All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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.
Note this is an amended filing that contain additional holdings that were omitted from a previous filing. This is not likely to be
an accurate picture of the total holdings of this firm.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| / Achaogen Inc
|
|
|
|
|
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|
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| CVV / CVD Equipment Corporation
|
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| EPIX / ESSA Pharma Inc.
|
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| ENSV / Enservco Corporation
|
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| / Benefytt Technologies Inc
|
|
|
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| STRM / Streamline Health Solutions, Inc.
|
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| TUEM / Tuesday Morning Corp. - New
|
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| PI / Impinj, Inc.
|
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| LMAT / LeMaitre Vascular, Inc.
|
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| UCTT / Ultra Clean Holdings, Inc.
|
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| GNSS / Genasys Inc.
|
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| KTOS / Kratos Defense & Security Solutions, Inc.
|
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| IZEA / IZEA Worldwide, Inc.
|
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|
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|
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| ADVM / Adverum Biotechnologies, Inc.
|
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|
|
|
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|
|
| PFSW / PFSWEB Inc
|
|
|
|
|
|
|
|
| KPRX / Kiora Pharmaceuticals, Inc.
|
|
|
|
|
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|
|
| DSPG / DSP Group, Inc.
|
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|
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|
|
| SRTS / Sensus Healthcare, Inc.
|
|
|
|
|
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|
| NEON / Neonode Inc.
|
|
|
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|
|
| BWEN / Broadwind, Inc.
|
|
|
|
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|
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| BCOV / Brightcove Inc.
|
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|
|
|
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|
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| KRNT / Kornit Digital Ltd.
|
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| BV / BrightView Holdings, Inc.
|
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|
|
| LOXO / Loxo Oncology, Inc.
|
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|
|
| 76155G107 / Revolution Lighting Technologies, Inc.
|
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| TRIL / Trillium Therapeutics Inc
|
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| XPLR / Xplore Technologies Corp.
|
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| SEAC / SeaChange International, Inc.
|
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| XTLY / Xactly Corp.
|
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| CORI / Corium International, Inc.
|
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| SAIA / Saia, Inc.
|
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|
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|
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| 001930205 / ARI Network Services, Inc.
|
|
|
|
|
|
|
|
| /
|
|
|
|
|
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|
|
| SYRS / Syros Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| MNTX / Manitex International, Inc.
|
|
|
|
|
|
|
|
| DTRM / Determine, Inc.
|
|
|
|
|
|
|
|
| PETX / Aratana Therapeutics, Inc.
|
|
|
|
|
|
|
|
| US7170711045 / Pfenex Inc.
|
|
|
|
|
|
|
|
| LENSF / Presbia PLC
|
|
|
|
|
|
|
|
| ROKA / Roka Bioscience, Inc.
|
|
|
|
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|
|
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| DMRC / Digimarc Corporation
|
|
|
|
|
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|
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| SRRA / Sierra Oncology Inc
|
|
|
|
|
|
|
|
| US33830X1046 / Five Prime Therapeutics Inc
|
|
|
|
|
|
|
|
| 878193101 / TearLab Corp
|
|
|
|
|
|
|
|
| PKE / Park Aerospace Corp.
|
|
|
|
|
|
|
|
| JNP / Juniper Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| CLSD / Clearside Biomedical, Inc.
|
|
|
|
|
|
|
|
| POLA / Polar Power, Inc.
|
|
|
|
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|
|
|
| AXGN / Axogen, Inc.
|
|
|
|
|
|
|
|
| VCRA / Vocera Communication Inc
|
|
|
|
|
|
|
|
| MCFT / MasterCraft Boat Holdings, Inc.
|
|
|
|
|
|
|
|
| CLRB / Cellectar Biosciences, Inc.
|
|
|
|
|
|
|
|
| MXL / MaxLinear, Inc.
|
|
|
|
|
|
|
|
| NVEE / NV5 Global, Inc.
|
|
|
|
|
|
|
|
| BTX / BlackRock Innovation and Growth Term Trust
|
|
|
|
|
|
|
|
| RLOG / Rand Logistics, Inc.
|
|
|
|
|
|
|
|
| US09739C1027 / Boingo Wireless Inc
|
|
|
|
|
|
|
|
| US0906721065 / BioTelemetry, Inc.
|
|
|
|
|
|
|
|
| DERM / Journey Medical Corporation
|
|
|
|
|
|
|
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| SHSP / SharpSpring Inc
|
|
|
|
|
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|
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| ARDX / Ardelyx, Inc.
|
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|
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|
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| TPST / Tempest Therapeutics, Inc.
|
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|
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| ALDX / Aldeyra Therapeutics, Inc.
|
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|
|
|
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|
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| VSTM / Verastem, Inc.
|
|
|
|
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|
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| ITI / Iteris, Inc.
|
|
|
|
|
|
|
|
| SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| IPWR / Ideal Power Inc.
|
|
|
|
|
|
|
|
| CNCE / Concert Pharmaceuticals Inc
|
|
|
|
|
|
|
|
| AMSC / American Superconductor Corporation
|
|
|
|
|
|
|
|
| INFU / InfuSystem Holdings, Inc.
|
|
|
|
|
|
|
|
| PCTI / PCTEL, Inc.
|
|
|
|
|
|
|
|
| NPTN / NeoPhotonics Corporation
|
|
|
|
|
|
|
|
| IDN / Intellicheck, Inc.
|
|
|
|
|
|
|
|
| AQMS / Aqua Metals, Inc.
|
|
|
|
|
|
|
|
| NLST / Netlist, Inc.
|
|
|
|
|
|
|
|
| AEHR / Aehr Test Systems, Inc.
|
|
|
|
|
|
|
|
| CTRN / Citi Trends, Inc.
|
|
|
|
|
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|
| AVAV / AeroVironment, Inc.
|
|
|
|
|
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|
|
| SCYX / SCYNEXIS, Inc.
|
|
|
|
|
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|
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| VERU / Veru Inc.
|
|
|
|
|
|
|
|
| AUPH / Aurinia Pharmaceuticals Inc.
|
|
|
|
|
|
|
|
| QUIK / QuickLogic Corporation
|
|
|
|
|
|
|
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| ATOM / Atomera Incorporated
|
|
|
|
|
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|
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| XELB / Xcel Brands, Inc.
|
|
|
|
|
|
|
|
| CVU / CPI Aerostructures, Inc.
|
|
|
|
|
|
|
|
| TCMD / Tactile Systems Technology, Inc.
|
|
|
|
|
|
|
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| SRTS / Sensus Healthcare, Inc.
|
|
|
|
|
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|
|
| MVIS / MicroVision, Inc.
|
|
|
|
|
|
|
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| RGEN / Repligen Corporation
|
|
|
|
|
|
|
|
| MRAM / Everspin Technologies, Inc.
|
|
|
|
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|
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| OPK / OPKO Health, Inc.
|
|
|
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| RDCM / RADCOM Ltd.
|
|
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|
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| LPSN / LivePerson, Inc.
|
|
|
|
|
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|
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| CEVA / CEVA, Inc.
|
|
|
|
|
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|
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| KOPN / Kopin Corporation
|
|
|
|
|
|
|
|
| OOMA / Ooma, Inc.
|
|
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|
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|
