Market Value216,206,000
Total Holdings306
File Date2017-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XOM / Exxon Mobil Corporation
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
MCR / MFS Charter Income Trust
NXR / Nuveen Select Tax-Free Income Portfolio 3
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
NYH / Eaton Vance New York Municipal Bond Fund II
GGE / Green Giant Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
IBM / International Business Machines Corporation
SAVE / Spirit Airlines, Inc.
ADM / Archer-Daniels-Midland Company
US8119041015 / Seacor Holdings, Inc.
US5538291023 / MVC Capital, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
AKP / Alliance California Municipal Income Fund, Inc.
BCV / Bancroft Fund Ltd.
XAPBX / Asia Pacific Fund, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
007639107 / Advent Claymore Convertible Securities & Income Fund II
Guggenheim Equal Weight Enhanced Equity Income Fund / COM SH BEN INT (40167M106)
D / Dominion Energy, Inc.
INB / Cohen & Steers Global Income Builder, Inc.
Deutsche Strategic Income Trust / SHS (25160F109)
FMY / First Trust Mortgage Income Fund
FIF / First Trust Energy Infrastructure Fund
TIP / iShares Trust - iShares TIPS Bond ETF
HTD / John Hancock Tax-Advantaged Dividend Income Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ACP / Abrdn Income Credit Strategies Fund
DDF / Delaware Investments Dividend and Income Fund, Inc.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
XGLVX / Clough Global Allocation Fund
BIT / BlackRock Multi-Sector Income Trust
SCD / LMP Capital and Income Fund Inc.
LDF / Latin American Discovery Fund, Inc. (The)
DSL / DoubleLine Income Solutions Fund
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
TKF / Turkish Investment Fund, Inc.
67075B104 / Nuveen Flexible Investment Income Fund
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
SNP / China Petroleum & Chemical Corp - ADR
P94398107 / Ultrapetrol Bahamas Limited
PPT / Putnam Premier Income Trust
CCEP / Coca-Cola Europacific Partners PLC
SOR / Source Capital
US26885G1094 / Era Group Inc.
SGF / Aberdeen Singapore Fund, Inc.
ZF / Zweig Fund, Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
APF / Morgan Stanley Asia-Pacific Fund, Inc.
ATNI / ATN International, Inc.
RCG / RENN Fund, Inc.
RMT / Royce Micro-Cap Trust, Inc.
TGP / Teekay LNG Partners LP - Unit
BCX / Blackrock Resources & Commodities Strategy Trust
DEX / Delaware Enhanced Global Dividend & Income Fund
IF / Aberdeen Indonesia Fund, Inc.
CBA / ClearBridge American Energy MLP Fund Inc.
GGT / The Gabelli Multimedia Trust Inc.
BST / BlackRock Science and Technology Trust
ST / Sensata Technologies Holding plc
MET / MetLife, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
THW / Abrdn World Healthcare Fund
BLW / BlackRock Limited Duration Income Trust
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
FSD / First Trust High Income Long/Short Fund
SHPG / Shire Plc.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
EOI / Eaton Vance Enhanced Equity Income Fund
GWP / GW Pharmaceuticals plc
FUND / Sprott Focus Trust, Inc.
HQH / Abrdn Healthcare Investors
CWCO / Consolidated Water Co. Ltd.
INF / Brookfield Global Listed Infrastructure Income Fund
LYB / LyondellBasell Industries N.V.
SLB / Schlumberger Limited
BNS / The Bank of Nova Scotia
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
HHY / Brookfield High Income Fund Inc.
JGH / Nuveen Global High Income Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
MSF / Morgan Stanley Emerging Markets Fund, Inc.
NIE / Virtus Equity & Convertible Income Fund
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
91911K102 / Bausch Health Companies
DIS / The Walt Disney Company
PHF / Pacholder High Yield Fund, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
GLO / Clough Global Opportunities Fund
153501101 / Central Fund of Canada Ltd.
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
CHW / Calamos Global Dynamic Income Fund
EQS / Equus Total Return, Inc.
