Market Value142,673,000
Total Holdings160
File Date2018-11-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PSXP / Phillips 66 Partners LP - Units
BA / The Boeing Company
FITB / Fifth Third Bancorp
MLM / Martin Marietta Materials, Inc.
TD / The Toronto-Dominion Bank
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
T / AT&T Inc.
QQQ / Invesco QQQ Trust, Series 1
SHW / The Sherwin-Williams Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SPY / SPDR S&P 500 ETF
RY / Royal Bank of Canada
BRK.A / Berkshire Hathaway Inc.
BX / Blackstone Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BRK.B / Berkshire Hathaway Inc.
CVX / Chevron Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
BAC / Bank of America Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
LNT / Alliant Energy Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
AAPL / Apple Inc.
ERTH / Invesco Exchange-Traded Fund Trust - Invesco MSCI Sustainable Future ETF
KO / The Coca-Cola Company
WFC / Wells Fargo & Company
PSX / Phillips 66
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
CASY / Casey's General Stores, Inc.
AME / AMETEK, Inc.
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
JNJ / Johnson & Johnson
GE / General Electric Company
D / Dominion Energy, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
EVRI / Everi Holdings Inc.
OGE / OGE Energy Corp.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
UNH / UnitedHealth Group Incorporated
GIS / General Mills, Inc.
USB / U.S. Bancorp
VHT / Vanguard World Fund - Vanguard Health Care ETF
DOW / Dow Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
XHR / Xenia Hotels & Resorts, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
DBRG / DigitalBridge Group, Inc.
PPT / Putnam Premier Income Trust
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
MRK / Merck & Co., Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
PFE / Pfizer Inc.
BBN / BlackRock Taxable Municipal Bond Trust
IWM / iShares Trust - iShares Russell 2000 ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
LUMO / Lumos Pharma, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
DBL / DoubleLine Opportunistic Credit Fund
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
IAU / iShares Gold Trust
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
AET / Aetna, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
QUS / SPDR Series Trust - SPDR MSCI USA StrategicFactors ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
VER / VEREIT Inc
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
NCZ / Virtus Convertible & Income Fund II
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
904784709 / Unilever N.V.
RPAI / Retail Properties of America Inc - Class A
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
VVR / Invesco Senior Income Trust
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
US31788H3030 / Finjan Holdings, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
QEFA / SPDR Index Shares Funds - SPDR MSCI EAFE StrategicFactors ETF
BKT / BlackRock Income Trust, Inc.
SRC / Spirit Realty Capital, Inc.
OGS / ONE Gas, Inc.
CCT / Comcast Corporation - Preferred Security
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
ABMD / Abiomed Inc.
EA / Electronic Arts Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TRQ / Turquoise Hill Resources Ltd
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
EQIX / Equinix, Inc.
LLY / Eli Lilly and Company
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
WPC / W. P. Carey Inc.
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
BBY / Best Buy Co., Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
DVY / iShares Trust - iShares Select Dividend ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
INTC / Intel Corporation
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FSK / FS KKR Capital Corp.
JPIB / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Bond Opportunities ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
NSC / Norfolk Southern Corporation
NVDA / NVIDIA Corporation
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
DE / Deere & Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
BTT / Blackrock Municipal 2030 Target Term Trust
WMT / Walmart Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
WFC.PRL / Wells Fargo & Company - Preferred Stock
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
XOM / Exxon Mobil Corporation
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
AEP / American Electric Power Company, Inc.
OKE / ONEOK, Inc.
PEP / PepsiCo, Inc.
AMZN / Amazon.com, Inc.
CAT / Caterpillar Inc.
COP / ConocoPhillips
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MSFT / Microsoft Corporation
LMT / Lockheed Martin Corporation
V / Visa Inc.
JPM / JPMorgan Chase & Co.