Market Value248,849,000
Total Holdings209
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AWK / American Water Works Company, Inc.
/ BlackRock Municipal 2020 Term Trust
MX / Magnachip Semiconductor Corporation
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
BMS / Bemis Co., Inc.
CPPL / Columbia Pipeline Partners LP
847560109 / Spectra Energy Corp.
UIS / Unisys Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
SNH / Senior Housing Properties Trust
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
MMU / Western Asset Managed Municipals Fund Inc.
GG / Goldcorp, Inc.
FRGI / Fiesta Restaurant Group Inc
FPL / First Trust New Opportunities MLP & Energy Fund
ESRX / Express Scripts Holding Co.
RAI / Reynolds American, Inc.
AOS / A. O. Smith Corporation
DSL / DoubleLine Income Solutions Fund
CALM / Cal-Maine Foods, Inc.
STON / StoneMor Inc
NZF / Nuveen Municipal Credit Income Fund
DOX / Amdocs Limited
CST / CST Brands, Inc.
748356102 / Questar Corp.
WY / Weyerhaeuser Company
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MTB / M&T Bank Corporation
/ Clarus Corp
BHI / Baker Hughes Inc.
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
MNKKQ / Mallinckrodt Plc
ESE / ESCO Technologies Inc.
SBGI / Sinclair, Inc.
UAN / CVR Partners, LP - Limited Partnership
EFSC / Enterprise Financial Services Corp
CASS / Cass Information Systems, Inc.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
DAKP / Dakota Plains Holdings, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units
BNS / The Bank of Nova Scotia
DST / DST Systems, Inc.
RTK / Rentech, Inc.
61166W101 / Monsanto Co.
GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF
CBSH / Commerce Bancshares, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
XLNX / Xilinx, Inc.
IAU / iShares Gold Trust
PNRA / Panera Bread Co.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
WMT / Walmart Inc.
TGT / Target Corporation
JPM / JPMorgan Chase & Co.
QCOM / QUALCOMM Incorporated
GOOG / Alphabet Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
RGA / Reinsurance Group of America, Incorporated
ADP / Automatic Data Processing, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
NEE / NextEra Energy, Inc.
D / Dominion Energy, Inc.
VKQ / Invesco Municipal Trust
SPY / SPDR S&P 500 ETF
GLW / Corning Incorporated
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
KSU / Kansas City Southern
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
RTN / Raytheon Co.
MED / Medifast, Inc.
DOW / Dow Inc.
APA / APA Corporation
CERN / Cerner Corp.
MLPA / Global X Funds - Global X MLP ETF
GME / GameStop Corp.
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
FAX / Abrdn Asia-Pacific Income Fund Inc
MCHP / Microchip Technology Incorporated
RDS.B / Shell Plc - ADR
PPT / Putnam Premier Income Trust
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
DLR / Digital Realty Trust, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CELG / Celgene Corp.
ARNC / Arconic Corporation
AAPL / Apple Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
HRL / Hormel Foods Corporation
CPB / The Campbell's Company
AFL / Aflac Incorporated
ENR / Energizer Holdings, Inc.
KO / The Coca-Cola Company
MDY / SPDR S&P MidCap 400 ETF Trust
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MMM / 3M Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
IWC / iShares Trust - iShares Micro-Cap ETF
GD / General Dynamics Corporation
MRK / Merck & Co., Inc.
LEG / Leggett & Platt, Incorporated
MDT / Medtronic plc
ELV / Elevance Health, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BCE / BCE Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
TRV / The Travelers Companies, Inc.
PM / Philip Morris International Inc.
UNH / UnitedHealth Group Incorporated
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
DUK / Duke Energy Corporation
DIS / The Walt Disney Company
EXC / Exelon Corporation
SLV / iShares Silver Trust
DVY / iShares Trust - iShares Select Dividend ETF
AMGN / Amgen Inc.
OKE / ONEOK, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MO / Altria Group, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
GDV / The Gabelli Dividend & Income Trust
META / Meta Platforms, Inc.
ABT / Abbott Laboratories
CL / Colgate-Palmolive Company
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
ORLY / O'Reilly Automotive, Inc.
BRK.B / Berkshire Hathaway Inc.
ETN / Eaton Corporation plc
USB / U.S. Bancorp
HD / The Home Depot, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
HSY / The Hershey Company
WEC / WEC Energy Group, Inc.
SMBC / Southern Missouri Bancorp, Inc.
SLB / Schlumberger Limited
IWR / iShares Trust - iShares Russell Mid-Cap ETF
WM / Waste Management, Inc.
ITW / Illinois Tool Works Inc.
CAT / Caterpillar Inc.
CVX / Chevron Corporation
IBM / International Business Machines Corporation
WBA / Walgreens Boots Alliance, Inc.
V / Visa Inc.
SF / Stifel Financial Corp.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
JQC / Nuveen Credit Strategies Income Fund
BA / The Boeing Company
CSCO / Cisco Systems, Inc.
JKHY / Jack Henry & Associates, Inc.
GILD / Gilead Sciences, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
DD / DuPont de Nemours, Inc.
SYY / Sysco Corporation
PFE / Pfizer Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
EMR / Emerson Electric Co.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MCD / McDonald's Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
PSX / Phillips 66
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
MIN / MFS Intermediate Income Trust
ABBV / AbbVie Inc.
PEP / PepsiCo, Inc.
HON / Honeywell International Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VZ / Verizon Communications Inc.
CNC / Centene Corporation
GLD / SPDR Gold Trust
WFC / Wells Fargo & Company
BMO / Bank of Montreal
GOOGL / Alphabet Inc.
AEE / Ameren Corporation
BMY / Bristol-Myers Squibb Company
GIS / General Mills, Inc.
SO / The Southern Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
LMT / Lockheed Martin Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
WELL / Welltower Inc.
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
INTC / Intel Corporation
KMB / Kimberly-Clark Corporation
T / AT&T Inc.
AEP / American Electric Power Company, Inc.
F / Ford Motor Company
XOM / Exxon Mobil Corporation
SJM / The J. M. Smucker Company
NSC / Norfolk Southern Corporation
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SR / Spire Inc.