Market Value298,192,000
Total Holdings313
File Date2017-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
HD / The Home Depot, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
WMT / Walmart Inc.
GALT / Galectin Therapeutics Inc.
JPM / JPMorgan Chase & Co.
ED / Consolidated Edison, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SBUX / Starbucks Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ABT / Abbott Laboratories
HRL / Hormel Foods Corporation
UNH / UnitedHealth Group Incorporated
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
DBL / DoubleLine Opportunistic Credit Fund
VEC / V2X Inc
US87233Q1085 / TC Pipelines, LP
LHO / LaSalle Hotel Properties
SEP / Spectra Energy Partners LP
APU / AmeriGas Partners, L.P.
NYRT / New York REIT, Inc.
PAYX / Paychex, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
US2782651036 / Eaton Vance Corp.
SOHO / Sotherly Hotels Inc.
ESRX / Express Scripts Holding Co.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
AVA / Avista Corporation
AEE / Ameren Corporation
GLD / SPDR Gold Trust
AXP / American Express Company
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
WELL / Welltower Inc.
DAL / Delta Air Lines, Inc.
KO / The Coca-Cola Company
KMB / Kimberly-Clark Corporation
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
USA / Liberty All-Star Equity Fund
CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock)
MCA / BlackRock MuniYield California Quality Fund Inc
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
KHC / The Kraft Heinz Company
74005P104 / Praxair, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
RTN / Raytheon Co.
KLDX / Klondex Mines Ltd.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
KKR / KKR & Co. Inc.
PCG / PG&E Corporation
NVTR / Nuvectra Corporation
VHC / VirnetX Holding Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
SPHS / Sophiris Bio Inc
ORCL / Oracle Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
WFT / Weatherford International plc
CHI / Calamos Convertible Opportunities and Income Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
HTD / John Hancock Tax-Advantaged Dividend Income Fund
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
NCA / Nuveen California Municipal Value Fund
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
WR / Westar Energy, Inc.
QQQ / Invesco QQQ Trust, Series 1
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CLUBQ / Town Sports International Holdings Inc
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
DBEU / DBX ETF Trust - Xtrackers MSCI Europe Hedged Equity ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PAYPAL HLDGS INC COM / (704Y10350)
IGF / iShares Trust - iShares Global Infrastructure ETF
61166W101 / Monsanto Co.
KINS / Kingstone Companies, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
STO / Statoil ASA
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
COTY / Coty Inc.
ASG / Liberty All-Star Growth Fund, Inc.
PKD / Parker Drilling Co.
ZDGE / Zedge, Inc.
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
US0549371070 / BB&T Corp.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
VR / Global X Funds - Global X Metaverse ETF
CMP / Compass Minerals International, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
GPC / Genuine Parts Company
EPR.PRC / EPR Properties - Preferred Stock
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
NVGS / Navigator Holdings Ltd.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
BFZ / BlackRock California Municipal Income Trust
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
O / Realty Income Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
018490100 / Allergan plc
AET / Aetna, Inc.
FTR / Frontier Communications Corp.
GD / General Dynamics Corporation
VFC / V.F. Corporation
MNR / Mach Natural Resources LP
PG / The Procter & Gamble Company
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
TMO / Thermo Fisher Scientific Inc.
OKE / ONEOK, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
BRG / Bluerock Residential Growth REIT Inc - Class A
PFE / Pfizer Inc.
GTE / Gran Tierra Energy Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
VTSMX / Vanguard Index Funds - Vanguard Index Trust Total Stock Market Index Fund
DOW / Dow Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
GM / General Motors Company
AMGN / Amgen Inc.
CLB / Core Laboratories Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
CERN / Cerner Corp.
NLY / Annaly Capital Management, Inc.
CSX / CSX Corporation
US78467V8899 / SPDR MFS Systematic Growth Equity ETF
NCLH / Norwegian Cruise Line Holdings Ltd.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
AEP / American Electric Power Company, Inc.
AMZN / Amazon.com, Inc.
RDS.B / Shell Plc - ADR
MFC / Manulife Financial Corporation
TRI / Thomson Reuters Corporation
AAON / AAON, Inc.
CCL / Carnival Corporation & plc
IP / International Paper Company
COST / Costco Wholesale Corporation
US35904G1076 / Altisource Residential Corp
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
VMW / Vmware Inc. - Class A
AMT / American Tower Corporation
WFC / Wells Fargo & Company
VTR / Ventas, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
RCL / Royal Caribbean Cruises Ltd.
VTV / Vanguard Index Funds - Vanguard Value ETF
WY / Weyerhaeuser Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
MU / Micron Technology, Inc.
KEY / KeyCorp
WRK / WestRock Company
GE / General Electric Company
MO / Altria Group, Inc.
ABBV / AbbVie Inc.
BX / Blackstone Inc.
SO / The Southern Company
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
GSAT / Globalstar, Inc.
