Market Value1,201,407,000
Total Holdings768
File Date2013-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ACNB / ACNB Corporation
AFL / Aflac Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ISL / Aberdeen Israel Fund, Inc.
LAQ / Aberdeen Latin America Equity Fund, Inc.
COST / Costco Wholesale Corporation
ACAD / ACADIA Pharmaceuticals Inc.
ACRX / Talphera, Inc.
018490100 / Allergan plc
ADMINISTRADORA FONDOS PENSIO / SPONSORED ADR (00709P108)
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
ADVISORSHARES TR / PERITUS HG YLD (00768Y503)
GTAA / AdvisorShares Morgan Creek Global Tactical ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
AET / Aetna, Inc.
GLD / SPDR Gold Trust
CVS / CVS Health Corporation
AKAM / Akamai Technologies, Inc.
AFOP / Alliance Fiber Optic Products, Inc.
AWF / AllianceBernstein Global High Income Fund
ATK /
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
ALL / The Allstate Corporation
AWP / abrdn Global Premier Properties Fund
002144110 / Altera Corporation
MO / Altria Group, Inc.
BDX / Becton, Dickinson and Company
AEE / Ameren Corporation
AGNC / AGNC Investment Corp.
AMBKP / American Capital Trust I - Preferred Security
AXP / American Express Company
VER / VEREIT Inc
AMT / American Tower Corporation
VLO / Valero Energy Corporation
APU / AmeriGas Partners, L.P.
AMGN / Amgen Inc.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
WTRG / Essential Utilities, Inc.
ADM / Archer-Daniels-Midland Company
US04351G1013 / Ascena Retail Group, Inc.
XAPBX / Asia Pacific Fund, Inc.
ASTX / Investment Managers Series Trust II - Tradr 2X Long ASTS Daily ETF
ATO / Atmos Energy Corporation
ADSK / Autodesk, Inc.
WLBA / WESTMORELAND COAL CO
ADP / Automatic Data Processing, Inc.
US0549371070 / BB&T Corp.
DEO / Diageo plc - Depositary Receipt (Common Stock)
IGR / CBRE Global Real Estate Income Fund
BPT / BP Prudhoe Bay Royalty Trust
BPZRQ / BPZ Resources, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BCV / Bancroft Fund Ltd.
BAC / Bank of America Corporation Put
BMRC / Bank of Marin Bancorp
BK / The Bank of New York Mellon Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
DLBS / iPath US Treasury Long Bond Bear ETN
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
BZH / Beazer Homes USA, Inc.
BBBY / Bed Bath & Beyond, Inc.
BMS / Bemis Co., Inc.
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BRLI / Brilliant Acquisition Corporation
BMRN / BioMarin Pharmaceutical Inc.
BIIB / Biogen Inc.
BIOS / BioPlus Acquisition Corp - Class A
DIS / The Walt Disney Company
BKT / BlackRock Income Trust, Inc.
XBHKX / BlackRock Core Bond Trust
BTA / BlackRock Long-Term Municipal Advantage Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
BKCC / BlackRock Capital Investment Corporation
BX / Blackstone Inc.
BLK / BlackRock, Inc.
BA / The Boeing Company
BWA / BorgWarner Inc.
BOULDER TOTAL RETURN FD INC / (101541100)
DVN / Devon Energy Corporation
BMY / Bristol-Myers Squibb Company
BF.B / Brown-Forman Corporation
US1182301010 / Buckeye Partners, L.P.
CBOE / Cboe Global Markets, Inc.
CHRW / C.H. Robinson Worldwide, Inc.
CI / The Cigna Group
CNL / Collective Mining Ltd.
CRH / CRH plc
CSX / CSX Corporation
CST / CST Brands, Inc.
CYS / CYS Investments, Inc.
CAIAF / CA Immobilien Anlagen AG
CCO / Cameco Corporation
CAM / Cameron International Corporation
CPB / The Campbell's Company
CNI / Canadian National Railway Company
LSE / Leishen Energy Holding Co., Ltd.
CGRN / Capstone Green Energy Corp.
CMO / Capstead Mortgage Corp.
CAH / Cardinal Health, Inc.
CFN / CareFusion Corporation
KMX / CarMax, Inc.
CASS / Cass Information Systems, Inc.
CATY / Cathay General Bancorp
CELG / Celgene Corp.
CLDX / Celldex Therapeutics, Inc.
153501101 / Central Fund of Canada Ltd.
GTU / Central Gold Trust
CET / Central Securities Corporation
385002100 / Gramercy Property Trust Inc.
CHTP / Chelsea Therapeutics International, Ltd.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CB / Chubb Limited
CHD / Church & Dwight Co., Inc.
