Market Value310,641,000
Total Holdings328
File Date2020-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IAU / iShares Gold Trust
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
MAG / MAG Silver Corp.
FAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - August
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
IBD / Northern Lights Fund Trust IV - Inspire Corporate Bond ETF
PGR / The Progressive Corporation
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
AMGN / Amgen Inc.
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
SIXG / ETF Series Solutions - Defiance Connective Technologies ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
DOCU / DocuSign, Inc.
TDC / Teradata Corporation
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AMZN / Amazon.com, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
ED / Consolidated Edison, Inc.
NFLX / Netflix, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
WTRG / Essential Utilities, Inc.
CRWD / CrowdStrike Holdings, Inc.
AMT / American Tower Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
TXN / Texas Instruments Incorporated
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
DG / Dollar General Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
HON / Honeywell International Inc.
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
HUM / Humana Inc.
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
NKE / NIKE, Inc.
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
C.WSA / Citigroup, Inc.
HSY / The Hershey Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
ETN / Eaton Corporation plc
FNOV / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - November
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
SILV / SilverCrest Metals Inc.
ORCL / Oracle Corporation
INTC / Intel Corporation
CMI / Cummins Inc.
DUK / Duke Energy Corporation
BTG / B2Gold Corp.
CMCSA / Comcast Corporation
INFY / Infosys Limited - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
AVGO / Broadcom Inc.
SE / Sea Limited - Depositary Receipt (Common Stock)
PYPL / PayPal Holdings, Inc.
BMY / Bristol-Myers Squibb Company
NTLA / Intellia Therapeutics, Inc.
BX / Blackstone Inc.
T / AT&T Inc.
TMO / Thermo Fisher Scientific Inc.
PM / Philip Morris International Inc.
IBM / International Business Machines Corporation
GOOGL / Alphabet Inc.
UTG / Reaves Utility Income Fund
MDT / Medtronic plc
SHOP / Shopify Inc.
V / Visa Inc.
WMT / Walmart Inc.
LLY / Eli Lilly and Company
VLO / Valero Energy Corporation
DOW / Dow Inc.
CSCO / Cisco Systems, Inc.
UPS / United Parcel Service, Inc.
CVX / Chevron Corporation
ACN / Accenture plc
DE / Deere & Company
KMI / Kinder Morgan, Inc.
MO / Altria Group, Inc.
IP / International Paper Company
UNH / UnitedHealth Group Incorporated
BAC / Bank of America Corporation
BA / The Boeing Company
MRK / Merck & Co., Inc.
D / Dominion Energy, Inc.
VZ / Verizon Communications Inc.
CSX / CSX Corporation
BW / Babcock & Wilcox Enterprises, Inc.
JPM / JPMorgan Chase & Co.
COST / Costco Wholesale Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
AME / AMETEK, Inc.
ALB / Albemarle Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
F / Ford Motor Company
MSFT / Microsoft Corporation
UNP / Union Pacific Corporation
DNP / DNP Select Income Fund Inc.
HD / The Home Depot, Inc.
BRK.B / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
PFE / Pfizer Inc.
GOOG / Alphabet Inc.
SO / The Southern Company
LOW / Lowe's Companies, Inc.
SBUX / Starbucks Corporation
ADBE / Adobe Inc.
MMM / 3M Company
GIS / General Mills, Inc.
ET / Energy Transfer LP - Limited Partnership
EMR / Emerson Electric Co.
PHYS / Sprott Physical Gold Trust
CAT / Caterpillar Inc.
NVDA / NVIDIA Corporation
WFC.PRL / Wells Fargo & Company - Preferred Stock
PEP / PepsiCo, Inc.
MCD / McDonald's Corporation
JNJ / Johnson & Johnson
KO / The Coca-Cola Company
CRM / Salesforce, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
GLW / Corning Incorporated
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
NEE / NextEra Energy, Inc.
CVS / CVS Health Corporation
CEF / Sprott Physical Gold and Silver Trust
MA / Mastercard Incorporated
PG / The Procter & Gamble Company
XOM / Exxon Mobil Corporation
ABBV / AbbVie Inc.
GBX / The Greenbrier Companies, Inc.
TPHD / The Timothy Plan - Timothy Plan High Dividend Stock ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
STZ / Constellation Brands, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SPMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Momentum ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
JAZZ / Jazz Pharmaceuticals plc
EFA / iShares Trust - iShares MSCI EAFE ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
WM / Waste Management, Inc.
QCOM / QUALCOMM Incorporated
THTX / Theratechnologies Inc.
XYZ / Block, Inc.
SLV / iShares Silver Trust
DRSK / ETF Series Solutions - Aptus Defined Risk ETF
AAPL / Apple Inc.
WFC / Wells Fargo & Company
META / Meta Platforms, Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
WWJD / Northern Lights Fund Trust IV - Inspire International ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
AXDX / Accelerate Diagnostics, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IXN / iShares Trust - iShares Global Tech ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
MBB / iShares Trust - iShares MBS ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
RSPH / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Health Care ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
ARKF / ARK ETF Trust - ARK Fintech Innovation ETF
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NXTG / First Trust Exchange-Traded Fund II - First Trust Indxx NextG ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
SPY / SPDR S&P 500 ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
TPLC / The Timothy Plan - Timothy Plan US Large/Mid Cap Core ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
LUV / Southwest Airlines Co.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
EVN / Eaton Vance Municipal Income Trust
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
HDV / iShares Trust - iShares Core High Dividend ETF
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
PTN / Palatin Technologies, Inc.
TSLA / Tesla, Inc.
VGM / Invesco Trust for Investment Grade Municipals
GLD / SPDR Gold Trust
LGF.A / Lions Gate Entertainment Corp.
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
/ Nuveen High Income 2020 Target Term Fund
MFMS / Motley Fool Funds Trust - MFAM Small-Cap Growth ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
SUN / Sunoco LP - Limited Partnership
SVVC / Firsthand Technology Value Fund, Inc.
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
110122157 / Bristol Meyers Squibb CVR Exp. 12/31/2020
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
FSLY / Fastly, Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ETSY / Etsy, Inc.
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
SPCE / Virgin Galactic Holdings, Inc.
NYMT / New York Mortgage Trust, Inc.
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
BOX / Box, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
NTNX / Nutanix, Inc.
PTBD / Pacer Funds Trust - Pacer Trendpilot US Bond ETF
IBDM / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Corporate ETF
NBEV / NewAge Inc
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
DFS / Discover Financial Services
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
CHTR / Charter Communications, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
MELI / MercadoLibre, Inc.
PPBT / Purple Biotech Ltd - Depositary Receipt (Common Stock)
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
FTXR / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF
ZM / Zoom Communications Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
OLED / Universal Display Corporation
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
MNR / Mach Natural Resources LP
TSE / Trinseo PLC
GNPX / Genprex, Inc.