Market Value80,235,000
Total Holdings166
File Date2017-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
TUP / Tupperware Brands Corporation
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
CELG / Celgene Corp.
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
IEUS / iShares Trust - iShares MSCI Europe Small-Cap ETF
61166W101 / Monsanto Co.
JAZZ / Jazz Pharmaceuticals plc
DIA / SPDR Dow Jones Industrial Average ETF Trust
XUTGX / Reaves Utility Income Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
WYNN / Wynn Resorts, Limited
GE / General Electric Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MRK / Merck & Co., Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CVX / Chevron Corporation
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
VZ / Verizon Communications Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PG / The Procter & Gamble Company
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
BX / Blackstone Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
QCOM / QUALCOMM Incorporated
JPM / JPMorgan Chase & Co.
VUG / Vanguard Index Funds - Vanguard Growth ETF
INTC / Intel Corporation
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AMGN / Amgen Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
PM / Philip Morris International Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
T / AT&T Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
D / Dominion Energy, Inc.
MSFT / Microsoft Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
ABBV / AbbVie Inc.
HD / The Home Depot, Inc.
NVDA / NVIDIA Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
UPS / United Parcel Service, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
PFE / Pfizer Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
AMZN / Amazon.com, Inc.
GLW / Corning Incorporated
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DUK / Duke Energy Corporation
GM / General Motors Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
META / Meta Platforms, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
WFC.PRL / Wells Fargo & Company - Preferred Stock
COP / ConocoPhillips
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
BAC / Bank of America Corporation
MO / Altria Group, Inc.
GOOG / Alphabet Inc.
GILD / Gilead Sciences, Inc.
BA / The Boeing Company
BRK.B / Berkshire Hathaway Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
KMI / Kinder Morgan, Inc.
PHYS / Sprott Physical Gold Trust
KMI / Kinder Morgan, Inc.
SO / The Southern Company
F / Ford Motor Company
JNJ / Johnson & Johnson
EFA / iShares Trust - iShares MSCI EAFE ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
AAPL / Apple Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AXDX / Accelerate Diagnostics, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
SPY / SPDR S&P 500 ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HDV / iShares Trust - iShares Core High Dividend ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
RTX / RTX Corporation
OLED / Universal Display Corporation
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
IQI / Invesco Quality Municipal Income Trust
IAU / iShares Gold Trust
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VTR / Ventas, Inc.
RTN / Raytheon Co.
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
NLY / Annaly Capital Management, Inc.
GAL / SSGA Active Trust - SPDR SSGA Global Allocation ETF
QQQ / Invesco QQQ Trust, Series 1
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
AIG / American International Group, Inc.
VER / VEREIT Inc
NUVEEN HGH INC DEC18 TRGT TR / C (67075P103)
MNR / Mach Natural Resources LP
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
MDU / MDU Resources Group, Inc.
ASRT / Assertio Holdings, Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
XPDIX / PIMCO Dynamic Income Fund
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
NXPI / NXP Semiconductors N.V.
KR / The Kroger Co.
GOOGL / Alphabet Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
IWM / iShares Trust - iShares Russell 2000 ETF
DOW / Dow Inc.
CSCO / Cisco Systems, Inc.
XOM / Exxon Mobil Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
DIS / The Walt Disney Company