Market Value200,987,000
Total Holdings273
File Date2017-01-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LCTX / Lineage Cell Therapeutics, Inc.
CMCSA / Comcast Corporation
SRPT / Sarepta Therapeutics, Inc.
XEL / Xcel Energy Inc.
GLD / SPDR Gold Trust
T / AT&T Inc.
VRTS / Virtus Investment Partners, Inc.
BMY / Bristol-Myers Squibb Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
NEM / Newmont Corporation
DD / DuPont de Nemours, Inc.
SHPG / Shire Plc.
SWBI / Smith & Wesson Brands, Inc.
NZF / Nuveen Municipal Credit Income Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
AET / Aetna, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
US0549371070 / BB&T Corp.
458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
HPT / Hospitality Properties Trust
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
CAKE / The Cheesecake Factory Incorporated
SIRI / Sirius XM Holdings Inc.
FTR / Frontier Communications Corp.
DTE / DTE Energy Company
EWC / iShares, Inc. - iShares MSCI Canada ETF
MPW / Medical Properties Trust, Inc.
ESNT / Essent Group Ltd.
IDU / iShares Trust - iShares U.S. Utilities ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
MQT / BlackRock MuniYield Quality Fund II, Inc.
RDCM / RADCOM Ltd.
SBI / Western Asset Intermediate Muni Fund Inc.
RAI / Reynolds American, Inc.
CSQ / Calamos Strategic Total Return Fund
LGIH / LGI Homes, Inc.
UA / Under Armour, Inc.
TDY / Teledyne Technologies Incorporated
61166W101 / Monsanto Co.
HLX / Helix Energy Solutions Group, Inc.
HST / Host Hotels & Resorts, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
PSX / Phillips 66
SCU / Sculptor Capital Management Inc - Class A
EWU / iShares Trust - iShares MSCI United Kingdom ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
NMZ / Nuveen Municipal High Income Opportunity Fund
SPLS / Staples, Inc.
PII / Polaris Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
US2782651036 / Eaton Vance Corp.
RMR / The RMR Group Inc.
SXL / Sunoco Logistics Partners L.P.
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
KMI.WS / Kinder Morgan, Inc. Warrants
WPG / Washington Prime Group Inc
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
TVTY / Tivity Health Inc
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
BEAV / B/E Aerospace, Inc.
WR / Westar Energy, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
TLN / Talen Energy Corporation
ROG / Rogers Corporation
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
74005P104 / Praxair, Inc.
QQQ / Invesco QQQ Trust, Series 1
ASIX / AdvanSix Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
KCE / SPDR Series Trust - SPDR S&P Capital Markets ETF
US40416M1053 / Hd Supply Inc.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
LGND / Ligand Pharmaceuticals Incorporated
LITE / Lumentum Holdings Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
KEY.PRG / KeyCorp 7.750% Non-Cumulative Perp Convertible Preferred Stock, Series A
PAA / Plains All American Pipeline, L.P. - Limited Partnership
EDE / Empire District Electric Company (The)
HR / Healthcare Realty Trust Incorporated
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
EEFT / Euronet Worldwide, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PMM / Putnam Managed Municipal Income Trust
SOR / Source Capital
FMO / Fiduciary/Claymore Energy Infrastructure Fund
PMO / Putnam Municipal Opportunities Trust
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
887228104 / Time Inc.
ES / Eversource Energy
CONE / CyrusOne Inc
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PLUG / Plug Power Inc.
SYNH / Syneos Health Inc - Class A
PWOD / Penns Woods Bancorp, Inc.
K / Kellanova
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
RTN / Raytheon Co.
NS / NuStar Energy L.P. - Limited Partnership
018490100 / Allergan plc
GILD / Gilead Sciences, Inc.
OXY / Occidental Petroleum Corporation
TRNX / BBHC Inc
PPG / PPG Industries, Inc.
TR / Tootsie Roll Industries, Inc.
BHC / Bausch Health Companies Inc.
PSTI / Pluristem Therapeutics Inc
DOW / Dow Inc.
TWX / Warner Media LLC
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MYD / BlackRock MuniYield Fund, Inc.
OBE / Obsidian Energy Ltd.
WFT / Weatherford International plc
MUA / BlackRock MuniAssets Fund, Inc.
CL / Colgate-Palmolive Company
DELL / Dell Technologies Inc.
MHH / Mastech Digital, Inc.
TXN / Texas Instruments Incorporated
PFG / Principal Financial Group, Inc.
WBA / Walgreens Boots Alliance, Inc.
AZO / AutoZone, Inc.
FE / FirstEnergy Corp.
EXPE / Expedia Group, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
JPM / JPMorgan Chase & Co.
PPL / PPL Corporation
KMI / Kinder Morgan, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
SBUX / Starbucks Corporation
PNC / The PNC Financial Services Group, Inc.
WFC / Wells Fargo & Company
RTX / RTX Corporation
HON / Honeywell International Inc.
CVX / Chevron Corporation
HAL / Halliburton Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
KO / The Coca-Cola Company
AMED / Amedisys, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
UAA / Under Armour, Inc.
HPQ / HP Inc.
JAZZ / Jazz Pharmaceuticals plc
TAP / Molson Coors Beverage Company
CAH / Cardinal Health, Inc.
NCR / NCR Corp.
TXMD / TherapeuticsMD, Inc.
COR / Cencora, Inc.
ESSA / ESSA Bancorp, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TWTR / Twitter Inc
PFE / Pfizer Inc.
CNDT / Conduent Incorporated
NYCB / Flagstar Financial, Inc.
XRX / Xerox Holdings Corporation
HBI / Hanesbrands Inc.
LUMN / Lumen Technologies, Inc.
INO / Inovio Pharmaceuticals, Inc.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
MMP / Magellan Midstream Partners L.P.
CELG / Celgene Corp.
OIH / VanEck ETF Trust - VanEck Oil Services ETF
TIP / iShares Trust - iShares TIPS Bond ETF
PDS / Precision Drilling Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SLX / VanEck ETF Trust - VanEck Steel ETF
LLY / Eli Lilly and Company
ACAD / ACADIA Pharmaceuticals Inc.
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
MMM / 3M Company
VXRT / Vaxart, Inc.
RAD / Rite Aid Corp.
GIS / General Mills, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
IBB / iShares Trust - iShares Biotechnology ETF
GE / General Electric Company
MPA / BlackRock MuniYield Pennsylvania Quality Fund
WDC / Western Digital Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
UPS / United Parcel Service, Inc.
VMW / Vmware Inc. - Class A
NEA / Nuveen AMT-Free Quality Municipal Income Fund
SJM / The J. M. Smucker Company
FEI / First Trust MLP and Energy Income Fund
FCX / Freeport-McMoRan Inc.
FEN / First Trust Energy Income and Growth Fund
NEE / NextEra Energy, Inc.
SRE / Sempra
ABT / Abbott Laboratories
JNJ / Johnson & Johnson
ORCL / Oracle Corporation
CLNE / Clean Energy Fuels Corp.
CTSH / Cognizant Technology Solutions Corporation
TJX / The TJX Companies, Inc.
VZ / Verizon Communications Inc.
NSC / Norfolk Southern Corporation
IBM / International Business Machines Corporation
ZBH / Zimmer Biomet Holdings, Inc.
GLPI / Gaming and Leisure Properties, Inc.
BDX / Becton, Dickinson and Company
GOOGL / Alphabet Inc.
ABBV / AbbVie Inc.
BRK.B / Berkshire Hathaway Inc.
VAC / Marriott Vacations Worldwide Corporation
UGI / UGI Corporation
PEP / PepsiCo, Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.
MFC / Manulife Financial Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HOG / Harley-Davidson, Inc.
AAPL / Apple Inc.
AVGO / Broadcom Inc.
HSY / The Hershey Company
PG / The Procter & Gamble Company
ED / Consolidated Edison, Inc.
ZD / Ziff Davis, Inc.
CLSN / Imunon Inc
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
V / Visa Inc.
DIS / The Walt Disney Company
IR / Ingersoll Rand Inc.
SPY / SPDR S&P 500 ETF
NKE / NIKE, Inc.
SPG / Simon Property Group, Inc.
MDLZ / Mondelez International, Inc.
CVS / CVS Health Corporation
LOW / Lowe's Companies, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
COP / ConocoPhillips
HOLX / Hologic, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
XOM / Exxon Mobil Corporation
GOOG / Alphabet Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CMI / Cummins Inc.
VFC / V.F. Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CSCO / Cisco Systems, Inc.
MSFT / Microsoft Corporation
CTRA / Coterra Energy Inc.
AEP / American Electric Power Company, Inc.
UNH / UnitedHealth Group Incorporated
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
FDX / FedEx Corporation
MRK / Merck & Co., Inc.
ET / Energy Transfer LP - Limited Partnership
MAR / Marriott International, Inc.
BA / The Boeing Company
D / Dominion Energy, Inc.
CBU / Community Financial System, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
RMBS / Rambus Inc.
PFIS / Peoples Financial Services Corp.
HD / The Home Depot, Inc.
AGR / Avangrid, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
WMT / Walmart Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LMT / Lockheed Martin Corporation
INTC / Intel Corporation
EMR / Emerson Electric Co.
SNY / Sanofi - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
NXPI / NXP Semiconductors N.V.
ENB / Enbridge Inc.
QCOM / QUALCOMM Incorporated
KKR / KKR & Co. Inc.
PEG / Public Service Enterprise Group Incorporated
SWKS / Skyworks Solutions, Inc.
META / Meta Platforms, Inc.
AMT / American Tower Corporation
EMN / Eastman Chemical Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
RGA / Reinsurance Group of America, Incorporated
ALLE / Allegion plc
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IONS / Ionis Pharmaceuticals, Inc.
PENN / PENN Entertainment, Inc.
MO / Altria Group, Inc.
PM / Philip Morris International Inc.
MBCN / Middlefield Banc Corp.
SHW / The Sherwin-Williams Company
BAC / Bank of America Corporation
IP / International Paper Company
SLV / iShares Silver Trust
CRS / Carpenter Technology Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
NVGS / Navigator Holdings Ltd.
WASH / Washington Trust Bancorp, Inc.