Market Value353,018,000
Total Holdings300
File Date2013-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
ARG / Airgas, Inc.
ALK / Alaska Air Group, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
UHAL / U-Haul Holding Company
AMERICAN INCOME FD INC / (02672T109)
AGNC / AGNC Investment Corp.
MTGE / American Capital Mortgage Investment Corp.
AEP / American Electric Power Company, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
AMERICAN SELECT PORTFOLIO IN / (029570108)
AMERICAN STRATEGIC INCM PTFL / (030098107)
APU / AmeriGas Partners, L.P.
APA / APA Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
BPT / BP Prudhoe Bay Royalty Trust
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BCPC / Balchem Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
BBSI / Barrett Business Services, Inc.
BBBY / Bed Bath & Beyond, Inc.
BLACKROCK INCOME OPP TRUST I / (092475102)
BKT / BlackRock Income Trust, Inc.
BLACKROCK STRTGC BOND TR / (09249G106)
BOE / BlackRock Enhanced Global Dividend Trust
XMUHX / BlackRock MuniHoldings Fund II,
MUA / BlackRock MuniAssets Fund, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
BIIB / Biogen Inc.
BWP / Boardwalk Pipeline Partners L.P
BCEI / Bonanza Creek Energy Inc New
AAPL / Apple Inc.
US1182301010 / Buckeye Partners, L.P.
CHRW / C.H. Robinson Worldwide, Inc.
CVI / CVR Energy, Inc.
PSX / Phillips 66
CELG / Celgene Corp.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LUMN / Lumen Technologies, Inc.
385002100 / Gramercy Property Trust Inc.
CHK / Chesapeake Energy Corporation
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
CLX / The Clorox Company
CODI / Compass Diversified
GLW / Corning Incorporated
CROSSTEX ENERGY L P / (22765U102)
DWS MULTI MKT INCOME TR / SHS (23338L108)
DWS MUN INCOME TR / (23338M106)
DWS STRATEGIC INCOME TR / SHS (23338N104)
DFS / Discover Financial Services
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
DOW / Dow Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EIM / Eaton Vance Municipal Bond Fund
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
FPT / Federated Premier Intermediate Municipal Income Fund
FCFS / FirstCash Holdings, Inc.
FCF / First Commonwealth Financial Corporation
FR / First Industrial Realty Trust, Inc.
FPO / First Potomac Realty Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FLT / Corpay, Inc.
FLO / Flowers Foods, Inc.
US34407D1090 / Fly Leasing Ltd.
BEN / Franklin Resources, Inc.
FTR / Frontier Communications Corp.
IT / Gartner, Inc.
GORO / Gold Resource Corporation
GG / Goldcorp, Inc.
XGBAX / Guggenheim Build America Bonds
HAL / Halliburton Company
PDT / John Hancock Premium Dividend Fund
HPI / John Hancock Preferred Income Fund
HPF / John Hancock Preferred Income Fund II
JHI / John Hancock Investors Trust
HIG / The Hartford Insurance Group, Inc.
HCN / Welltower Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HFC / HollyFrontier Corp
HME / Home Properties, Inc.
HPT / Hospitality Properties Trust
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
OEF / iShares Trust - iShares S&P 100 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MXI / iShares Trust - iShares Global Materials ETF
465685105 / ITC Holdings Corp.
MDLZ / Mondelez International, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US00C4U1L353 / Mylan N.V.
KFH / KKR Financial Holdings LLC
KED / Kayne Anderson Energy Development Company
KELYA / Kelly Services, Inc.
KMB / Kimberly-Clark Corporation
KMP /
KRFT /
KR / The Kroger Co.
LGCY / Legacy Education Inc.
LINE / Lineage, Inc.
MMT / MFS Multimarket Income Trust
MIN / MFS Intermediate Income Trust
MGF / MFS Government Markets Income Trust
MAIN / Main Street Capital Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
MDCO / Medicines Company
US58503F5026 / Medley Capital Corp.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
MET / MetLife, Inc.
MSCC / Microsemi Corp.
TAP / Molson Coors Beverage Company
MWA / Mueller Water Products, Inc.
NGL / NGL Energy Partners LP - Limited Partnership
NPSP / NPS Pharmaceuticals Inc
DCM / NTT DOCOMO, Inc.
NFP / National Financial Partners Corp
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOV / NOV Inc.
MMM / 3M Company
NEM / Newmont Corporation
NS / NuStar Energy L.P. - Limited Partnership
NMA / Nuveen Municipal Advantage Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NQU / Nuveen Quality Income Municipal Fund, Inc.
AXP / American Express Company
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
KO / The Coca-Cola Company
BAC / Bank of America Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
PBCT / People`s United Financial Inc
PDM / Piedmont Realty Trust, Inc.
PML / PIMCO Municipal Income Fund II
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
O / Realty Income Corporation
PFE / Pfizer Inc.
