Market Value831,534,000
Total Holdings588
File Date2014-11-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
YNDX / Yandex N.V.
ATP / Atlantic Power Corp.
LMT / Lockheed Martin Corporation
CAT / Caterpillar Inc.
AXP / American Express Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SO / The Southern Company
DOV / Dover Corporation
ATK /
AMP / Ameriprise Financial, Inc.
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
192108AR9 / Coeur Mining, Inc. Bond 3.250% 3/1
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
GPS / The Gap, Inc.
GNW / Genworth Financial, Inc.
IBTX / Independent Bank Group, Inc.
JWN / Nordstrom, Inc.
ROYCE FOCUS TR / (78080N108)
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
URI / United Rentals, Inc.
XRX / Xerox Holdings Corporation
G0083B108 / Actavis
HRL / Hormel Foods Corporation
GIS / General Mills, Inc.
EXC / Exelon Corporation
PEAK / Healthpeak Properties, Inc.
PRU / Prudential Financial, Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
VFC / V.F. Corporation
OMEX / Odyssey Marine Exploration, Inc.
DSL / DoubleLine Income Solutions Fund
ANDV / Andeavor Corp.
MRK / Merck & Co., Inc.
KWK /
BX / Blackstone Inc.
IP / International Paper Company
UNP / Union Pacific Corporation
T / AT&T Inc.
910187903 / UNITED DEV FDG IV
AEE / Ameren Corporation
BA / The Boeing Company
ABBV / AbbVie Inc.
TKR / The Timken Company
MMM / 3M Company
PFE / Pfizer Inc.
MCD / McDonald's Corporation
GRMN / Garmin Ltd.
MPC / Marathon Petroleum Corporation
OKE / ONEOK, Inc.
EXAM / ExamWorks Group, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FXI / iShares Trust - iShares China Large-Cap ETF
WDAY / Workday, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
LOW / Lowe's Companies, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
/ Total S.A.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
LAZ / Lazard, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
CBB / Cincinnati Bell, Inc.
RCKY / Rocky Brands, Inc.
QDEF / FlexShares Trust - FlexShares Quality Dividend Defensive Index Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
NLY / Annaly Capital Management, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
FDUS / Fidus Investment Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VER / VEREIT Inc
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
JCI / Johnson Controls International plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
GGZ / The Gabelli Global Small and Mid Cap Value Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
PSEC / Prospect Capital Corporation
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
ARTNA / Artesian Resources Corporation
EEP / Enbridge Energy Partners, L.P.
CAG / Conagra Brands, Inc.
FM / iShares, Inc. - iShares Frontier and Select EM ETF
OGS / ONE Gas, Inc.
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
FSD / First Trust High Income Long/Short Fund
HCCI / Heritage-Crystal Clean Inc
LINE / Lineage, Inc.
RIOT / Riot Platforms, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
RYJ / Invesco Exchange-Traded Fund Trust - Invesco Raymond James SB-1 Equity ETF
BTU / Peabody Energy Corporation
BGY / BlackRock Enhanced International Dividend Trust
KRFT /
APL.PRE / Atlas Pipeline Partners L.P.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
HTA / Healthcare Realty Trust Inc - Class A
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
US69329Y1047 / PDL BioPharma, Inc.
APU / AmeriGas Partners, L.P.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
NXZ / Nuveen Dividend Advantage Municipal Fund 2
QIHU / Qihoo 360 Technology Co. Ltd.
VTA / Invesco Dynamic Credit Opportunities Fund
KMP /
GBDC / Golub Capital BDC, Inc.
BGMD / BG Medicine, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
ANRZQ / Alpha Natural Resources, Inc.
NKSH / National Bankshares, Inc.
47012EAD8 / JAKKS Pacific, Inc. Bond 4.500%11/0
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
SJI / South Jersey Industries Inc.
XUSAX / Liberty All Star Equity Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
457985AK5 / Integra LifeSciences Holdings Corp. Bond
MM /
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
DBC / Invesco DB Commodity Index Tracking Fund
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
WR / Westar Energy, Inc.
JGV / Nuveen Global Equity Income Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
TPZ / Tortoise Essential Energy Fund
PKO / Pimco Income Opportunity Fund
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
ESV / Ensco plc
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
IRC / Inland Real Estate Corporation
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PTP / Platinum Underwriters Holdings Ltd
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
JMF / Nuveen Energy MLP Total Return Fund
GIM / Templeton Global Income Fund
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
91911K102 / Bausch Health Companies
POM / PEPCO Holdings, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
HCN / Welltower Inc.
NHF / NexPoint Strategic Opportunities Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
EXEL / Exelixis, Inc.
ISIL / Intersil Corp.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
STON / StoneMor Inc
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
461730103 / Investors Real Estate Trust
IYY / iShares Trust - iShares Dow Jones U.S. ETF
007903AL1 / Advanced Micro Devices, Inc. Bond 6%, 5/1/2015
GAIN / Gladstone Investment Corporation
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
SPDC / Speed Commerce, Inc.
WAG /
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
DVY / iShares Trust - iShares Select Dividend ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
AOD / Abrdn Total Dynamic Dividend Fund
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
BOE / BlackRock Enhanced Global Dividend Trust
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
NGLS / Targa Resources Partners LP
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
WPM / Wheaton Precious Metals Corp.
NTG / Tortoise Midstream Energy Fund, Inc.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
DVN / Devon Energy Corporation
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
BAC / Bank of America Corporation
RFN / Rydex ETF Trust
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
YMLP / Yorkville High Income MLP ETF
XLS / Exelis
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
GCI / Gannett Co., Inc.
SLS / SELLAS Life Sciences Group, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
LO /
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MARKET VECTORS ETF TR / BUSI DEVCO ETF (57060U316)
MARKET VECTORS ETF TR / MUN BD CLOSED (57060U332)
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
MU / Micron Technology, Inc.
US7018771029 / Parsley Energy, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SH / ProShares Trust - ProShares Short S&P500
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
RSH /
XUTGX / Reaves Utility Income Fund
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
WDC / Western Digital Corporation
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
WSM / Williams-Sonoma, Inc.
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
YELP / Yelp Inc.
JIVE / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Value ETF
IXC / iShares Trust - iShares Global Energy ETF
MGA / Magna International Inc.
RIG / Transocean Ltd.
FDX / FedEx Corporation
WY / Weyerhaeuser Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
LUV / Southwest Airlines Co.
CNQ / Canadian Natural Resources Limited
IVR / Invesco Mortgage Capital Inc.
SMG / The Scotts Miracle-Gro Company
IBB / iShares Trust - iShares Biotechnology ETF
QCOM / QUALCOMM Incorporated
BGB / Blackstone Strategic Credit 2027 Term Fund
WFC / Wells Fargo & Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
PICB / Invesco Exchange-Traded Fund Trust II - Invesco International Corporate Bond ETF
QQQ / Invesco QQQ Trust, Series 1
COP / ConocoPhillips
AMBKP / American Capital Trust I - Preferred Security
YUM / Yum! Brands, Inc.
SNBR / Sleep Number Corporation
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
STT / State Street Corporation
HAL / Halliburton Company
SLB / Schlumberger Limited
CSCO / Cisco Systems, Inc.
RTX / RTX Corporation
JNJ / Johnson & Johnson
AAPL / Apple Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
JPS / Nuveen Preferred & Income Securities Fund
EIM / Eaton Vance Municipal Bond Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CIK / Credit Suisse Asset Management Income Fund, Inc.
WGO / Winnebago Industries, Inc.
MBB / iShares Trust - iShares MBS ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
DBL / DoubleLine Opportunistic Credit Fund
SCM / Stellus Capital Investment Corporation
NRF / NorthStar Realty Finance Corp.
VPU / Vanguard World Fund - Vanguard Utilities ETF
RMT / Royce Micro-Cap Trust, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PNNT / PennantPark Investment Corporation
TCPC / BlackRock TCP Capital Corp.
MDY / SPDR S&P MidCap 400 ETF Trust
EOT / Eaton Vance National Municipal Opportunities Trust
IAU / iShares Gold Trust
CYS / CYS Investments, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
GDV / The Gabelli Dividend & Income Trust
IVV / iShares Trust - iShares Core S&P 500 ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
IBM / International Business Machines Corporation
TWO / Two Harbors Investment Corp.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
UTF / Cohen & Steers Infrastructure Fund, Inc
MUB / iShares Trust - iShares National Muni Bond ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
US58503F5026 / Medley Capital Corp.
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
ULSGF / UBS AG
SDR / SandRidge Mississippian Trust II
ICF / iShares Trust - iShares Select U.S. REIT ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
WSR / Whitestone REIT
CROX / Crocs, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IAT / iShares Trust - iShares U.S. Regional Banks ETF
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
385002100 / Gramercy Property Trust Inc.
TE / T1 Energy Inc.
SBGI / Sinclair, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
JCI / Johnson Controls International plc
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
RRD / R.R. Donnelley & Sons Co.
GLD / SPDR Gold Trust
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
CGO / Calamos Global Total Return Fund
HEAR / Turtle Beach Corporation
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
PDM / Piedmont Realty Trust, Inc.
ARCC / Ares Capital Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
FCX / Freeport-McMoRan Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SSYS / Stratasys Ltd.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
TRN / Trinity Industries, Inc.
GURU / Global X Funds - Global X Guru Index ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SPY / SPDR S&P 500 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
LXK / Lexmark International, Inc.
RVT / Royce Small-Cap Trust, Inc.
AABA / Altaba Inc
IWC / iShares Trust - iShares Micro-Cap ETF
SLV / iShares Silver Trust
NCV / Virtus Convertible & Income Fund
TIP / iShares Trust - iShares TIPS Bond ETF
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
PFLT / PennantPark Floating Rate Capital Ltd.
847560109 / Spectra Energy Corp.
IGR / CBRE Global Real Estate Income Fund
CVG / Convergys Corp.
PHK / PIMCO High Income Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
BGS / B&G Foods, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
DLX / Deluxe Corporation
EPOL / iShares Trust - iShares MSCI Poland ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
KRG / Kite Realty Group Trust
EWY / iShares, Inc. - iShares MSCI South Korea ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
CHY / Calamos Convertible and High Income Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
CRAY / Cray, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
UL / Unilever PLC - Depositary Receipt (Common Stock)
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
PBI / Pitney Bowes Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
CIM / Chimera Investment Corporation
IEV / iShares Trust - iShares Europe ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SXL / Sunoco Logistics Partners L.P.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
JPI / Nuveen Preferred Securities & Income Opportunities Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
NEE / NextEra Energy, Inc.
INN / Summit Hotel Properties, Inc.
EMR / Emerson Electric Co.
WM / Waste Management, Inc.
SRC / Spirit Realty Capital, Inc.
MDLZ / Mondelez International, Inc.
KO / The Coca-Cola Company
WPC / W. P. Carey Inc.
PRDO / Perdoceo Education Corporation
DUK / Duke Energy Corporation
NLOK / NortonLifeLock Inc
PG / The Procter & Gamble Company
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SD / SandRidge Energy, Inc.
SBUX / Starbucks Corporation
HFC / HollyFrontier Corp
COST / Costco Wholesale Corporation
ARCH / Arch Resources, Inc.
F / Ford Motor Company
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US2782651036 / Eaton Vance Corp.
BKYF / Bank Of Kentucky Financial Corp
MAIN / Main Street Capital Corporation
CVX / Chevron Corporation
PML / PIMCO Municipal Income Fund II
KSU / Kansas City Southern
PHM / PulteGroup, Inc.
AMRE / Amreit, Inc.
TRQ / Turquoise Hill Resources Ltd
TSLA / Tesla, Inc.
CNS / Cohen & Steers, Inc.
CNS / Cohen & Steers, Inc.
GEVO / Gevo, Inc.
/ McDermott International, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
FTR / Frontier Communications Corp.
XETWX / Eaton Vance Tax-Managed Global
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
FFR / First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VLCSX / Vanguard Large-Cap Index Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
OHI / Omega Healthcare Investors, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
RLY / SSGA Active Trust - SPDR SSGA Multi-Asset Real Return ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IDV / iShares Trust - iShares International Select Dividend ETF
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
KR / The Kroger Co.
KMB / Kimberly-Clark Corporation
AGNC / AGNC Investment Corp.
JCP / J.C. Penney Co., Inc.
ESINQ / ITT Educational Services, Inc.
BTZ / BlackRock Credit Allocation Income Trust
CPRT / Copart, Inc.
AET / Aetna, Inc.
TU / TELUS Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BSL / Blackstone Senior Floating Rate 2027 Term Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
HSON / Hudson Global, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DAL / Delta Air Lines, Inc.
DOW / Dow Inc.
LNT / Alliant Energy Corporation
META / Meta Platforms, Inc.
MAR / Marriott International, Inc.
ADM / Archer-Daniels-Midland Company
RGT / Royce Global Trust, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
USB / U.S. Bancorp
FE / FirstEnergy Corp.
MA / Mastercard Incorporated
BRK.B / Berkshire Hathaway Inc.
TMO / Thermo Fisher Scientific Inc.
