All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| SPDC / Speed Commerce, Inc.
|
|
|
|
|
|
|
|
| IDN / Intellicheck, Inc.
|
|
|
|
|
|
|
|
| Overland Storage, Inc. 20% of
/ Rights (999999999) |
|
|
|
|
|
|
|
| DTRM / Determine, Inc.
|
|
|
|
|
|
|
|
| CVV / CVD Equipment Corporation
|
|
|
|
|
|
|
|
| APPS / Digital Turbine, Inc.
|
|
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|
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|
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| ASC / Ardmore Shipping Corporation
|
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| LENSF / Presbia PLC
|
|
|
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|
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| STRM / Streamline Health Solutions, Inc.
|
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|
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| HPTO / hopTo Inc.
|
|
|
|
|
|
|
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| CLRB / Cellectar Biosciences, Inc.
|
|
|
|
|
|
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| ASYS / Amtech Systems, Inc.
|
|
|
|
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|
|
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| PCRX / Pacira BioSciences, Inc.
|
|
|
|
|
|
|
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| LPSN / LivePerson, Inc.
|
|
|
|
|
|
|
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| IPLY / Interplay Entertainment Corp.
|
|
|
|
|
|
|
|
| MRNS / Marinus Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| CORI / Corium International, Inc.
|
|
|
|
|
|
|
|
| KPRX / Kiora Pharmaceuticals, Inc.
|
|
|
|
|
|
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|
| SCYX / SCYNEXIS, Inc.
|
|
|
|
|
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|
| GREE / Greenidge Generation Holdings Inc.
|
|
|
|
|
|
|
|
| SAIA / Saia, Inc.
|
|
|
|
|
|
|
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| LTBR / Lightbridge Corporation
|
|
|
|
|
|
|
|
| LFDEF / UrtheCast Corp
|
|
|
|
|
|
|
|
| ACAD / ACADIA Pharmaceuticals Inc.
|
|
|
|
|
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|
|
| BWEN / Broadwind, Inc.
|
|
|
|
|
|
|
|
| POWR / PowerSecure International, Inc
|
|
|
|
|
|
|
|
| IPAS / iPass, Inc.
|
|
|
|
|
|
|
|
| Trillium Therapeutics @19.50 U
/ preferred (98620X506) |
|
|
|
|
|
|
|
| MXL / MaxLinear, Inc.
|
|
|
|
|
|
|
|
| PEYE / Precision Optics Corp., Inc.
|
|
|
|
|
|
|
|
| ZGNX / Zogenix Inc
|
|
|
|
|
|
|
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| HTLZF / Hamilton Thorne Ltd.
|
|
|
|
|
|
|
|
| NDRM / NeuroDerm Ltd.
|
|
|
|
|
|
|
|
| SCMP / Sucampo Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| CYRN / CYREN Ltd
|
|
|
|
|
|
|
|
| SMMT / Summit Therapeutics Inc.
|
|
|
|
|
|
|
|
| SAAS / inContact, Inc.
|
|
|
|
|
|
|
|
| SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| LOXO / Loxo Oncology, Inc.
|
|
|
|
|
|
|
|
| BV / BrightView Holdings, Inc.
|
|
|
|
|
|
|
|
| 001930205 / ARI Network Services, Inc.
|
|
|
|
|
|
|
|
| FLKS / Flex Pharma, Inc.
|
|
|
|
|
|
|
|
| IRMD / IRADIMED CORPORATION
|
|
|
|
|
|
|
|
| GLDD / Great Lakes Dredge & Dock Corporation
|
|
|
|
|
|
|
|
| 91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
|
|
|
|
|
|
|
|
| IVTY / Invuity, Inc.
|
|
|
|
|
|
|
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| FDNH / Foundation Healthcare Inc.
|
|
|
|
|
|
|
|
| CYTR / LadRx Corp
|
|
|
|
|
|
|
|
| XEBEF / Xebec Adsorption Inc
|
|
|
|
|
|
|
|
| PRKR / ParkerVision, Inc.
|
|
|
|
|
|
|
|
| BCOV / Brightcove Inc.
|
|
|
|
|
|
|
|
| RLOG / Rand Logistics, Inc.
|
|
|
|
|
|
|
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| CRBO / Carbon Energy Corporation
|
|
|
|
|
|
|
|
| SEAC / SeaChange International, Inc.
|
|
|
|
|
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|
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| KNWN / Know Labs, Inc.
|
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|
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| ECOM / ChannelAdvisor Corp
|
|
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|
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|
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| DXYN / The Dixie Group, Inc.
|
|
|
|
|
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|
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| AMRC / Ameresco, Inc.
|
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| CTRL / Control4 Corp
|
|
|
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| DRNA / Dicerna Pharmaceuticals Inc
|
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| SYNG / Synergetics, Inc.
|
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|
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| WATT / Energous Corporation
|
|
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|
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|
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| MNTX / Manitex International, Inc.
|
|
|
|
|
|
|
|
| OSN / Ossen Innovation Co Ltd - ADR
|
|
|
|
|
|
|
|
| ALBO / Albireo Pharma Inc
|
|
|
|
|
|
|
|
| ITMSF / Intermap Technologies Corporation
|
|
|
|
|
|
|
|
| RGLS / Regulus Therapeutics Inc.
|
|
|
|
|
|
|
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| EXTR / Extreme Networks, Inc.
|
|
|
|
|
|
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| SRT / Startek, Inc.
|
|
|
|
|
|
|
|
| / VIVUS, Inc.
|
|
|
|
|
|
|
|
| SNAK / Inventure Foods, Inc.
