Market Value152,966,000
Total Holdings207
File Date2021-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
JQC / Nuveen Credit Strategies Income Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
GLOF / iShares Trust - iShares Global Equity Factor ETF
GOOGL / Alphabet Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
ARCC / Ares Capital Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
DNP / DNP Select Income Fund Inc.
AMZN / Amazon.com, Inc.
MCD / McDonald's Corporation
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
IAU / iShares Gold Trust
AAPL / Apple Inc. Call
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SLV / iShares Silver Trust
WFC / Wells Fargo & Company
CEF / Sprott Physical Gold and Silver Trust
QQQ / Invesco QQQ Trust, Series 1
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
MO / Altria Group, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CSCO / Cisco Systems, Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
COST / Costco Wholesale Corporation Call
SPY / SPDR S&P 500 ETF Call
SPY / SPDR S&P 500 ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
EWA / iShares, Inc. - iShares MSCI Australia ETF
COST / Costco Wholesale Corporation
DFUS / Dimensional ETF Trust - Dimensional U.S. Equity Market ETF
META / Meta Platforms, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
AAPL / Apple Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
DIS / The Walt Disney Company
CARR / Carrier Global Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
FSK / FS KKR Capital Corp.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
GLD / SPDR Gold Trust
USB / U.S. Bancorp
UHT / Universal Health Realty Income Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
QQQ / Invesco QQQ Trust, Series 1 Call
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
NFLX / Netflix, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VZ / Verizon Communications Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
PSR / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Active U.S. Real Estate ETF
JNJ / Johnson & Johnson
TSLA / Tesla, Inc.
PG / The Procter & Gamble Company
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
PLTR / Palantir Technologies Inc. Call
PLTR / Palantir Technologies Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
CNRG / SPDR Series Trust - SPDR S&P Kensho Clean Power ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
PEP / PepsiCo, Inc.
AWF / AllianceBernstein Global High Income Fund
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PTBD / Pacer Funds Trust - Pacer Trendpilot US Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
CVX / Chevron Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
T / AT&T Inc.
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
PYPL / PayPal Holdings, Inc. Call
IBB / iShares Trust - iShares Biotechnology ETF
KR / The Kroger Co.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ABR / Arbor Realty Trust, Inc.
INTU / Intuit Inc.
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
NCLH / Norwegian Cruise Line Holdings Ltd.
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
TGT / Target Corporation
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
BAC / Bank of America Corporation
LOW / Lowe's Companies, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF
MS / Morgan Stanley
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ABT / Abbott Laboratories
GOOG / Alphabet Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
CAT / Caterpillar Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ET / Energy Transfer LP - Limited Partnership
DE / Deere & Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
BBHY / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
SPGI / S&P Global Inc.
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
CASY / Casey's General Stores, Inc.
XOM / Exxon Mobil Corporation
NSC / Norfolk Southern Corporation
DKNG / DraftKings Inc.
ROSC / Lattice Strategies Trust - Hartford Multifactor Small Cap ETF
ACN / Accenture plc
BDX / Becton, Dickinson and Company
UNP / Union Pacific Corporation
CLX / The Clorox Company
NKE / NIKE, Inc.
V / Visa Inc. Call
CME / CME Group Inc.
ADP / Automatic Data Processing, Inc.
BRK.B / Berkshire Hathaway Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MRK / Merck & Co., Inc.
INTC / Intel Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MA / Mastercard Incorporated
HSY / The Hershey Company
NVDA / NVIDIA Corporation
ADBE / Adobe Inc.
MAC / The Macerich Company
VAW / Vanguard World Fund - Vanguard Materials ETF
XMMO / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap Momentum ETF
PYPL / PayPal Holdings, Inc.
AMT / American Tower Corporation
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
NAK / Northern Dynasty Minerals Ltd.
PARA / Paramount Global
PARA / Paramount Global Call
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
DFAX / Dimensional ETF Trust - Dimensional World ex U.S. Core Equity 2 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
MSFT / Microsoft Corporation Call
NEE / NextEra Energy, Inc.
SHW / The Sherwin-Williams Company
SHW / The Sherwin-Williams Company Call
MA / Mastercard Incorporated Call
BA / The Boeing Company
V / Visa Inc.
CAT / Caterpillar Inc. Call
MSFT / Microsoft Corporation
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AFIN / American Fin Tr Inc - Class A
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
JEPI / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Equity Premium Income ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
BRK.B / Berkshire Hathaway Inc. Call
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
MSI / Motorola Solutions, Inc.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
PHYS / Sprott Physical Gold Trust
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
UNH / UnitedHealth Group Incorporated
YYY / Amplify ETF Trust - Amplify High Income ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
BRSP / BrightSpire Capital, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
GPN / Global Payments Inc.
PFE / Pfizer Inc.
PHUN / Phunware, Inc.
RSG / Republic Services, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF