Market Value168,956,000
Total Holdings188
File Date2019-10-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
INTC / Intel Corporation
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
BX / Blackstone Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
PPT / Putnam Premier Income Trust
904784709 / Unilever N.V.
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
VER / VEREIT Inc
XHR / Xenia Hotels & Resorts, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
USB / U.S. Bancorp
WPG / Washington Prime Group Inc
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
NUV / Nuveen Municipal Value Fund, Inc.
GE / General Electric Company
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
OGE / OGE Energy Corp.
IWM / iShares Trust - iShares Russell 2000 ETF
O / Realty Income Corporation
WPC / W. P. Carey Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BBN / BlackRock Taxable Municipal Bond Trust
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
DBRG / DigitalBridge Group, Inc.
SRC / Spirit Realty Capital, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
APD / Air Products and Chemicals, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
JPIB / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Bond Opportunities ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
HD / The Home Depot, Inc.
SHW / The Sherwin-Williams Company
LLY / Eli Lilly and Company
SPY / SPDR S&P 500 ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
JPM / JPMorgan Chase & Co.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
GOOG / Alphabet Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
FSK / FS KKR Capital Corp.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BRK.B / Berkshire Hathaway Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
SPMB / SPDR Series Trust - SPDR Portfolio Mortgage Backed Bond ETF
PYPL / PayPal Holdings, Inc.
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
OKE / ONEOK, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
CVX / Chevron Corporation
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
T / AT&T Inc.
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
NVDA / NVIDIA Corporation
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
V / Visa Inc.
WFC / Wells Fargo & Company
AMZN / Amazon.com, Inc.
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
UNH / UnitedHealth Group Incorporated
KO / The Coca-Cola Company
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
LNT / Alliant Energy Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
COP / ConocoPhillips
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
MSFT / Microsoft Corporation
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
AME / AMETEK, Inc.
DE / Deere & Company
VSMV / Victory Portfolios II - VictoryShares US Multi-Factor Minimum Volatility ETF
PEP / PepsiCo, Inc.
XOM / Exxon Mobil Corporation
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
PSX / Phillips 66
IVV / iShares Trust - iShares Core S&P 500 ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
ERTH / Invesco Exchange-Traded Fund Trust - Invesco MSCI Sustainable Future ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JNJ / Johnson & Johnson
AEP / American Electric Power Company, Inc.
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
BBY / Best Buy Co., Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PSXP / Phillips 66 Partners LP - Units
UTF / Cohen & Steers Infrastructure Fund, Inc
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline Fund
JMST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Municipal Income ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
CVS / CVS Health Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TIP / iShares Trust - iShares TIPS Bond ETF
CSCO / Cisco Systems, Inc.
ACWI / iShares Trust - iShares MSCI ACWI ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
PG / The Procter & Gamble Company
D / Dominion Energy, Inc.
TGT / Target Corporation
WMT / Walmart Inc.
UNP / Union Pacific Corporation
RY / Royal Bank of Canada
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
LUMO / Lumos Pharma, Inc.
ALYA / Alithya Group Inc.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
HNDL / Strategy Shares - Strategy Shares NASDAQ 7 HANDL Index ETF
USX / U.S. Xpress Enterprises Inc - Class A
QEFA / SPDR Index Shares Funds - SPDR MSCI EAFE StrategicFactors ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
OGS / ONE Gas, Inc.
QUS / SPDR Series Trust - SPDR MSCI USA StrategicFactors ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
FCEF / First Trust Exchange-Traded Fund VIII - First Trust Income Opportunities ETF
SDIV / Global X Funds - Global X SuperDividend ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
LSAF / Two Roads Shared Trust - LeaderShares AlphaFactor US Core Equity ETF
XMPT / VanEck ETF Trust - VanEck CEF Muni Income ETF
RPAI / Retail Properties of America Inc - Class A
EMHY / iShares, Inc. - iShares J.P. Morgan EM High Yield Bond ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
US31788H3030 / Finjan Holdings, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VVR / Invesco Senior Income Trust
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
USHY / iShares Trust - iShares Broad USD High Yield Corporate Bond ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
BKT / BlackRock Income Trust, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
TRQ / Turquoise Hill Resources Ltd
DOV / Dover Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
FITB / Fifth Third Bancorp
BTT / Blackrock Municipal 2030 Target Term Trust
QQQ / Invesco QQQ Trust, Series 1
CAT / Caterpillar Inc.
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
PFE / Pfizer Inc.
DIS / The Walt Disney Company
NSC / Norfolk Southern Corporation
MRK / Merck & Co., Inc.
BAC / Bank of America Corporation
CASY / Casey's General Stores, Inc.
LMT / Lockheed Martin Corporation
GIS / General Mills, Inc.
AAPL / Apple Inc.
BA / The Boeing Company
BRK.A / Berkshire Hathaway Inc.
MLM / Martin Marietta Materials, Inc.