Market Value226,848,000
Total Holdings288
File Date2017-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HQL / Abrdn Life Sciences Investors
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
BNS / The Bank of Nova Scotia
DCA / Virtus Total Return Fund
NXR / Nuveen Select Tax-Free Income Portfolio 3
STO / Statoil ASA
US26885G1094 / Era Group Inc.
HOMB / Home Bancshares, Inc. (Conway, AR)
MN / Manning & Napier Inc - Class A
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IBM / International Business Machines Corporation
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
FUND / Sprott Focus Trust, Inc.
SOR / Source Capital
BLW / BlackRock Limited Duration Income Trust
SWZ / Total Return Securities, Inc.
US5538291023 / MVC Capital, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
LAQ / Aberdeen Latin America Equity Fund, Inc.
AKP / Alliance California Municipal Income Fund, Inc.
BCV / Bancroft Fund Ltd.
XAPBX / Asia Pacific Fund, Inc.
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
SHPG / Shire Plc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
PAM / Pampa Energía S.A. - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
FMY / First Trust Mortgage Income Fund
ABB / ABB Ltd. - ADR
TIP / iShares Trust - iShares TIPS Bond ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
BXMX / Nuveen S&P 500 Buy-Write Income Fund
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
BIT / BlackRock Multi-Sector Income Trust
GRR / Asia Tigers Fund, Inc. (THE)
SCD / LMP Capital and Income Fund Inc.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
LDF / Latin American Discovery Fund, Inc. (The)
DSL / DoubleLine Income Solutions Fund
NIE / Virtus Equity & Convertible Income Fund
JGH / Nuveen Global High Income Fund
ATNI / ATN International, Inc.
ACP / Abrdn Income Credit Strategies Fund
RCG / RENN Fund, Inc.
GLO / Clough Global Opportunities Fund
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
RMT / Royce Micro-Cap Trust, Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
IF / Aberdeen Indonesia Fund, Inc.
Deutsche Strategic Income Trust / SHS (25160F109)
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
HQH / Abrdn Healthcare Investors
VIP / VimpelCom Ltd.
BST / BlackRock Science and Technology Trust
MET / MetLife, Inc.
007639107 / Advent Claymore Convertible Securities & Income Fund II
91911K102 / Bausch Health Companies
SGBK / Stonegate Bank (Fort Lauderdale FL)
CBA / ClearBridge American Energy MLP Fund Inc.
NYH / Eaton Vance New York Municipal Bond Fund II
SMHI / SEACOR Marine Holdings Inc.
EIA / Eaton Vance California Municipal Bond Fund II
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
Deutsche Multi-Market Income Trust / SHS (25160E102)
CS / Credit Suisse Group AG - ADR
FDP / Fresh Del Monte Produce Inc.
LCM / Advent Claymore Convertible Securities and Income Fund II
HTD / John Hancock Tax-Advantaged Dividend Income Fund
EOI / Eaton Vance Enhanced Equity Income Fund
FSD / First Trust High Income Long/Short Fund
MCR / MFS Charter Income Trust
TD / The Toronto-Dominion Bank
AEP / American Electric Power Company, Inc.
CCEP / Coca-Cola Europacific Partners PLC
SLB / Schlumberger Limited
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PGZ / Principal Real Estate Income Fund
FIF / First Trust Energy Infrastructure Fund
GCH / Aberdeen Greater China Fund, Inc.
SNP / China Petroleum & Chemical Corp - ADR
UTF / Cohen & Steers Infrastructure Fund, Inc
DDF / Delaware Investments Dividend and Income Fund, Inc.
NHS / Neuberger Berman High Yield Strategies Fund Inc.
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
DIS / The Walt Disney Company
SGF / Aberdeen Singapore Fund, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
153501101 / Central Fund of Canada Ltd.
TGP / Teekay LNG Partners LP - Unit
BCX / Blackrock Resources & Commodities Strategy Trust
EQS / Equus Total Return, Inc.
US8119041015 / Seacor Holdings, Inc.
