-29 13D ZF / Zweig Fund, Inc. 2,318,479 2,697,800
2015-12-29 13D/A XZTRX / Zweig Total Return Fund Inc. 2,773,083 2,797,388
2015-12-28 13G INSI / Insight Select Income Fund 684,896 389,845
2015-12-24 13D/A CEV / Eaton Vance California Municipal Income Trust 763 959
2015-12-24 13D/A EVP / Eaton Vance Pennsylvania Municipal Income Trust 311 368
2015-12-14 13D/A XZTRX / Zweig Total Return Fund Inc. 2,432,538 2,773,083
2015-12-10 13G/A GGZ / The Gabelli Global Small and Mid Cap Value Trust 1,271,816 79,845
2015-11-25 13D/A XZTRX / Zweig Total Return Fund Inc. 2,108,905 2,432,538
2015-11-10 13G ZF / Zweig Fund, Inc. 2,318,479
2015-11-10 13G/A CXH / MFS Investment Grade Municipal Trust 1,234,527 1,952,751
2015-11-10 13D/A XZTRX / Zweig Total Return Fund Inc. 2,108,905
2015-10-19 13D/A ACG / ALLIANCEBERNSTEIN INCOME FUND INC 16,824,591 19,630,328
2015-10-09 13D/A 1,821,681 1,729,236
2015-10-09 13D/A INSI / Insight Select Income Fund 684,896
2015-09-10 13G FPT / Federated Premier Intermediate Municipal Income Fund 968,191
2015-09-10 13D/A 2,128,953 1,821,681
2015-09-10 13D/A ACG / ALLIANCEBERNSTEIN INCOME FUND INC 11,901,133 16,824,591
2015-09-10 13D/A XCMKX / MFS Intermarket Income Trust I 1,485,576 1,119,008
2015-08-10 13G/A XAYNX / Alliance New York Municipal Inc 20,327
2015-08-10 13G CXH / MFS Investment Grade Municipal Trust 1,234,527
2015-08-10 13G/A MTS / Montgomery Street Income Securities, Inc. 2,408,727
2015-08-10 13D/A XCMKX / MFS Intermarket Income Trust I 2,577,358 1,485,576
2015-06-10 13G EOT / Eaton Vance National Municipal Opportunities Trust 291
2015-06-10 13G/A XAPBX / Asia Pacific Fund, Inc. 1,109,530
2015-06-05 13D/A 2,138,244 2,128,953
2015-05-20 13D EVP / Eaton Vance Pennsylvania Municipal Income Trust 311
2015-05-20 13D EVJ / Eaton Vance New Jersey Municipal Income Trust 465
2015-05-20 13D CEV / Eaton Vance California Municipal Income Trust 763
2015-05-20 13D EMJ / Eaton Vance New Jersey Municipal Bond Fund 207
2015-05-20 13D NYH / Eaton Vance New York Municipal Bond Fund II 160
2015-05-08 13G/A / Oxford Lane Capital Corp. 89,802
2015-05-08 13G/A OXLC / Oxford Lane Capital Corp. 89,802
2015-05-08 13G/A GGZ / The Gabelli Global Small and Mid Cap Value Trust 1,271,816
2015-04-24 13D XCMKX / MFS Intermarket Income Trust I 2,577,358
2015-04-13 13G BIF / Boulder Growth & Income Fund Inc 2,836,440 2,836,440
2015-04-10 13G/A EMI / Eaton Vance Michigan Municipal Income Trust 101,241
2015-04-10 13G BIF / Boulder Growth & Income Fund Inc 2,836,440
2015-04-10 13G/A BHK / BlackRock Core Bond Trust 2,455,267
2015-03-25 13D/A ACG / ALLIANCEBERNSTEIN INCOME FUND INC 11,901,133
2015-03-19 13D 2,138,244
2015-02-20 13D/A INSI / Insight Select Income Fund 808,402
2015-02-13 13G/A NIQ / NIQ Global Intelligence plc 1,637,271
2015-02-13 13G/A XFDIX / Fort Dearborn Income Securities 1,390,390
2015-02-13 13G/A US5538291023 / MVC Capital, Inc. 704,862
2015-02-13 13G/A 2,100,794
2015-02-13 13G/A MTS / Montgomery Street Income Securities, Inc. 1,816,496
2015-02-13 13G/A NXJ / Nuveen New Jersey Quality Municipal Income Fund 505,750
2015-02-13 13G/A EEA / The European Equity Fund, Inc. 819,927
2015-02-13 13G/A XAPBX / Asia Pacific Fund, Inc. 826,295
2015-02-13 13G/A EMI / Eaton Vance Michigan Municipal Income Trust 112,730
2015-02-13 13G SWZ / Total Return Securities, Inc. 1,453,562
2015-02-13 13G/A BKT / BlackRock Income Trust, Inc. 7,296,658
2015-02-13 13G/A IRL / New Ireland Fund Inc 797,179
2015-02-13 13G/A SGF / Aberdeen Singapore Fund, Inc. 518,566
2015-02-13 13G/A 1,168,355