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
IBM / International Business Machines Corporation
PEAK / Healthpeak Properties, Inc.
PPL / PPL Corporation
ITW / Illinois Tool Works Inc.
GOOG / Alphabet Inc.
BMY / Bristol-Myers Squibb Company
EFV / iShares Trust - iShares MSCI EAFE Value ETF
KBH / KB Home
PEG / Public Service Enterprise Group Incorporated
TGT / Target Corporation
CVX / Chevron Corporation
PCH / PotlatchDeltic Corporation
GOOGL / Alphabet Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
CELG / Celgene Corp.
GSK / GSK plc - Depositary Receipt (Common Stock)
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
BBN / BlackRock Taxable Municipal Bond Trust
GOLD / Barrick Mining Corporation
TD / The Toronto-Dominion Bank
CM / Canadian Imperial Bank of Commerce
NUS / Nu Skin Enterprises, Inc.
F / Ford Motor Company
BRK.A / Berkshire Hathaway Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MUB / iShares Trust - iShares National Muni Bond ETF
STZ / Constellation Brands, Inc.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
USB / U.S. Bancorp
IWM / iShares Trust - iShares Russell 2000 ETF
LMT / Lockheed Martin Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AXON / Axon Enterprise, Inc.
EIX / Edison International
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
ADM / Archer-Daniels-Midland Company
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
CP / Canadian Pacific Kansas City Limited
VGT / Vanguard World Fund - Vanguard Information Technology ETF
GS / The Goldman Sachs Group, Inc.
IAU / iShares Gold Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
WPC / W. P. Carey Inc.
TRV / The Travelers Companies, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHW / The Charles Schwab Corporation
BK / The Bank of New York Mellon Corporation
NKE / NIKE, Inc.
MNST / Monster Beverage Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TXN / Texas Instruments Incorporated
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
WEC / WEC Energy Group, Inc.
ET / Energy Transfer LP - Limited Partnership
MMP / Magellan Midstream Partners L.P.
EFA / iShares Trust - iShares MSCI EAFE ETF
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
FNF / Fidelity National Financial, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
NAC / Nuveen California Quality Municipal Income Fund
FITB / Fifth Third Bancorp
SU / Suncor Energy Inc.
PSA / Public Storage
HQH / Abrdn Healthcare Investors
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MGM / MGM Resorts International
IYH / iShares Trust - iShares U.S. Healthcare ETF
PSX / Phillips 66
MGA / Magna International Inc.
PNW / Pinnacle West Capital Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
OII / Oceaneering International, Inc.
BNS / The Bank of Nova Scotia
T / AT&T Inc.
COP / ConocoPhillips
BAC / Bank of America Corporation
AVGO / Broadcom Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MDLZ / Mondelez International, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
EMR / Emerson Electric Co.
DUK / Duke Energy Corporation
BRK.B / Berkshire Hathaway Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
CMCSA / Comcast Corporation
CVS / CVS Health Corporation
SPY / SPDR S&P 500 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
JNJ / Johnson & Johnson
UPS / United Parcel Service, Inc.
V / Visa Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
LOW / Lowe's Companies, Inc.
GILD / Gilead Sciences, Inc.
DIS / The Walt Disney Company
GLW / Corning Incorporated
AON / Aon plc
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CAT / Caterpillar Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
MMM / 3M Company
RTX / RTX Corporation
LLY / Eli Lilly and Company
BAM / Brookfield Asset Management Ltd.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NEE.PRN / NextEra Energy Capital Holdings, Inc. - Corporate Bond/Note
BIIB / Biogen Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
K / Kellanova
TRP / TC Energy Corporation
SLB / Schlumberger Limited
MOS / The Mosaic Company
BCE / BCE Inc.
AAPL / Apple Inc.
DE / Deere & Company
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
KMI / Kinder Morgan, Inc.
C / Citigroup Inc.
XOM / Exxon Mobil Corporation
ADP / Automatic Data Processing, Inc.
FIS / Fidelity National Information Services, Inc.
QCOM / QUALCOMM Incorporated
SRE / Sempra
CRM / Salesforce, Inc.
DOW / Dow Inc.
CEM / ClearBridge MLP and Midstream Fund Inc
NVDA / NVIDIA Corporation
BA / The Boeing Company
MRK / Merck & Co., Inc.
ASPS / Altisource Portfolio Solutions S.A.
SYY / Sysco Corporation
MCD / McDonald's Corporation
OXY / Occidental Petroleum Corporation
NFLX / Netflix, Inc.
META / Meta Platforms, Inc.
INTC / Intel Corporation
ELV / Elevance Health, Inc.
CSCO / Cisco Systems, Inc.
PM / Philip Morris International Inc.
VZ / Verizon Communications Inc.
TSLA / Tesla, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
EVG / Eaton Vance Short Duration Diversified Income Fund
MSFT / Microsoft Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)