MSFT / Microsoft Corporation
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
GIS / General Mills, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
GD / General Dynamics Corporation
PRU / Prudential Financial, Inc.
PCF / High Income Securities Fund
PPT / Putnam Premier Income Trust
RF / Regions Financial Corporation
FRBK / Republic First Bancorp, Inc.
RPAI / Retail Properties of America Inc - Class A
ROC / ROC Energy Acquisition Corp
RCI / Rogers Communications Inc.
RDS.B / Shell Plc - ADR
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SLB / Schlumberger Limited
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SNH / Senior Housing Properties Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
SBGI / Sinclair, Inc.
SIRI / Sirius XM Holdings Inc.
847560109 / Spectra Energy Corp.
PHYS / Sprott Physical Gold Trust
STT / State Street Corporation
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SSBI / Summit State Bank
SUNE / SUNation Energy Inc.
SPNV / Supernova Partners Acquisition Company Inc - Class A
SNV / Synovus Financial Corp.
SYY / Sysco Corporation
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TDC / Teradata Corporation
TD / The Toronto-Dominion Bank
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TRP / TC Energy Corporation
BBDC / Barings BDC, Inc.
TRIP / Tripadvisor, Inc.
UIL / UIL Holdings Corporation
USB / U.S. Bancorp
SLCA / U.S. Silica Holdings, Inc.
UGP / Ultrapar Participações S.A. - Depositary Receipt (Common Stock)
URI / United Rentals, Inc.
UTHR / United Therapeutics Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VODPF / Vodafone Group Public Limited Company
US9300591008 / Waddell & Reed Financial, Inc.
WAG /
WLTGQ / Walter Energy, Inc.
WAC / Walter Investment Management Corp.
WM / Waste Management, Inc.
WR / Westar Energy, Inc.
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
PAI / Western Asset Investment Grade Income Fund Inc.
WU / The Western Union Company
JW.A / John Wiley & Sons Inc. - Class A
/ Windstream Holdings, Inc
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
YUM / Yum! Brands, Inc.
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
TARO / Taro Pharmaceutical Industries Ltd.
GE / General Electric Company
PG / The Procter & Gamble Company
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
INTC / Intel Corporation
OMEX / Odyssey Marine Exploration, Inc.
KMI / Kinder Morgan, Inc.
TYL / Tyler Technologies, Inc.
FCX / Freeport-McMoRan Inc.
GILD / Gilead Sciences, Inc.
CMP / Compass Minerals International, Inc.
ENB / Enbridge Inc.
CL / Colgate-Palmolive Company
F / Ford Motor Company
SNY / Sanofi - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
WFC / Wells Fargo & Company
JNJ / Johnson & Johnson
SCHW / The Charles Schwab Corporation
DIS / The Walt Disney Company
QCOM / QUALCOMM Incorporated
CSCO / Cisco Systems, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
JPM / JPMorgan Chase & Co.
TSI / TCW Strategic Income Fund, Inc.
XOM / Exxon Mobil Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BHK / BlackRock Core Bond Trust
VUG / Vanguard Index Funds - Vanguard Growth ETF
VLO / Valero Energy Corporation
BA / The Boeing Company
UL / Unilever PLC - Depositary Receipt (Common Stock)
IYR / iShares Trust - iShares U.S. Real Estate ETF
PM / Philip Morris International Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
EMR / Emerson Electric Co.
GOOGL / Alphabet Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BX / Blackstone Inc.
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
SO / The Southern Company
UPS / United Parcel Service, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
CVS / CVS Health Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
EVV / Eaton Vance Limited Duration Income Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BRK.A / Berkshire Hathaway Inc.
ABBV / AbbVie Inc.
KKR / KKR & Co. Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
HDV / iShares Trust - iShares Core High Dividend ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
DWM / WisdomTree Trust - WisdomTree International Equity Fund
BTZ / BlackRock Credit Allocation Income Trust
AMGN / Amgen Inc.
NBH / Neuberger Berman Municipal Fund Inc.
MCD / McDonald's Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MUI / BlackRock Municipal Income Fund, Inc.
IBM / International Business Machines Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
ABT / Abbott Laboratories
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AMAT / Applied Materials, Inc.
RTX / RTX Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
PEP / PepsiCo, Inc.
MO / Altria Group, Inc.
HD / The Home Depot, Inc.
MDT / Medtronic plc
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
ORCL / Oracle Corporation
DVY / iShares Trust - iShares Select Dividend ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CVX / Chevron Corporation
GPC / Genuine Parts Company
BMY / Bristol-Myers Squibb Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SBI / Western Asset Intermediate Muni Fund Inc.
C.WSA / Citigroup, Inc.
PAYX / Paychex, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
T / AT&T Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
WMT / Walmart Inc.
META / Meta Platforms, Inc.
LMT / Lockheed Martin Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund