Market Value68,018,000
Total Holdings339
File Date2016-11-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LOW / Lowe's Companies, Inc.
C / Citigroup Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
US9229087104 / VANGUARD 500 INDEX FUND VANGUARD 500 INDEX ADM
CVX / Chevron Corporation
JPM / JPMorgan Chase & Co.
D / Dominion Energy, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
NRTLQ / Nortel Networks Corp
US36242H2031 / Gabelli Dividend & Income Trust Preferred A
THORNBURG MTG INC / EQUITY (885218800)
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
RBSPF / NatWest Group plc
AMERICAN MUNI INCOME PT / EQUITY (027649102)
MARKET VECTORS GOLD MINERS ETF / OPTION Call (57060U900)
DODFX / Dodge & Cox Funds - Dodge & Cox International Stock Fund
Y / Alleghany Corp. Put
CNS / Cohen & Steers, Inc.
KEY.PRH / KeyCorp Call
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
126132109 / CNOOC Ltd.
NABZY / National Australia Bank Limited - Depositary Receipt (Common Stock)
TIP / iShares Trust - iShares TIPS Bond ETF
MAIN / Main Street Capital Corporation
EMAN / EMagin Corp
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CCL / Cuscal Limited
ILF / iShares Trust - iShares Latin America 40 ETF
SCCO / Southern Copper Corporation
AGU / Agrium Inc.
VTSMX / Vanguard Index Funds - Vanguard Index Trust Total Stock Market Index Fund
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
ABBV / AbbVie Inc.
SJM / The J. M. Smucker Company
MMM / 3M Company
GE / General Electric Company Call
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
BAH / Booz Allen Hamilton Holding Corporation Put
PAYX / Paychex, Inc.
V / Visa Inc.
TQQQ / ProShares Trust - ProShares UltraPro QQQ
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
LUMN / Lumen Technologies, Inc.
AZO / AutoZone, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
BLK / BlackRock, Inc. Put
KMI / Kinder Morgan, Inc.
MDLZ / Mondelez International, Inc.
T / AT&T Inc.
MVO / MV Oil Trust
VANGUARD TOTAL INTL STOCK IDX SIGNAL / EQUITY (921909792)
WHR / Whirlpool Corporation Put
LKFN / Lakeland Financial Corporation
FRP / Fairpoint Communications, Inc.
WY / Weyerhaeuser Company
LVMUY / LVMH Moët Hennessy - Louis Vuitton, Société Européenne - Depositary Receipt (Common Stock)
APA / APA Corporation Put
SAP / SAP SE - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
MRK / Merck & Co., Inc.
MMU / Western Asset Managed Municipals Fund Inc.
BGS / B&G Foods, Inc.
RPAI / Retail Properties of America Inc - Class A
EWY / iShares, Inc. - iShares MSCI South Korea ETF
WTHL / Whitehall Enterprises, Inc.
CAF / Morgan Stanley China A Share Fund, Inc.
CPWR / Ocean Thermal Energy Corporation
REM / iShares Trust - iShares Mortgage Real Estate ETF
LRLCY / L'Oréal S.A. - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
LINE / Lineage, Inc. Put
EWP / iShares, Inc. - iShares MSCI Spain ETF
CHE / Chemed Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RETAIL PPTYS AMER INC C0M / EQUITY (76131V509)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BRCM / Broadcom Corporation
PHI / PLDT Inc. - Depositary Receipt (Common Stock)
CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N / EQUITY (217996016)
BCE / BCE Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
US2168311072 / Cooper Tire & Rubber Co Put
IEV / iShares Trust - iShares Europe ETF
GDV / The Gabelli Dividend & Income Trust
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LINE / Lineage, Inc.
PSLV / Sprott Physical Silver Trust
TQNT /
VR / Global X Funds - Global X Metaverse ETF
PRHSX / T. Rowe Price Health Sciences Fund Inc - T. Rowe Price Health Sciences Fund
EPOL / iShares Trust - iShares MSCI Poland ETF
US2241221017 / Craft Brew Alliance, Inc.
US2241221017 / Craft Brew Alliance, Inc. Call
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BAYZF / Bayer Aktiengesellschaft
TUR / iShares, Inc. - iShares MSCI Turkey ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
US16941M1099 / China Mobile Ltd.
SDS / ProShares Trust - ProShares UltraShort S&P500
RBSPF / NatWest Group plc
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
TKC / Turkcell Iletisim Hizmetleri A.S. - Depositary Receipt (Common Stock)
TKC / Turkcell Iletisim Hizmetleri A.S. - Depositary Receipt (Common Stock) Call
SNY / Sanofi - Depositary Receipt (Common Stock)
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
US9220423043 / Vanguard Emerging Markets Stock Index Fund Investor Shares
BEHRINGER HARVARD REIT 1 INC NSA / EQUITY (076999994)
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
DBD / Diebold Nixdorf, Incorporated
WPC / W. P. Carey Inc.
US939ESC9680 / WASHINGTON MUTUAL INC COMMON STOCK
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
ANDV / Andeavor Corp. Put
DSU / BlackRock Debt Strategies Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
AWSHX / Washington Mutual Investors Fund - Washington Mutual Investors Fund Class A
CAIBX / Capital Income Builder - American Funds Capital Income Builder Class A
/ Total S.A.
RY / Royal Bank of Canada
ABALX / American Balanced Fund - American Balanced Fund Class A
JANUS GROWTH & INCOM T / EQUITY (471023200)
LILAB / Liberty Latin America Ltd. Put
F1E / FIDELITY NATIONAL FINANCIAL
LORILLARD INC / OPTION Put (544147951)
AEPGX / Europacific Growth Fund - American Funds EuroPacific Growth A
ATHEROGENICS INC COM / EQUITY (047439104)
VANGUARD ENERGY FUND / EQUITY (921908109)
TAP.A / Molson Coors Beverage Company Put
AMT.PRB / American Tower Corp Put
COLE CREDIT PROPERTY TRUST II REIT NSA / EQUITY (193989993)
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
RESERVE YIELD PLUS FUND IN LIQUIDATION / EQUITY (825250103)
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
PMT / PennyMac Mortgage Investment Trust Put
DR / Medical Facilities Corporation
920355104 / Valspar Corp.
TOYOF / Toyota Motor Corporation Put
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TORCH OFFSHORE INC DELISTED 7/20/6 / EQUITY (891019101)
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
74005P104 / Praxair, Inc.
UGP / Ultrapar Participações S.A. - Depositary Receipt (Common Stock)
PLCMP0000017 / Comp SA
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
UIL / UIL Holdings Corporation
LEARNING PRIORITY INC DELISTED 10/16/08 / EQUITY (52201E107)
36186CAE3 / Gmac Llc Zr Cpn 6/15/15 (issued In Units Of $10,000 As A % Of The Face Amount Or $10,000)
KRFT /
CBD / Companhia Brasileira De Distribuicao - Depositary Receipt (Common Stock)
RAM POWER CORP COM / EQUITY (751308107)
CORE RLTY HLDGS LLC BONDS SERIES 2007-A NS / OPTION (21870EAA0)
PHK / PIMCO High Income Fund
DVY / iShares Trust - iShares Select Dividend ETF
US5535731062 / MSG Networks Inc Put
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EL / The Estée Lauder Companies Inc. Put
CNK / Cinemark Holdings, Inc.
BFFAF / BASF SE
AEO / American Eagle Outfitters, Inc.
DRYS / DryShips, Inc.
HME / Home Properties, Inc.
AES.PRC / AES Trust III
PML / PIMCO Municipal Income Fund II
STON / StoneMor Inc
IWN / iShares Trust - iShares Russell 2000 Value ETF
TDAM (2) MM PORT INVESTOR CL / EQUITY (87236U999)
GLD / SPDR Gold Trust
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
/ Wyndham Destinations, Inc. Put
FIRSTHAND FDS TECHNOLOGY OPPORTUNITIES FD / EQUITY (337941504)
HE / Hawaiian Electric Industries, Inc.
MARKET VECTORS PREF EX-FIN ETF / EQUITY (57061R791)
WNR / Western Refining, Inc. Put
DISH / DISH Network Corporation Put
MARKET VECTORS HIGH YIELD MUNI INDX / EQUITY (57060U878)
74005P104 / Praxair, Inc. Put
EPHE / iShares Trust - iShares MSCI Philippines ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
WELLS FARGO ADVANTAGE GOVERNMENT SECURITIE / EQUITY (949917561)
VTSAX / Vanguard Index Funds - Vanguard Total Stock Market Index Fund Admiral
VANGUARD PREC METALS & MINING FD / EQUITY (921908208)
UAN / CVR Partners, LP - Limited Partnership
CITADEL BROADCASTING / EQUITY (17285T106)
CLX / The Clorox Company Put
USO / United States Oil Fund, LP - Limited Partnership
SBMRY / SABMiller plc
DTV / DTE Energy Company
456837301 / ING Groep N.V., 7.20% ING Perpetual Debt Securities
NUV / Nuveen Municipal Value Fund, Inc.
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
EEB / Invesco BRIC ETF
HCN / Welltower Inc.
WMB / The Williams Companies, Inc.
DYN / Dyne Therapeutics, Inc.
TSLA / Tesla, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
KEY / KeyCorp
FTR / Frontier Communications Corp.
LVS / Las Vegas Sands Corp. Put
LHHMQ / Lehman Brothers Holdings Capital Trust V - 6% PRF REDEEM 22/04/2053 USD 25 - Ser M
MNST / Monster Beverage Corporation
SHV / iShares Trust - iShares Short Treasury Bond ETF
SCU / Sculptor Capital Management Inc - Class A
CB / Chubb Limited Put
STE / STERIS plc
LUN / Lundin Mining Corporation
VODPF / Vodafone Group Public Limited Company
CSCO / Cisco Systems, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
HYB / The New America High Income Fund Inc.
GS / The Goldman Sachs Group, Inc.
PCP / Precision Castparts Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
APH / Amphenol Corporation
APH / Amphenol Corporation Call
PWR / Quanta Services, Inc.
KORS / Michael Kors Holdings Ltd.
SBUX / Starbucks Corporation
BAC / Bank of America Corporation Put
EMR / Emerson Electric Co.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
VZ / Verizon Communications Inc.
RTN / Raytheon Co.
AEP / American Electric Power Company, Inc.
GD / General Dynamics Corporation
DB / Deutsche Bank Aktiengesellschaft Put
TRV / The Travelers Companies, Inc.
DFS / Discover Financial Services
SR / Spire Inc.
US92220P1057 / Varian Medical Systems, Inc.
MDU / MDU Resources Group, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
872307903 / TCF Financial Corporation
CI / The Cigna Group
CMI / Cummins Inc. Put
DOW / Dow Inc.
KMB / Kimberly-Clark Corporation
KMB / Kimberly-Clark Corporation Put
USB / U.S. Bancorp
BRK.A / Berkshire Hathaway Inc.
INTU / Intuit Inc.
DOW / Dow Inc.
OXY / Occidental Petroleum Corporation Put
SWK / Stanley Black & Decker, Inc.
SYY / Sysco Corporation
SJM / The J. M. Smucker Company Put
SDRL / Seadrill Limited
MAT / Mattel, Inc.
FL / Foot Locker, Inc.
AMGN / Amgen Inc.
XRX / Xerox Holdings Corporation
CELG / Celgene Corp.
AMT / American Tower Corporation
US3024451011 / FLIR Systems, Inc.
AFL / Aflac Incorporated
MCD / McDonald's Corporation
EOG / EOG Resources, Inc. Put
XRAY / DENTSPLY SIRONA Inc.
M / Macy's, Inc.
TMUS / T-Mobile US, Inc.
CAH / Cardinal Health, Inc.
HRB / H&R Block, Inc.
CAT / Caterpillar Inc.
TD / The Toronto-Dominion Bank
EBAY / eBay Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ESRX / Express Scripts Holding Co.
HD / The Home Depot, Inc.
HD / The Home Depot, Inc. Put
YUM / Yum! Brands, Inc.
KO / The Coca-Cola Company
AMP / Ameriprise Financial, Inc. Put
PEP / PepsiCo, Inc.
MCO / Moody's Corporation
COP / ConocoPhillips
GM / General Motors Company
GM / General Motors Company Call
JNJ / Johnson & Johnson
ORCL / Oracle Corporation
BAX / Baxter International Inc.
QCOM / QUALCOMM Incorporated
GE / General Electric Company
NKE / NIKE, Inc.
WMT / Walmart Inc.
GIS / General Mills, Inc.
IBM / International Business Machines Corporation
INTC / Intel Corporation
RTX / RTX Corporation
DG / Dollar General Corporation
MA / Mastercard Incorporated
META / Meta Platforms, Inc.
DIS / The Walt Disney Company
PG / The Procter & Gamble Company
PG / The Procter & Gamble Company Put
F / Ford Motor Company Call
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
AXP / American Express Company
INTC / Intel Corporation Call
BA / The Boeing Company
SPY / SPDR S&P 500 ETF
PEG / Public Service Enterprise Group Incorporated
MO / Altria Group, Inc.
WFC / Wells Fargo & Company
CMCSA / Comcast Corporation
NEM / Newmont Corporation
F / Ford Motor Company
COST / Costco Wholesale Corporation
FDX / FedEx Corporation
FDX / FedEx Corporation Put
PFE / Pfizer Inc.
PFE / Pfizer Inc. Call
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
MSFT / Microsoft Corporation
CAG / Conagra Brands, Inc.
XOM / Exxon Mobil Corporation
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
GOOGL / Alphabet Inc.
LMT / Lockheed Martin Corporation
LLY / Eli Lilly and Company
PM / Philip Morris International Inc.
XOM / Exxon Mobil Corporation Put
AMGN / Amgen Inc. Call
MSFT / Microsoft Corporation Call
BA / The Boeing Company Put