Investor Wax Asset Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Wax Asset Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-04-02 13G TAYD / Taylor Devices, Inc. 260,513
2025-02-11 13G/A FEIM / Frequency Electronics, Inc. 760,471 676,869
2025-02-11 13G/A RMCF / Rocky Mountain Chocolate Factory, Inc. 572,196 396,189
2025-02-11 13G/A ESOA / Energy Services of America Corporation 1,113,695 0
2025-02-11 13G/A GIFI / Gulf Island Fabrication, Inc. 2,257,129 2,183,121
2025-02-11 13G/A ASYS / Amtech Systems, Inc. 1,608,896 2,261,446
2025-02-06 13G CPSH / CPS Technologies Corporation 1,775,747
2024-09-06 13G/A ASYS / Amtech Systems, Inc. 961,249 1,608,896
2024-02-09 13G ASYS / Amtech Systems, Inc. 961,249
2024-02-09 13G/A FEIM / Frequency Electronics, Inc. 646,362 760,471
2024-02-08 13G RMCF / Rocky Mountain Chocolate Factory, Inc. 572,196
2024-02-08 13G/A CMT / Core Molding Technologies, Inc. 670,499 0
2024-02-08 13G/A ESOA / Energy Services of America Corporation 854,703 1,113,695
2024-02-08 13G/A GIFI / Gulf Island Fabrication, Inc. 1,849,031 2,257,129
2023-02-07 13G FEIM / Frequency Electronics, Inc. 646,362
2023-02-07 13G/A WLMSQ / Williams Industrial Services Group Inc. 2,085,970 624,501
2023-02-07 13G/A CMT / Core Molding Technologies, Inc. 467,069 670,499
2023-02-07 13G ESOA / Energy Services of America Corporation 854,703
2022-11-22 13D/A SVT / Servotronics, Inc. 161,165 181,776
2022-07-01 13G/A GIFI / Gulf Island Fabrication, Inc. 1,397,582 1,849,031
2022-05-23 13D SVT / Servotronics, Inc. 158,615 161,165
2022-01-31 13G CMT / Core Molding Technologies, Inc. 467,069
2022-01-31 13G SVT / Servotronics, Inc. 158,615
2022-01-31 13G/A VOLT / Tema ETF Trust - Tema Electrification ETF 1,157,844 1,609,795
2022-01-31 13G/A WLMS / Williams Industrial Services Group Inc 2,836,954 2,085,970
2022-01-31 13G/A SMID / Smith-Midland Corporation 410,880 0
2021-02-12 13G/A VOLT / Tema ETF Trust - Tema Electrification ETF 1,395,290 1,157,844
2021-02-12 13G/A SMID / Smith-Midland Corporation 479,895 410,880
2021-02-12 13G/A GIFI / Gulf Island Fabrication, Inc. 1,452,033 1,397,582
2021-02-12 13G/A WLMS / Williams Industrial Services Group Inc 2,462,230 2,836,954
2020-02-14 13G/A SMID / Smith-Midland Corporation 538,490 479,895
2020-02-11 13G/A VOLT / Tema ETF Trust - Tema Electrification ETF 1,542,386 1,395,290
2020-02-11 13G/A WLMS / Williams Industrial Services Group Inc 2,322,118 2,462,230
2019-10-04 13D GIFI / Gulf Island Fabrication, Inc. 1,275,526 1,452,033
2019-09-04 13G/A GIFI / Gulf Island Fabrication, Inc. 824,770 1,275,526
2019-02-14 13G/A VOLT / Tema ETF Trust - Tema Electrification ETF 1,469,773 1,542,386
2019-02-14 13G/A SMID / Smith-Midland Corporation 618,412 538,490
2019-01-11 13G GIFI / Gulf Island Fabrication, Inc. 824,770 824,770
2019-01-10 13G GIFI / Gulf Island Fabrication, Inc. 824,770
2018-11-09 13G/A WLMS / Williams Industrial Services Group Inc 1,152,265 2,322,118
2018-04-09 13G VOLT / Tema ETF Trust - Tema Electrification ETF 1,469,773
2018-02-12 13G WLMS / Williams Industrial Services Group Inc 1,152,265
2018-02-12 13G/A MOC / Command Security Corp. 1,475,970 1,931,426
2018-02-12 13G/A SMID / Smith-Midland Corporation 814,601 618,412
2017-02-14 13G/A SMID / Smith-Midland Corporation 953,412 814,601
2016-09-26 13G/A MOC / Command Security Corp. 1,098,585 1,475,970
2016-02-12 13G/A SMID / Smith-Midland Corporation 608,785 953,412
2016-02-05 13G/A MOC / Command Security Corp. 690,782 1,098,585
2016-02-05 13G/A DEWY / The Dewey Electronics Corporation 246,601
2015-04-16 13G/A SMID / Smith-Midland Corporation 608,785
2015-04-07 13G MOC / Command Security Corp. 690,782
2014-01-24 13G DEWY / The Dewey Electronics Corporation 114,185
2014-01-24 13G SMID / Smith-Midland Corporation 376,683