Market Value843,471,000
Total Holdings743
File Date2016-11-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KDP / Keurig Dr Pepper Inc.
AXAS / Abraxas Petroleum Corp.
SBUX / Starbucks Corporation
ELV / Elevance Health, Inc.
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
HOG / Harley-Davidson, Inc.
IR / Ingersoll Rand Inc.
DVY / iShares Trust - iShares Select Dividend ETF
PEG / Public Service Enterprise Group Incorporated
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
UHT / Universal Health Realty Income Trust
BDSI / Biodelivery Sciences International
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
QQQ / Invesco QQQ Trust, Series 1 Put
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
AET / Aetna, Inc.
H03579101 / Auris Medical Holding Ltd
LXU / LSB Industries, Inc. Call
WEN / The Wendy's Company
EIRL / iShares Trust - iShares MSCI Ireland ETF
ESRX / Express Scripts Holding Co.
QQQ / Invesco QQQ Trust, Series 1
ARTX / Arotech Corp.
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
91911K102 / Bausch Health Companies
FTR / Frontier Communications Corp.
SGG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_SGGB
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
61166W101 / Monsanto Co.
SCU / Sculptor Capital Management Inc - Class A
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
POT / Potash Corp. of Saskatchewan, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PRU / Prudential Financial, Inc.
CB / Chubb Limited
FSK / FS KKR Capital Corp.
CRM / Salesforce, Inc.
57772K101 / Maxim Integrated Products Inc.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
CBI / Chicago Bridge & Iron Co., N.V.
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock) Call
AGZ / iShares Trust - iShares Agency Bond ETF
JPS / Nuveen Preferred & Income Securities Fund
/ FERRELLGAS PARTNERS LP Unit
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
FMAT / Fidelity Covington Trust - Fidelity MSCI Materials Index ETF
MBLY / Mobileye Global Inc.
FEYE / FireEye Inc
RTN / Raytheon Co.
018490100 / Allergan plc
GPM / Guggenheim Enhanced Equity Income Fund
RPAI / Retail Properties of America Inc - Class A
SRC / Spirit Realty Capital, Inc.
AIVI / WisdomTree Trust - WisdomTree International AI Enhanced Value Fund
PFC / Premier Financial Corp.
LMT / Lockheed Martin Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
NAT / Nordic American Tankers Limited
CXP / Columbia Property Trust Inc
XHR / Xenia Hotels & Resorts, Inc.
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
CYS / CYS Investments, Inc.
AXP / American Express Company
VER / VEREIT Inc
CHK / Chesapeake Energy Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SRPT / Sarepta Therapeutics, Inc.
BDX / Becton, Dickinson and Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
DUK / Duke Energy Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
ACN / Accenture plc
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PTY / PIMCO Corporate & Income Opportunity Fund
OUNZ / VanEck Merk Gold ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
EVV / Eaton Vance Limited Duration Income Fund
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
CDE / Coeur Mining, Inc.
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
CLX / The Clorox Company
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
NSC / Norfolk Southern Corporation
BXMT / Blackstone Mortgage Trust, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TAHO / Tahoe Resources Inc.
ISIG / Insignia Systems, Inc.
AUY / Yamana Gold Inc.
AAPL / Apple Inc.
AAPL / Apple Inc. Call
ED / Consolidated Edison, Inc.
MO / Altria Group, Inc.
AMAT / Applied Materials, Inc.
MBB / iShares Trust - iShares MBS ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
ABT / Abbott Laboratories
SPY / SPDR S&P 500 ETF
HD / The Home Depot, Inc. Call
HD / The Home Depot, Inc.
SPY / SPDR S&P 500 ETF Put
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
UA / Under Armour, Inc.
RPM / RPM International Inc.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
SPG / Simon Property Group, Inc.
RDS.B / Shell Plc - ADR
670979889 / Nuveen Michigan Quality Income
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FLTB / Fidelity Merrimack Street Trust - Fidelity Limited Term Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COL / Rockwell Collins, Inc.
D / Dominion Energy, Inc.
CERN / Cerner Corp.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
HAL / Halliburton Company
OMC / Omnicom Group Inc.
SA / Seabridge Gold Inc.
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
RIG / Transocean Ltd.
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDLZ / Mondelez International, Inc.
PPL / PPL Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
GEO / The GEO Group, Inc.
ESV / Ensco plc
SIL / Global X Funds - Global X Silver Miners ETF
JNJ / Johnson & Johnson
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
GBAB / Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
RVT / Royce Small-Cap Trust, Inc.
C.WSA / Citigroup, Inc.
US3798901068 / Glu Mobile Inc.
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
HTA / Healthcare Realty Trust Inc - Class A
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
OWE / Obsidian Energy Ltd.
NYRT / New York REIT, Inc.
RF / Regions Financial Corporation
CBRL / Cracker Barrel Old Country Store, Inc.
KRG / Kite Realty Group Trust
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
JPI / Nuveen Preferred Securities & Income Opportunities Fund
SNXZF / Sandstorm Gold Ltd.
MAG / MAG Silver Corp.
US2243991054 / Crane Co.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
FL / Foot Locker, Inc.
SMLV / SPDR Series Trust - SPDR SSGA US Small Cap Low Volatility Index ETF
CNP / CenterPoint Energy, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BBN / BlackRock Taxable Municipal Bond Trust
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
TWO / Two Harbors Investment Corp.
CELG / Celgene Corp.
FLR / Fluor Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
NGD / New Gold Inc.
IGE / iShares Trust - iShares North American Natural Resources ETF
USO / United States Oil Fund, LP - Limited Partnership
REED / Reed's, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
PEAK / Healthpeak Properties, Inc.
APA / APA Corporation
SWKS / Skyworks Solutions, Inc.
024237020 / Dean Foods Co
EGO / Eldorado Gold Corporation
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
00B65Z9D7 / Noble Corporation plc
KOPN / Kopin Corporation
SQQQ / ProShares Trust - ProShares UltraPro Short QQQ
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
DXD / ProShares Trust - ProShares UltraShort Dow30
GORO / Gold Resource Corporation
153501101 / Central Fund of Canada Ltd.
90184LAB8 / Twitter, Inc. Bond 0.250% 9/1
94733AAA2 / Web.com Group, Inc. Bond
VIOG / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Growth ETF
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
FIF / First Trust Energy Infrastructure Fund
CLDT / Chatham Lodging Trust
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
PICK / iShares, Inc. - iShares MSCI Global Metals & Mining Producers ETF
MVT / BlackRock MuniVest Fund II, Inc.
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
LXU / LSB Industries, Inc.
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
FXB / Invesco CurrencyShares British Pound Sterling Trust Put
60979P105 / Monogram Residential Trust, Inc.
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
FHY / First Trust Strategic High Income Fund II
EOS / Eaton Vance Enhanced Equity Income Fund II
910187903 / UNITED DEV FDG IV
EOI / Eaton Vance Enhanced Equity Income Fund
AMZA / ETFis Series Trust I - InfraCap MLP ETF
ILF / iShares Trust - iShares Latin America 40 ETF
PF / Pinnacle Foods, Inc. Call
/ TCF Financial Corporation Depositary Shares representing 5.70% Series C Non-Cumulative Preferred Stock
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
385002100 / Gramercy Property Trust Inc.
AIRG / Airgain, Inc.
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
CCP / Care Capital Properties, Inc.
ONVO / Organovo Holdings, Inc.
092533AB4 / BlackRock Capital Investment Corporation Bond
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
LSI / Life Storage Inc - Registered Shares
GLDI / ETRACS Gold Shares Covered Call ETNs due February 2, 2033 - Corporate Bond/Note
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
US9487411038 / Weingarten Realty Investors
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
VTA / Invesco Dynamic Credit Opportunities Fund
ALO / Alio Gold Inc.
NUV / Nuveen Municipal Value Fund, Inc.
STON / StoneMor Inc
GG / Goldcorp, Inc.
PBT / Permian Basin Royalty Trust
NRF / NorthStar Realty Finance Corp.
OKS / ONEOK Partners, L.P.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
UNIT / Unity Group LLC
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
CEVA / CEVA, Inc.
NAD / Nuveen Quality Municipal Income Fund
UAA / Under Armour, Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
CDMO / Avid Bioservices, Inc.
IGOV / iShares Trust - iShares International Treasury Bond ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
MGA / Magna International Inc.
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
LEA / Lear Corporation
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
TRGP / Targa Resources Corp.
JKHY / Jack Henry & Associates, Inc.
WPM / Wheaton Precious Metals Corp.
IVR / Invesco Mortgage Capital Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
NYMT / New York Mortgage Trust, Inc.
PROSHARES TR / ULTRA SH DOW30 (74347X112)
MVV / ProShares Trust - ProShares Ultra MidCap400
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BMS / Bemis Co., Inc.
AMID / EA Series Trust - Argent Mid Cap ETF
BGT / BlackRock Floating Rate Income Trust
TCPC / BlackRock TCP Capital Corp.
UBSI / United Bankshares, Inc.
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
SHPG / Shire Plc.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
AHT / Ashford Hospitality Trust, Inc.
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
/ Weight Watchers International, Inc.
ILCV / iShares Trust - iShares Morningstar Value ETF
MMU / Western Asset Managed Municipals Fund Inc.
DOW / Dow Inc.
PSQ / ProShares Trust - ProShares Short QQQ
AEF / abrdn Emerging Markets ex-China Fund, Inc.
AMPY / Amplify Energy Corp.
AGR / Avangrid, Inc.
AMBKP / American Capital Trust I - Preferred Security
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
RAI / Reynolds American, Inc.
VBF / Invesco Bond Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
GNMA / iShares Trust - iShares GNMA Bond ETF
APO / Apollo Global Management, Inc.
PB / Prosperity Bancshares, Inc.
OI / O-I Glass, Inc.
NCZ / Virtus Convertible & Income Fund II
RING / iShares, Inc. - iShares MSCI Global Gold Miners ETF
KEG / Key Energy Services, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
HA / Hawaiian Holdings, Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF
US1182301010 / Buckeye Partners, L.P.
FPT / Federated Premier Intermediate Municipal Income Fund
WES / Western Midstream Partners, LP - Limited Partnership
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
WLL / Whiting Petroleum Corp (New)
BWP / Boardwalk Pipeline Partners L.P
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
BKT / BlackRock Income Trust, Inc.
CREDIT SUISSE NASSAU BRH / VS 3XINV CRUDE (22542D548)
ACSF / American Capital Senior Floating, Ltd.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
SCON / Superconductor Technologies Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
GOOD / Gladstone Commercial Corporation
BURL / Burlington Stores, Inc.
ALDW / Alon USA Partners, LP
IOC / InterOil Corporation
SBI / Western Asset Intermediate Muni Fund Inc.
NUGT / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bull 2X Shares
CALD / Callidus Software, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VNR / Vanguard Natural Resources, LLC
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
IXP / iShares Trust - iShares Global Comm Services ETF
LSI / Life Storage Inc - Registered Shares
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PMF / PIMCO Municipal Income Fund
MADISON STRTG SECTOR PREM FD / (558268108)
GLAD / Gladstone Capital Corporation
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
NPI / Nuveen Premium Income Municipal Fund, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
IEV / iShares Trust - iShares Europe ETF
LNCO / Linn Co, LLC
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
/ THL Credit, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
UVXY / ProShares Trust II - ProShares Ultra VIX Short-Term Futures ETF
WWAV / The WhiteWave Foods Co.
WPZ / Access Midstream Partners, L.P
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
847560109 / Spectra Energy Corp.
ARNC / Arconic Corporation
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
NSA / National Storage Affiliates Trust
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
NHF / NexPoint Strategic Opportunities Fund
NS / NuStar Energy L.P. - Limited Partnership
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
NBH / Neuberger Berman Municipal Fund Inc.
SPXU / ProShares Trust - ProShares UltraPro Short S&P500
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
DHY / Credit Suisse High Yield Bond Fund, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
SXL / Sunoco Logistics Partners L.P.
IIM / Invesco Value Municipal Income Trust
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
CVRR / CVR Refining LP
HYB / The New America High Income Fund Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
MZF / Managed Duration Investment Grade Municipal Fund
868536103 / Supervalu, Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
/ U.S. Concrete, Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
CLMT / Calumet, Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
VHC / VirnetX Holding Corporation Call
NVG / Nuveen AMT-Free Municipal Credit Income Fund
MIY / BlackRock MuniYield Michigan Quality Fund, Inc.
STZ / Constellation Brands, Inc.
LUMN / Lumen Technologies, Inc.
PPG / PPG Industries, Inc.
STAG / STAG Industrial, Inc.
SIRI / Sirius XM Holdings Inc.
MRO / Marathon Oil Corporation
MFA / MFA Financial, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HSY / The Hershey Company
DPLO / Diplomat Pharmacy, Inc.
AEP / American Electric Power Company, Inc.
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
QLD / ProShares Trust - ProShares Ultra QQQ
SNY / Sanofi - Depositary Receipt (Common Stock)
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
SSRM / SSR Mining Inc.
FAZ / Direxion Shares ETF Trust - Direxion Daily Financial Bear 3X Shares
JCI / Johnson Controls International plc
ZBH / Zimmer Biomet Holdings, Inc.
KR / The Kroger Co.
IWD / iShares Trust - iShares Russell 1000 Value ETF
TRV / The Travelers Companies, Inc.
GPC / Genuine Parts Company
PDM / Piedmont Realty Trust, Inc.
CMG / Chipotle Mexican Grill, Inc.
ET / Energy Transfer LP - Limited Partnership
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
CMCSA / Comcast Corporation
MCK / McKesson Corporation
RSG / Republic Services, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
O / Realty Income Corporation
EOG / EOG Resources, Inc.
K / Kellanova
GOF / Guggenheim Strategic Opportunities Fund
CINF / Cincinnati Financial Corporation
PNC / The PNC Financial Services Group, Inc.
PEP / PepsiCo, Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
GOLD / Barrick Mining Corporation
MU / Micron Technology, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
WPC / W. P. Carey Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
GNTX / Gentex Corporation
ABBV / AbbVie Inc.
GOGL / Golden Ocean Group Limited
GSP / Barclays Bank PLC - ZC SP REDEEM 12/06/2036 USD 50
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
GNW / Genworth Financial, Inc.
LUV / Southwest Airlines Co.
GPS / The Gap, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
TQQQ / ProShares Trust - ProShares UltraPro QQQ
TWTR / Twitter Inc
BDJ / BlackRock Enhanced Equity Dividend Trust
NLY / Annaly Capital Management, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
DBC / Invesco DB Commodity Index Tracking Fund
MUB / iShares Trust - iShares National Muni Bond ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
MMP / Magellan Midstream Partners L.P.
WM / Waste Management, Inc.
HAS / Hasbro, Inc.
EFR / Eaton Vance Senior Floating-Rate Trust
IYR / iShares Trust - iShares U.S. Real Estate ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
RFI / Cohen & Steers Total Return Realty Fund, Inc.
CIM / Chimera Investment Corporation
META / Meta Platforms, Inc. Call
KMB / Kimberly-Clark Corporation
KSS / Kohl's Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Call
RAD / Rite Aid Corp.
NBB / Nuveen Taxable Municipal Income Fund
QDEF / FlexShares Trust - FlexShares Quality Dividend Defensive Index Fund
DBL / DoubleLine Opportunistic Credit Fund
TILT / FlexShares Trust - FlexShares Morningstar US Market Factor Tilt Index Fund
BAX / Baxter International Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
AB / AllianceBernstein Holding L.P. - Limited Partnership
CHY / Calamos Convertible and High Income Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
KHC / The Kraft Heinz Company
GOOGL / Alphabet Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
PAYX / Paychex, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
PSEC / Prospect Capital Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
AWK / American Water Works Company, Inc.
JPM / JPMorgan Chase & Co.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SHV / iShares Trust - iShares Short Treasury Bond ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
IBM / International Business Machines Corporation
INTC / Intel Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
ABT / Abbott Laboratories Call
AMGN / Amgen Inc.
WHR / Whirlpool Corporation
ARCC / Ares Capital Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BA / The Boeing Company
DHR / Danaher Corporation
IYJ / iShares Trust - iShares U.S. Industrials ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
JFR / Nuveen Floating Rate Income Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
GD / General Dynamics Corporation
LOW / Lowe's Companies, Inc.
MCHP / Microchip Technology Incorporated
BCE / BCE Inc.
BGS / B&G Foods, Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
AINV / Apollo Investment Corporation
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
PSA / Public Storage
AMLP / ALPS ETF Trust - Alerian MLP ETF
AWP / abrdn Global Premier Properties Fund
HYT / BlackRock Corporate High Yield Fund, Inc.
AWF / AllianceBernstein Global High Income Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IAU / iShares Gold Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
IP / International Paper Company
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SLRC / SLR Investment Corp.
GLD / SPDR Gold Trust
MA / Mastercard Incorporated
DE / Deere & Company
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IDV / iShares Trust - iShares International Select Dividend ETF
PYPL / PayPal Holdings, Inc.
GOOG / Alphabet Inc.
MSFT / Microsoft Corporation
BB / BlackBerry Limited
NUE / Nucor Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
OKE / ONEOK, Inc.
UPS / United Parcel Service, Inc.
PSX / Phillips 66
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
DLR / Digital Realty Trust, Inc.
CVS / CVS Health Corporation
SLV / iShares Silver Trust
TIP / iShares Trust - iShares TIPS Bond ETF
NEE / NextEra Energy, Inc.
DG / Dollar General Corporation
ORCL / Oracle Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
QCOM / QUALCOMM Incorporated
BMY / Bristol-Myers Squibb Company
CSCO / Cisco Systems, Inc.
BX / Blackstone Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
GNL / Global Net Lease, Inc.
NOC / Northrop Grumman Corporation
EXC / Exelon Corporation
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
GM / General Motors Company
FAST / Fastenal Company
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
OEF / iShares Trust - iShares S&P 100 ETF
SO / The Southern Company
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
DIS / The Walt Disney Company
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DAL / Delta Air Lines, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
CVX / Chevron Corporation
C / Citigroup Inc.
NI / NiSource Inc.
MMM / 3M Company
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
GLW / Corning Incorporated
MKC / McCormick & Company, Incorporated
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
ALL / The Allstate Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
UTG / Reaves Utility Income Fund
MAS / Masco Corporation
CAT / Caterpillar Inc.
AAL / American Airlines Group Inc.
BRK.B / Berkshire Hathaway Inc.
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
KKR / KKR & Co. Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VLO / Valero Energy Corporation
KMI / Kinder Morgan, Inc.
AMT / American Tower Corporation
CPB / The Campbell's Company
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
CHD / Church & Dwight Co., Inc.
HON / Honeywell International Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
PHYS / Sprott Physical Gold Trust
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
MRK / Merck & Co., Inc.
HRL / Hormel Foods Corporation
IBB / iShares Trust - iShares Biotechnology ETF
BAC / Bank of America Corporation
ROK / Rockwell Automation, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TJX / The TJX Companies, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CSX / CSX Corporation
DTE / DTE Energy Company
IYW / iShares Trust - iShares U.S. Technology ETF
PG / The Procter & Gamble Company
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CAH / Cardinal Health, Inc.
ETN / Eaton Corporation plc
TGT / Target Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HPE / Hewlett Packard Enterprise Company
MDT / Medtronic plc
UNH / UnitedHealth Group Incorporated
AMZN / Amazon.com, Inc.
NKE / NIKE, Inc.
GILD / Gilead Sciences, Inc.
XEL / Xcel Energy Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CMI / Cummins Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PM / Philip Morris International Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
SKT / Tanger Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SHW / The Sherwin-Williams Company
AFL / Aflac Incorporated
SYK / Stryker Corporation
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
WY / Weyerhaeuser Company
CAG / Conagra Brands, Inc.
EW / Edwards Lifesciences Corporation
LNC / Lincoln National Corporation
UNP / Union Pacific Corporation
CMS / CMS Energy Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
FSTA / Fidelity Covington Trust - Fidelity MSCI Consumer Staples Index ETF
DNP / DNP Select Income Fund Inc.
WELL / Welltower Inc.
SLB / Schlumberger Limited
YUM / Yum! Brands, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VIOV / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Value ETF
T / AT&T Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
XRX / Xerox Holdings Corporation
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
GIS / General Mills, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
WFC / Wells Fargo & Company
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
RS / Reliance, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MMC / Marsh & McLennan Companies, Inc.
MAIN / Main Street Capital Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
META / Meta Platforms, Inc.
CCI / Crown Castle Inc.
V / Visa Inc.
OHI / Omega Healthcare Investors, Inc.
IDCC / InterDigital, Inc.
OXSQ / Oxford Square Capital Corp.
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LLY / Eli Lilly and Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SYY / Sysco Corporation
PBI / Pitney Bowes Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
TXN / Texas Instruments Incorporated
VHT / Vanguard World Fund - Vanguard Health Care ETF
ITW / Illinois Tool Works Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
BEN / Franklin Resources, Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
CL / Colgate-Palmolive Company
CHI / Calamos Convertible Opportunities and Income Fund
AG / First Majestic Silver Corp.
FDX / FedEx Corporation
PFE / Pfizer Inc.
ADP / Automatic Data Processing, Inc.
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
RTX / RTX Corporation
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
F / Ford Motor Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
APD / Air Products and Chemicals, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
CHKP / Check Point Software Technologies Ltd.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
CME / CME Group Inc.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EZPW / EZCORP, Inc.
NVDA / NVIDIA Corporation
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
PANW / Palo Alto Networks, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
KO / The Coca-Cola Company
OLED / Universal Display Corporation
VZ / Verizon Communications Inc.
EMR / Emerson Electric Co.
MPW / Medical Properties Trust, Inc.
IAT / iShares Trust - iShares U.S. Regional Banks ETF
FCX / Freeport-McMoRan Inc.
USB / U.S. Bancorp
IWV / iShares Trust - iShares Russell 3000 ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
COP / ConocoPhillips
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
HDV / iShares Trust - iShares Core High Dividend ETF
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
VTR / Ventas, Inc.
HPQ / HP Inc.
COST / Costco Wholesale Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
MCD / McDonald's Corporation
WMT / Walmart Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IWB / iShares Trust - iShares Russell 1000 ETF
ATNM / Actinium Pharmaceuticals, Inc.
DNN / Denison Mines Corp.
SJT / San Juan Basin Royalty Trust
CEQP / Crestwood Equity Partners LP - Unit
AGNC / AGNC Investment Corp.
OXY / Occidental Petroleum Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
DD / DuPont de Nemours, Inc.
NMFC / New Mountain Finance Corporation
NNN / NNN REIT, Inc.
XOM / Exxon Mobil Corporation Put
XOM / Exxon Mobil Corporation
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
NFLX / Netflix, Inc.
WBA / Walgreens Boots Alliance, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund