Market Value264,151,068
Total Holdings341
File Date2021-05-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CGEMY / Capgemini SE - Depositary Receipt (Common Stock)
SWK / Stanley Black & Decker, Inc.
CVX / Chevron Corporation
HSY / The Hershey Company
EQIX / Equinix, Inc.
AVGO / Broadcom Inc.
ISRG / Intuitive Surgical, Inc.
ICVT / iShares Trust - iShares Convertible Bond ETF
BMY / Bristol-Myers Squibb Company
LVMUY / LVMH Moët Hennessy - Louis Vuitton, Société Européenne - Depositary Receipt (Common Stock)
VTRS / Viatris Inc.
MKC / McCormick & Company, Incorporated
LFUS / Littelfuse, Inc.
LOW / Lowe's Companies, Inc.
SQ / Block, Inc.
MRK / Merck & Co., Inc.
CC / The Chemours Company
CVS / CVS Health Corporation
DD / DuPont de Nemours, Inc.
PFE / Pfizer Inc.
CHSCM / CHS Inc. - Preferred Stock
ARKK / ARK ETF Trust - ARK Innovation ETF
C.WSA / Citigroup, Inc.
FKGRX / Franklin Custodian Funds - Franklin Growth Fund Class A1
SNA / Snap-on Incorporated
CTVA / Corteva, Inc.
K / Kellanova
LUV / Southwest Airlines Co.
ANET / Arista Networks Inc
DHR.PRA / Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
US87265KAD46 / Tpg Specialty Lending Inc Bond
PUTNAM GLOBAL EQUITY CL A / MUTUAL FUND (746772102)
Putnam Income Fund / MUTUAL FUND (746792100)
PNOPX / PUTNAM MULTI-CAP GROWTH FUND
Putnam Multi-CP Core A / MUTUAL FUND (74676P888)
T Rowe Price Global Multi-Sector Bond Fund / MUTUAL FUND (87282M107)
VanEck International Investors Gold Fund / MUTUAL FUND (921075420)
Versus Capital MultiMgr Real Estate Fd / MUTUAL FUND (92532P207)
Victory Incore Low Duration Bond Fund / MUTUAL FUND (92647K366)
Baird SH-TM Muni BD / MUTUAL FUND (057071631)
FUNDAMENTAL INVESTORS CL A / MUTUAL FUND (360802102)
HGR Liquidating Trust / (PER430110)
New World Fund / MUTUAL FUND (649280104)
LYB / LyondellBasell Industries N.V.
PEP / PepsiCo, Inc.
TRV / The Travelers Companies, Inc.
HON / Honeywell International Inc.
COP / ConocoPhillips
BDX / Becton, Dickinson and Company
BWA / BorgWarner Inc.
EXEL / Exelixis, Inc.
LMT / Lockheed Martin Corporation
GE / General Electric Company
IFFT / International Flavors & Fragrances Inc. - Unit (1Prpd Stk Pur contrct & 1 Note)
GMAB / Genmab A/S - Depositary Receipt (Common Stock)
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
PNW / Pinnacle West Capital Corporation
CSCO / Cisco Systems, Inc.
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
FLBR / Franklin Templeton ETF Trust - Franklin FTSE Brazil ETF
FEUPX / Europacific Growth Fund - EuroPacific Growth Fund - Class F-3
BA / The Boeing Company
LBRDA / Liberty Broadband Corporation
Stone Ridge Alternative Lending Risk Premium Fun / MUTUAL FUND (86172R101)
US9021043065 / II-VI Inc
PBCRY / PT Bank Central Asia Tbk - Depositary Receipt (Common Stock)
AIR / AAR Corp.
DHI / D.R. Horton, Inc.
FLFR / Franklin Templeton ETF Trust - Franklin FTSE France ETF
SJM / The J. M. Smucker Company
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
RBGLY / Reckitt Benckiser Group plc - Depositary Receipt (Common Stock)
HTLF / Heartland Financial USA, Inc.
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
SOLN / Southern Company - Unit - Series A (2019)
ALLY / Ally Financial Inc.
SONO / Sonos, Inc.
CMA / Comerica Incorporated
DTLA.PR / Brookfield DTLA Inc.
IFRA / iShares Trust - iShares U.S. Infrastructure ETF
US741503AX44 / The Priceline Group Inc. Bond
US126349AF63 / CSG Systems International, Inc. Bond 4.250% 3/1
AMZN / Amazon.com, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
PROSY / Prosus N.V. - Depositary Receipt (Common Stock)
AXP / American Express Company
GS.PRD / The Goldman Sachs Group, Inc. - Preferred Stock
TWTR / Twitter Inc
US302941AP45 / Fti Consulting Inc Bond
US04010LAW37 / Ares Cap Corp Bond
/ Digital Realty Trust, Inc.
LHX / L3Harris Technologies, Inc.
ORLY / O'Reilly Automotive, Inc.
DTE / DTE Energy Company
US00971TAL52 / CONV. NOTE
AESC / AES Corp. - Units
BCE / BCE Inc.
US848637AD65 / Splunk Inc Bond
US02557T3077 / AMERICAN ELECTRIC POWER INC PC 6.125% 08/15/2025
FLSW / Franklin Templeton ETF Trust - Franklin FTSE Switzerland ETF
US41068XAB64 / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Bond 4.125% 9/0
BDXB / Becton, Dickinson And Co. - 6% PRF CONVERT 01/06/2023 USD 50 - Ser B
LNC / Lincoln National Corporation
US34959JAK43 / CONV. NOTE
US3678292075 / GATEWAY FUND-A
NSS / NuStar Logistics, L.P. - Preferred Security
SPY / SPDR S&P 500 ETF
ITW / Illinois Tool Works Inc.
VZ / Verizon Communications Inc.
TGT / Target Corporation
ECL / Ecolab Inc.
/ Tesco PLC
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
MVBF / MVB Financial Corp.
US55024UAD19 / CONV. NOTE
RING / iShares, Inc. - iShares MSCI Global Gold Miners ETF
TSRYY / Treasury Wine Estates Limited - Depositary Receipt (Common Stock)
ERF / EUROFINS SCIENTIFIC SE COMMON STOCK EUR.1
VDE / Vanguard World Fund - Vanguard Energy ETF
CNP.PRB / CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
LZAGY / Lonza Group AG - Depositary Receipt (Common Stock)
KIGRY / KION GROUP AG - Depositary Receipt (Common Stock)
BSCP / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2025 Corporate Bond ETF
ASHTY / Ashtead Group plc - Depositary Receipt (Common Stock)
KSRYY / KOSÉ Corporation - Depositary Receipt (Common Stock)
AB Concentrated International Growth / MUTUAL FUND (01878T475)
American Funds Neco A / MUTUAL FUND (643822109)
PICK / iShares, Inc. - iShares MSCI Global Metals & Mining Producers ETF
SFIX / Stitch Fix, Inc.
META / Meta Platforms, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BG / Bunge Global SA
US25155MKM28 / Deutsche Bank Ag London Bond
US87238QAD51 / Tcp Capital Corp 4.625 1mar22 Bond
CTA.PRB / EIDP, Inc. - Preferred Stock
/ Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
US452327AK54 / Illumina Inc Bond
US427096AF94 / Hercules Capital Inc Bond
US682189AP09 / On Semiconductor Corp Bond
US87157DAD12 / Synaptics Inc Bond
UL / Unilever PLC - Depositary Receipt (Common Stock)
FRCOY / Fast Retailing Co., Ltd. - Depositary Receipt (Common Stock)
SLVP / iShares, Inc. - iShares MSCI Global Silver and Metals Miners ETF
/ Assurant, lnc.
PHYS / Sprott Physical Gold Trust
6861 / Keyence Corporation
US9576635034 / Western Asset Core Plus Bond I
CFG.PRD / Citizens Financial Group, Inc. - Preferred Stock
ENR.PRA / Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
XT / iShares Trust - iShares Exponential Technologies ETF
MS.PRF / Morgan Stanley - Preferred Stock
BC.PRA / Brunswick Corporation - Corporate Bond/Note
C.PRJ / Citigroup Inc. - Preferred Stock
BMRRY / B&M European Value Retail S.A. - Depositary Receipt (Common Stock)
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
WCC.PRA / WESCO International, Inc. - Preferred Stock
PSA.PRH / Public Storage - Preferred Stock
WFC / Wells Fargo & Company
SPOT / Spotify Technology S.A.
CBKLP / CoBank ACB - 6.125% PRF PERPETUAL USD - Ser G
FTNT / Fortinet, Inc.
NATI / National Instruments Corp.