2015-02-13 13G BTF / Valkyrie ETF Trust II - CoinShares Valkyrie Bitcoin and Ether Strategy ETF 634,444
2015-02-13 13G NOM / Nuveen Missouri Quality Municipal Income Fund 91,504
2015-02-13 13G XAYNX / Alliance New York Municipal Inc 282,896
2015-02-13 13G/A ICB / Morgan Stanley Income Securities, Inc. 1,161,661
2015-02-13 13G/A GGZ / The Gabelli Global Small and Mid Cap Value Trust 863,587
2015-02-13 13G BHK / BlackRock Core Bond Trust 2,338,509
2015-02-13 13G/A XCMKX / MFS Intermarket Income Trust I 2,211,119
2015-02-13 13G/A VBF / Invesco Bond Fund 1,369,021
2015-02-10 13G/A / Oxford Lane Capital Corp. 138,344
2015-02-10 13D/A NMA / Nuveen Municipal Advantage Fund, Inc. 1,114,954
2015-02-10 13D/A NVG / Nuveen AMT-Free Municipal Credit Income Fund 1,337,570
2015-01-09 13D/A NZF / Nuveen Municipal Credit Income Fund 3,114,095
2015-01-09 13D/A XZTRX / Zweig Total Return Fund Inc. 1,614,748
2014-12-10 13G NXJ / Nuveen New Jersey Quality Municipal Income Fund 506,149
2014-12-10 13G GGZ / The Gabelli Global Small and Mid Cap Value Trust 819,848
2014-12-10 13D/A NVG / Nuveen AMT-Free Municipal Credit Income Fund 2,183,910
2014-12-10 13G/A VBF / Invesco Bond Fund 1,353,996
2014-11-20 13D/A ACG / ALLIANCEBERNSTEIN INCOME FUND INC 12,352,332
2014-11-17 13D/A MNP / Western Asset Municipal Partners Fund Inc 168
2014-11-10 13D MMU / Western Asset Managed Municipals Fund Inc. 2,062
2014-11-10 13D MNP / Western Asset Municipal Partners Fund Inc 168
2014-11-10 13G/A NIQ / NIQ Global Intelligence plc 1,342,018
2014-11-10 13G BKT / BlackRock Income Trust, Inc. 6,747,527
2014-10-31 13D/A INSI / Insight Select Income Fund 919,887
2014-10-23 13D ACG / ALLIANCEBERNSTEIN INCOME FUND INC 12,347,907
2014-10-10 13G / Oxford Lane Capital Corp. 305,377
2014-10-10 13D/A NZF / Nuveen Municipal Credit Income Fund 3,581,983
2014-10-08 13D INSI / Insight Select Income Fund 923,661
2014-09-10 13D/A NZF / Nuveen Municipal Credit Income Fund 4,453,423
2014-09-10 13G/A KYN / Kayne Anderson Energy Infrastructure Fund, Inc. 222,681
2014-09-10 13G/A 2,002,963
2014-09-10 13D/A XZTRX / Zweig Total Return Fund Inc. 2,478,646
2014-09-10 13G/A XCMKX / MFS Intermarket Income Trust I 1,747,237
2014-09-10 13G MMU / Western Asset Managed Municipals Fund Inc. 2,068
2014-09-10 13G/A ICB / Morgan Stanley Income Securities, Inc. 958,034
2014-08-08 13G NKX / Nuveen California AMT-Free Quality Municipal Income Fund 414,541
2014-08-08 13G MTS / Montgomery Street Income Securities, Inc. 1,334,621
2014-07-10 13G/A XFDIX / Fort Dearborn Income Securities 966,761
2014-07-10 13G/A IRL / New Ireland Fund Inc 643,539
2014-06-20 13D NEA / Nuveen AMT-Free Quality Municipal Income Fund 952,362
2014-06-20 13D NMA / Nuveen Municipal Advantage Fund, Inc. 1,977,621
2014-06-20 13D NMO / Nuveen Municipal Market Opportunity Fund, Inc. 1,816,367
2014-06-20 13D NQI / Nuveen Quality Municipal Fund, Inc. 1,203,268
2014-06-20 13D NQS / Nuveen Select Quality Municipal Fund, Inc. 1,809,084
2014-06-20 13D NQU / Nuveen Quality Income Municipal Fund, Inc. 2,113,492
2014-06-20 13D 1,076,913
2014-06-16 13D NVG / Nuveen AMT-Free Municipal Credit Income Fund 2,769,843
2014-06-16 13D NZF / Nuveen Municipal Credit Income Fund 3,956,067
2014-06-10 13D/A NXK / 829,345
2014-06-10 13G/A XCMKX / MFS Intermarket Income Trust I 1,192,219
2014-05-09 13D/A 690,738
2014-04-10 13D/A 1,011,655
2014-04-10 13G/A NKG / Nuveen Georgia Quality Municipal Income Fund 283,349
2014-03-10 13D/A NRK / Nuveen New York AMT-Free Quality Municipal Income Fund 807,722
2014-03-10 13G/A SPE / Special Opportunities Fund, Inc. 104,049
2014-03-10 13G VBF / Invesco Bond Fund 604,096
2014-03-10 13G XAPBX / Asia Pacific Fund, Inc. 534,371
2014-03-10 13G NQP / Nuveen Pennsylvania Quality Municipal Income Fund 235,668
2014-03-10 13G US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund 90,659
2014-02-18 13D/A ACG / ALLIANCEBERNSTEIN INCOME FUND INC 6,257,425
2014-02-14 13G EMI / Eaton Vance Michigan Municipal Income Trust 108,220
2014-02-14 13G NVG / Nuveen AMT-Free Municipal Credit Income Fund 2,015,789
2014-02-14 13G NZF / Nuveen Municipal Credit Income Fund 2,101,405
2014-02-14 13G NIQ / NIQ Global Intelligence plc 664,375
2014-02-14 13G INSI / Insight Select Income Fund 550,543
2014-02-14 13G XFDIX / Fort Dearborn Income Securities 440,075
2014-02-14 13G/A EEA / The European Equity Fund, Inc. 734,573
2014-02-14 13G ZF / Zweig Fund, Inc. 1,118,731
2014-02-14 13G DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y 110
2014-02-14 13G XCMKX / MFS Intermarket Income Trust I 894,716
2014-02-14 13G IRL / New Ireland Fund Inc 368,714
2014-02-14 13G/A SPE / Special Opportunities Fund, Inc. 1,040,007
2014-02-14 13G SGF / Aberdeen Singapore Fund, Inc. 424,665
2014-02-10 13G SPE / Special Opportunities Fund, Inc. 152,882
2014-02-03 13G NBW / Neuberger Berman California Municipal Fund Inc 101
2014-02-03 13G KYN / Kayne Anderson Energy Infrastructure Fund, Inc. 351,992
2014-01-30 13G/A NAN / Nuveen New York Quality Municipal Income Fund 189,044
2014-01-30 13G/A NMB / Simplify Exchange Traded Funds - Simplify National Muni Bond ETF 180,375
2014-01-30 13G/A NZF / Nuveen Municipal Credit Income Fund 915,017
2014-01-30 13G/A BJZ / BlackRock California Municipal 2018 Term Trust 115
2014-01-30 13G/A BPK / BlackRock Municipal 2018 Term Trust 382
2014-01-30 13G/A 265,856
2014-01-30 13G/A NBO / Neuberger Berman New York Municipal Fund Inc 315
2014-01-30 13G/A NKG / Nuveen Georgia Quality Municipal Income Fund 261,876
2014-01-30 13G/A NBH / Neuberger Berman Municipal Fund Inc. 155
2014-01-30 13G/A NGX / 177,000
2014-01-30 13G/A MAB / Eaton Vance Massachusetts Municipal Bond Fund
2014-01-30 13G/A KYN / Kayne Anderson Energy Infrastructure Fund, Inc. 350,986
2014-01-30 13G/A 1,200,058
2014-01-30 13G/A MNP / Western Asset Municipal Partners Fund Inc 169
2014-01-30 13G/A NMT / Nuveen Massachusetts Quality Municipal Income Fund 115,624
2014-01-30 13G/A US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund 247,257
2014-01-30 13G/A US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund 323,627
2014-01-30 13G/A NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 120,985
2014-01-30 13G/A NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. 193,475
2014-01-30 13G/A 436,536
2014-01-10 13D/A NXK / 884,927
2014-01-10 13D/A 858,247
2014-01-10 13G/A 1,487,488
2014-01-10 13D/A SPE / Special Opportunities Fund, Inc. 228,593
2013-12-20 13D ACG / ALLIANCEBERNSTEIN INCOME FUND INC 11,548,588
2013-12-10 13D/A NXK / 934,597
2013-11-25 13D/A IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF 1,627,781
2013-11-08 13D/A IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF 1,628,871
2013-11-08 13D/A XZTRX / Zweig Total Return Fund Inc. 2,079,564
2013-10-10 13G/A NBH / Neuberger Berman Municipal Fund Inc. 446
2013-10-10 13D/A SPE / Special Opportunities Fund, Inc. 236,433
2013-10-10 13G/A NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 262,959
2013-10-07 13D XFDIX / Fort Dearborn Income Securities 330,307
2013-09-10 13G/A 670979889 / Nuveen Michigan Quality Income 234,414
2013-08-12 13G NAZ / Nuveen Arizona Quality Municipal Income Fund 307,506
2013-08-09 13G/A NXM / 265,852
2013-06-11 13G US5538291023 / MVC Capital, Inc. 897,725
2013-06-10 13G/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 1,178,004
2013-06-10 13G NZF / Nuveen Municipal Credit Income Fund 1,028,458
2013-06-10 13G/A NVY / 273,535
2013-06-10 13G/A 933,996
2013-06-04 13D XZTRX / Zweig Total Return Fund Inc. 1,679,847
2013-05-10 13G/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 958,804
2013-05-10 13G/A NVY / 270,235
2013-05-10 13G NUO / Nuveen Ohio Quality Municipal Income Fund 601,688
2013-05-10 13G/A NAZ / Nuveen Arizona Quality Municipal Income Fund 82,150
2013-04-10 13G/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 838,404
2013-04-10 13D/A SPE / Special Opportunities Fund, Inc. 246,007
2013-03-08 13D/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 1,195,648
2013-03-08 13D/A 940,328
2013-02-14 13G US27826W1045 / Eaton Vance New York Municipal Income Trust
2013-02-14 13G/A NAN / Nuveen New York Quality Municipal Income Fund 258,214
2013-02-14 13G/A NAD / Nuveen Quality Municipal Income Fund 1,639,328
2013-02-14 13G NXJ / Nuveen New Jersey Quality Municipal Income Fund 297,524
2013-02-14 13G NXM / 146,630
2013-02-14 13G/A 219,838
2013-02-14 13G/A NMB / Simplify Exchange Traded Funds - Simplify National Muni Bond ETF 186,459
2013-02-14 13G NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 521,754
2013-02-14 13G/A NZF / Nuveen Municipal Credit Income Fund 1,040,347
2013-02-14 13G/A NZH / Nuveen California Dividend Advantage Municipal Fund III 892,371
2013-02-14 13G/A 304,688
2013-02-14 13G/A NVY / 207,505
2013-02-14 13G/A BJZ / BlackRock California Municipal 2018 Term Trust 246
2013-02-14 13G/A BPK / BlackRock Municipal 2018 Term Trust 776
2013-02-14 13G NKR / 135,587
2013-02-14 13G/A NUJ / 401,358
2013-02-14 13G/A 280,325
2013-02-14 13G/A NKG / Nuveen Georgia Quality Municipal Income Fund 282,560
2013-02-14 13G/A NKG / Nuveen Georgia Quality Municipal Income Fund 405,927
2013-02-14 13G NBH / Neuberger Berman Municipal Fund Inc. 596
2013-02-14 13G NGX / 144,665
2013-02-14 13G MAB / Eaton Vance Massachusetts Municipal Bond Fund
2013-02-14 13G/A KYN.PRD / Kayne Anderson MLP Investment Co. 209,975
2013-02-14 13G KYN / Kayne Anderson Energy Infrastructure Fund, Inc. 380,171
2013-02-14 13G/A 887,737
2013-02-14 13G/A EEA / The European Equity Fund, Inc. 800,584
2013-02-14 13G 670979889 / Nuveen Michigan Quality Income 118,226
2013-02-14 13G/A 1,265,568
2013-02-14 13G/A MNP / Western Asset Municipal Partners Fund Inc 171
2013-02-14 13G/A NMT / Nuveen Massachusetts Quality Municipal Income Fund 195,936
2013-02-14 13G NMT / Nuveen Massachusetts Quality Municipal Income Fund 117,600
2013-02-14 13G/A NPV / Nuveen Virginia Quality Municipal Income Fund 413,087
2013-02-14 13G/A US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund 405,171
2013-02-14 13G/A SPE / Special Opportunities Fund, Inc. 1,176,260
2013-02-14 13G/A NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 150,875
2013-02-14 13G/A NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. 136,125
2013-02-14 13G NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. 164,744
2013-02-14 13G NOM / Nuveen Missouri Quality Municipal Income Fund 96,220
2013-02-14 13G/A 434,591
2013-01-04 13D/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 1,148,798
2013-01-04 13D/A BLH / BlackRock New York Municipal 2018 Term Trust 620
2013-01-04 13G NBO / Neuberger Berman New York Municipal Fund Inc 327
2013-01-04 13G/A AVK / Advent Convertible and Income Fund 0
2012-10-10 13D/A NZH / Nuveen California Dividend Advantage Municipal Fund III 1,356,337
2012-10-10 13D/A SPE / Special Opportunities Fund, Inc. 255,450
2012-10-10 13G/A PMO / Putnam Municipal Opportunities Trust 1,667,503
2012-09-10 13G/A 231,203
2012-08-02 13D/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 1,105,764
2012-08-02 13G/A ASG / Liberty All-Star Growth Fund, Inc. 375,630
2012-08-02 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 392,393
2012-08-02 13G MNP / Western Asset Municipal Partners Fund Inc 171
2012-08-02 13D SPE / Special Opportunities Fund, Inc. 224,593
2012-08-02 13G/A PMO / Putnam Municipal Opportunities Trust 3,186,592
2012-06-08 13G 246,701
2012-06-08 13D/A IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF 1,507,812
2012-05-10 13D/A NVX / NOVONIX Limited - Depositary Receipt (Common Stock) 950,939
2012-05-10 13D/A NZH / Nuveen California Dividend Advantage Municipal Fund III 1,278,625
2012-04-10 13G/A BPK / BlackRock Municipal 2018 Term Trust 713
2012-04-10 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 711,374
2012-02-14 13G 776,068
2012-02-14 13G/A EEA / The European Equity Fund, Inc. 885,409
2012-02-14 13G/A DTF / DTF Tax-Free Income 2028 Term Fund Inc. 1,310,074
2012-02-14 13G/A SPE / Special Opportunities Fund, Inc. 1,047,261
2012-02-14 13G/A IQN / 425,544
2012-02-03 13G BPK / BlackRock Municipal 2018 Term Trust 429
2012-02-03 13G/A US09249L1052 / Blackrock Maryland Municipal Bond Trust 109
2012-02-03 13G/A AVK / Advent Convertible and Income Fund 1,246
2012-02-03 13G/A NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
2012-02-03 13G 692
2012-02-03 13G VIM / 229
2012-02-03 13G/A
2012-02-03 13G/A MNP / Western Asset Municipal Partners Fund Inc 431,855
2012-02-03 13G/A PMO / Putnam Municipal Opportunities Trust 5,413,438
2012-01-27 13G/A NAN / Nuveen New York Quality Municipal Income Fund 262,014
2012-01-27 13G/A NAD / Nuveen Quality Municipal Income Fund 1,489,424
2012-01-27 13G/A 204,875
2012-01-27 13G 129,230
2012-01-27 13G/A NFM / 240,488
2012-01-27 13G/A NMB / Simplify Exchange Traded Funds - Simplify National Muni Bond ETF 188,259
2012-01-27 13G NRB / 92,970
2012-01-27 13G/A NGB / 487,075
2012-01-27 13G/A NZF / Nuveen Municipal Credit Income Fund 985,922
2012-01-27 13G/A NZR / 421,383
2012-01-27 13G/A NZH / Nuveen California Dividend Advantage Municipal Fund III 930,476
2012-01-27 13G NUJ / 275,053
2012-01-27 13G/A 201,200
2012-01-27 13G NGK / 87,637
2012-01-27 13G NII / 183,954
2012-01-27 13G/A NGO / 360,738
2012-01-27 13G/A NWI / 229,920
2012-01-27 13G 174,725
2012-01-27 13G/A NKG / Nuveen Georgia Quality Municipal Income Fund 402,227
2012-01-27 13G/A TYG / Tortoise Energy Infrastructure Corporation 564,660
2012-01-27 13G KYN.PRD / Kayne Anderson MLP Investment Co. 211,600
2012-01-27 13G/A TYY / 698,970
2012-01-27 13G/A 1,067,201
2012-01-27 13G/A NMT / Nuveen Massachusetts Quality Municipal Income Fund 174,586
2012-01-27 13G/A NPV / Nuveen Virginia Quality Municipal Income Fund 312,250
2012-01-27 13G/A US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund 277,547
2012-01-27 13G NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 89,325
2012-01-27 13G/A NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 134,425
2012-01-27 13G/A NPG / 277,149
2012-01-27 13G NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. 126,325
2012-01-27 13G NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. 126,325
2012-01-27 13G 273,708
2012-01-10 13G/A VFL / abrdn National Municipal Income Fund 254,542