| MMC / Marsh & McLennan Companies, Inc.
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| EIM / Eaton Vance Municipal Bond Fund
|
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| MDT / Medtronic plc
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| BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
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| RCI / Rogers Communications Inc.
|
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| PTC / PTC Inc.
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| MIN / MFS Intermediate Income Trust
|
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|
|
| MOR / MorphoSys AG - Depositary Receipt (Common Stock)
|
|
|
|
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|
|
| PHK / PIMCO High Income Fund
|
|
|
|
|
|
|
|
| MMT / MFS Multimarket Income Trust
|
|
|
|
|
|
|
|
| NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| AYX / Alteryx, Inc.
|
|
|
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|
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| BAC / Bank of America Corporation
|
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| ENB / Enbridge Inc.
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| DE / Deere & Company
|
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|
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| 384278115 / Graf Industrial Corp. Warrants (each warrant exercisable for one-half of one share of common stock,
|
|
|
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|
|
| 58503F906 / Medley Capital Corporation
|
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| US68373P1003 / Opes Acquisition Corp.
|
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| Vivint Smart Home Inc.
/ *W EXP 01/17/202 (928542117) |
|
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| SOR / Source Capital
|
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| OPEN / Opendoor Technologies Inc.
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| HIX / Western Asset High Income Fund II Inc.
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| NMZ / Nuveen Municipal High Income Opportunity Fund
|
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| PGZ / Principal Real Estate Income Fund
|
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| FDP / Fresh Del Monte Produce Inc.
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| FT / Franklin Universal Trust
|
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| / Landcadia Holdings II Warrants
|
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| EVV / Eaton Vance Limited Duration Income Fund
|
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| US4900731039 / Kensington Capital Acquisition Corp.
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| AFB / AllianceBernstein National Municipal Income Fund, Inc.
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| US4900731112 / Kensington Capital Acquisition Corp.
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| MA / Mastercard Incorporated
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| CDNS / Cadence Design Systems, Inc.
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| JNJ / Johnson & Johnson
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| AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
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| JPS / Nuveen Preferred & Income Securities Fund
|
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| HNW / Pioneer Diversified High Income Fund, Inc.
|
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| RFM / RiverNorth Flexible Municipal Income Fund, Inc.
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| USA / Liberty All-Star Equity Fund
|
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| BGY / BlackRock Enhanced International Dividend Trust
|
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| ZTR / Virtus Global Dividend & Income Fund Inc.
|
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| MUC / BlackRock MuniHoldings California Quality Fund, Inc.
|
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| BGX / Blackstone Long-Short Credit Income Fund
|
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| PNF / PIMCO New York Municipal Income Fund
|
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| JOF / Japan Smaller Capitalization Fund, Inc.
|
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| GDV / The Gabelli Dividend & Income Trust
|
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| CET / Central Securities Corporation
|
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| JCE / Nuveen Core Equity Alpha Fund
|
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| 904784709 / Unilever N.V.
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| BMEZ / BlackRock Health Sciences Term Trust
|
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| VLDR / Velodyne Lidar Inc
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| MLM / Martin Marietta Materials, Inc.
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| SSSS / SuRo Capital Corp.
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| EFX / Equifax Inc.
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| KO / The Coca-Cola Company
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| PEO / Adams Natural Resources Fund, Inc.
|
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| MUI / BlackRock Municipal Income Fund, Inc.
|
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| MTZ / MasTec, Inc.
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| EVTC / EVERTEC, Inc.