MMM / 3M Company
SPLK / Splunk Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GAFFX / Growth Fund Of America - Growth Fund of America - Class F-3
TROW / T. Rowe Price Group, Inc.
RCRUY / Recruit Holdings Co., Ltd. - Depositary Receipt (Common Stock)
LITE / Lumentum Holdings Inc.
MDLZ / Mondelez International, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
WY / Weyerhaeuser Company
EWT / iShares, Inc. - iShares MSCI Taiwan ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
DFS / Discover Financial Services
ULTA / Ulta Beauty, Inc.
TBBK / The Bancorp, Inc.
ADDDF / adidas AG
OXY.WS / Occidental Petroleum Corporation - Equity Warrant
NFLX / Netflix, Inc.
CCI / Crown Castle Inc.
AMGN / Amgen Inc.
MMP / Magellan Midstream Partners L.P.
DLTR / Dollar Tree, Inc.
WFC.PRQ / Wells Fargo & Co., 5.85% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser Q
AAGIY / AIA Group Limited - Depositary Receipt (Common Stock)
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
DCUE / Dominion Energy Inc - Units - 2019 Series A
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NJDCY / Nidec Corporation - Depositary Receipt (Common Stock)
FLGR / Franklin Templeton ETF Trust - Franklin FTSE Germany ETF
FLTW / Franklin Templeton ETF Trust - Franklin FTSE Taiwan ETF
US958102AP07 / Western Digital Corp Bond
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
KIM / Kimco Realty Corporation
US9021041085 / II-VI, Inc.
GBTC / Grayscale Bitcoin Trust (BTC)
CNI / Canadian National Railway Company
AKTS / Akoustis Technologies, Inc.
FTXD / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Retail ETF
MBB / iShares Trust - iShares MBS ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
UGA / United States Gasoline Fund, LP - Limited Partnership
FLJP / Franklin Templeton ETF Trust - Franklin FTSE Japan ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DISCK / Warner Bros.Discovery Inc - Series C
IGBH / iShares U.S. ETF Trust - iShares Interest Rate Hedged Long-Term Corporate Bond ETF
KKR.PRC / KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
AN / AutoNation, Inc.
ROKU / Roku, Inc.
ICLN / iShares Trust - iShares Global Clean Energy ETF
KRYAY / Kerry Group plc - Depositary Receipt (Common Stock)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SAP / SAP SE - Depositary Receipt (Common Stock)
US697435AD78 / Palo Alto Networks Inc Bond
TIPZ / PIMCO ETF Trust - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund
FLOT / iShares Trust - iShares Floating Rate Bond ETF
AATRL / Amg Capital Trust II - Preferred Security
BAX / Baxter International Inc.
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
IVE / iShares Trust - iShares S&P 500 Value ETF
BSX.PRA / Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
HYGH / iShares U.S. ETF Trust - iShares Interest Rate Hedged High Yield Bond ETF
SHRIX / Stone Ridge Trust - Stone Ridge High Yield Reinsurance Risk Premium Fund Class I
GAJPX / Goldman Sachs Trust - Goldman Sachs Dynamic Municipal Income Fund - Class P
FANUY / Fanuc Corporation - Depositary Receipt (Common Stock)
US03463K4067 / ANGEL OAK MULTI-STR INC-I
CPER / United States Commodity Index Funds Trust - United States Copper Index Fund
T / AT&T Inc.
GIS / General Mills, Inc.
AVGO / Broadcom Inc.
PSX / Phillips 66
US647551AC49 / New Mtn Fin Corp Bond
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
WFC.PRL / Wells Fargo & Company - Preferred Stock
REG / Regency Centers Corporation
BHF / Brighthouse Financial, Inc.
COF / Capital One Financial Corporation
PFG / Principal Financial Group, Inc.
BK / The Bank of New York Mellon Corporation
US844741BG22 / Southwest Airlines Co
DIS / The Walt Disney Company
FITB / Fifth Third Bancorp
UPS / United Parcel Service, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
VNM / VanEck ETF Trust - VanEck Vietnam ETF
BG / Bunge Global SA
VFC / V.F. Corporation
WEC / WEC Energy Group, Inc.
INCCX / James Alpha Funds Trust - Easterly Hedged High Inc Fd USD Cls C
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
ENB / Enbridge Inc.
DUK / Duke Energy Corporation
INTC / Intel Corporation
US8085094428 / Schwab Fundamental US Large Company Index Fund
IPG / The Interpublic Group of Companies, Inc.
ZBRA / Zebra Technologies Corporation
WBA / Walgreens Boots Alliance, Inc.
FMC / FMC Corporation
OTIS / Otis Worldwide Corporation
KMB / Kimberly-Clark Corporation
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
PNC / The PNC Financial Services Group, Inc.
GLW / Corning Incorporated
EWQ / iShares, Inc. - iShares MSCI France ETF
J / Jacobs Solutions Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
WCMIX / Investment Managers Series Trust - WCM Focused International Growth Fund Institutional Class
DODGX / Dodge & Cox Funds - Dodge & Cox Stock Fund
APH / Amphenol Corporation
GILD / Gilead Sciences, Inc.
SRE / Sempra
MET / MetLife, Inc.
OXY / Occidental Petroleum Corporation
TCEHY / Tencent Holdings Limited - Depositary Receipt (Common Stock)
MRAAY / Murata Manufacturing Co., Ltd. - Depositary Receipt (Common Stock)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
TRBCX / T. Rowe Price Blue Chip Growth Fund Inc - T. Rowe Price Blue Chip Growth Fund
KTB / Kontoor Brands, Inc.
BJ / BJ's Wholesale Club Holdings, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
NKE / NIKE, Inc.
ARCC / Ares Capital Corporation
TSN / Tyson Foods, Inc.
EOG / EOG Resources, Inc.
CAT / Caterpillar Inc.
QCOM / QUALCOMM Incorporated
CSX / CSX Corporation
YUMC / Yum China Holdings, Inc.
FOXA / Fox Corporation
HRL / Hormel Foods Corporation
FLGB / Franklin Templeton ETF Trust - Franklin FTSE United Kingdom ETF
FNF / Fidelity National Financial, Inc.
PHM / PulteGroup, Inc.
WMT / Walmart Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CRM / Salesforce, Inc.
QQQ / Invesco QQQ Trust, Series 1
PM / Philip Morris International Inc.
XOM / Exxon Mobil Corporation
UNH / UnitedHealth Group Incorporated
TSLA / Tesla, Inc.
SCHW / The Charles Schwab Corporation
GOOGL / Alphabet Inc.
STLD / Steel Dynamics, Inc.
RTX / RTX Corporation
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
BRK.B / Berkshire Hathaway Inc.
FANG / Diamondback Energy, Inc.
SPGI / S&P Global Inc.
MSFT / Microsoft Corporation
MCD / McDonald's Corporation
ETN / Eaton Corporation plc
CMCSA / Comcast Corporation
NEE / NextEra Energy, Inc.
GS / The Goldman Sachs Group, Inc.
ABBV / AbbVie Inc.
SYK / Stryker Corporation
NOW / ServiceNow, Inc.
TXN / Texas Instruments Incorporated
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
TLRY / Tilray Brands, Inc.
FDX / FedEx Corporation
PANW / Palo Alto Networks, Inc.
LRCX / Lam Research Corporation
DKILY / Daikin Industries,Ltd. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
DOW / Dow Inc.
CB / Chubb Limited
LLY / Eli Lilly and Company
MS / Morgan Stanley
PRU / Prudential Financial, Inc.
ALSMY / Alstom SA - Depositary Receipt (Common Stock)
WAB / Westinghouse Air Brake Technologies Corporation
D / Dominion Energy, Inc.
FAST / Fastenal Company
AAPL / Apple Inc.
REGN / Regeneron Pharmaceuticals, Inc.
KMI / Kinder Morgan, Inc.
JPM / JPMorgan Chase & Co.
COST / Costco Wholesale Corporation
KO / The Coca-Cola Company
HD / The Home Depot, Inc.
IBM / International Business Machines Corporation
CL / Colgate-Palmolive Company
ABT / Abbott Laboratories
V / Visa Inc.
MDT / Medtronic plc
CARR / Carrier Global Corporation
NVDA / NVIDIA Corporation
GOOG / Alphabet Inc.
ORCL / Oracle Corporation
CMG / Chipotle Mexican Grill, Inc.
PG / The Procter & Gamble Company
SBUX / Starbucks Corporation
JNJ / Johnson & Johnson
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PGR / The Progressive Corporation
FCX / Freeport-McMoRan Inc.