Market Value192,825,000
Total Holdings274
File Date2016-11-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AZO / AutoZone, Inc.
WDC / Western Digital Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
EIP / Eaton Vance Pennsylvania Municipal Bond Fund
JAZZ / Jazz Pharmaceuticals plc
SWBI / Smith & Wesson Brands, Inc.
DTE / DTE Energy Company
NZF / Nuveen Municipal Credit Income Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
CC / The Chemours Company
MUA / BlackRock MuniAssets Fund, Inc.
US0549371070 / BB&T Corp.
RMR / The RMR Group Inc.
DISCK / Warner Bros.Discovery Inc - Series C
MPW / Medical Properties Trust, Inc.
458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
US2782651036 / Eaton Vance Corp.
RDCM / RADCOM Ltd.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
CAKE / The Cheesecake Factory Incorporated
TRNX / BBHC Inc
EWC / iShares, Inc. - iShares MSCI Canada ETF
XNPMX / Nuveen Premium Income Municipal
MQT / BlackRock MuniYield Quality Fund II, Inc.
AL / Air Lease Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
UA / Under Armour, Inc.
AET / Aetna, Inc.
NSC / Norfolk Southern Corporation
61166W101 / Monsanto Co.
HST / Host Hotels & Resorts, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
WPG / Washington Prime Group Inc
VIAB / Viacom, Inc.
HE / Hawaiian Electric Industries, Inc.
EWU / iShares Trust - iShares MSCI United Kingdom ETF
TWX / Warner Media LLC
GAS / AGL Resources Inc.
WFT / Weatherford International plc
GEO / The GEO Group, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
VRTV / Veritiv Corp
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SXL / Sunoco Logistics Partners L.P.
SHPG / Shire Plc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
LGIH / LGI Homes, Inc.
HPT / Hospitality Properties Trust
LGND / Ligand Pharmaceuticals Incorporated
FTR / Frontier Communications Corp.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
74005P104 / Praxair, Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
DISCA / Discovery Inc - Class A
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
TE / T1 Energy Inc.
US0268741560 / American International Group, Inc. Warrants
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
HR / Healthcare Realty Trust Incorporated
EDE / Empire District Electric Company (The)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
KEY.PRG / KeyCorp 7.750% Non-Cumulative Perp Convertible Preferred Stock, Series A
PAA / Plains All American Pipeline, L.P. - Limited Partnership
SBI / Western Asset Intermediate Muni Fund Inc.
EEFT / Euronet Worldwide, Inc.
NMZ / Nuveen Municipal High Income Opportunity Fund
PMM / Putnam Managed Municipal Income Trust
KMI.WS / Kinder Morgan, Inc. Warrants
SPLS / Staples, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RAI / Reynolds American, Inc.
TLN / Talen Energy Corporation
WR / Westar Energy, Inc.
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
PMO / Putnam Municipal Opportunities Trust
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
SOR / Source Capital
BEAV / B/E Aerospace, Inc.
PII / Polaris Inc.
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
887228104 / Time Inc.
ES / Eversource Energy
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CONE / CyrusOne Inc
SYNH / Syneos Health Inc - Class A
IR / Ingersoll Rand Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MSFT / Microsoft Corporation
CELG / Celgene Corp.
PWOD / Penns Woods Bancorp, Inc.
K / Kellanova
RTN / Raytheon Co.
NS / NuStar Energy L.P. - Limited Partnership
VGT / Vanguard World Fund - Vanguard Information Technology ETF
018490100 / Allergan plc
OXY / Occidental Petroleum Corporation
WFC / Wells Fargo & Company
PFG / Principal Financial Group, Inc.
MRK / Merck & Co., Inc.
PPG / PPG Industries, Inc.
TR / Tootsie Roll Industries, Inc.
BHC / Bausch Health Companies Inc.
DOW / Dow Inc.
PRU / Prudential Financial, Inc.
PEP / PepsiCo, Inc.
FE / FirstEnergy Corp.
TAP / Molson Coors Beverage Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MYD / BlackRock MuniYield Fund, Inc.
MDLZ / Mondelez International, Inc.
HON / Honeywell International Inc.
19041P105 / CBS Corp.
WBA / Walgreens Boots Alliance, Inc.
TXMD / TherapeuticsMD, Inc.
MET / MetLife, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CBU / Community Financial System, Inc.
UAA / Under Armour, Inc.
IAU / iShares Gold Trust
CAH / Cardinal Health, Inc.
AGR / Avangrid, Inc.
COP / ConocoPhillips
NCR / NCR Corp.
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
CSQ / Calamos Strategic Total Return Fund
PSTI / Pluristem Therapeutics Inc
COR / Cencora, Inc.
OBE / Obsidian Energy Ltd.
HLX / Helix Energy Solutions Group, Inc.
MMP / Magellan Midstream Partners L.P.
SCU / Sculptor Capital Management Inc - Class A
CL / Colgate-Palmolive Company
CVS / CVS Health Corporation
DELL / Dell Technologies Inc.
PNC / The PNC Financial Services Group, Inc.
TWTR / Twitter Inc
NEM / Newmont Corporation
HPQ / HP Inc.
NYCB / Flagstar Financial, Inc.
PSX / Phillips 66
XRX / Xerox Holdings Corporation
PLUG / Plug Power Inc.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
INO / Inovio Pharmaceuticals, Inc.
AAL / American Airlines Group Inc.
RGA / Reinsurance Group of America, Incorporated
ED / Consolidated Edison, Inc.
SPG / Simon Property Group, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
ABBV / AbbVie Inc.
HSY / The Hershey Company
SPY / SPDR S&P 500 ETF
IBM / International Business Machines Corporation
CTRA / Coterra Energy Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ORCL / Oracle Corporation
SWKS / Skyworks Solutions, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
MHH / Mastech Digital, Inc.
WMT / Walmart Inc.
PFE / Pfizer Inc.
NVGS / Navigator Holdings Ltd.
SIRI / Sirius XM Holdings Inc.
GOOGL / Alphabet Inc.
IONS / Ionis Pharmaceuticals, Inc.
GIS / General Mills, Inc.
RAD / Rite Aid Corp.
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
VXRT / Vaxart, Inc.
GOOG / Alphabet Inc.
CLNE / Clean Energy Fuels Corp.
VZ / Verizon Communications Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
QCOM / QUALCOMM Incorporated
AVGO / Broadcom Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
AMED / Amedisys, Inc.
VAC / Marriott Vacations Worldwide Corporation
SHW / The Sherwin-Williams Company
VRTS / Virtus Investment Partners, Inc.
GLPI / Gaming and Leisure Properties, Inc.
IP / International Paper Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
MAR / Marriott International, Inc.
NEE / NextEra Energy, Inc.
PPL / PPL Corporation
EXPE / Expedia Group, Inc.
BDX / Becton, Dickinson and Company
XEL / Xcel Energy Inc.
VMW / Vmware Inc. - Class A
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ICLR / ICON Public Limited Company
MPA / BlackRock MuniYield Pennsylvania Quality Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VFC / V.F. Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
FEI / First Trust MLP and Energy Income Fund
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
ESSA / ESSA Bancorp, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FEN / First Trust Energy Income and Growth Fund
IBB / iShares Trust - iShares Biotechnology ETF
BMY / Bristol-Myers Squibb Company
SLV / iShares Silver Trust
CMI / Cummins Inc.
UGI / UGI Corporation
PENN / PENN Entertainment, Inc.
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
CLSN / Imunon Inc
ACAD / ACADIA Pharmaceuticals Inc.
UPS / United Parcel Service, Inc.
HAL / Halliburton Company
LOW / Lowe's Companies, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MO / Altria Group, Inc.
BAC / Bank of America Corporation
PM / Philip Morris International Inc.
NOC / Northrop Grumman Corporation
KMI / Kinder Morgan, Inc.
ET / Energy Transfer LP - Limited Partnership
ALLE / Allegion plc
DD / DuPont de Nemours, Inc.
TXN / Texas Instruments Incorporated
LLY / Eli Lilly and Company
RTX / RTX Corporation
PFIS / Peoples Financial Services Corp.
RMBS / Rambus Inc.
HD / The Home Depot, Inc.
EMN / Eastman Chemical Company
ZD / Ziff Davis, Inc.
FCX / Freeport-McMoRan Inc.
SRE / Sempra
LMT / Lockheed Martin Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
KKR / KKR & Co. Inc.
LUMN / Lumen Technologies, Inc.
HOLX / Hologic, Inc.
AMGN / Amgen Inc.
ZBH / Zimmer Biomet Holdings, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
DIS / The Walt Disney Company
JNJ / Johnson & Johnson
GLD / SPDR Gold Trust
CMCSA / Comcast Corporation
XOM / Exxon Mobil Corporation
REGN / Regeneron Pharmaceuticals, Inc.
SJM / The J. M. Smucker Company
CVX / Chevron Corporation
T / AT&T Inc.
EMR / Emerson Electric Co.
JPM / JPMorgan Chase & Co.
MMM / 3M Company
HOG / Harley-Davidson, Inc.
CTSH / Cognizant Technology Solutions Corporation
INTC / Intel Corporation
TDY / Teledyne Technologies Incorporated
PG / The Procter & Gamble Company
D / Dominion Energy, Inc.
BA / The Boeing Company
UNH / UnitedHealth Group Incorporated
ABT / Abbott Laboratories
SBUX / Starbucks Corporation
GILD / Gilead Sciences, Inc.
MBCN / Middlefield Banc Corp.
CSCO / Cisco Systems, Inc.
GE / General Electric Company
SRPT / Sarepta Therapeutics, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BRK.B / Berkshire Hathaway Inc.
NXPI / NXP Semiconductors N.V.
ENB / Enbridge Inc.
META / Meta Platforms, Inc.
NKE / NIKE, Inc.
LCTX / Lineage Cell Therapeutics, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
MFC / Manulife Financial Corporation
AMT / American Tower Corporation
V / Visa Inc.
PDS / Precision Drilling Corporation
FDX / FedEx Corporation
WASH / Washington Trust Bancorp, Inc.
HBI / Hanesbrands Inc.
KO / The Coca-Cola Company
AAPL / Apple Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
PEG / Public Service Enterprise Group Incorporated