Market Value184,592,000
Total Holdings220
File Date2014-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
META / Meta Platforms, Inc.
WMB / The Williams Companies, Inc.
QCOM / QUALCOMM Incorporated
MO / Altria Group, Inc.
ALL / The Allstate Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
NAZ / Nuveen Arizona Quality Municipal Income Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
GE / General Electric Company
GSK / GSK plc - Depositary Receipt (Common Stock)
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
XEL / Xcel Energy Inc.
MKC / McCormick & Company, Incorporated
COP / ConocoPhillips
LLY / Eli Lilly and Company
FDX / FedEx Corporation
INTU / Intuit Inc.
FCX / Freeport-McMoRan Inc.
HCMC / Healthier Choices Management Corp.
PII / Polaris Inc.
GIGM / GigaMedia Limited
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
USO / United States Oil Fund, LP - Limited Partnership
ED / Consolidated Edison, Inc.
YUM / Yum! Brands, Inc.
ITW / Illinois Tool Works Inc.
CLB / Core Laboratories Inc.
INTC / Intel Corporation
DVY / iShares Trust - iShares Select Dividend ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
C.WSA / Citigroup, Inc.
SLB / Schlumberger Limited
KO / The Coca-Cola Company
MSFT / Microsoft Corporation
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
WFC / Wells Fargo & Company
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
GOOGL / Alphabet Inc.
DIS / The Walt Disney Company
ABT / Abbott Laboratories
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
MRK / Merck & Co., Inc.
IBB / iShares Trust - iShares Biotechnology ETF
GLW / Corning Incorporated
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
MMM / 3M Company
MBB / iShares Trust - iShares MBS ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VZ / Verizon Communications Inc.
CL / Colgate-Palmolive Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MA / Mastercard Incorporated
BKNG / Booking Holdings Inc.
UNP / Union Pacific Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
CMG / Chipotle Mexican Grill, Inc.
IBM / International Business Machines Corporation
AAPL / Apple Inc.
RHNO / Rhino Resource Partners LP - Unit
758766109 / Regal Entertainment Group
POT / Potash Corp. of Saskatchewan, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
SXL / Sunoco Logistics Partners L.P.
DOG / ProShares Trust - ProShares Short Dow30
153501101 / Central Fund of Canada Ltd.
IEV / iShares Trust - iShares Europe ETF
CIM / Chimera Investment Corporation
CHY / Calamos Convertible and High Income Fund
ROL / Rollins, Inc.
DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102)
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
TRI / Thomson Reuters Corporation
LINE / Lineage, Inc.
RDN / Radian Group Inc.
GNW / Genworth Financial, Inc.
VRSN / VeriSign, Inc.
GPL / Great Panther Mining Ltd
WFM / Whole Foods Market, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
HAIN / The Hain Celestial Group, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
GTU / Central Gold Trust
CERN / Cerner Corp.
VGR / Vector Group Ltd.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
BAX / Baxter International Inc.
DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
ERF / Enerplus Corporation
EUM / ProShares Trust - ProShares Short MSCI Emerging Markets
SPPP / Sprott Physical Platinum and Palladium Trust
MRH / Montpelier Re Holdings Ltd
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
GEO / The GEO Group, Inc.
UKF / ProShares Ultra Russell1000 Growth
SVBL / Silver Bull Resources, Inc.
91911K102 / Bausch Health Companies
LO /
REM / iShares Trust - iShares Mortgage Real Estate ETF
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
RTN / Raytheon Co.
EXPD / Expeditors International of Washington, Inc.
ALD / WisdomTree Asia Local Debt Fund
SALE / RetailMeNot, Inc.
MMP / Magellan Midstream Partners L.P.
PSLV / Sprott Physical Silver Trust
PHYS / Sprott Physical Gold Trust
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
AGU / Agrium Inc.
61166W101 / Monsanto Co.
VTR / Ventas, Inc.
BG / Bunge Global SA
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
VER / VEREIT Inc
SH / ProShares Trust - ProShares Short S&P500
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
HE / Hawaiian Electric Industries, Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
US6550441058 / Noble Energy, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SRCL / Stericycle, Inc.
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
ESRX / Express Scripts Holding Co.
82735Q102 / Silver Bay Realty Trust Corp.
XWEL / XWELL, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
AINV / Apollo Investment Corporation
TWO / Two Harbors Investment Corp.
IXP / iShares Trust - iShares Global Comm Services ETF
CELG / Celgene Corp.
ALGN / Align Technology, Inc.
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
KMP /
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
AAL / American Airlines Group Inc.
SALE / RetailMeNot, Inc.
EXC / Exelon Corporation
TRP / TC Energy Corporation
AHT / Ashford Hospitality Trust, Inc.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
SALE / RetailMeNot, Inc.
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
FOXF / Fox Factory Holding Corp.
EPR.PRC / EPR Properties - Preferred Stock
847560109 / Spectra Energy Corp.
PNRA / Panera Bread Co.
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
NOV / NOV Inc.
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
SIGI / Selective Insurance Group, Inc.
FDO /
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SRPT / Sarepta Therapeutics, Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
WYNN / Wynn Resorts, Limited
FREEF / FreeSeas Inc
DTV / DTE Energy Company
ITB / iShares Trust - iShares U.S. Home Construction ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
KMB / Kimberly-Clark Corporation
PG / The Procter & Gamble Company
GOOG / Alphabet Inc.
HON / Honeywell International Inc.
DE / Deere & Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
AMT / American Tower Corporation
BRK.B / Berkshire Hathaway Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BA / The Boeing Company
V / Visa Inc.
GLD / SPDR Gold Trust
KMI / Kinder Morgan, Inc.
GD / General Dynamics Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
CVX / Chevron Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
UPS / United Parcel Service, Inc.
CVS / CVS Health Corporation
TGT / Target Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ADM / Archer-Daniels-Midland Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SIRI / Sirius XM Holdings Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
ES / Eversource Energy
XOM / Exxon Mobil Corporation
ISRG / Intuitive Surgical, Inc.
WPM / Wheaton Precious Metals Corp.
ACN / Accenture plc
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
GILD / Gilead Sciences, Inc.
ETR / Entergy Corporation
MDLZ / Mondelez International, Inc.
PM / Philip Morris International Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
ZTS / Zoetis Inc.
NKE / NIKE, Inc.
AWK / American Water Works Company, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
AGNC / AGNC Investment Corp.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BLK / BlackRock, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
QLTA / iShares Trust - iShares Aaa - A Rated Corporate Bond ETF
DRI / Darden Restaurants, Inc.
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PEP / PepsiCo, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DCI / Donaldson Company, Inc.
LOW / Lowe's Companies, Inc.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
BCE / BCE Inc.
PFE / Pfizer Inc.
ECL / Ecolab Inc.
COST / Costco Wholesale Corporation
EW / Edwards Lifesciences Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
WMT / Walmart Inc.
SPY / SPDR S&P 500 ETF
SBUX / Starbucks Corporation
AIG / American International Group, Inc.
T / AT&T Inc.
CHRW / C.H. Robinson Worldwide, Inc.