DRA / Diversified Real Asset Income Fund
THW / Abrdn World Healthcare Fund
THQ / Abrdn Healthcare Opportunities Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
AABA / Altaba Inc
INB / Cohen & Steers Global Income Builder, Inc.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
BMRN / BioMarin Pharmaceutical Inc.
WU / The Western Union Company
DOW / Dow Inc.
MRK / Merck & Co., Inc.
AVHOQ / Avianca Holdings S.A - ADR
KO / The Coca-Cola Company
ISL / Aberdeen Israel Fund, Inc.
CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
GWP / GW Pharmaceuticals plc
GILD / Gilead Sciences, Inc.
ICB / Morgan Stanley Income Securities, Inc.
AWF / AllianceBernstein Global High Income Fund
SRV / NXG Cushing Midstream Energy Fund
TTF / Thaifund, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
BTT / Blackrock Municipal 2030 Target Term Trust
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
RTN / Raytheon Co.
RMRM / RMR Mortgage Trust
NSC / Norfolk Southern Corporation
MFC / HEXAOM
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
BTZ / BlackRock Credit Allocation Income Trust
FTI / TechnipFMC plc
PCF / High Income Securities Fund
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
JMM / Nuveen Multi-Market Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
TWN / The Taiwan Fund, Inc.
RGT / Royce Global Trust, Inc.
CNQ / Canadian Natural Resources Limited
AFB / AllianceBernstein National Municipal Income Fund, Inc.
EL / The Estée Lauder Companies Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
OXY / Occidental Petroleum Corporation
CEE / The Central and Eastern Europe Fund, Inc.
RDS.B / Shell Plc - ADR
TRV / The Travelers Companies, Inc.
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
FTF / Franklin Limited Duration Income Trust
CVS / CVS Health Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
SAP / SAP SE - Depositary Receipt (Common Stock)
INTC / Intel Corporation
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
OXSQ / Oxford Square Capital Corp.
CEV / Eaton Vance California Municipal Income Trust
NXP / Nuveen Select Tax-Free Income Portfolio
NXJ / Nuveen New Jersey Quality Municipal Income Fund
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
TAHO / Tahoe Resources Inc.
PMO / Putnam Municipal Opportunities Trust
KHC / The Kraft Heinz Company
IR / Ingersoll Rand Inc.
KPTI / Karyopharm Therapeutics Inc.
HNW / Pioneer Diversified High Income Fund, Inc.
MMM / 3M Company
NKE / NIKE, Inc.
SZC / Cushing NextGen Infrastructure Income Fund
CWCO / Consolidated Water Co. Ltd.
USB / U.S. Bancorp
VZ / Verizon Communications Inc.
GE / General Electric Company
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
GPM / Guggenheim Enhanced Equity Income Fund
PSMT / PriceSmart, Inc.
AIF / Apollo Tactical Income Fund Inc.
SPG / Simon Property Group, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
GIL / Gildan Activewear Inc.
CELG / Celgene Corp.
SMM / Salient Midstream & MLP Fund
BTGOF / BT Group plc
SPE / Special Opportunities Fund, Inc.
HD / The Home Depot, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
USO / United States Oil Fund, LP - Limited Partnership
NEA / Nuveen AMT-Free Quality Municipal Income Fund
GRX / The Gabelli Healthcare & Wellness Trust
BA / The Boeing Company
NUV / Nuveen Municipal Value Fund, Inc.
INO / Inovio Pharmaceuticals, Inc.
IRL / New Ireland Fund Inc
OXLC / Oxford Lane Capital Corp.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
JPC / Nuveen Preferred & Income Opportunities Fund
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
ASG / Liberty All-Star Growth Fund, Inc.
JPM / JPMorgan Chase & Co.
DEO / Diageo plc - Depositary Receipt (Common Stock)
CB / Chubb Limited
GS / The Goldman Sachs Group, Inc.
