All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| US001546AP59 / AK Steel Holding Corp. 1.5% Bond due 2019-11-15
|
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| 00163UAA4 / AMAG Pharmaceuticals, Inc. 2.5% Bond Due 2/15/2019
|
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|
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| ADXSW / Advaxis, Inc. Warrants
|
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|
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|
|
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| ADXS / Ayala Pharmaceuticals, Inc.
|
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|
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| Alliant Techsystems Inc
/ Note 3.0000% 15-Aug-2024 (018804AK0) |
|
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| ARCP /
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| EVHC / Envision Healthcare Holdings, Inc.
|
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| 03762UAA3 / Apollo Commercial Real Estate Finance, Inc. Bond
|
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| BPZRQ / BPZ Resources, Inc.
|
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| 09257WAA8 / Blackstone Mtg Tr Inc Bond
|
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| CSV / Carriage Services, Inc.
|
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| 151290BB8 / Cemex S.A.B de C.V. Bond 3.250% 3/1
|
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|
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|
|
|
| Ciena Corp
/ Note 4.0000% 15-Mar-2015 (171779AF8) |
|
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|
|
| CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
|
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|
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|
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| CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
|
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|
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|
|
|
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| Cubist Pharm - When Issued
/ EQUITY (229678123) |
|
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| DCUA / Dominion Resources, 6.125% 2013 Series A Equity Units
|
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|
|
|
|
|
|
| 368682AN0 / Ajrd 4.0625 12/31/2039 Bond
|
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| 29275YAA0 / EnerSys Bond
|
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|
|
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| 30161QAC8 / Exelixis, Inc. Bond
|
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| 34385PAA6 / Fluidigm Corp. Bond
|
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| FCEL / FuelCell Energy, Inc.
|
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| 398905AE9 / Group 1 Automotive, Inc. Bond
|
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| GULTU / Gulf Coast Ultra Deep Royalty Trust
|
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| HOLX / Hologic, Inc.
|
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| 055639AC2 / BPZ Resources, Inc. Bond
|
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| IWM / iShares Trust - iShares Russell 2000 ETF Call
|
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|
|
|
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| VIAV / Viavi Solutions Inc. Call
|
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|
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| US48123VAC63 / j2 Global, Inc Bond
|
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| KMI.WS / Kinder Morgan, Inc. Warrants
|
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|
|
|
|
|
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| MACK / Merrimack Pharmaceuticals, Inc.
|
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|
|
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| 590328AA8 / Merrimack Pharmaceuticals, Inc. Bond
|
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|
|
|
|
|
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| 595112AW3 / Micron Technology, Inc. Bond 2.375% 5/0
|
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| MCP /
|
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| 608753AF6 / Molycorp, Inc. Bond
|
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| US63633DAE40 / National Health Investors, Inc. Bond
|
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| NEM / Newmont Corporation
|
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| 651718AC2 / Newpark Resources, Inc., Bond 4%, Due 2017
|
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| OCN / Ocwen Financial Corporation Call
|
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|
|
|
|
|
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| 69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018
|
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| PHH / Park Ha Biological Technology Co., Ltd.
|
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|
|
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| JCP / J.C. Penney Co., Inc. Call
|
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| RFMD /
|
|
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| RFMD / Call
|
|
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|
|
|
|
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| GLD / SPDR Gold Trust Call
|
|
|
|
|
|
|
|
| 795435AE6 / Salix Pharmaceuticals Inc. Bond 1.5% 3/15/19
|
|
|
|
|
|
|
|
| SNY / Sanofi - Depositary Receipt (Common Stock)
|
|
|
|
|
|
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| TVIA / TerraVia Holdings, Inc.
|
|
|
|
|
|
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| 83415TAC5 / TerraVia Holdings, Inc. 5% Bond due 2019-10-01
|
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| 84760CAA5 / Spectranetics Corp. (The) Bond
|
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| US84860WAB81 / Spirit Realty Capital, Inc. Bond
|
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| STWD / Starwood Property Trust, Inc. Call
|
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| 85571BAB1 / Starwood Property Trust Inc Bond
|
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| 86074QAL6 / Stillwater Mining Company Bond
|
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| 874054AC3 / Take-Two Interactive Software, Inc. Bond
|
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| US92240MBC10 / Vector Group, Ltd. 1.75% Bond Due 4/15/2020
|
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| 92240MAY4 / Vector Group, Ltd. 2.5% Bond Due 1/15/2019
|
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|
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| 92763WAA1 / Vipshop Holdings, Inc. Bond
|
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|
|
|
|
|
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| XWEL / XWELL, Inc.
|
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|
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|
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| XM Satellite Radio
/ Note 7.0000% 01-Dec-2014 (98375YAU0) |
|
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