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| TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
|
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| AVK / Advent Convertible and Income Fund
|
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| DSU / BlackRock Debt Strategies Fund, Inc.
|
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| EVG / Eaton Vance Short Duration Diversified Income Fund
|
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| RCS / PIMCO Strategic Income Fund, Inc.
|
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| ADBE / Adobe Inc.
|
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| PYPL / PayPal Holdings, Inc.
|
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| VIAV / Viavi Solutions Inc.
|
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| NBO / Neuberger Berman New York Municipal Fund Inc
|
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| PGTI / PGT Innovations, Inc.
|
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| PAYX / Paychex, Inc.
|
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| ON / ON Semiconductor Corporation
|
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| CLOV / Clover Health Investments, Corp.
|
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| ESRT / Empire State Realty Trust, Inc.
|
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| SPY / SPDR S&P 500 ETF
|
|
|
|
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| ERC / Allspring Multi-Sector Income Fund
|
|
|
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| CCL / Carnival Corporation & plc
|
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| BPOP / Popular, Inc.
|
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| MHI / Pioneer Municipal High Income Fund, Inc.
|
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| CEF / Sprott Physical Gold and Silver Trust
|
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|
|
| BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
|
|
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|
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|
|
| WIW / Western Asset Inflation-Linked Opportunities & Income Fund
|
|
|
|
|
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| SPCE / Virgin Galactic Holdings, Inc.
|
|
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|
|
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|
|
| AWF / AllianceBernstein Global High Income Fund
|
|
|
|
|
|
|
|
| VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
|
|
|
|
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|
| RMRM / RMR Mortgage Trust
|
|
|
|
|
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|
|
| GDDY / GoDaddy Inc.
|
|
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|
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| ATVI / Activision Blizzard Inc
|
|
|
|
|
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|
|
| WIA / Western Asset Inflation-Linked Income Fund
|
|
|
|
|
|
|
|
| SMAR / Smartsheet Inc.
|
|
|
|
|
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|
|
| TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| / Flying Eagle Acquisition Corp.
|
|
|
|
|
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|
|
| TRMB / Trimble Inc.
|
|
|
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|
|
| JMM / Nuveen Multi-Market Income Fund
|
|
|
|
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|
| CWCO / Consolidated Water Co. Ltd.
|
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| DKNG / DraftKings Inc.
|
|
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|
| HLT / Hilton Worldwide Holdings Inc.
|
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| 34985B103 / Forum Merger Corporation
|
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|
| RCL / Royal Caribbean Cruises Ltd.
|
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|
|
| IHG / InterContinental Hotels Group PLC - Depositary Receipt (Common Stock)
|
|
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|
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|
|
| EVN / Eaton Vance Municipal Income Trust
|
|
|
|
|
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|
|
| RNOTX / RiverNorth Funds - RiverNorth/Oaktree High Income Fund Class R
|
|
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|
| PACK / Ranpak Holdings Corp.
|
|
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|
|
| HON / Honeywell International Inc.
|
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|
|
| BGIO / BlackRock 2022 Global Income Opportunity Trust
|
|
|
|
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|
| CEE / The Central and Eastern Europe Fund, Inc.
|
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| LIN / Linde plc
|
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|
| 57772K101 / Maxim Integrated Products Inc.
|
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|
|
| PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
|
|
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|
|
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|
|
| RMI / RiverNorth Opportunistic Municipal Income Fund, Inc.
|
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|
| FSD / First Trust High Income Long/Short Fund
|
|
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|
|
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|
|
| RMM / Rivernorth Managed Duration Municipal Income Fund Inc.
|
|
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|
|
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|
| FREEW / Whole Earth Brands Inc - Warrants (30/04/2026)
|
|
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|
|
| BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
|
|
|
|
|
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|
|
| VTOL / Bristow Group Inc.
|
|
|
|
|
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|
|
| MNP / Western Asset Municipal Partners Fund Inc
|
|
|
|
|
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|
|
| LIVN / LivaNova PLC
|
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|
|
| LLY / Eli Lilly and Company
|
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|
|
| VTA / Invesco Dynamic Credit Opportunities Fund
|
|
|
|
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|
|
| INTC / Intel Corporation
|
|
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|
| FREE / Whole Earth Brands, Inc.
