All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| CVV / CVD Equipment Corporation
|
|
|
|
|
|
|
|
| EPIX / ESSA Pharma Inc.
|
|
|
|
|
|
|
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| KNWN / Know Labs, Inc.
|
|
|
|
|
|
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| AQMS / Aqua Metals, Inc.
|
|
|
|
|
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| VSTM / Verastem, Inc.
|
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| LENSF / Presbia PLC
|
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| CLRB / Cellectar Biosciences, Inc.
|
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|
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| MagneTek, Inc.
/ (559424403) |
|
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|
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|
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| ASYS / Amtech Systems, Inc.
|
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|
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| LRMR / Larimar Therapeutics, Inc.
|
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| MRNS / Marinus Pharmaceuticals, Inc.
|
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| IPLY / Interplay Entertainment Corp.
|
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|
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| TRIL / Trillium Therapeutics Inc
|
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|
|
|
|
|
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| PCRX / Pacira BioSciences, Inc.
|
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|
|
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| KPRX / Kiora Pharmaceuticals, Inc.
|
|
|
|
|
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| SCYX / SCYNEXIS, Inc.
|
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|
|
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| QNST / QuinStreet, Inc.
|
|
|
|
|
|
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| US7170711045 / Pfenex Inc.
|
|
|
|
|
|
|
|
| MCFT / MasterCraft Boat Holdings, Inc.
|
|
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|
|
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|
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| LFDEF / UrtheCast Corp
|
|
|
|
|
|
|
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| BWEN / Broadwind, Inc.
|
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|
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| AMRC / Ameresco, Inc.
|
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|
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| IPAS / iPass, Inc.
|
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| XTLY / Xactly Corp.
|
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| STRM / Streamline Health Solutions, Inc.
|
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| SAAS / inContact, Inc.
|
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| RGLS / Regulus Therapeutics Inc.
|
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| SYNG / Synergetics, Inc.
|
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|
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| DTRM / Determine, Inc.
|
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|
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| SMT / SMART Technologies Inc.
|
|
|
|
|
|
|
|
| Overland Storage, Inc. 20% of
/ Rights (999999999) |
|
|
|
|
|
|
|
| ITMSF / Intermap Technologies Corporation
|
|
|
|
|
|
|
|
| POWR / PowerSecure International, Inc
|
|
|
|
|
|
|
|
| ECOM / ChannelAdvisor Corp
|
|
|
|
|
|
|
|
| Selectica, Inc.
/ (816288104) |
|
|
|
|
|
|
|
| SNAK / Inventure Foods, Inc.
|
|
|
|
|
|
|
|
| HTLZF / Hamilton Thorne Ltd.
|
|
|
|
|
|
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| SCMP / Sucampo Pharmaceuticals, Inc.
|
|
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|
| IVTY / Invuity, Inc.
|
|
|
|
|
|
|
|
| GeneNews, Ltd. (Canada) (CF)
/ (36870T107) |
|
|
|
|
|
|
|
| SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| Arrowhead Research Corporation
/ (042797209) |
|
|
|
|
|
|
|
| Trillium Therapeutics @19.50 U
/ preferred (98620X506) |
|
|
|
|
|
|
|
| CRLRF / Crailar Technologies Inc.
|
|
|
|
|
|
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| LOXO / Loxo Oncology, Inc.
|
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|
|
|
|
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| 001930205 / ARI Network Services, Inc.
|
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|
|
|
|
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|
| PPEHF / Pure Techs Ltd.
|
|
|
|
|
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| FLKS / Flex Pharma, Inc.
|
|
|
|
|
|
|
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| DSPG / DSP Group, Inc.
|
|
|
|
|
|
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| TIVO / TiVo Inc.
|
|
|
|
|
|
|
|
| AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| CDTX / Cidara Therapeutics, Inc.
|
|
|
|
|
|
|
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| US33830X1046 / Five Prime Therapeutics Inc
|
|
|
|
|
|
|
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| CTRL / Control4 Corp
|
|
|
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|
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| EXTR / Extreme Networks, Inc.
|
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|
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| TREE / LendingTree, Inc.
|
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|
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| PRKR / ParkerVision, Inc.
|
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| GTIM / Good Times Restaurants Inc.
|
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| AVGR / Avinger, Inc.
|
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| SRT / Startek, Inc.
|
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| 300487105 / EVINE Live Inc.
|
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|
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|
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| RLOG / Rand Logistics, Inc.
|
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|
|
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|
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| QTWW / Quantum Fuel Systems Technologies Worldwide, Inc.
|
|
|
|
|
|
|
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| CTCT / Constant Contact, Inc.
|
|
|
|
|
|
|
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| CRBO / Carbon Energy Corporation
|
|
|
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| GREE / Greenidge Generation Holdings Inc.
|
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|
|
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| DXYN / The Dixie Group, Inc.
|
|
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|
|
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| XEBEF / Xebec Adsorption Inc
|
|
|
|
|
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| BLUE / bluebird bio, Inc.
|
|
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|
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| LTBR / Lightbridge Corporation
|
|
|
|
|
|
|
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| WGBS / WaferGen Bio-Systems, Inc.
|
|
|
|
|
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|
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| FCEL / FuelCell Energy, Inc.
|
|
|
|
|
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|
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| SEAC / SeaChange International, Inc.
|
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|
|
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| CPHR / Cipher Pharmaceuticals, Inc.
|
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|
|
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| DSCI / Derma Sciences, Inc.
|
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| GIMO / Gigamon Inc.
