Market Value220,511,000
Total Holdings237
File Date2021-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
ORCL / Oracle Corporation
ZTS / Zoetis Inc.
KMI / Kinder Morgan, Inc.
UPS / United Parcel Service, Inc.
GOOGL / Alphabet Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SO / The Southern Company
PNC / The PNC Financial Services Group, Inc.
GE / General Electric Company
COST / Costco Wholesale Corporation
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
TMUS / T-Mobile US, Inc.
CL / Colgate-Palmolive Company
XOM / Exxon Mobil Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
ENLC / EnLink Midstream, LLC
KSU / Kansas City Southern
PG / The Procter & Gamble Company
MMM / 3M Company
DUK / Duke Energy Corporation
PEP / PepsiCo, Inc.
YUMC / Yum China Holdings, Inc.
ABEO / Abeona Therapeutics Inc.
BKNG / Booking Holdings Inc.
TSAT / Telesat Corporation
ENB / Enbridge Inc.
PARA / Paramount Global
NUSI / NEOS ETF Trust - NEOS Nasdaq-100 Hedged Equity Income ETF
APLE / Apple Hospitality REIT, Inc.
HD / The Home Depot, Inc.
LMT / Lockheed Martin Corporation
TWTR / Twitter Inc
BRW / Saba Capital Income & Opportunities Fund
AXP / American Express Company
SWK / Stanley Black & Decker, Inc.
SPLK / Splunk Inc.
SRCL / Stericycle, Inc.
EXPE / Expedia Group, Inc.
CRMT / America's Car-Mart, Inc.
TELL / Tellurian Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.
SABR / Sabre Corporation
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
HIVE / HIVE Digital Technologies Ltd.
BNGO / Bionano Genomics, Inc.
EXAS / Exact Sciences Corporation
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
SEAS / United Parks & Resorts Inc.
MNMD / Mind Medicine (MindMed) Inc.
AMAT / Applied Materials, Inc.
ATER / Aterian, Inc. Call
VRSK / Verisk Analytics, Inc.
PHAS / PhaseBio Pharmaceuticals Inc
FE / FirstEnergy Corp.
EVFM / Evofem Biosciences, Inc.
IFF / International Flavors & Fragrances Inc.
SURF / Surface Oncology Inc
IBM / International Business Machines Corporation
CMPR / Cimpress plc
ABBV / AbbVie Inc.
KMB / Kimberly-Clark Corporation
OKE / ONEOK, Inc.
SNAP / Snap Inc.
ACRE / Ares Commercial Real Estate Corporation
GRTS / Gritstone bio, Inc.
TWLO / Twilio Inc.
C / Citigroup Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
CMCSA / Comcast Corporation
T / AT&T Inc.
CRM / Salesforce, Inc.
DRVN / Driven Brands Holdings Inc.
MDT / Medtronic plc
SBUX / Starbucks Corporation
BAC / Bank of America Corporation
CVS / CVS Health Corporation
MDLZ / Mondelez International, Inc.
AMT / American Tower Corporation
NKE / NIKE, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
TT / Trane Technologies plc
NEE / NextEra Energy, Inc.
BMY / Bristol-Myers Squibb Company
PYPL / PayPal Holdings, Inc.
MSFT / Microsoft Corporation
GOOG / Alphabet Inc.
CSCO / Cisco Systems, Inc.
BX / Blackstone Inc.
CUENW / Cuentas Inc. - Equity Warrant
US3623972185 / GABELLI EQUITY-RTS
IHRT / iHeartMedia, Inc.
TILS / TIZIANA LIFE SCIENCES PLC
CELP / Cypress Environmental Partners L.P. - Unit
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BLDE / Strata Critical Medical, Inc.
TD / The Toronto-Dominion Bank
LCID / Lucid Group, Inc.
BFLY / Butterfly Network, Inc.
UTG / Reaves Utility Income Fund
SDGR / Schrödinger, Inc.
GDV / The Gabelli Dividend & Income Trust
BPR / Brookfield Property REIT Inc.
GDRX / GoodRx Holdings, Inc.
SPR / Spirit AeroSystems Holdings, Inc.
451055107 / Iconix Brand Group Inc
/ ZK International Group Co Ltd
NUV / Nuveen Municipal Value Fund, Inc.
ZBRA / Zebra Technologies Corporation
BME / BlackRock Health Sciences Trust
PEG / Public Service Enterprise Group Incorporated
DBI / Designer Brands Inc.
CGC / Canopy Growth Corporation
GUT / The Gabelli Utility Trust
TXMD / TherapeuticsMD, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
XWEL / XWELL, Inc.
CAT / Caterpillar Inc.
UBER / Uber Technologies, Inc.
SQ / Block, Inc.
CRBP / Corbus Pharmaceuticals Holdings, Inc.
NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock)
MSOS / AdvisorShares Trust - AdvisorShares Pure US Cannabis ETF
STL / Sterling Bancorp.
ROK / Rockwell Automation, Inc.
