| Investor | Tompkins Mark N. |
13D/G Filings
This page shows a list of all the recent 13D/G filings made by Tompkins Mark N. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).
When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.
| Date | Form | Target | Prev Shares |
Current Shares |
Change (Percent) |
Ownership (Percent) |
Change (Percent) |
|
|---|---|---|---|---|---|---|---|---|
| 2025-04-03 |
|
ALMU / Aeluma, Inc. | 2,715,833 | 2,915,833 | ||||
| 2025-02-14 |
|
1,187,500 | ||||||
| 2025-02-14 |
|
PMNT / Perfect Moment Ltd. | 987,825 | 652,707 | ||||
| 2024-11-14 |
|
PMNT / Perfect Moment Ltd. | 987,825 | |||||
| 2024-08-14 |
|
GUER / Guerrilla RF, Inc. | 427,392 | 427,392 | ||||
| 2024-08-14 |
|
SERV / Serve Robotics Inc. | 1,843,750 | 1,802,161 | ||||
| 2024-02-14 |
|
SMTK / SmartKem, Inc. | 2,292,162 | 64,204 | ||||
| 2024-02-14 |
|
SERV / Serve Robotics Inc. | 1,843,750 | |||||
| 2024-02-14 |
|
GUER / Guerrilla RF, Inc. | 2,981,225 | 427,392 | ||||
| 2023-02-14 |
|
GUER / Guerrilla RF, Inc. | 2,981,225 | |||||
| 2023-02-14 |
|
AUGX / Augmedix, Inc. | 1,935,120 | 914,229 | ||||
| 2023-02-14 |
|
ALMU / Aeluma, Inc. | 2,715,833 | |||||
| 2023-02-14 |
|
SMTK / SmartKem, Inc. | 2,300,000 | 2,292,162 | ||||
| 2023-02-10 |
|
4,750,000 | ||||||
| 2023-02-10 |
|
4,750,000 | ||||||
| 2023-02-10 |
|
4,750,000 | ||||||
| 2022-02-14 |
|
4,750,000 | ||||||
| 2022-02-14 |
|
SMTK / SmartKem, Inc. | 2,300,000 | |||||
| 2022-02-14 |
|
2,632,500 | ||||||
| 2022-02-14 |
|
AUGX / Augmedix, Inc. | 1,935,120 | |||||
| 2021-11-23 |
|
2,700,000 | ||||||
| 2018-02-15 |
|
AKTS / Akoustis Technologies, Inc. | 1,774,294 | 1,774,294 | ||||
| 2018-02-14 |
|
AKTS / Akoustis Technologies, Inc. | 1,774,294 | |||||
| 2017-10-20 |
|
XCUR / Exicure, Inc. | 1,933,827 | |||||
| 2017-06-26 |
|
XCUR / Exicure, Inc. | 1,065,000 | |||||
| 2016-02-16 |
|
ENUM / Enumeral Biomedical Holdings, Inc. | 3,500,000 | |||||
| 2015-11-24 |
|
PIRS / Pieris Pharmaceuticals, Inc. | 2,176,864 | 1,958,912 | ||||
| 2015-07-10 |
|
PIRS / Pieris Pharmaceuticals, Inc. | 2,176,864 | |||||
| 2015-02-17 |
|
23126J208 / CUR Media, Inc. | 2,206,820 |
