Market Value292,912,000
Total Holdings375
File Date2016-10-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
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RY / Royal Bank of Canada
TROW / T. Rowe Price Group, Inc.
CP / Canadian Pacific Kansas City Limited
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
TIMP3 / TIM Participacoes SA
SYK / Stryker Corporation
CINF / Cincinnati Financial Corporation
MMP / Magellan Midstream Partners L.P.
WY / Weyerhaeuser Company
TYG / Tortoise Energy Infrastructure Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
MDLZ / Mondelez International, Inc.
AMZN / Amazon.com, Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
TWO / Two Harbors Investment Corp.
IWN / iShares Trust - iShares Russell 2000 Value ETF
PMT / PennyMac Mortgage Investment Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
AVNS / Avanos Medical, Inc.
PII / Polaris Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HUBG / Hub Group, Inc.
SBUX / Starbucks Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
US45773Y1055 / InnerWorkings, Inc.
RTN / Raytheon Co.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
UPS / United Parcel Service, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GLD / SPDR Gold Trust
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ED / Consolidated Edison, Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
NLY / Annaly Capital Management, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
UHT / Universal Health Realty Income Trust
CDK / CDK Global Inc
018490100 / Allergan plc
FXI / iShares Trust - iShares China Large-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SO / The Southern Company
EXC / Exelon Corporation
CM / Canadian Imperial Bank of Commerce
OXY / Occidental Petroleum Corporation
FMSA / Fairmount Santrol Holdings Inc.
DBC / Invesco DB Commodity Index Tracking Fund
T / AT&T Inc.
MRK / Merck & Co., Inc.
US0549371070 / BB&T Corp.
PTR / PetroChina Co. Ltd. - ADR
RTX / RTX Corporation
G / Genpact Limited
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
/ Hi-Crush Inc.
MS / Morgan Stanley
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
BWA / BorgWarner Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
DOW / Dow Inc.
PHTCF / PLDT Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
IDCC / InterDigital, Inc.
LTC / LTC Properties, Inc.
NPPXF / NTT, Inc.
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
SHPG / Shire Plc.
CS / Credit Suisse Group AG - ADR
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
NXTM / NxStage Medical, Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
AUO / AU Optronics Corp.
PHI / PLDT Inc. - Depositary Receipt (Common Stock)
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
CRH / CRH plc
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
LFC / China Life Insurance Co - ADR
SPIL / Siliconware Precision Industries Company Ltd.
HPE / Hewlett Packard Enterprise Company
TAL / TAL Education Group - Depositary Receipt (Common Stock)
PFG / Principal Financial Group, Inc.
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
KB / KB Financial Group Inc. - Depositary Receipt (Common Stock)
JHX / James Hardie Industries plc
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US95768A1097 / Western Asset Municipal D Opp Trust Inc.
/ Total S.A.
KANG / iKang Healthcare Group, Inc.
DCM / NTT DOCOMO, Inc.
RELX / RELX PLC - Depositary Receipt (Common Stock)
CHT / Chunghwa Telecom Co., Ltd. - Depositary Receipt (Common Stock)
PUK / Prudential plc - Depositary Receipt (Common Stock)
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
CVE / Cenovus Energy Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
PSO / Pearson plc - Depositary Receipt (Common Stock)
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
WIT / Wipro Limited - Depositary Receipt (Common Stock)
ESLT / Elbit Systems Ltd.
CAJ / Canon Inc. - ADR
BLL / Ball Corp.
AV / Aviva Plc
126132109 / CNOOC Ltd.
TKC / Turkcell Iletisim Hizmetleri A.S. - Depositary Receipt (Common Stock)
KEP / Korea Electric Power Corporation - Depositary Receipt (Common Stock)
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
RGORF / Randgold Resources Ltd.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
CBD / Companhia Brasileira De Distribuicao - Depositary Receipt (Common Stock)
BNS / The Bank of Nova Scotia
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TRP / TC Energy Corporation
CNQ / Canadian Natural Resources Limited
CPL / CPFL Energia S.A.
IGF / iShares Trust - iShares Global Infrastructure ETF
QQQ / Invesco QQQ Trust, Series 1
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
QGEN / Qiagen N.V.
904784709 / Unilever N.V.