|
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| GLDD / Great Lakes Dredge & Dock Corporation
|
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|
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| FDNH / Foundation Healthcare Inc.
|
|
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| IDSY / I.D. Systems, Inc.
|
|
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| CYTR / LadRx Corp
|
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|
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| BV / BrightView Holdings, Inc.
|
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| PETX / Aratana Therapeutics, Inc.
|
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| OSN / Ossen Innovation Co Ltd - ADR
|
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|
|
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| ALBO / Albireo Pharma Inc
|
|
|
|
|
|
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| IRMD / IRADIMED CORPORATION
|
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| VTAE / Vitae Pharmaceuticals, Inc.
|
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| WATT / Energous Corporation
|
|
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|
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|
|
| Altair Nanotech @.58 5/28/16 *
/ warrants (03820G106) |
|
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|
|
|
|
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| XPLR / Xplore Technologies Corp.
|
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| THST / Truett-Hurst, Inc.
|
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|
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|
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| VCRA / Vocera Communication Inc
|
|
|
|
|
|
|
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| MNTX / Manitex International, Inc.
|
|
|
|
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| QUMU / Qumu Corp
|
|
|
|
|
|
|
|
| LDRH / iShares Trust - iShares iBonds 1-5 Year High Yield and Income Ladder ETF
|
|
|
|
|
|
|
|
| TIS / Orchids Paper Products Company
|
|
|
|
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|
|
| RGDXQ / Response Genetics, Inc
|
|
|
|
|
|
|
|
| 91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
|
|
|
|
|
|
|
|
| DRNA / Dicerna Pharmaceuticals Inc
|
|
|
|
|
|
|
|
| PEYE / Precision Optics Corp., Inc.
|
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| RGEN / Repligen Corporation
|
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| DDXS / Diadexus, Inc.
|
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| NVEE / NV5 Global, Inc.
|
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|
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| US09739C1027 / Boingo Wireless Inc
|
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|
|
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| MXL / MaxLinear, Inc.
|
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| IMMR / Immersion Corporation
|
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| SHSP / SharpSpring Inc
|
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|
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|
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| BTX / BlackRock Innovation and Growth Term Trust
|
|
|
|
|
|
|
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| ADEP / Adept Technology
|
|
|
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|
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|
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| INVI / Integral Vision, Inc.
|
|
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|
|
|
|
|
| US0906721065 / BioTelemetry, Inc.
|
|
|
|
|
|
|
|
| BCOV / Brightcove Inc.
|
|
|
|
|
|
|
|
| SAIA / Saia, Inc.
|
|
|
|
|
|
|
|
| CORI / Corium International, Inc.
|
|
|
|
|
|
|
|
| TPST / Tempest Therapeutics, Inc.
|
|
|
|
|
|
|
|
| GNCA / Genocea Biosciences Inc
|
|
|
|
|
|
|
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| NPTN / NeoPhotonics Corporation
|
|
|
|
|
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| NVAX / Novavax, Inc.
|
|
|
|
|
|
|
|
| ITI / Iteris, Inc.
|
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|
|
|
|
|
|
| ARGS / Argos Therapeutics, Inc.
|
|
|
|
|
|
|
|
| SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| IPWR / Ideal Power Inc.
|
|
|
|
|
|
|
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| JOB / GEE Group Inc.
|
|
|
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| MOSY / Mosys Inc
|
|
|
|
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|
|
| BIOA / BioAge Labs, Inc.
|
|
|
|
|
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|
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| NLST / Netlist, Inc.
|
|
|
|
|
|
|
|
| ASC / Ardmore Shipping Corporation
|
|
|
|
|
|
|
|
| IZEA / IZEA Worldwide, Inc.
|
|
|
|
|
|
|
|
| CNCE / Concert Pharmaceuticals Inc
|
|
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| NEON / Neonode Inc.
|
|
|
|
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| PCTI / PCTEL, Inc.
|
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|
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| IDN / Intellicheck, Inc.
|
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|
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| HPTO / hopTo Inc.
|
|
|
|
|
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|
|
| ORN / Orion Group Holdings, Inc.
|
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|
|
| SMMT / Summit Therapeutics Inc.
|
|
|
|
|
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|
|
| SGMO / Sangamo Therapeutics, Inc.
|
|
|
|
|
|
|
|
| ACAD / ACADIA Pharmaceuticals Inc.
|
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|
|
|
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|
|
| TRVN / Trevena, Inc.
|
|
|
|
|
|
|
|
| CVU / CPI Aerostructures, Inc.
|
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|
|
|
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|
|
| HEAR / Turtle Beach Corporation
|
|
|
|
|
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|
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| AMSC / American Superconductor Corporation
|
|
|
|
|
|
|
|
| CEVA / CEVA, Inc.
|
|
|
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| GNSS / Genasys Inc.
|
|
|
|
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| PFSW / PFSWEB Inc
|
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|
|
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|
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| XELB / Xcel Brands, Inc.
|
|
|
|
|
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| UCTT / Ultra Clean Holdings, Inc.
|
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| GAIA / Gaia, Inc.
|
|
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| LPSN / LivePerson, Inc.
|
|
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| WLMS / Williams Industrial Services Group Inc
|
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| OPK / OPKO Health, Inc.
|
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| KOPN / Kopin Corporation
|
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| INFU / InfuSystem Holdings, Inc.
|
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| LMAT / LeMaitre Vascular, Inc.
|
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|
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| AVAV / AeroVironment, Inc.
|
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|
