Market Value160,074,000
Total Holdings255
File Date2019-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BOX / Box, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
CBRL / Cracker Barrel Old Country Store, Inc.
LAND / Gladstone Land Corporation
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
BLES / Northern Lights Fund Trust IV - Inspire Global Hope ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
SVVC / Firsthand Technology Value Fund, Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
MFL / BlackRock MuniHoldings Investment Quality Fund
US09254R1041 / BlackRock MuniYield Investment Fund
JCO / Nuveen Credit Opportunities 2022 Target Term Fund
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
FTVA / Aptus Fortified Value ETF
US19421R2004 / Collectors Universe, Inc.
US85571BAH87 / Starwood Property Trust Inc Bond
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
ACB / Aurora Cannabis Inc.
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
NIO / NIO Inc. - Depositary Receipt (Common Stock)
LGF.A / Lions Gate Entertainment Corp.
JAZZ / Jazz Pharmaceuticals plc
RTN / Raytheon Co.
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
VER / VEREIT Inc
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
IEHS / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Healthcare Staples ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
MLNX / Mellanox Technologies, Ltd.
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
NTNX / Nutanix, Inc.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
OLED / Universal Display Corporation
RHT / Red Hat, Inc.
ZM / Zoom Communications Inc.
STWD / Starwood Property Trust, Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
FBMS / The First Bancshares, Inc.
WPC / W. P. Carey Inc.
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
IAU / iShares Gold Trust
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
HBAN / Huntington Bancshares Incorporated
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
KR / The Kroger Co.
STZ / Constellation Brands, Inc.
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SPMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Momentum ETF
AXDX / Accelerate Diagnostics, Inc.
C / Citigroup Inc.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
JPM / JPMorgan Chase & Co.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GOOGL / Alphabet Inc.
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
T / AT&T Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
GOOG / Alphabet Inc.
DUK / Duke Energy Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
IBM / International Business Machines Corporation
DOW / Dow Inc.
MO / Altria Group, Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
INTC / Intel Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
BX / Blackstone Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
KMI / Kinder Morgan, Inc.
ENB / Enbridge Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
WFC / Wells Fargo & Company
MRK / Merck & Co., Inc.
DNP / DNP Select Income Fund Inc.
HD / The Home Depot, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SHOP / Shopify Inc.
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
UNP / Union Pacific Corporation
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
D / Dominion Energy, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VZ / Verizon Communications Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
UTG / Reaves Utility Income Fund
CSCO / Cisco Systems, Inc.
MDT / Medtronic plc
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
BRK.B / Berkshire Hathaway Inc.
MA / Mastercard Incorporated
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IWM / iShares Trust - iShares Russell 2000 ETF
CMCSA / Comcast Corporation
CVX / Chevron Corporation
CSX / CSX Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
UPS / United Parcel Service, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
NVDA / NVIDIA Corporation
INFY / Infosys Limited - Depositary Receipt (Common Stock)
MNR / Mach Natural Resources LP
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
PHYS / Sprott Physical Gold Trust
OXY / Occidental Petroleum Corporation
PM / Philip Morris International Inc.
AMZN / Amazon.com, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
F / Ford Motor Company
IVV / iShares Trust - iShares Core S&P 500 ETF
GLW / Corning Incorporated
GM / General Motors Company
KO / The Coca-Cola Company
ARKK / ARK ETF Trust - ARK Innovation ETF
CVS / CVS Health Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NTR / Nutrien Ltd.
NTLA / Intellia Therapeutics, Inc.
MMM / 3M Company
EMR / Emerson Electric Co.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PG / The Procter & Gamble Company
XOM / Exxon Mobil Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VLO / Valero Energy Corporation
XYZ / Block, Inc.
WTRG / Essential Utilities, Inc.
ETSY / Etsy, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AEP / American Electric Power Company, Inc.
LLY / Eli Lilly and Company
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
ETN / Eaton Corporation plc
HSY / The Hershey Company
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
BA / The Boeing Company
HON / Honeywell International Inc.
COST / Costco Wholesale Corporation
WFC.PRL / Wells Fargo & Company - Preferred Stock
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
UNH / UnitedHealth Group Incorporated
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
LMT / Lockheed Martin Corporation
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
MCD / McDonald's Corporation
AMGN / Amgen Inc.
NFLX / Netflix, Inc.
MSFT / Microsoft Corporation
AVGO / Broadcom Inc.
BAC / Bank of America Corporation
CRM / Salesforce, Inc.
SO / The Southern Company
PFE / Pfizer Inc.
CAT / Caterpillar Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ALB / Albemarle Corporation
PEP / PepsiCo, Inc.
WMT / Walmart Inc.
V / Visa Inc.
DIS / The Walt Disney Company
PYPL / PayPal Holdings, Inc.
CMI / Cummins Inc.
ABBV / AbbVie Inc.
JNJ / Johnson & Johnson
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
IXN / iShares Trust - iShares Global Tech ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPY / SPDR S&P 500 ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
QCOM / QUALCOMM Incorporated
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
AAPL / Apple Inc.
META / Meta Platforms, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VUG / Vanguard Index Funds - Vanguard Growth ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
GLD / SPDR Gold Trust
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
HDV / iShares Trust - iShares Core High Dividend ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWB / iShares Trust - iShares Russell 1000 ETF
DRSK / ETF Series Solutions - Aptus Defined Risk ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
RTX / RTX Corporation
GNPX / Genprex, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund