Market Value289,854,000
Total Holdings277
File Date2013-08-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ACNB / ACNB Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ISL / Aberdeen Israel Fund, Inc.
LAQ / Aberdeen Latin America Equity Fund, Inc.
ADX / Adams Diversified Equity Fund, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
AWP / abrdn Global Premier Properties Fund
AMBKP / American Capital Trust I - Preferred Security
AXP / American Express Company
VER / VEREIT Inc
JCI / Johnson Controls International plc
APU / AmeriGas Partners, L.P.
AMGN / Amgen Inc.
AMT / American Tower Corporation
NLY / Annaly Capital Management, Inc.
AMAT / Applied Materials, Inc.
WTRG / Essential Utilities, Inc.
XAPBX / Asia Pacific Fund, Inc.
ATO / Atmos Energy Corporation
ADP / Automatic Data Processing, Inc.
US0549371070 / BB&T Corp.
BPZRQ / BPZ Resources, Inc.
BHI / Baker Hughes Inc.
BK / The Bank of New York Mellon Corporation
DLBS / iPath US Treasury Long Bond Bear ETN
BMS / Bemis Co., Inc.
BRK.A / Berkshire Hathaway Inc.
BRK.B / Berkshire Hathaway Inc.
BKT / BlackRock Income Trust, Inc.
XBHKX / BlackRock Core Bond Trust
BTA / BlackRock Long-Term Municipal Advantage Trust
XMUHX / BlackRock MuniHoldings Fund II,
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
US1182301010 / Buckeye Partners, L.P.
CHRW / C.H. Robinson Worldwide, Inc.
DIS / The Walt Disney Company
CAM / Cameron International Corporation
CNI / Canadian National Railway Company
LSE / Leishen Energy Holding Co., Ltd.
KMX / CarMax, Inc.
PCG / PG&E Corporation
CATY / Cathay General Bancorp
153501101 / Central Fund of Canada Ltd.
GTU / Central Gold Trust
385002100 / Gramercy Property Trust Inc.
CBI / Chicago Bridge & Iron Co., N.V.
CIM / Chimera Investment Corporation
CSCO / Cisco Systems, Inc.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG BULL 2013 (18383M449)
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
CLX / The Clorox Company
DIA / SPDR Dow Jones Industrial Average ETF Trust
KO / The Coca-Cola Company
CVGI / Commercial Vehicle Group, Inc.
CMP / Compass Minerals International, Inc.
COP / ConocoPhillips
CY / Cypress Semiconductor Corp.
ZBH / Zimmer Biomet Holdings, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
DTV / DTE Energy Company
D / Dominion Energy, Inc.
DOW / Dow Inc.
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
DUK / Duke Energy Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EBAY / eBay Inc.
ELLI / Ellie Mae, Inc.
EMR / Emerson Electric Co.
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
QCOM / QUALCOMM Incorporated
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FETIX / Federated Enhanced Treasury Income Fund
FDX / FedEx Corporation
/ FERRELLGAS PARTNERS LP Unit
OCSL / Oaktree Specialty Lending Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FMY / First Trust Mortgage Income Fund
F / Ford Motor Company
FCX / Freeport-McMoRan Inc.
GLU / The Gabelli Global Utility & Income Trust
GGN / GAMCO Global Gold, Natural Resources & Income Trust
36869MAA3 / Genco Shipping & Trading Ltd. Bond
GAM / General American Investors Company, Inc.
GE / General Electric Company
GIS / General Mills, Inc.
GG / Goldcorp, Inc.
GTXO / GTX Corp
HKRS / Halcon Resources Corp.
HPI / John Hancock Preferred Income Fund
MDLZ / Mondelez International, Inc.
HOG / Harley-Davidson, Inc.
HNR / Harvest Natural Resources, Inc.
HTS / Hatteras Financial Corp.
HCN / Welltower Inc.
HNZ / Heinz H J Co
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
HNP / Huaneng Power International Inc. - ADR
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IXC / iShares Trust - iShares Global Energy ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
IDV / iShares Trust - iShares International Select Dividend ETF
MBB / iShares Trust - iShares MBS ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JNJ / Johnson & Johnson
JE / Just Energy Group Inc
KFH / KKR Financial Holdings LLC
K / Kellanova
KMB / Kimberly-Clark Corporation
KMP /
KRFT /
LVS / Las Vegas Sands Corp.
XUSAX / Liberty All Star Equity Fund
MIN / MFS Intermediate Income Trust
MGU / Macquarie Global Infrastructure Total Return Fund Inc
MMP / Magellan Midstream Partners L.P.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / JR GOLD MINERS E (57060U589)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
CVX / Chevron Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
MO / Altria Group, Inc.
CET / Central Securities Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MSFT / Microsoft Corporation
HCC / Warrior Met Coal, Inc.
GLD / SPDR Gold Trust
61166W101 / Monsanto Co.
MTS / Montgomery Street Income Securities, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
NOV / NOV Inc.
NNN / NNN REIT, Inc.
NYMT / New York Mortgage Trust, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
NEM / Newmont Corporation
NKE / NIKE, Inc.
ILCV / iShares Trust - iShares Morningstar Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
LOW / Lowe's Companies, Inc.
NSC / Norfolk Southern Corporation
NRF / NorthStar Realty Finance Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NSL / Nuveen Senior Income Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
67071S101 / Nuveen Quality Preferred Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
NUVEEN CA SELECT QUALITY MUN / (670975101)
NUVEEN CALIF QUALITY INCM MU / (670985100)
OAK / Oaktree Capital Group, LLC
OKS / ONEOK Partners, L.P.
ONXX / Onyx Pharmaceuticals Inc
ORCL / Oracle Corporation
PPG / PPG Industries, Inc.
PH / Parker-Hannifin Corporation
PAYX / Paychex, Inc.
OWE / Obsidian Energy Ltd.
PEBK / Peoples Bancorp of North Carolina, Inc.
PEP / PepsiCo, Inc.
PETROLEUM & RES CORP / (716549100)
PCYC / Pharmacyclics
PFE / Pfizer Inc.
T / AT&T Inc.
MA / Mastercard Incorporated
INTC / Intel Corporation
PM / Philip Morris International Inc.
PSX / Phillips 66
PNY / Piedmont Natural Gas Co., Inc.
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / HI YLD EQ DVDN (73935X302)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / DYNM LRG CP GR (73935X609)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST / DIV ACHV PRTF (73935X732)
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES GLOBAL ETF TRUST / DEV MKTS EX-US (73936T789)
POWERSHARES ETF TR II / BUILD AMER ETF (73937B407)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
TROW / T. Rowe Price Group, Inc.
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PROSHARES TR II / VIX SHTTRM FUT (74347W692)
PSEC / Prospect Capital Corporation
RES / RPC, Inc.
LMT / Lockheed Martin Corporation
RRC / Range Resources Corporation
RYN / Rayonier Inc.
O / Realty Income Corporation
MMM / 3M Company
RF / Regions Financial Corporation
SALE / RetailMeNot, Inc.
RAI / Reynolds American, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RY / Royal Bank of Canada
RVT / Royce Small-Cap Trust, Inc.
RMS / Rydex ETF Trust
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
RYDEX ETF TRUST / GUG S&P500 PU GR (78355W403)
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
NUE / Nucor Corporation
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
IPS / SPDR(R) S&P(R) International Consumer Staples Sector ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MDY / SPDR S&P MidCap 400 ETF Trust
AAPL / Apple Inc.
SNDK / Sandisk Corporation
US80007A1025 / SandRidge Permian Trust
SLB / Schlumberger Limited
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SRE / Sempra
SQNM / Sequenom, Inc.
SIRI / Sirius XM Holdings Inc.
SWI / SolarWinds Corporation
SOR / Source Capital
SO / The Southern Company
847560109 / Spectra Energy Corp.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
SPF /
SBUX / Starbucks Corporation
STI / Solidion Technology, Inc.
SUP / Superior Industries International, Inc.
SUSQ / Susquehanna Bancshares Inc
SWZ / Total Return Securities, Inc.
SYY / Sysco Corporation
TLM /
XTDFX / Templeton Dragon Fund, Inc.
GIM / Templeton Global Income Fund
TMO / Thermo Fisher Scientific Inc.
TY / Tri-Continental Corporation
BBDC / Barings BDC, Inc.
TQNT /
TSRX / Trius Therapeutics Inc
ULSGF / UBS AG
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
VFC / V.F. Corporation
VLY / Valley National Bancorp
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VLCSX / Vanguard Large-Cap Index Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
WMT / Walmart Inc.
WAG /
US9487411038 / Weingarten Realty Investors
WFC / Wells Fargo & Company
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
XEMDX / Western Assets Emerging Markets
WU / The Western Union Company
/ Windstream Holdings, Inc
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
AABA / Altaba Inc
YUM / Yum! Brands, Inc.
COV /
SDRL / Seadrill Limited
GOOGL / Alphabet Inc.
COST / Costco Wholesale Corporation
VZ / Verizon Communications Inc.
SPY / SPDR S&P 500 ETF
BAC / Bank of America Corporation
CAT / Caterpillar Inc.
SCHW / The Charles Schwab Corporation