Market Value112,650,000
Total Holdings141
File Date2018-08-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FITB / Fifth Third Bancorp
TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF
VVR / Invesco Senior Income Trust
OGS / ONE Gas, Inc.
/ Voya Prime Rate Trust
PPT / Putnam Premier Income Trust
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
TD / The Toronto-Dominion Bank
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
XETWX / Eaton Vance Tax-Managed Global
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
BGB / Blackstone Strategic Credit 2027 Term Fund
QEFA / SPDR Index Shares Funds - SPDR MSCI EAFE StrategicFactors ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
AET / Aetna, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
QUS / SPDR Series Trust - SPDR MSCI USA StrategicFactors ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
USB / U.S. Bancorp
AINV / Apollo Investment Corporation
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
NMS / Nuveen Minnesota Quality Municipal Income Fund
TEI / Templeton Emerging Markets Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
SBGI / Sinclair, Inc.
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
BGY / BlackRock Enhanced International Dividend Trust
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
FTF / Franklin Limited Duration Income Trust
GDV / The Gabelli Dividend & Income Trust
HPF / John Hancock Preferred Income Fund II
VTA / Invesco Dynamic Credit Opportunities Fund
NAD / Nuveen Quality Municipal Income Fund
OFS / OFS Capital Corporation
PMX / PIMCO Municipal Income Fund III
TTP / Tortoise Pipeline & Energy Fund, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
RVT / Royce Small-Cap Trust, Inc.
BGT / BlackRock Floating Rate Income Trust
IGR / CBRE Global Real Estate Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
MYI / BlackRock MuniYield Quality Fund III, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MAIN / Main Street Capital Corporation
PCN / PIMCO Corporate & Income Strategy Fund
PHK / PIMCO High Income Fund
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
XMPT / VanEck ETF Trust - VanEck CEF Muni Income ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VER / VEREIT Inc
IAU / iShares Gold Trust
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
XNBBX / Nuveen Build America Bond Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EVV / Eaton Vance Limited Duration Income Fund
HIX / Western Asset High Income Fund II Inc.
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
JFR / Nuveen Floating Rate Income Fund
DBL / DoubleLine Opportunistic Credit Fund
BBDC / Barings BDC, Inc.
NCZ / Virtus Convertible & Income Fund II
INSI / Insight Select Income Fund
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
DSL / DoubleLine Income Solutions Fund
FEN / First Trust Energy Income and Growth Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
BLW / BlackRock Limited Duration Income Trust
EVRI / Everi Holdings Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
PTY / Partway Group Plc
FGB / First Trust Specialty Finance and Financial Opportunities Fund
JPS / Nuveen Preferred & Income Securities Fund
NUV / Nuveen Municipal Value Fund, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
BKT / BlackRock Income Trust, Inc.
HRL / Hormel Foods Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
DOW / Dow Inc.
OGE / OGE Energy Corp.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XHR / Xenia Hotels & Resorts, Inc.
DBRG / DigitalBridge Group, Inc.
SRC / Spirit Realty Capital, Inc.
CLNS / Colony NorthStar, Inc.
CCT / Comcast Corporation - Preferred Security
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
WPC / W. P. Carey Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
OKE / ONEOK, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
LMT / Lockheed Martin Corporation
KO / The Coca-Cola Company
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
RPAI / Retail Properties of America Inc - Class A
WFC.PRL / Wells Fargo & Company - Preferred Stock
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ABMD / Abiomed Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
EQIX / Equinix, Inc.
TRQ / Turquoise Hill Resources Ltd
VTV / Vanguard Index Funds - Vanguard Value ETF
EA / Electronic Arts Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
PML / PIMCO Municipal Income Fund II
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
MUB / iShares Trust - iShares National Muni Bond ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
ERTH / Invesco Exchange-Traded Fund Trust - Invesco MSCI Sustainable Future ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
MSFT / Microsoft Corporation
LUMO / Lumos Pharma, Inc.
LLY / Eli Lilly and Company
GIS / General Mills, Inc.
AMZN / Amazon.com, Inc.
V / Visa Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
INTC / Intel Corporation
WFC / Wells Fargo & Company
WMT / Walmart Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
MRK / Merck & Co., Inc.
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
RY / Royal Bank of Canada
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
FSK / FS KKR Capital Corp.
DE / Deere & Company
BBY / Best Buy Co., Inc.
JPIB / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Bond Opportunities ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
NSC / Norfolk Southern Corporation
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
XOM / Exxon Mobil Corporation
AEP / American Electric Power Company, Inc.
COP / ConocoPhillips
T / AT&T Inc.
ARCC / Ares Capital Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
SHW / The Sherwin-Williams Company
TIP / iShares Trust - iShares TIPS Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SPY / SPDR S&P 500 ETF
CASY / Casey's General Stores, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
LNT / Alliant Energy Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
AME / AMETEK, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
BTT / Blackrock Municipal 2030 Target Term Trust
BRK.B / Berkshire Hathaway Inc.
JPM / JPMorgan Chase & Co.
QQQ / Invesco QQQ Trust, Series 1
IVV / iShares Trust - iShares Core S&P 500 ETF
MLM / Martin Marietta Materials, Inc.
PEP / PepsiCo, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
UNH / UnitedHealth Group Incorporated
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BRK.A / Berkshire Hathaway Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BBN / BlackRock Taxable Municipal Bond Trust
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
GE / General Electric Company
CVX / Chevron Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
DVY / iShares Trust - iShares Select Dividend ETF
AAPL / Apple Inc.
CAT / Caterpillar Inc.
BAC / Bank of America Corporation
JNJ / Johnson & Johnson
PFE / Pfizer Inc.