Market Value426,378,000
Total Holdings318
File Date2014-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SLB / Schlumberger Limited
YUM / Yum! Brands, Inc.
TWTR / Twitter Inc
FDX / FedEx Corporation
CLF / Cleveland-Cliffs Inc.
WEC / WEC Energy Group, Inc.
HON / Honeywell International Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
MCK / McKesson Corporation
HCN / Welltower Inc.
BIG / Big Lots, Inc.
TAHO / Tahoe Resources Inc.
FIIT / First Security Inc
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
US0549371070 / BB&T Corp.
/ Windstream Holdings, Inc
DVN / Devon Energy Corporation
ARR / ARMOUR Residential REIT, Inc.
BBDC / Barings BDC, Inc.
HPQ / HP Inc.
DUK / Duke Energy Corporation
QRTEA / Qurate Retail Inc - Series A
MHK / Mohawk Industries, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
61166W101 / Monsanto Co.
VAC / Marriott Vacations Worldwide Corporation
BXMT / Blackstone Mortgage Trust, Inc.
FMER / FirstMerit Corp.
AABA / Altaba Inc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
/ Diamond Offshore Drilling Inc
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
THI / Tim Hortons, Inc.
847560109 / Spectra Energy Corp.
153501101 / Central Fund of Canada Ltd.
OSIS / OSI Systems, Inc.
NYRT / New York REIT, Inc.
SDRL / Seadrill Limited
UNH / UnitedHealth Group Incorporated
FTR / Frontier Communications Corp.
COV /
QQQ / Invesco QQQ Trust, Series 1
ESRX / Express Scripts Holding Co.
CAM / Cameron International Corporation
PH / Parker-Hannifin Corporation
DIS / The Walt Disney Company
PBCT / People`s United Financial Inc
USB / U.S. Bancorp
COF / Capital One Financial Corporation
BIIB / Biogen Inc.
COP / ConocoPhillips
RPAI / Retail Properties of America Inc - Class A
RCL / Royal Caribbean Cruises Ltd.
MDT / Medtronic plc
HD / The Home Depot, Inc.
MTB / M&T Bank Corporation
CBI / Chicago Bridge & Iron Co., N.V.
VLO / Valero Energy Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
TSLA / Tesla, Inc.
ESV / Ensco plc
ADM / Archer-Daniels-Midland Company
CELG / Celgene Corp.
RTN / Raytheon Co.
ARNC / Arconic Corporation
PCG / PG&E Corporation
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
MRK / Merck & Co., Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
HTA / Healthcare Realty Trust Inc - Class A
SRC / Spirit Realty Capital, Inc.
CXP / Columbia Property Trust Inc
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
OEF / iShares Trust - iShares S&P 100 ETF
INTC / Intel Corporation
ABT / Abbott Laboratories
NEM / Newmont Corporation
ABBV / AbbVie Inc.
RIG / Transocean Ltd.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DD / DuPont de Nemours, Inc.
CVX / Chevron Corporation
GPC / Genuine Parts Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
O / Realty Income Corporation
CAH / Cardinal Health, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GALT / Galectin Therapeutics Inc.
LOW / Lowe's Companies, Inc.
MAIN / Main Street Capital Corporation
AON / Aon plc
AMT / American Tower Corporation
TXN / Texas Instruments Incorporated
PPG / PPG Industries, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
MU / Micron Technology, Inc.
RF / Regions Financial Corporation
SRE / Sempra
CYS / CYS Investments, Inc.
TWX / Warner Media LLC
ADBE / Adobe Inc.
19041P105 / CBS Corp.
NAVB / Navidea Biopharmaceuticals, Inc.
ZNGA / Zynga Inc - Class A
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
GE / General Electric Company
XRX / Xerox Holdings Corporation
BRK.B / Berkshire Hathaway Inc.
NFLX / Netflix, Inc.
UGA / United States Gasoline Fund, LP - Limited Partnership
SCU / Sculptor Capital Management Inc - Class A
US00C4U1L353 / Mylan N.V.
AXP / American Express Company
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
BCE / BCE Inc.
GOOG / Alphabet Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
CLX / The Clorox Company
AGNC / AGNC Investment Corp.
ENLK / EnLink Midstream Partners, LP
G0083B108 / Actavis
DVY / iShares Trust - iShares Select Dividend ETF
SHPG / Shire Plc.
DDD / 3D Systems Corporation
EFZ / ProShares Trust - ProShares Short MSCI EAFE
KNIGHT CAP GROUP INC / NOTE 3.500% 3/1 (499005AE6)
AINV / Apollo Investment Corporation
NOV / NOV Inc.
