Investor Marlett Christopher A
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Marlett Christopher A . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2024-11-18 13D EXOZ / eXoZymes, Inc. 4,155,904
2023-08-01 13D CUE / Cue Biopharma, Inc. 1,357,821 18,854,933
2020-04-21 13D/A CUE / Cue Biopharma, Inc. 1,456,423 1,357,821
2019-12-18 13D/A PRVB / Provention Bio Inc 2,567,505 2,567,505
2019-12-18 13D CUE / Cue Biopharma, Inc. 1,456,423 1,456,423
2019-12-17 13D/A PRVB / Provention Bio Inc 2,567,505
2019-12-17 13D CUE / Cue Biopharma, Inc. 1,456,423
2018-03-07 13D/A CLIR / ClearSign Technologies Corporation 1,131,651
2018-02-26 13D/A PLSE / Pulse Biosciences, Inc. 1,238,118 810,075
2017-03-14 13D/A CLIR / ClearSign Technologies Corporation 1,240,825 1,131,651
2017-03-13 13D/A PLSE / Pulse Biosciences, Inc. 7,142,693 1,238,118
2017-03-08 13D/A CLIR / ClearSign Technologies Corporation 3,757,146 1,240,825
2016-11-29 13D/A CLIR / ClearSign Technologies Corporation 988,697 3,757,146
2016-11-29 13D/A MVEN / Maven Inc (The) 3,757,146
2016-06-01 13D CLIR / ClearSign Technologies Corporation 9,886,973 714,269
2016-06-01 13D/A CLIR / ClearSign Technologies Corporation 9,886,973 988,697
2016-05-31 13D PLSE / Pulse Biosciences, Inc. 7,142,693
2016-05-31 13D/A CLIR / ClearSign Technologies Corporation 9,886,973
2015-03-25 13D/A CLIR / ClearSign Technologies Corporation 1,057,671
2013-02-25 13D/A CLIR / ClearSign Technologies Corporation 810,967
2012-06-26 13D/A CLIR / ClearSign Technologies Corporation 910,052
2012-05-01 13D CLIR / ClearSign Technologies Corporation 1,210,052