DT / Dynatrace, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
PENN / PENN Entertainment, Inc.
GCI / Gannett Co., Inc.
DISH / DISH Network Corporation
SAVE / Spirit Airlines, Inc.
SNDL / SNDL Inc.
MOGU / MOGU Inc. - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
DDOG / Datadog, Inc.
GM / General Motors Company
VYNE / VYNE Therapeutics Inc.
EXC / Exelon Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NGG / National Grid plc - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
VZ / Verizon Communications Inc.
OPK / OPKO Health, Inc.
TEAM / Atlassian Corporation
PTPI / Petros Pharmaceuticals, Inc.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
DKNG / DraftKings Inc.
CHWY / Chewy, Inc.
SLGRF / Nikon SLM Solutions AG - Bearer Shares
PHDG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF
XM / Qualtrics International Inc - Class A
WOOF / Petco Health and Wellness Company, Inc.
CPRI / Capri Holdings Limited
WRAP / Wrap Technologies, Inc.
SBNY / Signature Bank
LBRDA / Liberty Broadband Corporation
ROKU / Roku, Inc.
SWKS / Skyworks Solutions, Inc.
UNP / Union Pacific Corporation
PAGP / Plains GP Holdings, L.P. - Limited Partnership
BA / The Boeing Company
ABNB / Airbnb, Inc.
BNY / BlackRock New York Municipal Income Trust
NSL / Nuveen Senior Income Fund
APO / Apollo Global Management, Inc.
XCUR / Exicure, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
MMAT / Meta Materials Inc.
IRDM / Iridium Communications Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SV4 / SVB Financial Group
ABT / Abbott Laboratories
LLY / Eli Lilly and Company
IQV / IQVIA Holdings Inc.
D / Dominion Energy, Inc.
CUEN / Cuentas Inc.
MO / Altria Group, Inc.
GAB / The Gabelli Equity Trust Inc.
MMP / Magellan Midstream Partners L.P.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SNPX / TAO Synergies Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BR / Broadridge Financial Solutions, Inc.
KAVL / Kaival Brands Innovations Group, Inc.
ATER / Aterian, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
UNH / UnitedHealth Group Incorporated
ADP / Automatic Data Processing, Inc.
ADBE / Adobe Inc.
CLX / The Clorox Company
INTC / Intel Corporation
LSST / Natixis ETF Trust - Natixis Loomis Sayles Short Duration Income ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
GMDA / Gamida Cell Ltd.
ACN / Accenture plc
PLTR / Palantir Technologies Inc.
DIS / The Walt Disney Company
PFE / Pfizer Inc.
COF / Capital One Financial Corporation
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
APTV / Aptiv PLC
META / Meta Platforms, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
INOD / Innodata Inc.
DVN / Devon Energy Corporation
HYFM / Hydrofarm Holdings Group, Inc.
SRPT / Sarepta Therapeutics, Inc.
HON / Honeywell International Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
V / Visa Inc.
MA / Mastercard Incorporated
PM / Philip Morris International Inc.
GSAT / Globalstar, Inc.
YUM / Yum! Brands, Inc.
EW / Edwards Lifesciences Corporation
BRK.B / Berkshire Hathaway Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SPY / SPDR S&P 500 ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
AMZN / Amazon.com, Inc.
KO / The Coca-Cola Company
ED / Consolidated Edison, Inc.
CSX / CSX Corporation
GS / The Goldman Sachs Group, Inc.
CVX / Chevron Corporation
APH / Amphenol Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
STZ / Constellation Brands, Inc.
CB / Chubb Limited
PRU / Prudential Financial, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
COP / ConocoPhillips
MCD / McDonald's Corporation
QQQ / Invesco QQQ Trust, Series 1
MRK / Merck & Co., Inc.
PLBY / Playboy, Inc.
C.WSA / Citigroup, Inc.
FMHI / First Trust Exchange-Traded Fund III - First Trust Municipal High Income ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
MTNB / Matinas BioPharma Holdings, Inc.
RTX / RTX Corporation
ETR / Entergy Corporation
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
GLD / SPDR Gold Trust
AMGN / Amgen Inc.
DVY / iShares Trust - iShares Select Dividend ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IWD / iShares Trust - iShares Russell 1000 Value ETF
EVLV / Evolv Technologies Holdings, Inc.
TJX / The TJX Companies, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
WFC / Wells Fargo & Company
BIIB / Biogen Inc.
BKH / Black Hills Corporation
AVGO / Broadcom Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
JPM / JPMorgan Chase & Co.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
TGT / Target Corporation
AAPL / Apple Inc.
SPGI / S&P Global Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
TSLA / Tesla, Inc.
ET / Energy Transfer LP - Limited Partnership
SCHW / The Charles Schwab Corporation
AKAM / Akamai Technologies, Inc.
GEN / Gen Digital Inc.
AEP / American Electric Power Company, Inc.
NVDA / NVIDIA Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CDW / CDW Corporation
JNJ / Johnson & Johnson