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
AMBKP / American Capital Trust I - Preferred Security
ODP / The ODP Corporation
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
BBWI / Bath & Body Works, Inc.
WAG /
JWN / Nordstrom, Inc.
CEM / ClearBridge MLP and Midstream Fund Inc
IGT / International Game Technology PLC
MYGN / Myriad Genetics, Inc.
608753AF6 / Molycorp, Inc. Bond
CSV / Carriage Services, Inc.
74005P104 / Praxair, Inc.
FEI / First Trust MLP and Energy Income Fund
WHZT / Whiting USA Trust II - Unit
PHDG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF
06740C337 / Barclays ETN+ S&P VEQTOR ETN due on 9/8/2020
IGA / Voya Global Advantage and Premium Opportunity Fund
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DTV / DTE Energy Company
ELNK / EarthLink Holdings Corp.
CAMAC ENERGY INC / (131745101)
RAI / Reynolds American, Inc.
LLTC / Linear Technology Corp.
ATK /
MCGC / Mcg Capital Corp
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
VER / VEREIT Inc
GTU / Central Gold Trust
LINE / Lineage, Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
SUNE / SUNation Energy Inc.
RRD / R.R. Donnelley & Sons Co.
SIAL / Sigma-Aldrich Corporation
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SBGI / Sinclair, Inc.
VIAB / Viacom, Inc.
AET / Aetna, Inc.
CIM / Chimera Investment Corporation
ADS / Bread Financial Holdings Inc
ANTM / Anthem Inc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
DBC / Invesco DB Commodity Index Tracking Fund
LO /
DOW / Dow Inc.
CCEP / Coca-Cola Europacific Partners PLC
WLTGQ / Walter Energy, Inc.
CMCSA / Comcast Corporation
CMC / Commercial Metals Company
RDS.B / Shell Plc - ADR
CHK / Chesapeake Energy Corporation
PEAK / Healthpeak Properties, Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
EIX / Edison International
GPL / Great Panther Mining Ltd
ELME / Elme Communities
SDIV / Global X Funds - Global X SuperDividend ETF
PII / Polaris Inc.
US85207U1051 / Sprint Corporation
APO / Apollo Global Management, Inc.
HST / Host Hotels & Resorts, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
CFN / CareFusion Corporation
KORS / Michael Kors Holdings Ltd.
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
SPLS / Staples, Inc.
HCT / American Realty Capital Healthcare Trust Inc
BKCC / BlackRock Capital Investment Corporation
PBM / Psyence Biomedical Ltd.
385002100 / Gramercy Property Trust Inc.
GNW / Genworth Financial, Inc.
VNR / Vanguard Natural Resources, LLC
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
KRFT /
ESEA / Euroseas Ltd.
/ THL Credit, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
POT / Potash Corp. of Saskatchewan, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
018490100 / Allergan plc
ETX / Eaton Vance Municipal Income 2028 Term Trust
NRZ / New Residential Investment Corp
BHI / Baker Hughes Inc.
PNRA / Panera Bread Co.
BPT / BP Prudhoe Bay Royalty Trust
AR / Antero Resources Corporation
US0325111070 / Anadarko Petroleum Corp.
GBDC / Golub Capital BDC, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
57772K101 / Maxim Integrated Products Inc.
CAIAF / CA Immobilien Anlagen AG
M / Macy's, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
WEN / The Wendy's Company
GSK / GSK plc - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
CPB / The Campbell's Company
SNY / Sanofi - Depositary Receipt (Common Stock)
ROK / Rockwell Automation, Inc.
BAX / Baxter International Inc.
BGS / B&G Foods, Inc.
CMCSA / Comcast Corporation
AMZN / Amazon.com, Inc.
XEL / Xcel Energy Inc.
C / Citigroup Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ACN / Accenture plc
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
PNC / The PNC Financial Services Group, Inc.
NSC / Norfolk Southern Corporation
LUMN / Lumen Technologies, Inc.
OXSQ / Oxford Square Capital Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
SIRI / Sirius XM Holdings Inc.
MRO / Marathon Oil Corporation
BA / The Boeing Company
TEL / TE Connectivity plc
IWB / iShares Trust - iShares Russell 1000 ETF
VFC / V.F. Corporation
GAP / The Gap, Inc.
RAD / Rite Aid Corp.
EXPD / Expeditors International of Washington, Inc.
UNM / Unum Group
HLT / Hilton Worldwide Holdings Inc.
GLD / SPDR Gold Trust
MMP / Magellan Midstream Partners L.P.
AMGN / Amgen Inc.