PG / The Procter & Gamble Company
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
PUK / Prudential plc - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
LIVN / LivaNova PLC
ALLE / Allegion plc
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
FDEU / First Trust Dynamic Europe Equity Income Fund
QSR / Restaurant Brands International Inc.
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
LLY / Eli Lilly and Company
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
WEN / The Wendy's Company
WSO / Watsco, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
INCY / Incyte Corporation
PM / Philip Morris International Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
JRI / Nuveen Real Asset Income and Growth Fund
TTP / Tortoise Pipeline & Energy Fund, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
AOD / Abrdn Total Dynamic Dividend Fund
IBB / iShares Trust - iShares Biotechnology ETF
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
INSI / Insight Select Income Fund
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
GDL / The GDL Fund
MA / Mastercard Incorporated
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
VALE / Vale S.A. - Depositary Receipt (Common Stock)
ADX / Adams Diversified Equity Fund, Inc.
NAD / Nuveen Quality Municipal Income Fund
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
GAB / The Gabelli Equity Trust Inc.
JCE / Nuveen Core Equity Alpha Fund
TDF / Templeton Dragon Fund, Inc.
ASA / ASA Gold and Precious Metals Limited
GAM / General American Investors Company, Inc.
MTZ / MasTec, Inc.
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
TSI / TCW Strategic Income Fund, Inc.
MHI / Pioneer Municipal High Income Fund, Inc.
GF / The New Germany Fund, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
LEN / Lennar Corporation
PMM / Putnam Managed Municipal Income Trust
PEO / Adams Natural Resources Fund, Inc.
MXE / Mexico Equity & Income Fund Inc.
VMC / Vulcan Materials Company
JOF / Japan Smaller Capitalization Fund, Inc.
PHT / Pioneer High Income Fund, Inc.
RVT / Royce Small-Cap Trust, Inc.
CXH / MFS Investment Grade Municipal Trust
JEQ / Abrdn Japan Equity Fund Inc
MUI / BlackRock Municipal Income Fund, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CHN / The China Fund, Inc.
SEB / Seaboard Corporation
TPZ / Tortoise Essential Energy Fund
KF / The Korea Fund, Inc.
BPOP / Popular, Inc.
GDV / The Gabelli Dividend & Income Trust
ESRT / Empire State Realty Trust, Inc.
CPA / Copa Holdings, S.A.
AMGN / Amgen Inc.
IFN / The India Fund, Inc.
GGZ / The Gabelli Global Small and Mid Cap Value Trust
MCD / McDonald's Corporation
CAT / Caterpillar Inc.
BMY / Bristol-Myers Squibb Company
IIF / Morgan Stanley India Investment Fund, Inc.
V / Visa Inc.
NXDT / NexPoint Diversified Real Estate Trust
AAPL / Apple Inc.
NZF / Nuveen Municipal Credit Income Fund
BGB / Blackstone Strategic Credit 2027 Term Fund
CLM / Cornerstone Strategic Investment Fund, Inc.
FBP / First BanCorp.
VAC / Marriott Vacations Worldwide Corporation
STEW / SRH Total Return Fund, Inc.
RTX / RTX Corporation
HERZ / Herzfeld Credit Income Fund, Inc.
RA / Brookfield Real Assets Income Fund Inc.
WIA / Western Asset Inflation-Linked Income Fund
CVX / Chevron Corporation
MLM / Martin Marietta Materials, Inc.
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
ECC / Eagle Point Credit Company Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MSFT / Microsoft Corporation
AEF / abrdn Emerging Markets ex-China Fund, Inc.
CET / Central Securities Corporation
JNJ / Johnson & Johnson
JQC / Nuveen Credit Strategies Income Fund
EEA / The European Equity Fund, Inc.
CCL / Carnival Corporation & plc
USA / Liberty All-Star Equity Fund
RCL / Royal Caribbean Cruises Ltd.
NEE / NextEra Energy, Inc.
UNH / UnitedHealth Group Incorporated
EVTC / EVERTEC, Inc.
AXP / American Express Company
TY / Tri-Continental Corporation
WMT / Walmart Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.