Market Value216,020,000
Total Holdings234
File Date2013-08-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
MO / Altria Group, Inc.
AEP / American Electric Power Company, Inc.
VER / VEREIT Inc
APACHE CORP / PFD CONV SER D (037411808)
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
ASTC / Astrotech Corporation
US88829M1053 / Titan Energy LLC
BAC.PRL / Bank of America Corporation - Preferred Stock
BAX / Baxter International Inc.
BGY / BlackRock Enhanced International Dividend Trust
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
PSX / Phillips 66
CNO / CNO Financial Group, Inc.
WMT / Walmart Inc.
GOOGL / Alphabet Inc.
CSFL / Centerstate Banks, Inc.
LUMN / Lumen Technologies, Inc.
CHK / Chesapeake Energy Corporation
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
CHLN / China Housing & Land Development, Inc.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG BULL 2013 (18383M449)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2013 (18383M589)
GLO / Clough Global Opportunities Fund
KO / The Coca-Cola Company
AAPL / Apple Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
CBRL / Cracker Barrel Old Country Store, Inc.
/ Denbury Resources, Inc.
TECL / Direxion Shares ETF Trust - Direxion Daily Technology Bull 3X Shares
D / Dominion Energy, Inc.
262498AB4 / DryShips, Inc. Bond
DX / Dynex Capital, Inc.
EXP / Eagle Materials Inc.
EPB /
SXL / Sunoco Logistics Partners L.P.
30064K105 / Exacttarget, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
ESSX / Essex Rental Corp.
XOM / Exxon Mobil Corporation
FRT / Federal Realty Investment Trust
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FMY / First Trust Mortgage Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
FLT / Corpay, Inc.
F / Ford Motor Company
/ Voya Prime Rate Trust
FTR / Frontier Communications Corp.
GE / General Electric Company
GIS / General Mills, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
SDIV / Global X Funds - Global X SuperDividend ETF
OEF / iShares Trust - iShares S&P 100 ETF
GMCR / Keurig Green Mountain, Inc.
PEAK / Healthpeak Properties, Inc.
HP / Helmerich & Payne, Inc.
JKHY / Jack Henry & Associates, Inc.
HFC / HollyFrontier Corp
43739Q100 / HomeAway, Inc.
HBAN / Huntington Bancshares Incorporated
VKQ / Invesco Municipal Trust
VGM / Invesco Trust for Investment Grade Municipals
VKI / Invesco Advantage Municipal Income Trust II
IAU / iShares Gold Trust
ISHARES INC / MSCI UTD KINGD (464286699)
EWG / iShares, Inc. - iShares MSCI Germany ETF
ISHARES / MSCI MALAYSI ETF (464286830)
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
LOW / Lowe's Companies, Inc.
JNJ / Johnson & Johnson
CSCO / Cisco Systems, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
AGZ / iShares Trust - iShares Agency Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DUK / Duke Energy Corporation
KFH / KKR Financial Holdings LLC
CAT / Caterpillar Inc.
KMP /
XUSAX / Liberty All Star Equity Fund
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
LINE / Lineage, Inc.
MMP / Magellan Midstream Partners L.P.
HYF / Managed High Yield Plus Fund, Inc.
JPM / JPMorgan Chase & Co.
MITK / Mitek Systems, Inc.
MDLZ / Mondelez International, Inc.
NYMT / New York Mortgage Trust, Inc.
LUMO / Lumos Pharma, Inc.
NS / NuStar Energy L.P. - Limited Partnership
NMZ / Nuveen Municipal High Income Opportunity Fund
JQC / Nuveen Credit Strategies Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
BMY / Bristol-Myers Squibb Company
PPL / PPL Corporation
PEP / PepsiCo, Inc.
PBT / Permian Basin Royalty Trust
PM / Philip Morris International Inc.
IBM / International Business Machines Corporation
RTX / RTX Corporation
LLY / Eli Lilly and Company
COST / Costco Wholesale Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MRK / Merck & Co., Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CMG / Chipotle Mexican Grill, Inc.
CVX / Chevron Corporation
KMB / Kimberly-Clark Corporation
MCD / McDonald's Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST II / DWA DEVEL MKTS (73936Q108)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / EM MRK LOW VOL (73937B662)
POWERSHARES ETF TR II / INTL DEV LOWVL (73937B688)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
PG / The Procter & Gamble Company
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
UWM / ProShares Trust - ProShares Ultra Russell2000
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
PB / Prosperity Bancshares, Inc.
QRE / Qr Energy, Lp
QCOM / QUALCOMM Incorporated
RSH /
RPAI / Retail Properties of America Inc - Class A
RMS / Rydex ETF Trust
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SNH / Senior Housing Properties Trust
SIRI / Sirius XM Holdings Inc.
SO / The Southern Company
SBUX / Starbucks Corporation
SNV / Synovus Financial Corp.
SYY / Sysco Corporation
ANDX / Tesoro Logistics LP
MMM / 3M Company
RTX / RTX Corporation
VFC / V.F. Corporation
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VZ / Verizon Communications Inc.
VODPF / Vodafone Group Public Limited Company
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
WEC / WEC Energy Group, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
WILC / G. Willi-Food International Ltd.
GNK / Genco Shipping & Trading Limited
PFE / Pfizer Inc.
INTC / Intel Corporation
DHR / Danaher Corporation
GILD / Gilead Sciences, Inc.
ACN / Accenture plc
BAC / Bank of America Corporation
CL / Colgate-Palmolive Company
BRK.B / Berkshire Hathaway Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MSFT / Microsoft Corporation
WFC / Wells Fargo & Company