All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| IPWR / Ideal Power Inc.
|
|
|
|
|
|
|
|
| NLST / Netlist, Inc.
|
|
|
|
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| RESN / Resonant Inc
|
|
|
|
|
|
|
|
| PEYE / Precision Optics Corp., Inc.
|
|
|
|
|
|
|
|
| XWES / World Energy Solutions Inc
|
|
|
|
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|
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| AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| / Benefytt Technologies Inc
|
|
|
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|
|
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| KNWN / Know Labs, Inc.
|
|
|
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| VSTM / Verastem, Inc.
|
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|
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| ASYS / Amtech Systems, Inc.
|
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|
|
|
|
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| PCRX / Pacira BioSciences, Inc.
|
|
|
|
|
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| ASC / Ardmore Shipping Corporation
|
|
|
|
|
|
|
|
| / Chase Packaging Corp.
|
|
|
|
|
|
|
|
| MRNS / Marinus Pharmaceuticals, Inc.
|
|
|
|
|
|
|
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| IPLY / Interplay Entertainment Corp.
|
|
|
|
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|
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| GREE / Greenidge Generation Holdings Inc.
|
|
|
|
|
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| PCTI / PCTEL, Inc.
|
|
|
|
|
|
|
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| SAAS / inContact, Inc.
|
|
|
|
|
|
|
|
| MagneTek, Inc.
/ (559424403) |
|
|
|
|
|
|
|
| INVI / Integral Vision, Inc.
|
|
|
|
|
|
|
|
| 91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
|
|
|
|
|
|
|
|
| SMT / SMART Technologies Inc.
|
|
|
|
|
|
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|
| 001930205 / ARI Network Services, Inc.
|
|
|
|
|
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| ACAD / ACADIA Pharmaceuticals Inc.
|
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|
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| LOV / Spark Networks SE - ADR
|
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| BWEN / Broadwind, Inc.
|
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| DXYN / The Dixie Group, Inc.
|
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|
|
|
|
|
|
| Sphere 3D Corporation 20%
/ Rights (999999999) |
|
|
|
|
|
|
|
| ENTR / EntrepreneurShares Series Trust - ERShares Entrepreneurs ETF
|
|
|
|
|
|
|
|
| US33830X1046 / Five Prime Therapeutics Inc
|
|
|
|
|
|
|
|
| CRLRF / Crailar Technologies Inc.
|
|
|
|
|
|
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|
| ORMP / Oramed Pharmaceuticals Inc.
|
|
|
|
|
|
|
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| FDNH / Foundation Healthcare Inc.
|
|
|
|
|
|
|
|
| SSNI / Silver Spring Networks, Inc.
|
|
|
|
|
|
|
|
| SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| WGBS / WaferGen Bio-Systems, Inc.
|
|
|
|
|
|
|
|
| ATBPF / Antibe Therapeutics Inc.
|
|
|
|
|
|
|
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| MNTX / Manitex International, Inc.
|
|
|
|
|
|
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| DRNA / Dicerna Pharmaceuticals Inc
|
|
|
|
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|
|
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| TIVO / TiVo Inc.
|
|
|
|
|
|
|
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| DSPG / DSP Group, Inc.
|
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|
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| BCOV / Brightcove Inc.
|
|
|
|
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|
|
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| TRIL / Trillium Therapeutics Inc
|
|
|
|
|
|
|
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| ITMSF / Intermap Technologies Corporation
|
|
|
|
|
|
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| PETX / Aratana Therapeutics, Inc.
|
|
|
|
|
|
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| LTBR / Lightbridge Corporation
|
|
|
|
|
|
|
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| Summit Corporations plc
/ (B02T3K5GB) |
|
|
|
|
|
|
|
| BTUI / Btu International Inc
|
|
|
|
|
|
|
|
| MFI / mF International Limited
|
|
|
|
|
|
|
|
| FCEL / FuelCell Energy, Inc.
|
|
|
|
|
|
|
|
| PARN / Parnell Pharmaceuticals Holdings Ltd.
|
|
|
|
|
|
|
|
| QTWW / Quantum Fuel Systems Technologies Worldwide, Inc.
|
|
|
|
|
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|
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| CTCT / Constant Contact, Inc.
|
|
|
|
|
|
|
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| CVV / CVD Equipment Corporation
|
|
|
|
|
|
|
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| SEAC / SeaChange International, Inc.
|
|
|
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|
|
|
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| EYES / Vivani Medical Inc
|
|
|
|
|
|
|
|
| Arrowhead Research Corporation
/ (042797209) |
|
|
|
|
|
|
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| UPLD / Upland Software, Inc.
|
|
|
|
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| GIMO / Gigamon Inc.
|
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| EDTXF / Spectral Medical Inc.
|
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|
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| 651824104 / Newport Corporation
|
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|
|
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|
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| US7170711045 / Pfenex Inc.
|
|
|
|
|
|
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| WATT / Energous Corporation
|
|
|
|
|
|
|
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| CTPR / CTPartners Executive Search Inc.
|
|
|
|
|
|
|
|
| US0906721065 / BioTelemetry, Inc.
|
|
|
|
|
|
|
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| MRIN / Marin Software Incorporated
|
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|
|
|
|
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| SFXE / SFX Entertainment, Inc.
|
|
|
|
|
|
|
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| Selectica, Inc.
/ (816288104) |
|
|
|
|
|
|
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| SGMO / Sangamo Therapeutics, Inc.
|
|
|
|
|
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|
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| ADEP / Adept Technology
|
|
|
|
|
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|
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| AMRC / Ameresco, Inc.
|
|
|
|
|
|
|
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| EAC / Edify Acquisition Corp.
|
|
|
|
|
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| 76155G107 / Revolution Lighting Technologies, Inc.
|
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|
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| PPEHF / Pure Techs Ltd.
|
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|
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| DDXS / Diadexus, Inc.
|
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| CRBO / Carbon Energy Corporation
|
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| HTLZF / Hamilton Thorne Ltd.
|
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| SRT / Startek, Inc.
|
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|
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| MBII / Marrone Bio Innovations Inc
|
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|
|
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| RGDXQ / Response Genetics, Inc
|
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| PRKR / ParkerVision, Inc.
|
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| RGLS / Regulus Therapeutics Inc.
|
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| CYTR / LadRx Corp
|
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| IPAS / iPass, Inc.
|
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| TREE / LendingTree, Inc.
|
|
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|
|
|
|
|
| GeneNews, Ltd. (Canada) (CF)
/ (36870T107) |
|
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|
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| POWR / PowerSecure International, Inc
|
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| STRM / Streamline Health Solutions, Inc.
|
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|
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| PIOE / P10 Holdings Inc - New
|
|
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| OSN / Ossen Innovation Co Ltd - ADR
|
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|
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| MERU / Meru Networks Inc
|
|
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|
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| VTAE / Vitae Pharmaceuticals, Inc.
|
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|
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| SYNG / Synergetics, Inc.
|
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| CIMT / Cimatron Ltd
|
|
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|
|
|
|
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| LOXO / Loxo Oncology, Inc.
|
|
|
|
|
|
|
|
| Altair Nanotech @.58 5/28/16 *
/ warrants (03820G106) |
|
|
|
|
|
|
|
| VCRA / Vocera Communication Inc
|
|
|
|
|
|
|
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| TPST / Tempest Therapeutics, Inc.
|
|
|
|
|
|
|
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| IRMD / IRADIMED CORPORATION
|
|
|
|
|
|
|
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| EXTR / Extreme Networks, Inc.
|
|
|
|
|
|
|
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| CLRB / Cellectar Biosciences, Inc.
|
|
|
|
|
|
|
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| 17K / Self Storage Group ASA
|
|
|
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| SHSP / SharpSpring Inc
|
|
|
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| MXL / MaxLinear, Inc.
|
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| SAIA / Saia, Inc.
|
|
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| QUMU / Qumu Corp
|
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| NVEE / NV5 Global, Inc.
|
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| NVEE / NV5 Global, Inc.
|
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|
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| BVNKF / Bavarian Nordic A/S
|
|
|
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| DVAX / Dynavax Technologies Corporation
|
|
|
|
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|
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| XEBEF / Xebec Adsorption Inc
|
|
|
|
|
|
|
|
| BTX / BlackRock Innovation and Growth Term Trust
|
|
|
|
|
|
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|
| ARGS / Argos Therapeutics, Inc.
|
|
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| LFDEF / UrtheCast Corp
|
|
|
|
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|
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| NVAX / Novavax, Inc.
|
|
|
|
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|
|
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| ITI / Iteris, Inc.
|
|
|
|
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|
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| ORN / Orion Group Holdings, Inc.
|
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|
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| NEON / Neonode Inc.
|
|
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|
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|
| INFU / InfuSystem Holdings, Inc.
|
|
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|
|
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| IZEA / IZEA Worldwide, Inc.
|
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|
|
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| NPTN / NeoPhotonics Corporation
|
|
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| HPTO / hopTo Inc.
|
|
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|
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| MOSY / Mosys Inc
|
|
|
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|
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|
|
| RGEN / Repligen Corporation
|
|
|
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|
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| OPK / OPKO Health, Inc.
|
|
|
|
|
|
|
|
| SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| PFSW / PFSWEB Inc
|
|
|
|
|
|
|
|
| CVU / CPI Aerostructures, Inc.
|
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|
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|
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| LRMR / Larimar Therapeutics, Inc.
|
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| LMAT / LeMaitre Vascular, Inc.
|
|
|
|
|
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|
| AVAV / AeroVironment, Inc.
|
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| LAKE / Lakeland Industries, Inc.
|
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| CEVA / CEVA, Inc.
|
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| WLMS / Williams Industrial Services Group Inc
|
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| LPSN / LivePerson, Inc.
|
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| KOPN / Kopin Corporation
|
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| GNSS / Genasys Inc.
|
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| ELDN / Eledon Pharmaceuticals, Inc.
|
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|
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| UCTT / Ultra Clean Holdings, Inc.
|
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|