BAC / Bank of America Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FIS / Fidelity National Information Services, Inc.
JPM / JPMorgan Chase & Co.
IBM / International Business Machines Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
MPC / Marathon Petroleum Corporation
EXC / Exelon Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ALL / The Allstate Corporation
JCI / Johnson Controls International plc
PEP / PepsiCo, Inc.
INUV / Inuvo, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
PSEC / Prospect Capital Corporation
CVS / CVS Health Corporation
KEY / KeyCorp
GILD / Gilead Sciences, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
GD / General Dynamics Corporation
KKR / KKR & Co. Inc.
EOG / EOG Resources, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IDXX / IDEXX Laboratories, Inc.
UNP / Union Pacific Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
GIS / General Mills, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
FSK / FS KKR Capital Corp.
T / AT&T Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MAR / Marriott International, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ECL / Ecolab Inc.
KO / The Coca-Cola Company
WM / Waste Management, Inc.
WMT / Walmart Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
MCD / McDonald's Corporation
IEX / IDEX Corporation
PAYX / Paychex, Inc.
ORLY / O'Reilly Automotive, Inc.
APH / Amphenol Corporation
HAL / Halliburton Company
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
LNG / Cheniere Energy, Inc.
MA / Mastercard Incorporated
D / Dominion Energy, Inc.
IR / Ingersoll Rand Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
V / Visa Inc.
CL / Colgate-Palmolive Company
GWW / W.W. Grainger, Inc.
ORCL / Oracle Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
LLY / Eli Lilly and Company
SPY / SPDR S&P 500 ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
KMB / Kimberly-Clark Corporation
CSCO / Cisco Systems, Inc.
SJM / The J. M. Smucker Company
SLV / iShares Silver Trust
MCHP / Microchip Technology Incorporated
ARCC / Ares Capital Corporation
MMU / Western Asset Managed Municipals Fund Inc.
PFE / Pfizer Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
ADP / Automatic Data Processing, Inc.
PM / Philip Morris International Inc.
ETN / Eaton Corporation plc
MMM / 3M Company
IGE / iShares Trust - iShares North American Natural Resources ETF
WMB / The Williams Companies, Inc.
FDS / FactSet Research Systems Inc.
RTX / RTX Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SO / The Southern Company
NUE / Nucor Corporation
ES / Eversource Energy
LHX / L3Harris Technologies, Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BMY / Bristol-Myers Squibb Company
EMR / Emerson Electric Co.
WDFC / WD-40 Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MDLZ / Mondelez International, Inc.
WFC / Wells Fargo & Company
HTGC / Hercules Capital, Inc.
COST / Costco Wholesale Corporation
GS / The Goldman Sachs Group, Inc.
PPL / PPL Corporation
PG / The Procter & Gamble Company
GM / General Motors Company
GT / The Goodyear Tire & Rubber Company
CB / Chubb Limited
ACWI / iShares Trust - iShares MSCI ACWI ETF
SBUX / Starbucks Corporation
NEE / NextEra Energy, Inc.
JNJ / Johnson & Johnson
ITW / Illinois Tool Works Inc.
AFL / Aflac Incorporated
IP / International Paper Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
APD / Air Products and Chemicals, Inc.
MNKD / MannKind Corporation
NOC / Northrop Grumman Corporation
MSFT / Microsoft Corporation
META / Meta Platforms, Inc.
GOOGL / Alphabet Inc.
BDX / Becton, Dickinson and Company
XOM / Exxon Mobil Corporation
PFG / Principal Financial Group, Inc.
HES / Hess Corporation
ZBH / Zimmer Biomet Holdings, Inc.
INSG / Inseego Corp.
HSY / The Hershey Company
CSX / CSX Corporation
STX / Seagate Technology Holdings plc
PSA / Public Storage
AAP / Advance Auto Parts, Inc.
KMI / Kinder Morgan, Inc.
MET / MetLife, Inc.
PSX / Phillips 66
AMP / Ameriprise Financial, Inc.
FE / FirstEnergy Corp.
CTSH / Cognizant Technology Solutions Corporation
PXD / Pioneer Natural Resources Company
SYY / Sysco Corporation
QCOM / QUALCOMM Incorporated
K / Kellanova
F / Ford Motor Company
LMT / Lockheed Martin Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
DE / Deere & Company
VZ / Verizon Communications Inc.
AEP / American Electric Power Company, Inc.
MO / Altria Group, Inc.
C.WSA / Citigroup, Inc.
CAT / Caterpillar Inc.
AAPL / Apple Inc.
PEG / Public Service Enterprise Group Incorporated
HBAN / Huntington Bancshares Incorporated