Market Value379,604,000
Total Holdings173
File Date2013-10-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
BGH / Barings Global Short Duration High Yield Fund
VDE / Vanguard World Fund - Vanguard Energy ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
BKT / BlackRock Income Trust, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
DGP / DB Gold Double Long ETN
MIDU / Direxion Shares ETF Trust - Direxion Daily Mid Cap Bull 3X Shares
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
DIREXION SHS ETF TR INDIA BULL / ETF (25459Y330)
DBL / DoubleLine Opportunistic Credit Fund
MBB / iShares Trust - iShares MBS ETF
EFT / Eaton Vance Floating-Rate Income Trust
EFR / Eaton Vance Senior Floating-Rate Trust
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
IYR / iShares Trust - iShares U.S. Real Estate ETF
SDIV / Global X Funds - Global X SuperDividend ETF
CHIX / Global X Funds - Global X MSCI China Financials ETF
GGE / Green Giant Inc.
HPI / John Hancock Preferred Income Fund
HPS / John Hancock Preferred Income Fund III
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
ILF / iShares Trust - iShares Latin America 40 ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
MARKET VECTOR GOLD MINERS / ETF (57060U100)
MARKET VECTORS ETF TR OIL SVCS / ETF (57060U191)
MARKET VECTORS RUSSIA ETF / ETF (57060U506)
MARKET VECTORS TR ETF BRAZIL S / ETF (57060U613)
MARKET VECTORS ETF TR VIETNAM / ETF (57060U761)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NXJ / Nuveen New Jersey Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITY FD / ETF (6706EM102)
NUVEEN PREM INCOME MUN FD 4 CO / ETF (6706K4105)
NUVEEN PENNSYLVANIA DIV ADVANT / ETF (67070E103)
JPS / Nuveen Preferred & Income Securities Fund
JLS / Nuveen Mortgage and Income Fund
JMF / Nuveen Energy MLP Total Return Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
PTY / PIMCO Corporate & Income Opportunity Fund
XPFLX / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TR LISTED PRIV / ETF (73935X195)
POWERSHARES ETF TRUST WATER RE / ETF (73935X575)
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
US73936T4748 / POWERSHARES NATIONAL AMT-
POWERSHARES EXCHANGE-TRADED FD / ETF (73937B779)
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
CHI / Calamos Convertible Opportunities and Income Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
QLD / ProShares Trust - ProShares Ultra QQQ
PROSHARES SHORT S&P 500 NON-TR / ETF (74347R503)
RXL / ProShares Trust - ProShares Ultra Health Care
PROSHARES TR VIX SHORT TERM FU / ETF (74347W361)
YCS / ProShares Trust II - ProShares UltraShort Yen
PROSHARES TR ULTRASHORT EUROPE / ETF (74348A301)
PROSHARES TR ULTRASHORT REAL E / ETF (74348A871)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR NUVEEN BARCLAY EFT MANAGE / ETF (78464A425)
SPDR BARCLAYS CAPITAL MUNICIPA / ETF (78464A458)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SPPP / Sprott Physical Platinum and Palladium Trust
TSI / TCW Strategic Income Fund, Inc.
TYG / Tortoise Energy Infrastructure Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
USO / United States Oil Fund, LP - Limited Partnership
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VANGUARD INDEX FDS S&P 500 ETF / ETF (922908413)
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
JQC / Nuveen Credit Strategies Income Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
NUV / Nuveen Municipal Value Fund, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
SLV / iShares Silver Trust
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CSQ / Calamos Strategic Total Return Fund
DNP / DNP Select Income Fund Inc.
ACWI / iShares Trust - iShares MSCI ACWI ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SPY / SPDR S&P 500 ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
IWB / iShares Trust - iShares Russell 1000 ETF
JPC / Nuveen Preferred & Income Opportunities Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
AFB / AllianceBernstein National Municipal Income Fund, Inc.
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
MDY / SPDR S&P MidCap 400 ETF Trust
VUG / Vanguard Index Funds - Vanguard Growth ETF
RVT / Royce Small-Cap Trust, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
FLOT / iShares Trust - iShares Floating Rate Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IBB / iShares Trust - iShares Biotechnology ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
TIP / iShares Trust - iShares TIPS Bond ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
GLD / SPDR Gold Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund