Market Value304,330,000
Total Holdings254
File Date2014-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HDV / iShares Trust - iShares Core High Dividend ETF
OXY / Occidental Petroleum Corporation
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RHE / Regional Health Properties, Inc.
ES / Eversource Energy
ED / Consolidated Edison, Inc.
ENH / Endurance Specialty Holdings, Ltd.
SPGI / S&P Global Inc.
VRSK / Verisk Analytics, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
PNR / Pentair plc
NLSN / Nielsen Holdings plc
FUL / H.B. Fuller Company
CME / CME Group Inc.
SO / The Southern Company
TRN / Trinity Industries, Inc.
GDV / The Gabelli Dividend & Income Trust
XOM / Exxon Mobil Corporation
WM / Waste Management, Inc.
SCHW / The Charles Schwab Corporation
DE / Deere & Company
GOOGL / Alphabet Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VMI / Valmont Industries, Inc.
FOX / Fox Corporation
QCOM / QUALCOMM Incorporated
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
DISCA / Discovery Inc - Class A
AON / Aon plc
XCEMX / Clearbridge Energy MLP Fund Inc
CLF / Cleveland-Cliffs Inc.
XEC / Cimarex Energy Co.
ESRX / Express Scripts Holding Co.
GNW / Genworth Financial, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
Market Vectors ETF Tr Agribusi / (57060U605)
LECO / Lincoln Electric Holdings, Inc.
68216L100 / Omni Bio Pharmaceutical, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
Powershares QQQ Tr Unit Ser 1 / (73935A104)
PRU / Prudential Financial, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
TTC / The Toro Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
/ Windstream Holdings, Inc
C.PRN / Citigroup Capital XIII - Preferred Security
RTX / RTX Corporation
F / Ford Motor Company
CVX / Chevron Corporation
CMCSA / Comcast Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
ETN / Eaton Corporation plc
PSX / Phillips 66
MO / Altria Group, Inc.
ADSK / Autodesk, Inc.
BAC / Bank of America Corporation
ADP / Automatic Data Processing, Inc.
LOW / Lowe's Companies, Inc.
MMC / Marsh & McLennan Companies, Inc.
FDX / FedEx Corporation
UNP / Union Pacific Corporation
AIG / American International Group, Inc.
DNP / DNP Select Income Fund Inc.
ABBV / AbbVie Inc.
CVS / CVS Health Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BDX / Becton, Dickinson and Company
WMT / Walmart Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
SLB / Schlumberger Limited
US0325111070 / Anadarko Petroleum Corp.
PM / Philip Morris International Inc.
APA / APA Corporation
AWR / American States Water Company
ROK / Rockwell Automation, Inc.
CHI / Calamos Convertible Opportunities and Income Fund
461730103 / Investors Real Estate Trust
EFA / iShares Trust - iShares MSCI EAFE ETF
PCP / Precision Castparts Corporation
CAT / Caterpillar Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
WAT / Waters Corporation
CSX / CSX Corporation
EMN / Eastman Chemical Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NUE / Nucor Corporation
EMR / Emerson Electric Co.
SYY / Sysco Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
PCAR / PACCAR Inc
PFG / Principal Financial Group, Inc.
VZ / Verizon Communications Inc.
BAX / Baxter International Inc.
CELG / Celgene Corp.
KMB / Kimberly-Clark Corporation
MDT / Medtronic plc
MSFT / Microsoft Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MCD / McDonald's Corporation
PEP / PepsiCo, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
TWX / Warner Media LLC
DBC / Invesco DB Commodity Index Tracking Fund
BOCH / Bank of Commerce Holdings
CHW / Calamos Global Dynamic Income Fund
DIS / The Walt Disney Company
IXJ / iShares Trust - iShares Global Healthcare ETF
GE / General Electric Company
LRCX / Lam Research Corporation
NNI / Nelnet, Inc.
LLY / Eli Lilly and Company
TGT / Target Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
ORCL / Oracle Corporation
MAS / Masco Corporation
JPM / JPMorgan Chase & Co.
BWA / BorgWarner Inc.
VLO / Valero Energy Corporation
WFC / Wells Fargo & Company
SOR / Source Capital
IGE / iShares Trust - iShares North American Natural Resources ETF
MDLZ / Mondelez International, Inc.
IR / Ingersoll Rand Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
SWX / Southwest Gas Holdings, Inc.
IBM / International Business Machines Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
HD / The Home Depot, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
PFE / Pfizer Inc.
GIS / General Mills, Inc.
USB / U.S. Bancorp
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
ALL / The Allstate Corporation
/ Total S.A.
INTC / Intel Corporation
HXL / Hexcel Corporation
ITW / Illinois Tool Works Inc.
DVN / Devon Energy Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
RPM / RPM International Inc.
HRL / Hormel Foods Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MET / MetLife, Inc.
COP / ConocoPhillips
AAPL / Apple Inc.
CRM / Salesforce, Inc.
FISV / Fiserv, Inc.
CAG / Conagra Brands, Inc.
BA / The Boeing Company
ROST / Ross Stores, Inc.
T / AT&T Inc.
TRV / The Travelers Companies, Inc.
K / Kellanova
US0549371070 / BB&T Corp.
PG / The Procter & Gamble Company
COL / Rockwell Collins, Inc.
SJM / The J. M. Smucker Company
847560109 / Spectra Energy Corp.
IDU / iShares Trust - iShares U.S. Utilities ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
KO / The Coca-Cola Company
NKE / NIKE, Inc.
V / Visa Inc.
SPY / SPDR S&P 500 ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
SSYS / Stratasys Ltd.
AFL / Aflac Incorporated
WRB / W. R. Berkley Corporation
LEG / Leggett & Platt, Incorporated
HAL / Halliburton Company
MLM / Martin Marietta Materials, Inc.
CL / Colgate-Palmolive Company
C / Citigroup Inc.
VIAV / Viavi Solutions Inc.
VODPF / Vodafone Group Public Limited Company
TONEQ / TIERONE CORP COMMON STOCK USD.01
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
APF / Morgan Stanley Asia-Pacific Fund, Inc.
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
MPAA / Motorcar Parts of America, Inc.
CNVR / Conversant Inc
CMP / Compass Minerals International, Inc.
TTP / Tortoise Pipeline & Energy Fund, Inc.
FINN / First National of Nebraska, Inc.
EPAY / Bottomline Technologies (Delaware) Inc
BIG / Big Lots, Inc.
BTN / Ballantyne Strong Inc
61166W101 / Monsanto Co.
00B65Z9D7 / Noble Corporation plc
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
MRPI / Mera Pharmaceuticals, Inc.
AIRM / Air Methods Corp.
AMZN / Amazon.com, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WAG /
43739Q100 / HomeAway, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
VLCSX / Vanguard Large-Cap Index Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
DTV / DTE Energy Company
STLD / Steel Dynamics, Inc.
DUK / Duke Energy Corporation
KSU / Kansas City Southern
NSC / Norfolk Southern Corporation
Market Vectors Gold Miners ETF / (57060U100)
GSXN / Gasco Energy Inc
RVBD /
FR / First Industrial Realty Trust, Inc.
SWI / SolarWinds Corporation
EBAY / eBay Inc.
TJX / The TJX Companies, Inc.
LMT / Lockheed Martin Corporation
SWBI / Smith & Wesson Brands, Inc.
MDU / MDU Resources Group, Inc.
GRX / The Gabelli Healthcare & Wellness Trust
BRK.B / Berkshire Hathaway Inc.
/ Voya Prime Rate Trust
HON / Honeywell International Inc.
TRMB / Trimble Inc.
MMM / 3M Company
BMY / Bristol-Myers Squibb Company
ATI / ATI Inc.
TROW / T. Rowe Price Group, Inc.
NOV / NOV Inc.
DDD / 3D Systems Corporation
CSCO / Cisco Systems, Inc.
MRK / Merck & Co., Inc.
MS / Morgan Stanley
WIA / Western Asset Inflation-Linked Income Fund
JNJ / Johnson & Johnson
POT / Potash Corp. of Saskatchewan, Inc.
SRE / Sempra
BSX / Boston Scientific Corporation
DOW / Dow Inc.
CB / Chubb Limited
BRK.A / Berkshire Hathaway Inc.
FCX / Freeport-McMoRan Inc.
GLW / Corning Incorporated
DOW / Dow Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ZTS / Zoetis Inc.
ABT / Abbott Laboratories
JKHY / Jack Henry & Associates, Inc.
APD / Air Products and Chemicals, Inc.
DAL / Delta Air Lines, Inc.
EXPD / Expeditors International of Washington, Inc.
HSY / The Hershey Company
INCY / Incyte Corporation
CLX / The Clorox Company
UPS / United Parcel Service, Inc.
AXP / American Express Company
WIA / Western Asset Inflation-Linked Income Fund