Market Value460,537,000
Total Holdings304
File Date2014-11-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DIS / The Walt Disney Company
PCF / High Income Securities Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
XMUHX / BlackRock MuniHoldings Fund II,
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
HPT / Hospitality Properties Trust
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
MUA / BlackRock MuniAssets Fund, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ADP / Automatic Data Processing, Inc.
ESRX / Express Scripts Holding Co.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
LEO / BNY Mellon Strategic Municipals, Inc.
EMN / Eastman Chemical Company
FCX / Freeport-McMoRan Inc.
DOW / Dow Inc.
US00C4U1L353 / Mylan N.V.
KO / The Coca-Cola Company
V / Visa Inc.
AXP / American Express Company
CELG / Celgene Corp.
CMP / Compass Minerals International, Inc.
RAD / Rite Aid Corp.
NBH / Neuberger Berman Municipal Fund Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ABT / Abbott Laboratories
MSFT / Microsoft Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
AAPL / Apple Inc.
PG / The Procter & Gamble Company
MA / Mastercard Incorporated
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
MDLZ / Mondelez International, Inc.
MNKD / MannKind Corporation
LUMN / Lumen Technologies, Inc.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
NCV / Virtus Convertible & Income Fund
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
CGEN / Compugen Ltd.
847560109 / Spectra Energy Corp.
MXF / The Mexico Fund, Inc.
MXI / iShares Trust - iShares Global Materials ETF
US1182301010 / Buckeye Partners, L.P.
AEP / American Electric Power Company, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PETM /
SEP / Spectra Energy Partners LP
SLB / Schlumberger Limited
IP / International Paper Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109)
AAL / American Airlines Group Inc.
MSCC / Microsemi Corp.
LVS / Las Vegas Sands Corp.
HIG / The Hartford Insurance Group, Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
TROW / T. Rowe Price Group, Inc.
TD / The Toronto-Dominion Bank
HAL / Halliburton Company
WM / Waste Management, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
YUM / Yum! Brands, Inc.
BLACKROCK INCOME OPP TRUST I / (092475102)
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
PDT / John Hancock Premium Dividend Fund
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
CODI / Compass Diversified
KRFT /
FPT / Federated Premier Intermediate Municipal Income Fund
FPO / First Potomac Realty Trust
LGCY / Legacy Education Inc.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
TRP / TC Energy Corporation
HME / Home Properties, Inc.
ENLK / EnLink Midstream Partners, LP
NS / NuStar Energy L.P. - Limited Partnership
NXZ / Nuveen Dividend Advantage Municipal Fund 2
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
CXP / Columbia Property Trust Inc
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
SXL / Sunoco Logistics Partners L.P.
KMP /
NGL / NGL Energy Partners LP - Limited Partnership
465685105 / ITC Holdings Corp.
SUNE / SUNation Energy Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
WBK / Westpac Banking Corp - ADR
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
FR / First Industrial Realty Trust, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
WAG /
SPH / Suburban Propane Partners, L.P. - Limited Partnership
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
DCM / NTT DOCOMO, Inc.
HCN / Welltower Inc.
FOXA / Fox Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
385002100 / Gramercy Property Trust Inc.
SFL / SFL Corporation Ltd.
PDM / Piedmont Realty Trust, Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102)
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
DFS / Discover Financial Services
SNH / Senior Housing Properties Trust
US09249H1041 / BlackRock Municipal Bond Investment Trust
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
CLX / The Clorox Company
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
RCD / Ready Capital Corporation - Corporate Bond/Note
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
OAS / Oasis Petroleum Inc. - New
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
URI / United Rentals, Inc.
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
MIN / MFS Intermediate Income Trust
PRU / Prudential Financial, Inc.
JHI / John Hancock Investors Trust
30064K105 / Exacttarget, Inc.
CM / Canadian Imperial Bank of Commerce
WLTGQ / Walter Energy, Inc.
NOV / NOV Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
RCI / Rogers Communications Inc.
DAL / Delta Air Lines, Inc.
HPF / John Hancock Preferred Income Fund II
PDI / PIMCO Dynamic Income Fund
MET / MetLife, Inc.
STT / State Street Corporation
BEN / Franklin Resources, Inc.
PSA / Public Storage
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
HPI / John Hancock Preferred Income Fund
BAX / Baxter International Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
BBDC / Barings BDC, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
AFFX / Affymetrix, Inc.
KMB / Kimberly-Clark Corporation
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
LINE / Lineage, Inc.
MMT / MFS Multimarket Income Trust
PAA / Plains All American Pipeline, L.P. - Limited Partnership
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
US59560V1098 / Mid-Con Energy Partners, LP
TA / TravelCenters of America Inc
WAC / Walter Investment Management Corp.
ALSN / Allison Transmission Holdings, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
ROC / ROC Energy Acquisition Corp
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
APU / AmeriGas Partners, L.P.
MWA / Mueller Water Products, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
RF / Regions Financial Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
DWS STRATEGIC INCOME TR / SHS (23338N104)
DWS MUN INCOME TR / (23338M106)
RPAI / Retail Properties of America Inc - Class A
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
SDRL / Seadrill Limited
BONTQ / The Bon-Ton Stores, Inc.
EXC / Exelon Corporation
JW.A / John Wiley & Sons Inc. - Class A
ABB / ABB Ltd. - ADR
PHM / PulteGroup, Inc.
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
HIW / Highwoods Properties, Inc.
KSS / Kohl's Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
AABA / Altaba Inc
KELYA / Kelly Services, Inc.
CHK / Chesapeake Energy Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
SPNV / Supernova Partners Acquisition Company Inc - Class A
GLW / Corning Incorporated
AMERICAN INCOME FD INC / (02672T109)
CG / The Carlyle Group Inc.
DWS MULTI MKT INCOME TR / SHS (23338L108)
SBGI / Sinclair, Inc.
BKT / BlackRock Income Trust, Inc.
USB / U.S. Bancorp
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
JMM / Nuveen Multi-Market Income Fund
KTF / DWS Municipal Income Trust
STZ / Constellation Brands, Inc.
MMM / 3M Company
JRO / Nuveen Floating Rate Income Opportunity Fund
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
HD / The Home Depot, Inc.
PSX / Phillips 66
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
O / Realty Income Corporation
VZ / Verizon Communications Inc.
ABBV / AbbVie Inc.
GD / General Dynamics Corporation
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
WEA / Western Asset Premier Bond Fund
SBUX / Starbucks Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MCD / McDonald's Corporation
KMI / Kinder Morgan, Inc.
SO / The Southern Company
VHT / Vanguard World Fund - Vanguard Health Care ETF
LMT / Lockheed Martin Corporation
VLO / Valero Energy Corporation
ORCL / Oracle Corporation
MMP / Magellan Midstream Partners L.P.
XOM / Exxon Mobil Corporation
GILD / Gilead Sciences, Inc.
OMEX / Odyssey Marine Exploration, Inc.
KKR / KKR & Co. Inc.
GE / General Electric Company
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
QCOM / QUALCOMM Incorporated
CCI / Crown Castle Inc.
SCHW / The Charles Schwab Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
PM / Philip Morris International Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CVS / CVS Health Corporation
BTZ / BlackRock Credit Allocation Income Trust
INTC / Intel Corporation
JNJ / Johnson & Johnson
PEP / PepsiCo, Inc.
BRK.A / Berkshire Hathaway Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
META / Meta Platforms, Inc.
BA / The Boeing Company
LLY / Eli Lilly and Company
IBM / International Business Machines Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
BLW / BlackRock Limited Duration Income Trust
WFC / Wells Fargo & Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
EBAY / eBay Inc.
RTX / RTX Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
CVX / Chevron Corporation
ENB / Enbridge Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
GOOGL / Alphabet Inc.
JPM / JPMorgan Chase & Co.
MO / Altria Group, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
PFE / Pfizer Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
T / AT&T Inc.
MUI / BlackRock Municipal Income Fund, Inc.
EMR / Emerson Electric Co.
GIS / General Mills, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
BHK / BlackRock Core Bond Trust
EVV / Eaton Vance Limited Duration Income Fund
AMGN / Amgen Inc.
UPS / United Parcel Service, Inc.
BAC / Bank of America Corporation
TSI / TCW Strategic Income Fund, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FMN / Federated Hermes Premier Municipal Income Fund
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
C.WSA / Citigroup, Inc.
MDT / Medtronic plc
SPY / SPDR S&P 500 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
DVY / iShares Trust - iShares Select Dividend ETF
BX / Blackstone Inc.
GOOG / Alphabet Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
GPC / Genuine Parts Company
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
PAYX / Paychex, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
SBI / Western Asset Intermediate Muni Fund Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
LOW / Lowe's Companies, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
BMY / Bristol-Myers Squibb Company
MUB / iShares Trust - iShares National Muni Bond ETF
WMT / Walmart Inc.
CL / Colgate-Palmolive Company
SNY / Sanofi - Depositary Receipt (Common Stock)
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund