Investor National Planning Corp
13D/G Filings

This page shows a list of all the recent 13D/G filings made by National Planning Corp . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2018-03-29 13G/A XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF 0
2018-01-04 13G/A 78467V871 / SPDR MFS Systematic Value Equity ETF 0
2017-11-14 13G/A 78467V871 / SPDR MFS Systematic Value Equity ETF 5,213
2017-08-14 13G/A 78467V871 / SPDR MFS Systematic Value Equity ETF 9,496
2017-08-08 13G/A CSA / Victory Portfolios II - VictoryShares US Small Cap Volatility Wtd ETF 4,253 4,253
2017-08-08 13G/A CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF 340,261 8,705
2017-08-08 13G/A CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF 4,668
2017-08-08 13G/A VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF 4,356 4,356
2017-08-08 13G/A CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF 4,253 7,486
2017-08-07 13G/A CSA / Victory Portfolios II - VictoryShares US Small Cap Volatility Wtd ETF 234,949 4,253
2017-08-07 13G/A VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF 228,474 4,356
2017-05-15 13G CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF 340,261 340,261
2017-05-15 13G 78467V871 / SPDR MFS Systematic Value Equity ETF 13,168
2017-05-15 13G CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF 251,470
2017-05-15 13G CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF 334,447
2017-05-15 13G VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF 228,474
2017-05-15 13G CSA / Victory Portfolios II - VictoryShares US Small Cap Volatility Wtd ETF 340,261 234,949
2017-05-12 13G CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF 340,261
2013-09-18 13G BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF 86,370
2012-04-23 13G/A KBXRF / Kimber Resources Inc. 908,774
2012-04-23 13G/A SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF 10,377
2012-04-23 13G/A HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF 49,421
2012-04-23 13G/A VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF 113,987
2012-04-23 13G/A AXJL / WisdomTree Asia Pacific ex-Japan Fund 30,259
2012-04-11 13G/A KBXRF / Kimber Resources Inc. 12,433,491
2012-04-11 13G/A SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF 229,921
2012-04-11 13G/A HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF 86,098
2012-04-11 13G/A VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF 301,814
2012-04-11 13G/A AXJL / WisdomTree Asia Pacific ex-Japan Fund 75,708
2012-04-04 13G SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF 229,921
2012-04-04 13G HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF 86,098
2012-04-04 13G VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF 301,814
2012-04-04 13G AXJL / WisdomTree Asia Pacific ex-Japan Fund 75,708
2012-04-03 13G KBXRF / Kimber Resources Inc. 12,433,491