SWZ / Total Return Securities, Inc.
JDD / Nuveen Diversified Dividend and Income Fund
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
CS / Credit Suisse Group AG - ADR
FDEU / First Trust Dynamic Europe Equity Income Fund
RAND / Rand Capital Corporation
CHKP / Check Point Software Technologies Ltd.
Deutsche Multi-Market Income Trust / SHS (25160E102)
DRA / Diversified Real Asset Income Fund
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
VGT / Vanguard World Fund - Vanguard Information Technology ETF
TI / Telecom Italia S.p.A.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BMRN / BioMarin Pharmaceutical Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
FDP / Fresh Del Monte Produce Inc.
WU / The Western Union Company
MRK / Merck & Co., Inc.
AVHOQ / Avianca Holdings S.A - ADR
KO / The Coca-Cola Company
CNQ / Canadian Natural Resources Limited
ISL / Aberdeen Israel Fund, Inc.
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
LBTYA / Liberty Global Ltd.
ICB / Morgan Stanley Income Securities, Inc.
TTF / Thaifund, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CEV / Eaton Vance California Municipal Income Trust
TD / The Toronto-Dominion Bank
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
PSMT / PriceSmart, Inc.
AEP / American Electric Power Company, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
BTZ / BlackRock Credit Allocation Income Trust
PCF / High Income Securities Fund
/ Eagle Growth and Income Opportunities Fund
SPE / Special Opportunities Fund, Inc.
JMM / Nuveen Multi-Market Income Fund
RACE / Ferrari N.V.
GLU / The Gabelli Global Utility & Income Trust
RMRM / RMR Mortgage Trust
/ Special Opportunities Fund, Inc.
THQ / Abrdn Healthcare Opportunities Fund
RGT / Royce Global Trust, Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
OXY / Occidental Petroleum Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
EL / The Estée Lauder Companies Inc.
MA / Mastercard Incorporated
VMC / Vulcan Materials Company
/ Tattooed Chef, Inc. Warrant
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
EVV / Eaton Vance Limited Duration Income Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
CPA / Copa Holdings, S.A.
CVS / CVS Health Corporation
RDS.B / Shell Plc - ADR
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
INTC / Intel Corporation
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
BPOP / Popular, Inc.
NXP / Nuveen Select Tax-Free Income Portfolio
NXJ / Nuveen New Jersey Quality Municipal Income Fund
TAHO / Tahoe Resources Inc.
BTGOF / BT Group plc
LCM / Advent Claymore Convertible Securities and Income Fund II
CEE / The Central and Eastern Europe Fund, Inc.
DOW / Dow Inc.
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
SBSAA / Spanish Broadcasting System, Inc.
KHC / The Kraft Heinz Company
IR / Ingersoll Rand Inc.
KPTI / Karyopharm Therapeutics Inc.
TRIP / Tripadvisor, Inc.
MMM / 3M Company
SZC / Cushing NextGen Infrastructure Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
RTX / RTX Corporation
JPM / JPMorgan Chase & Co.
CB / Chubb Limited
CVX / Chevron Corporation
V / Visa Inc.
STEW / SRH Total Return Fund, Inc.
MSFT / Microsoft Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
JNJ / Johnson & Johnson
VZ / Verizon Communications Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
CAF / Morgan Stanley China A Share Fund, Inc.
SPG / Simon Property Group, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
JQC / Nuveen Credit Strategies Income Fund
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
GIL / Gildan Activewear Inc.
CELG / Celgene Corp.
SMM / Salient Midstream & MLP Fund
ARMP / Armata Pharmaceuticals, Inc.
USO / United States Oil Fund, LP - Limited Partnership
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
IHI / iShares Trust - iShares U.S. Medical Devices ETF
BAP / Credicorp Ltd.
NDP / Tortoise Energy Independence Fund, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
GRX / The Gabelli Healthcare & Wellness Trust
BA / The Boeing Company
INO / Inovio Pharmaceuticals, Inc.
IRL / New Ireland Fund Inc
SRV / NXG Cushing Midstream Energy Fund
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
PUK / Prudential plc - Depositary Receipt (Common Stock)
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
BTT / Blackrock Municipal 2030 Target Term Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
AIF / Apollo Tactical Income Fund Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
PM / Philip Morris International Inc.
GAM / General American Investors Company, Inc.
BMY / Bristol-Myers Squibb Company
JOF / Japan Smaller Capitalization Fund, Inc.
MTZ / MasTec, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
LIVN / LivaNova PLC
GE / General Electric Company
ALLE / Allegion plc
CET / Central Securities Corporation
TRV / The Travelers Companies, Inc.
LLY / Eli Lilly and Company
PFE / Pfizer Inc.
WEN / The Wendy's Company
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
MCD / McDonald's Corporation
MHI / Pioneer Municipal High Income Fund, Inc.
EVTC / EVERTEC, Inc.
WIA / Western Asset Inflation-Linked Income Fund
RVT / Royce Small-Cap Trust, Inc.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
ESRT / Empire State Realty Trust, Inc.
TPZ / Tortoise Essential Energy Fund
MLM / Martin Marietta Materials, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
INCY / Incyte Corporation
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
TTP / Tortoise Pipeline & Energy Fund, Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
WSO / Watsco, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
USB / U.S. Bancorp
AOD / Abrdn Total Dynamic Dividend Fund
IBB / iShares Trust - iShares Biotechnology ETF
NKE / NIKE, Inc.
HQL / Abrdn Life Sciences Investors
GDL / The GDL Fund
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TY / Tri-Continental Corporation
GDV / The Gabelli Dividend & Income Trust
CCL / Carnival Corporation & plc
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
HNW / Pioneer Diversified High Income Fund, Inc.
CXE / MFS High Income Municipal Trust
PFN / PIMCO Income Strategy Fund II
TSI / TCW Strategic Income Fund, Inc.
TWN / The Taiwan Fund, Inc.
CXH / MFS Investment Grade Municipal Trust
AEF / abrdn Emerging Markets ex-China Fund, Inc.
ERC / Allspring Multi-Sector Income Fund
MUI / BlackRock Municipal Income Fund, Inc.
JCE / Nuveen Core Equity Alpha Fund
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
MXE / Mexico Equity & Income Fund Inc.
NXDT / NexPoint Diversified Real Estate Trust
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
NZF / Nuveen Municipal Credit Income Fund
CHN / The China Fund, Inc.
KF / The Korea Fund, Inc.
ADX / Adams Diversified Equity Fund, Inc.
TDF / Templeton Dragon Fund, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
AMGN / Amgen Inc.
CSCO / Cisco Systems, Inc.
ASA / ASA Gold and Precious Metals Limited
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
GGZ / The Gabelli Global Small and Mid Cap Value Trust
CAT / Caterpillar Inc.
IIF / Morgan Stanley India Investment Fund, Inc.
JEQ / Abrdn Japan Equity Fund Inc
EEA / The European Equity Fund, Inc.
RA / Brookfield Real Assets Income Fund Inc.
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
NAD / Nuveen Quality Municipal Income Fund
GS / The Goldman Sachs Group, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
TMO / Thermo Fisher Scientific Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
FCX / Freeport-McMoRan Inc.
SEB / Seaboard Corporation
CLM / Cornerstone Strategic Investment Fund, Inc.
PEO / Adams Natural Resources Fund, Inc.
MXF / The Mexico Fund, Inc.
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
ABT / Abbott Laboratories
VAC / Marriott Vacations Worldwide Corporation
PG / The Procter & Gamble Company
GAB / The Gabelli Equity Trust Inc.
RCL / Royal Caribbean Cruises Ltd.
LEN / Lennar Corporation
NEE / NextEra Energy, Inc.
UNH / UnitedHealth Group Incorporated
AXP / American Express Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
USA / Liberty All-Star Equity Fund
GF / The New Germany Fund, Inc.
WMT / Walmart Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.