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
RCI / Rogers Communications Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
EGA EMERGING GLOBAL SHS TR / EGSHR BYND BRC (268461639)
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
BCH / Banco de Chile - Depositary Receipt (Common Stock)
E / Eni S.p.A. - Depositary Receipt (Common Stock)
ABB / ABB Ltd. - ADR
CCU / Compañía Cervecerías Unidas S.A. - Depositary Receipt (Common Stock)
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SHG / Shinhan Financial Group Co., Ltd. - Depositary Receipt (Common Stock)
TECK.B / Teck Resources Limited
WBK / Westpac Banking Corp - ADR
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
BCE / BCE Inc.
US16941M1099 / China Mobile Ltd.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
STO / Statoil ASA
CC / The Chemours Company
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
BSAC / Banco Santander-Chile - Depositary Receipt (Common Stock)
CRC / California Resources Corporation
KYO / Kyocera Corp.
LUX / Tema ETF Trust - Tema Luxury ETF
US7800976893 / Royal Bank of Scotland Group Plc
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
NXPI / NXP Semiconductors N.V.
TDTF / FlexShares Trust - FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
FTV / Fortive Corporation
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
IVV / iShares Trust - iShares Core S&P 500 ETF
WTFC / Wintrust Financial Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ABT / Abbott Laboratories
SLB / Schlumberger Limited
GT / The Goodyear Tire & Rubber Company
KMI / Kinder Morgan, Inc.
STT / State Street Corporation
MCD / McDonald's Corporation
MPC / Marathon Petroleum Corporation
BXP / Boston Properties, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EEP / Enbridge Energy Partners, L.P.
MBFI / MB Financial, Inc.
SXL / Sunoco Logistics Partners L.P.
NPI / Nuveen Premium Income Municipal Fund, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
BMO / Bank of Montreal
US1182301010 / Buckeye Partners, L.P.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
FEU / SPDR STOXX Europe 50 ETF
GAS / AGL Resources Inc.
LDR / Landauer, Inc.
MMM / 3M Company
SAP / SAP SE - Depositary Receipt (Common Stock)
AMAT / Applied Materials, Inc.
VLCSX / Vanguard Large-Cap Index Fund
GLW / Corning Incorporated
JWN / Nordstrom, Inc.
KHC / The Kraft Heinz Company
GRFS / Grifols, S.A. - Depositary Receipt (Common Stock)
TARO / Taro Pharmaceutical Industries Ltd.
OMC / Omnicom Group Inc.
WU / The Western Union Company
DGP / DB Gold Double Long ETN
DHR / Danaher Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
WELL / Welltower Inc.
AMT / American Tower Corporation
BLE / BlackRock Municipal Income Trust II
CAT / Caterpillar Inc.
NJDCY / Nidec Corporation - Depositary Receipt (Common Stock)
61166W101 / Monsanto Co.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SNP / China Petroleum & Chemical Corp - ADR
BAP / Credicorp Ltd.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
AER / AerCap Holdings N.V.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
IMO / Imperial Oil Limited
WPPGY / WPP PLC
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
HIG / The Hartford Insurance Group, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
HAL / Halliburton Company
HSIC / Henry Schein, Inc.
CTSH / Cognizant Technology Solutions Corporation
NAD / Nuveen Quality Municipal Income Fund
VIAB / Viacom, Inc.
AFL / Aflac Incorporated
JNJ / Johnson & Johnson
GILD / Gilead Sciences, Inc.
NKE / NIKE, Inc.
ZBRA / Zebra Technologies Corporation
LOW / Lowe's Companies, Inc.
VZ / Verizon Communications Inc.
NWL / Newell Brands Inc.
SU / Suncor Energy Inc.
KO / The Coca-Cola Company
GPC / Genuine Parts Company
M / Macy's, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
PRKR / ParkerVision, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
CMCSA / Comcast Corporation
KMB / Kimberly-Clark Corporation
LTMAQ / LATAM Airlines Group S.A. - ADR
ITW / Illinois Tool Works Inc.
MOS / The Mosaic Company
COST / Costco Wholesale Corporation
XEL / Xcel Energy Inc.
MGA / Magna International Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
HD / The Home Depot, Inc.
MFC / HEXAOM
ALL / The Allstate Corporation
QSR / Restaurant Brands International Inc.
JCI / Johnson Controls International plc
AEM / Agnico Eagle Mines Limited
FFBC / First Financial Bancorp.
CNHI / CNH Industrial N.V.
DFS / Discover Financial Services
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
RACE / Ferrari N.V.
HOG / Harley-Davidson, Inc.
MRO / Marathon Oil Corporation
CNI / Canadian National Railway Company
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
PEG / Public Service Enterprise Group Incorporated
CAE / CAE Inc.
TRQ / Turquoise Hill Resources Ltd
IBM / International Business Machines Corporation
META / Meta Platforms, Inc.
CPB / The Campbell's Company
KT / KT Corporation - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
D / Dominion Energy, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ABC / Amerisource Bergen Corp.
NS / NuStar Energy L.P. - Limited Partnership
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
LH / Labcorp Holdings Inc.
DUK / Duke Energy Corporation
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
19041P105 / CBS Corp.
WPG / Washington Prime Group Inc
GSK / GSK plc - Depositary Receipt (Common Stock)
IYR / iShares Trust - iShares U.S. Real Estate ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
STLD / Steel Dynamics, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CBSH / Commerce Bancshares, Inc.
BRK.A / Berkshire Hathaway Inc.
CAB / Cabela's Incorporated
CAH / Cardinal Health, Inc.
ADP / Automatic Data Processing, Inc.
UNP / Union Pacific Corporation
NTRS / Northern Trust Corporation
CSCO / Cisco Systems, Inc.
SYY / Sysco Corporation
DELL / Dell Technologies Inc.
GM / General Motors Company
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
GOOG / Alphabet Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
CAG / Conagra Brands, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
K / Kellanova
PEP / PepsiCo, Inc.
WMT / Walmart Inc.
WTW / Willis Towers Watson Public Limited Company
ADM / Archer-Daniels-Midland Company
GOOGL / Alphabet Inc.
BBY / Best Buy Co., Inc.
TSLA / Tesla, Inc.
NOV / NOV Inc.
ANTM / Anthem Inc
GIS / General Mills, Inc.
ENB / Enbridge Inc.
INTC / Intel Corporation
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
FAST / Fastenal Company
JPM / JPMorgan Chase & Co.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
OKS / ONEOK Partners, L.P.
HPQ / HP Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
COP / ConocoPhillips
/ ViacomCBS Inc
CME / CME Group Inc.
TD / The Toronto-Dominion Bank
NSC / Norfolk Southern Corporation
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
ESRX / Express Scripts Holding Co.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
WBA / Walgreens Boots Alliance, Inc.
MET / MetLife, Inc.
LLY / Eli Lilly and Company
PFE / Pfizer Inc.
WFC / Wells Fargo & Company
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
IP / International Paper Company
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PRTA / Prothena Corporation plc
CTAS / Cintas Corporation
FISV / Fiserv, Inc.
DVN / Devon Energy Corporation
APD / Air Products and Chemicals, Inc.
ORCL / Oracle Corporation
F / Ford Motor Company
SPG / Simon Property Group, Inc.
ACN / Accenture plc
BDX / Becton, Dickinson and Company
NEE / NextEra Energy, Inc.
V / Visa Inc.
EMR / Emerson Electric Co.
AVDL / Avadel Pharmaceuticals plc
CSX / CSX Corporation
WFT / Weatherford International plc
CVX / Chevron Corporation
GIB / CGI Inc.
PM / Philip Morris International Inc.
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
DIS / The Walt Disney Company
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
TWTR / Twitter Inc
GRPN / Groupon, Inc.
PG / The Procter & Gamble Company
AMBKP / American Capital Trust I - Preferred Security
TTM / Tata Motors Ltd. - ADR
ABBV / AbbVie Inc.
USB / U.S. Bancorp
XOM / Exxon Mobil Corporation
BK / The Bank of New York Mellon Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MO / Altria Group, Inc.
AAPL / Apple Inc.
PSX / Phillips 66
JRS / Nuveen Real Estate Income Fund
AXP / American Express Company
BAX / Baxter International Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
DEO / Diageo plc - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
BTGOF / BT Group plc
CL / Colgate-Palmolive Company
UBS / UBS Group AG
MSFT / Microsoft Corporation
GE / General Electric Company
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)