|
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|
|
| OXSQ / Oxford Square Capital Corp.
|
|
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|
|
|
|
|
| IBB / iShares Trust - iShares Biotechnology ETF
|
|
|
|
|
|
|
|
| NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
|
|
|
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|
|
| VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
|
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|
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|
| NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
|
|
|
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|
|
| PNI / PIMCO New York Municipal Income Fund II
|
|
|
|
|
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|
|
| SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
|
|
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|
|
| SBI / Western Asset Intermediate Muni Fund Inc.
|
|
|
|
|
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|
|
| ADSK / Autodesk, Inc.
|
|
|
|
|
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|
|
| PGP / PIMCO Global StocksPLUS & Income Fund
|
|
|
|
|
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|
|
| RARE / Ultragenyx Pharmaceutical Inc.
|
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|
|
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|
|
| LYB / LyondellBasell Industries N.V.
|
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|
|
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|
| RDS.B / Shell Plc - ADR
|
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|
|
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|
|
| MELI / MercadoLibre, Inc.
|
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|
|
|
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|
|
| SDS / ProShares Trust - ProShares UltraShort S&P500
|
|
|
|
|
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|
|
| KPTI / Karyopharm Therapeutics Inc.
|
|
|
|
|
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|
|
| MRVL / Marvell Technology, Inc.
|
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|
| MRK / Merck & Co., Inc.
|
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| TSLA / Tesla, Inc.
|
|
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|
|
| IEX / IDEX Corporation
|
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|
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|
|
| JEQ / Abrdn Japan Equity Fund Inc
|
|
|
|
|
|
|
|
| VZ / Verizon Communications Inc.
|
|
|
|
|
|
|
|
| BGNE / BeiGene, Ltd. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| NAUT / Nautilus Biotechnology, Inc.
|
|
|
|
|
|
|
|
| GDX / VanEck ETF Trust - VanEck Gold Miners ETF
|
|
|
|
|
|
|
|
| KTF / DWS Municipal Income Trust
|
|
|
|
|
|
|
|
| PZC / PIMCO California Municipal Income Fund III
|
|
|
|
|
|
|
|
| VRTX / Vertex Pharmaceuticals Incorporated
|
|
|
|
|
|
|
|
| JRI / Nuveen Real Asset Income and Growth Fund
|
|
|
|
|
|
|
|
| CIB / Grupo Cibest S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| ICE / Intercontinental Exchange, Inc.
|
|
|
|
|
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|
|
| AMD / Advanced Micro Devices, Inc.
|
|
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|
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|
| IFN / The India Fund, Inc.
|
|
|
|
|
|
|
|
| MCO / Moody's Corporation
|
|
|
|
|
|
|
|
| PLD / Prologis, Inc.
|
|
|
|
|
|
|
|
| ISD / PGIM High Yield Bond Fund, Inc.
|
|
|
|
|
|
|
|
| PSX / Phillips 66
|
|
|
|
|
|
|
|
| VALE / Vale S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| SHOP / Shopify Inc.
|
|
|
|
|
|
|
|
| IDXX / IDEXX Laboratories, Inc.
|
|
|
|
|
|
|
|
| AIF / Apollo Tactical Income Fund Inc.
|
|
|
|
|
|
|
|
| INO / Inovio Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| IRL / New Ireland Fund Inc
|
|
|
|
|
|
|
|
| CSCO / Cisco Systems, Inc.
|
|
|
|
|
|
|
|
| FAX / Abrdn Asia-Pacific Income Fund Inc
|
|
|
|
|
|
|
|
| ADP / Automatic Data Processing, Inc.
|
|
|
|
|
|
|
|
| CMCSA / Comcast Corporation
|
|
|
|
|
|
|
|
| ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| GS / The Goldman Sachs Group, Inc.
|
|
|
|
|
|
|
|
| VAC / Marriott Vacations Worldwide Corporation
|
|
|
|
|
|
|
|
| CPA / Copa Holdings, S.A.
