Market Value324,901,000
Total Holdings191
File Date2013-08-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IIM / Invesco Value Municipal Income Trust
AFB / AllianceBernstein National Municipal Income Fund, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
BGH / Barings Global Short Duration High Yield Fund
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
IGR / CBRE Global Real Estate Income Fund
BKT / BlackRock Income Trust, Inc.
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
USA / Liberty All-Star Equity Fund
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CEM / ClearBridge MLP and Midstream Fund Inc
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
CURRENCYSHARES SWISS FRANC TR / ETF (23129V109)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DGP / DB Gold Double Long ETN
DIREXION SHS ETF TR INDIA BULL / ETF (25459W383)
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
SPXL / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 3X Shares
DBL / DoubleLine Opportunistic Credit Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EVN / Eaton Vance Municipal Income Trust
EFT / Eaton Vance Floating-Rate Income Trust
EIM / Eaton Vance Municipal Bond Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EFR / Eaton Vance Senior Floating-Rate Trust
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
SDIV / Global X Funds - Global X SuperDividend ETF
GGE / Green Giant Inc.
HPI / John Hancock Preferred Income Fund
HPF / John Hancock Preferred Income Fund II
HPS / John Hancock Preferred Income Fund III
VUG / Vanguard Index Funds - Vanguard Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
IOO / iShares Trust - iShares Global 100 ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
MARKET VECTOR GOLD MINERS / ETF (57060U100)
MARKET VECTORS RUSSIA ETF / ETF (57060U506)
MARKET VECTORS ETF TR INVT GRA / ETF (57060U514)
MARKET VECTORS JUNIOR GOLD MIN / ETF (57060U589)
MARKET VECTORS ETF TR VIETNAM / ETF (57060U761)
IWM / iShares Trust - iShares Russell 2000 ETF
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NXJ / Nuveen New Jersey Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITY FD / ETF (6706EM102)
NUVEEN PREM INCOME MUN FD 4 CO / ETF (6706K4105)
NUVEEN PENNSYLVANIA DIV ADVANT / ETF (67070E103)
67071S101 / Nuveen Quality Preferred Income Fund
JPS / Nuveen Preferred & Income Securities Fund
JLS / Nuveen Mortgage and Income Fund
JMF / Nuveen Energy MLP Total Return Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
XPFLX / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
POWERSHARES INDIA EXCHANGE TRA / ETF (73935L100)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TR LISTED PRIV / ETF (73935X195)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POWERSHARES ETF TRUST WATER RE / ETF (73935X575)
POWERSHARES ETF TRUST DYN OIL / ETF (73935X625)
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
US73936T4748 / POWERSHARES NATIONAL AMT-
POWERSHARES GLOBAL ETF TRUST A / ETF (73936T565)
POWERSHARES GLOBAL EXCH TRD FD / ETF (73936T573)
POWERSHARES EXCHANGE-TRADED FD / ETF (73937B779)
DDM / ProShares Trust - ProShares Ultra Dow30
PROSHARES SHORT S&P 500 NON-TR / ETF (74347R503)
SHORT QQQ PROSHARES NON-TRADIT / ETF (74347R602)
PROSHARES SHORT DOW ETF 30 / ETF (74347R701)
RXL / ProShares Trust - ProShares Ultra Health Care
PROSHARES TR VIX SHORT TERM FU / ETF (74347W361)
YCS / ProShares Trust II - ProShares UltraShort Yen
PROSHARES TR ULTRASHORT QQQ NE / ETF (74347X237)
PROSHARES TR ULTRAPRO SHORT S& / ETF (74348A632)
PROSHARES TR ULTRASHORT REAL E / ETF (74348A871)
RVT / Royce Small-Cap Trust, Inc.
PPT / Putnam Premier Income Trust
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR NUVEEN BARCLAY EFT MANAGE / ETF (78464A425)
SPDR BARCLAYS CAPITAL MUNICIPA / ETF (78464A458)
SLV / iShares Silver Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SPPP / Sprott Physical Platinum and Palladium Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TSI / TCW Strategic Income Fund, Inc.
ACWI / iShares Trust - iShares MSCI ACWI ETF
TYG / Tortoise Energy Infrastructure Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
USO / United States Oil Fund, LP - Limited Partnership
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VANGUARD INDEX FDS S&P 500 ETF / ETF (922908413)
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IWV / iShares Trust - iShares Russell 3000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
DNP / DNP Select Income Fund Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PTY / PIMCO Corporate & Income Opportunity Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GLD / SPDR Gold Trust
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
JPC / Nuveen Preferred & Income Opportunities Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CSQ / Calamos Strategic Total Return Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
MUB / iShares Trust - iShares National Muni Bond ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
JQC / Nuveen Credit Strategies Income Fund
ILCG / iShares Trust - iShares Morningstar Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SPY / SPDR S&P 500 ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NUV / Nuveen Municipal Value Fund, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IBB / iShares Trust - iShares Biotechnology ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
OEF / iShares Trust - iShares S&P 100 ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
CHI / Calamos Convertible Opportunities and Income Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.