|
|
|
|
|
|
|
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| GTIM / Good Times Restaurants Inc.
|
|
|
|
|
|
|
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| TIS / Orchids Paper Products Company
|
|
|
|
|
|
|
|
| CRLRF / Crailar Technologies Inc.
|
|
|
|
|
|
|
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| TRIL / Trillium Therapeutics Inc
|
|
|
|
|
|
|
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| DSCI / Derma Sciences, Inc.
|
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|
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| PCTI / PCTEL, Inc.
|
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| RGDXQ / Response Genetics, Inc
|
|
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| TIVO / TiVo Inc.
|
|
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|
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| US7170711045 / Pfenex Inc.
|
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|
|
|
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| FSTR / L.B. Foster Company
|
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|
|
|
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|
|
| US33830X1046 / Five Prime Therapeutics Inc
|
|
|
|
|
|
|
|
| Selectica, Inc.
/ (816288104) |
|
|
|
|
|
|
|
| Arrowhead Research Corporation
/ (042797209) |
|
|
|
|
|
|
|
| Altair Nanotech @.58 5/28/16 *
/ warrants (03820G106) |
|
|
|
|
|
|
|
| GeneNews, Ltd. (Canada) (CF)
/ (36870T107) |
|
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|
|
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|
|
| THST / Truett-Hurst, Inc.
|
|
|
|
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|
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| FCEL / FuelCell Energy, Inc.
|
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| VTAE / Vitae Pharmaceuticals, Inc.
|
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| AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
|
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|
|
|
|
|
|
| MagneTek, Inc.
/ (559424403) |
|
|
|
|
|
|
|
| WGBS / WaferGen Bio-Systems, Inc.
|
|
|
|
|
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|
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| GIMO / Gigamon Inc.
|
|
|
|
|
|
|
|
| PETX / Aratana Therapeutics, Inc.
|
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|
|
|
|
|
|
| CPHR / Cipher Pharmaceuticals, Inc.
|
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|
|
|
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| TREE / LendingTree, Inc.
|
|
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|
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|
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| ASND / Ascendis Pharma A/S - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| IDSY / I.D. Systems, Inc.
|
|
|
|
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| XPLR / Xplore Technologies Corp.
|
|
|
|
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|
|
|
| LDRH / iShares Trust - iShares iBonds 1-5 Year High Yield and Income Ladder ETF
|
|
|
|
|
|
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|
| DSPG / DSP Group, Inc.
|
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| SMT / SMART Technologies Inc.
|
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| VCRA / Vocera Communication Inc
|
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| EPIX / ESSA Pharma Inc.
|
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| GNCA / Genocea Biosciences Inc
|
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| DDXS / Diadexus, Inc.
|
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| ORN / Orion Group Holdings, Inc.
|
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|
|
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| NVEE / NV5 Global, Inc.
|
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| IMMR / Immersion Corporation
|
|
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| VSTM / Verastem, Inc.
|
|
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|
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| BTX / BlackRock Innovation and Growth Term Trust
|
|
|
|
|
|
|
|
| ADEP / Adept Technology
|
|
|
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|
|
|
|
| INVI / Integral Vision, Inc.
|
|
|
|
|
|
|
|
| US0906721065 / BioTelemetry, Inc.
|
|
|
|
|
|
|
|
| PPEHF / Pure Techs Ltd.
|
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| CDTX / Cidara Therapeutics, Inc.
|
|
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| SHSP / SharpSpring Inc
|
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| TPST / Tempest Therapeutics, Inc.
|
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| QUMU / Qumu Corp
|
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| NVAX / Novavax, Inc.
|
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|
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| RDHL / RedHill Biopharma Ltd. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| QTWW / Quantum Fuel Systems Technologies Worldwide, Inc.
|
|
|
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|
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| CTCT / Constant Contact, Inc.
|
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| ITI / Iteris, Inc.
|
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| ARGS / Argos Therapeutics, Inc.
|
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| MOSY / Mosys Inc
|
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| IPWR / Ideal Power Inc.
|
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|
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|
| KPRX / Kiora Pharmaceuticals, Inc.
|
|
|
|
|
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|
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| NLST / Netlist, Inc.
|
|
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| NPTN / NeoPhotonics Corporation
|
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| NEON / Neonode Inc.
|
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| IZEA / IZEA Worldwide, Inc.
|
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| OPK / OPKO Health, Inc.
|
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|
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| LMAT / LeMaitre Vascular, Inc.
|
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| BLUE / bluebird bio, Inc.
|
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| AVGR / Avinger, Inc.
|
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| SGMO / Sangamo Therapeutics, Inc.
|
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| TRVN / Trevena, Inc.
|
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|
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| CVU / CPI Aerostructures, Inc.
|
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| LRMR / Larimar Therapeutics, Inc.
|
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| JOB / GEE Group Inc.
|
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|
|
| SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| PFSW / PFSWEB Inc
|
|
|
|
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|
|
| AQMS / Aqua Metals, Inc.
|
|
|
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| WLMS / Williams Industrial Services Group Inc
|
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| AMSC / American Superconductor Corporation
|
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| CEVA / CEVA, Inc.
|
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| RGEN / Repligen Corporation
|
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| GNSS / Genasys Inc.
|
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| INFU / InfuSystem Holdings, Inc.
|
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| KOPN / Kopin Corporation
|
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| XELB / Xcel Brands, Inc.
|
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| AVAV / AeroVironment, Inc.
|
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| GAIA / Gaia, Inc.
|
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| UCTT / Ultra Clean Holdings, Inc.
|
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|