|
|
|
|
|
|
|
|
| NXDT / NexPoint Diversified Real Estate Trust
|
|
|
|
|
|
|
|
| AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
|
|
|
|
|
|
| SE / Sea Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| C.WSA / Citigroup, Inc.
|
|
|
|
|
|
|
|
| CMU / MFS High Yield Municipal Trust
|
|
|
|
|
|
|
|
| QQQ / Invesco QQQ Trust, Series 1
|
|
|
|
|
|
|
|
| BTT / Blackrock Municipal 2030 Target Term Trust
|
|
|
|
|
|
|
|
| META / Meta Platforms, Inc.
|
|
|
|
|
|
|
|
| MXF / The Mexico Fund, Inc.
|
|
|
|
|
|
|
|
| AEF / abrdn Emerging Markets ex-China Fund, Inc.
|
|
|
|
|
|
|
|
| GAB / The Gabelli Equity Trust Inc.
|
|
|
|
|
|
|
|
| GAM / General American Investors Company, Inc.
|
|
|
|
|
|
|
|
| NVS / Novartis AG - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| KSM / DWS Strategic Municipal Income Trust
|
|
|
|
|
|
|
|
| SLB / Schlumberger Limited
|
|
|
|
|
|
|
|
| SEB / Seaboard Corporation
|
|
|
|
|
|
|
|
| REGN / Regeneron Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| CCIF / Carlyle Credit Income Fund
|
|
|
|
|
|
|
|
| TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| TXN / Texas Instruments Incorporated
|
|
|
|
|
|
|
|
| VMC / Vulcan Materials Company
|
|
|
|
|
|
|
|
| TSI / TCW Strategic Income Fund, Inc.
|
|
|
|
|
|
|
|
| NFLX / Netflix, Inc.
|
|
|
|
|
|
|
|
| HFRO / Highland Funds I - Highland Opportunities and Income Fund
|
|
|
|
|
|
|
|
| ADX / Adams Diversified Equity Fund, Inc.
|
|
|
|
|
|
|
|
| HERZ / Herzfeld Credit Income Fund, Inc.
|
|
|
|
|
|
|
|
| FPF / First Trust Intermediate Duration Preferred & Income Fund
|
|
|
|
|
|
|
|
| SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
|
|
|
|
|
|
|
|
| BDJ / BlackRock Enhanced Equity Dividend Trust
|
|
|
|
|
|
|
|
| NAD / Nuveen Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| HD / The Home Depot, Inc.
|
|
|
|
|
|
|
|
| TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| NOW / ServiceNow, Inc.
|
|
|
|
|
|
|
|
| QSR / Restaurant Brands International Inc.
|
|
|
|
|
|
|
|
| PODD / Insulet Corporation
|
|
|
|
|
|
|
|
| AMZN / Amazon.com, Inc.
|
|
|
|
|
|
|
|
| MHF / Western Asset Municipal High Income Fund Inc.
|
|
|
|
|
|
|
|
| WEC / WEC Energy Group, Inc.
|
|
|
|
|
|
|
|
| BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
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| SGEN / Seagen Inc
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| ISRG / Intuitive Surgical, Inc.
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| LEN / Lennar Corporation
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| MCD / McDonald's Corporation
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| INCY / Incyte Corporation
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| IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
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| SHW / The Sherwin-Williams Company
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| DTF / DTF Tax-Free Income 2028 Term Fund Inc.
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| IHI / iShares Trust - iShares U.S. Medical Devices ETF
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| GOOG / Alphabet Inc.
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| XP / XP Inc.
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| USB / U.S. Bancorp
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| CNI / Canadian National Railway Company
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| NKE / NIKE, Inc.
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| ZTS / Zoetis Inc.
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| NUW / Nuveen AMT-Free Municipal Value Fund
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| SRE / Sempra
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| GDL / The GDL Fund
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| CCI / Crown Castle Inc.
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| O / Realty Income Corporation
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| ITW / Illinois Tool Works Inc.
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| TFC / Truist Financial Corporation
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| SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
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| TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
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| RYAAY / Ryanair Holdings plc - Depositary Receipt (Common Stock)
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| SBUX / Starbucks Corporation
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| AVGO / Broadcom Inc.
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| CRSP / CRISPR Therapeutics AG
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| AMGN / Amgen Inc.
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| CXH / MFS Investment Grade Municipal Trust
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| EQIX / Equinix, Inc.
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| NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
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| COST / Costco Wholesale Corporation
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| ES / Eversource Energy
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| BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
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| EMF / Templeton Emerging Markets Fund
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| BMY / Bristol-Myers Squibb Company
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| QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
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| AWP / abrdn Global Premier Properties Fund
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| STEW / SRH Total Return Fund, Inc.
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| RVT / Royce Small-Cap Trust, Inc.
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| AGD / Abrdn Global Dynamic Dividend Fund
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| CLM / Cornerstone Strategic Investment Fund, Inc.
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| ASA / ASA Gold and Precious Metals Limited
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| AOD / Abrdn Total Dynamic Dividend Fund
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| MAV / Pioneer Municipal High Income Advantage Fund, Inc.
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| BSTZ / BlackRock Science and Technology Term Trust
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| NEE / NextEra Energy, Inc.
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| OCCI / OFS Credit Company, Inc.
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| KF / The Korea Fund, Inc.
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| PEP / PepsiCo, Inc.
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| APD / Air Products and Chemicals, Inc.
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| PG / The Procter & Gamble Company
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| FBP / First BanCorp.
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| FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
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| OTIS / Otis Worldwide Corporation
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| GHY / PGIM Global High Yield Fund, Inc
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| JPM / JPMorgan Chase & Co.
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| USO / United States Oil Fund, LP - Limited Partnership
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| PNC / The PNC Financial Services Group, Inc.
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| LMT / Lockheed Martin Corporation
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| TY / Tri-Continental Corporation
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| UNH / UnitedHealth Group Incorporated
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| MDY / SPDR S&P MidCap 400 ETF Trust
|
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| CB / Chubb Limited
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| ABBV / AbbVie Inc.
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| AIO / Virtus Artificial Intelligence & Technology Opportunities Fund
|
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| CVX / Chevron Corporation
|
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| SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
|
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| BSX / Boston Scientific Corporation
|
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| ALC / Alcon Inc.
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| BFZ / BlackRock California Municipal Income Trust
|
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| QCOM / QUALCOMM Incorporated
|
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| V / Visa Inc.
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| ABT / Abbott Laboratories
|
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| TMO / Thermo Fisher Scientific Inc.
|
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| JQC / Nuveen Credit Strategies Income Fund
|
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| AMT / American Tower Corporation
|
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| MFM / MFS Municipal Income Trust
|
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| DMO / Western Asset Mortgage Opportunity Fund Inc.
|
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| AAPL / Apple Inc.
|
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| ETN / Eaton Corporation plc
|
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| JLS / Nuveen Mortgage and Income Fund
|
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| MDLZ / Mondelez International, Inc.
|
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| ASG / Liberty All-Star Growth Fund, Inc.
|
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| CRF / Cornerstone Total Return Fund, Inc.
|
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| EEA / The European Equity Fund, Inc.
|
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| GF / The New Germany Fund, Inc.
|
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| MSFT / Microsoft Corporation
|
|
|
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|
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| MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
|
|
|
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|
|
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| IIF / Morgan Stanley India Investment Fund, Inc.
|
|
|
|
|
|
|
|
| NCLH / Norwegian Cruise Line Holdings Ltd.
|
|
|
|
|
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|
|
| NMCO / Nuveen Municipal Credit Opportunities Fund
|
|
|
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|
.