AMGN / Amgen Inc.
PKG / Packaging Corporation of America
RPAI / Retail Properties of America Inc - Class A
DIS / The Walt Disney Company
GM / General Motors Company
OXY / Occidental Petroleum Corporation
SYY / Sysco Corporation
MO / Altria Group, Inc.
TKF / Turkish Investment Fund, Inc.
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
MSI / Motorola Solutions, Inc.
XEL / Xcel Energy Inc.
CMU / MFS High Yield Municipal Trust
VDE / Vanguard World Fund - Vanguard Energy ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
GOOG / Alphabet Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
ACN / Accenture plc
CL / Colgate-Palmolive Company
TGT / Target Corporation
ECL / Ecolab Inc.
V / Visa Inc.
HON / Honeywell International Inc.
CM / Canadian Imperial Bank of Commerce
EOG / EOG Resources, Inc.
VNR / Vanguard Natural Resources, LLC
AMT / American Tower Corporation
XOM / Exxon Mobil Corporation
K / Kellanova
PM / Philip Morris International Inc.
WLTGQ / Walter Energy, Inc.
TSN / Tyson Foods, Inc.
VZ / Verizon Communications Inc.
CELG / Celgene Corp.
MDP / Meredith Holdings Corp
RAI / Reynolds American, Inc.
BIIB / Biogen Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
HTGC / Hercules Capital, Inc.
ALRCX / ALPS/Alerian MLP Infras Index C
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HRB / H&R Block, Inc.
ETR / Entergy Corporation
WMT / Walmart Inc.
AMZN / Amazon.com, Inc.
JPM / JPMorgan Chase & Co.
D / Dominion Energy, Inc.
GILD / Gilead Sciences, Inc.
PNR / Pentair plc
CAH / Cardinal Health, Inc.
WFT / Weatherford International plc
BSX / Boston Scientific Corporation
DOW / Dow Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
ESRX / Express Scripts Holding Co.
EMD / Western Asset Emerging Markets Debt Fund Inc.
LYB / LyondellBasell Industries N.V.
HD / The Home Depot, Inc.
PFG / Principal Financial Group, Inc.
UAA / Under Armour, Inc.
HKRS / Halcon Resources Corp.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
GLW / Corning Incorporated
MET / MetLife, Inc.
GE / General Electric Company
CHK / Chesapeake Energy Corporation
AAL / American Airlines Group Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
US0325111070 / Anadarko Petroleum Corp.
BTO / John Hancock Financial Opportunities Fund
BMY / Bristol-Myers Squibb Company
LUMN / Lumen Technologies, Inc.
CHD / Church & Dwight Co., Inc.
PCG / PG&E Corporation
SJM / The J. M. Smucker Company
CVS / CVS Health Corporation
A / Agilent Technologies, Inc.
APA / APA Corporation
WMB / The Williams Companies, Inc.
ABT / Abbott Laboratories
VLO / Valero Energy Corporation
UNH / UnitedHealth Group Incorporated
DE / Deere & Company
SWKS / Skyworks Solutions, Inc.
DLR / Digital Realty Trust, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
STJ / St. Jude Medical, Inc.
ORCL / Oracle Corporation
FLR / Fluor Corporation
INTC / Intel Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
PSX / Phillips 66
PPL / PPL Corporation
CSQ / Calamos Strategic Total Return Fund
BAX / Baxter International Inc.
AMAT / Applied Materials, Inc.
MDT / Medtronic plc
HBAN / Huntington Bancshares Incorporated
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SNA / Snap-on Incorporated
HYLD / Exchange Listed Funds Trust - High Yield ETF
NSC / Norfolk Southern Corporation
SALE / RetailMeNot, Inc.
GOOGL / Alphabet Inc.
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
NMFC / New Mountain Finance Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
CMCSA / Comcast Corporation
YYY / Amplify ETF Trust - Amplify High Income ETF
MSFT / Microsoft Corporation
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
FSK / FS KKR Capital Corp.
KMI / Kinder Morgan, Inc.
RF / Regions Financial Corporation
PEP / PepsiCo, Inc.
CVGI / Commercial Vehicle Group, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
UPS / United Parcel Service, Inc.
HPQ / HP Inc.
MMP / Magellan Midstream Partners L.P.
BBDC / Barings BDC, Inc.
OGE / OGE Energy Corp.
AFFX / Affymetrix, Inc.
AMD / Advanced Micro Devices, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
ONCY / Oncolytics Biotech Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)