C / Citigroup Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2013 (18383M589)
CLAYMORE EXCHANGE TRD FD TR / GUGG ENH CRE BN (18383M662)
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
CLAYMORE EXCHANGE TRD FD TR / GUGG S&P GBL WTR (18383Q507)
ENY / Guggenheim Canadian Energy Income ETF
CLX / The Clorox Company
TPR / Tapestry, Inc.
KO / The Coca-Cola Company
COLE / Cole Office & Industrial REIT (CCIT II) Inc - Class A
CL / Colgate-Palmolive Company
SCU / Sculptor Capital Management Inc - Class A
IDCC / InterDigital, Inc.
CMP / Compass Minerals International, Inc.
COP / ConocoPhillips
CNSL / Consolidated Communications Holdings, Inc.
GLW / Corning Incorporated
HON / Honeywell International Inc.
AAPL / Apple Inc.
CMI / Cummins Inc.
DTE / DTE Energy Company
DHR / Danaher Corporation
DVA / DaVita Inc.
DE / Deere & Company
DELL / Dell Technologies Inc.
/ Diamond Offshore Drilling Inc
DBD / Diebold Nixdorf, Incorporated
DGI / DigitalGlobe, Inc.
DFS / Discover Financial Services
DISCA / Discovery Inc - Class A
DISCK / Warner Bros.Discovery Inc - Series C
DTV / DTE Energy Company
DLTR / Dollar Tree, Inc.
D / Dominion Energy, Inc.
DOV / Dover Corporation
DOW / Dow Inc.
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
DUK / Duke Energy Corporation
ECTM / ECA Marcellus Trust I
DANG / E-Commerce China Dangdang Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
EOI / Eaton Vance Enhanced Equity Income Fund
MSFT / Microsoft Corporation
EBAY / eBay Inc.
ECL / Ecolab Inc.
EIX / Edison International
EDUCATION RLTY TR INC / (28140H104)
EMR / Emerson Electric Co.
ELLI / Ellie Mae, Inc.
EEP / Enbridge Energy Partners, L.P.
ENDP / Endo International plc
EPC / Edgewell Personal Care Company
US29266S3040 / Endologix, Inc.
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
ETR / Entergy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EXAC / Exactech, Inc.
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
FMC / FMC Corporation
META / Meta Platforms, Inc.
FAST / Fastenal Company
FRT / Federal Realty Investment Trust
FETIX / Federated Enhanced Treasury Income Fund
AIG / American International Group, Inc.
FDX / FedEx Corporation
/ FERRELLGAS PARTNERS LP Unit
FIS / Fidelity National Information Services, Inc.
FNF / Fidelity National Financial, Inc.
OCSL / Oaktree Specialty Lending Corporation
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FMY / First Trust Mortgage Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
PII / Polaris Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FL / Foot Locker, Inc.
F / Ford Motor Company
FE / FirstEnergy Corp.
BEN / Franklin Resources, Inc.
FT / Franklin Universal Trust
ED / Consolidated Edison, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FIO / Franklin Income Opportunities Fund
GEO / The GEO Group, Inc.
GLU / The Gabelli Global Utility & Income Trust
GRX / The Gabelli Healthcare & Wellness Trust
GAM / General American Investors Company, Inc.
GD / General Dynamics Corporation
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
CLNE / Clean Energy Fuels Corp.
GPC / Genuine Parts Company
GILD / Gilead Sciences, Inc.
GBCI / Glacier Bancorp, Inc.
PCG / PG&E Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
GG / Goldcorp, Inc.
GS / The Goldman Sachs Group, Inc.
GBDC / Golub Capital BDC, Inc.
GOOGL / Alphabet Inc.
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
GTXO / GTX Corp
GOF / Guggenheim Strategic Opportunities Fund
HCA / HCA Healthcare, Inc.
PEAK / Healthpeak Properties, Inc.
HKRS / Halcon Resources Corp.
HAL / Halliburton Company
HPI / John Hancock Preferred Income Fund
HPS / John Hancock Preferred Income Fund III
HOG / Harley-Davidson, Inc.
HIG / The Hartford Insurance Group, Inc.
HTS / Hatteras Financial Corp.
HCN / Welltower Inc.
HTGC / Hercules Capital, Inc.
HSY / The Hershey Company
HPQ / HP Inc.
HD / The Home Depot, Inc.
SPY / SPDR S&P 500 ETF
HRL / Hormel Foods Corporation
HPT / Hospitality Properties Trust
HNP / Huaneng Power International Inc. - ADR
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
CPI / IndexIQ ETF Trust - IQ Real Return ETF
45409B867 / IQ Canada Small Cap ETF
INFI / Infinity Pharmaceuticals Inc.
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
AMZN / Amazon.com, Inc.
VKI / Invesco Advantage Municipal Income Trust II
IAU / iShares Gold Trust
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
OEF / iShares Trust - iShares S&P 100 ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IXC / iShares Trust - iShares Global Energy ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LUMN / Lumen Technologies, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
LYB / LyondellBasell Industries N.V.
IWB / iShares Trust - iShares Russell 1000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
ZIOP / Alaunos Therapeutics Inc
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CMF / iShares Trust - iShares California Muni Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLJ / iShares Trust
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
MBB / iShares Trust - iShares MBS ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IAT / iShares Trust - iShares U.S. Regional Banks ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
SLV / iShares Silver Trust
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
465685105 / ITC Holdings Corp.
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
JE / Just Energy Group Inc
KFH / KKR Financial Holdings LLC
KAI / Kadant Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KED / Kayne Anderson Energy Development Company
K / Kellanova
KMB / Kimberly-Clark Corporation
KMP /
KRFT /
RIT / LMP Real Estate Income Fund, Inc.
LH / Labcorp Holdings Inc.
XUSAX / Liberty All Star Equity Fund
LNC / Lincoln National Corporation
LMT / Lockheed Martin Corporation
L / Loews Corporation
LO /
LPX / Louisiana-Pacific Corporation
LOW / Lowe's Companies, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
MMP / Magellan Midstream Partners L.P.
IOO / iShares Trust - iShares Global 100 ETF
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
PHK / PIMCO High Income Fund
MARKET VECTORS ETF TR / JR GOLD MINERS E (57060U589)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / INDONESIA ETF (57060U753)
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
MARKET VECTORS ETF TR / RVE HARD ETF (57060U795)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
MARKET VECTORS ETF TR / COAL ETF (57060U837)
FAX / Abrdn Asia-Pacific Income Fund Inc
IDV / iShares Trust - iShares International Select Dividend ETF
MGA / Magna International Inc.
CPRX / Catalyst Pharmaceuticals, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
MASI / Masimo Corporation
SVRA / Savara Inc.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
HTD / John Hancock Tax-Advantaged Dividend Income Fund
DOW / Dow Inc.
CSCO / Cisco Systems, Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
MKC / McCormick & Company, Incorporated
IYJ / iShares Trust - iShares U.S. Industrials ETF
EOG / EOG Resources, Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
HCC / Warrior Met Coal, Inc.
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
STCN / Steel Connect, Inc.
TAP / Molson Coors Beverage Company
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MTS / Montgomery Street Income Securities, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
MOS / The Mosaic Company
MYGN / Myriad Genetics, Inc.
NPSP / NPS Pharmaceuticals Inc
NASDAQ PREM INCM & GRW FD IN / (63110R105)
NOV / NOV Inc.
NNN / NNN REIT, Inc.
NRZ / New Residential Investment Corp
NYMT / New York Mortgage Trust, Inc.
NCT.PRD / Newcastle Investment Corp.
NEM / Newmont Corporation
NWSA / News Corporation
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
NORTHERN LTS ETF TR / ARROW DJ GLOBL (66537H105)
NOC / Northrop Grumman Corporation
NRF / NorthStar Realty Finance Corp.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NSL / Nuveen Senior Income Fund
NMZ / Nuveen Municipal High Income Opportunity Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
67071S101 / Nuveen Quality Preferred Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
JQC / Nuveen Credit Strategies Income Fund
NVE / Nv Energy, Inc.
NBB / Nuveen Taxable Municipal Income Fund
JMF / Nuveen Energy MLP Total Return Fund
OGE / OGE Energy Corp.
NES / Nuverra Environmental Solutions Inc
NUVEEN CA SELECT QUALITY MUN / (670975101)
NUVEEN CALIF QUALITY INCM MU / (670985100)
OXY / Occidental Petroleum Corporation
OII / Oceaneering International, Inc.
ODFL / Old Dominion Freight Line, Inc.
OKE / ONEOK, Inc.
ONXX / Onyx Pharmaceuticals Inc
ORCL / Oracle Corporation
CNXN / PC Connection, Inc.
US69329Y1047 / PDL BioPharma, Inc.
PNC / The PNC Financial Services Group, Inc.
PPG / PPG Industries, Inc.
PCAR / PACCAR Inc
PH / Parker-Hannifin Corporation
PAYX / Paychex, Inc.
PPL / Pembina Pipeline Corporation
OWE / Obsidian Energy Ltd.
PEBK / Peoples Bancorp of North Carolina, Inc.
PEP / PepsiCo, Inc.
PBT / Permian Basin Royalty Trust
PETROLEUM & RES CORP / (716549100)
PCYC / Pharmacyclics
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PNY / Piedmont Natural Gas Co., Inc.
PDM / Piedmont Realty Trust, Inc.
PCN / PIMCO Corporate & Income Strategy Fund
RCS / PIMCO Strategic Income Fund, Inc.
PTY / Partway Group Plc
XPFNX / PIMCO Income Strategy Fund II
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PBI / Pitney Bowes Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PLM / Polymet Mining Corp
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / HI YLD EQ DVDN (73935X302)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / DYNM LRG CP GR (73935X609)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST / DIV ACHV PRTF (73935X732)
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHARES ETF TRUST / DYN BIOT & GEN (73935X856)
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
POWERSHARES ETF TRUST II / KBW YIELD REIT (73936Q819)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES GLOBAL ETF TRUST / DEV MKTS EX-US (73936T789)
POWERSHARES ETF TR II / BUILD AMER ETF (73937B407)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
74005P104 / Praxair, Inc.
TROW / T. Rowe Price Group, Inc.
BKNG / Booking Holdings Inc.
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
PROSHARES TR II / VIX STRMFUT ETF (74347W361)
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
DXD / ProShares Trust - ProShares UltraShort Dow30
PROSHARES TR / PSHS ULPROSH NEW (74348A632)
PSEC / Prospect Capital Corporation
PEG / Public Service Enterprise Group Incorporated
PPT / Putnam Premier Income Trust
PIM / Putnam Master Intermediate Income Trust
PMO / Putnam Municipal Opportunities Trust
QCOM / QUALCOMM Incorporated
QCOR /
RPM / RPM International Inc.
RTI /
RRC / Range Resources Corporation
RYN / Rayonier Inc.
O / Realty Income Corporation
US30068N1054 / Exantas Capital Corp.
MMM / 3M Company
SALE / RetailMeNot, Inc.
RAI / Reynolds American, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
ROK / Rockwell Automation, Inc.
RMTI / Rockwell Medical, Inc.
COL / Rockwell Collins, Inc.
ROP / Roper Technologies, Inc.
ROST / Ross Stores, Inc.
RY / Royal Bank of Canada
RBSPF / NatWest Group plc
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RMS / Rydex ETF Trust
RYDEX ETF TRUST / GUG S&P500 PU GR (78355W403)
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
IRY / SPDR(R) S&P(R) International Health Care Sector ETF
IPS / SPDR(R) S&P(R) International Consumer Staples Sector ETF
IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
STJ / St. Jude Medical, Inc.
SNDK / Sandisk Corporation
US80007A1025 / SandRidge Permian Trust
SDTTU / SandRidge Mississippian Trust I
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SAR / Saratoga Investment Corp.
SRPT / Sarepta Therapeutics, Inc.
KIO / KKR Income Opportunities Fund
SLB / Schlumberger Limited
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
CMCSA / Comcast Corporation
DWM / WisdomTree Trust - WisdomTree International Equity Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
LLY / Eli Lilly and Company
SRE / Sempra
SNH / Senior Housing Properties Trust
SXT / Sensient Technologies Corporation
SHW / The Sherwin-Williams Company
82735Q102 / Silver Bay Realty Trust Corp.
CLF / Cleveland-Cliffs Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SWKS / Skyworks Solutions, Inc.
MPC / Marathon Petroleum Corporation
AOS / A. O. Smith Corporation
UNM / Unum Group
ADX / Adams Diversified Equity Fund, Inc.
DHI / D.R. Horton, Inc.
GDV / The Gabelli Dividend & Income Trust
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
SON / Sonoco Products Company
IYM / iShares Trust - iShares U.S. Basic Materials ETF
FUL / H.B. Fuller Company
SJM / The J. M. Smucker Company
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
MAIN / Main Street Capital Corporation
SOR / Source Capital
COF / Capital One Financial Corporation
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
SO / The Southern Company
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EXK / Endeavour Silver Corp.
SCCO / Southern Copper Corporation
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
SWN / Southwestern Energy Company
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
847560109 / Spectra Energy Corp.
GUT / The Gabelli Utility Trust
CVE / Cenovus Energy Inc.
PHYS / Sprott Physical Gold Trust
PFL / PIMCO Income Strategy Fund
US85207U1051 / Sprint Corporation
RGR / Sturm, Ruger & Company, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
SPF /
DNP / DNP Select Income Fund Inc.
SGU / Star Group, L.P. - Limited Partnership
SBUX / Starbucks Corporation
MCD / McDonald's Corporation
STT / State Street Corporation
STON / StoneMor Inc
SGL / Strategic Global Income Fund, Inc.
SYK / Stryker Corporation
SU / Suncor Energy Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
STI / Solidion Technology, Inc.
SUP / Superior Industries International, Inc.
SUSQ / Susquehanna Bancshares Inc
SWZ / Total Return Securities, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
US87233Q1085 / TC Pipelines, LP
TSI / TCW Strategic Income Fund, Inc.
TRW / TRW Automotive Holdings
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TLM /
NGLS / Targa Resources Partners LP
XTDFX / Templeton Dragon Fund, Inc.
TEI / Templeton Emerging Markets Income Fund
GIM / Templeton Global Income Fund
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TMO / Thermo Fisher Scientific Inc.
DDD / 3D Systems Corporation
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
/ Total S.A.
TSCO / Tractor Supply Company
TRP / TC Energy Corporation
TRV / The Travelers Companies, Inc.
THS / TreeHouse Foods, Inc.
TY / Tri-Continental Corporation
TQNT /
PNR / Pentair plc
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
TUP / Tupperware Brands Corporation
FOX / Fox Corporation
FOXA / Fox Corporation
TWO / Two Harbors Investment Corp.
PSLV / Sprott Physical Silver Trust
ULSGF / UBS AG
US90267B6829 / ETRACS Alerian MLP Index ETN
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
USB / U.S. Bancorp
USNA / USANA Health Sciences, Inc.
0U1N / U.S. Concrete, Inc.
U / Unity Software Inc.
ULTA / Ulta Beauty, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNB / Union Bankshares, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
APD / Air Products and Chemicals, Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
RTX / RTX Corporation
UTHR / United Therapeutics Corporation
UNH / UnitedHealth Group Incorporated
VFC / V.F. Corporation
VLY / Valley National Bancorp
VMI / Valmont Industries, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
IVOV / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Value ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VTWG / Vanguard Scottsdale Funds - Vanguard Russell 2000 Growth ETF
VTWV / Vanguard Scottsdale Funds - Vanguard Russell 2000 Value ETF
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VLCSX / Vanguard Large-Cap Index Fund
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
VOLC / Volcano Corp
VMC / Vulcan Materials Company
WAB / Westinghouse Air Brake Technologies Corporation
WMT / Walmart Inc.
WAG /
CME / CME Group Inc.
WRE / Washington Real Estate Investment Trust
US9487411038 / Weingarten Realty Investors
WFC / Wells Fargo & Company
WR / Westar Energy, Inc.
M / Macy's, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
XEMDX / Western Assets Emerging Markets
WU / The Western Union Company
WFM / Whole Foods Market, Inc.
WMB / The Williams Companies, Inc.
/ Windstream Holdings, Inc
WTFC / Wintrust Financial Corporation
WEC / WEC Energy Group, Inc.
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
US98212B1035 / WPX Energy, Inc.
98235T107 / Wright Medical Group N.V.
98235TAA5 / Wright Medical Group N.V. Bond
/ Wyndham Destinations, Inc.
XEL / Xcel Energy Inc.
CAT / Caterpillar Inc.
XRX / Xerox Holdings Corporation
AABA / Altaba Inc
AUY / Yamana Gold Inc.
YUM / Yum! Brands, Inc.
ZLC / Zale Corp
DZSI / DZS Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ZOLT / Zoltek Companies Inc
ZTS / Zoetis Inc.
ZNGA / Zynga Inc - Class A
ARCO / Arcos Dorados Holdings Inc.
ACN / Accenture plc
COV /
LBTYA / Liberty Global Ltd.
MNKKQ / Mallinckrodt Plc
SDRL / Seadrill Limited
STX / Seagate Technology Holdings plc
EZCH / EZchip Semiconductor Limited
CLB / Core Laboratories Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
RVT / Royce Small-Cap Trust, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
ILCG / iShares Trust - iShares Morningstar Growth ETF
PDT / John Hancock Premium Dividend Fund
PML / PIMCO Municipal Income Fund II
MDU / MDU Resources Group, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
AMAT / Applied Materials, Inc.
SRC / Spirit Realty Capital, Inc.
AEP / American Electric Power Company, Inc.
XOM / Exxon Mobil Corporation
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
KKR / KKR & Co. Inc.
JPS / Nuveen Preferred & Income Securities Fund
XYL / Xylem Inc.
PPL / PPL Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
BAC / Bank of America Corporation
SCHW / The Charles Schwab Corporation
HBAN / Huntington Bancshares Incorporated
CVI / CVR Energy, Inc.