Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Walter Lynch. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Walter Lynch telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan Judul Kepemilikan Terakhir yang Dilaporkan
US:AWK / American Water Works Company, Inc. President and CEO, Director 136,696
Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Walter Lynch. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Walter Lynch sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah
Bagikan
Harga
Tran
Nilai
Sisa
Nilai
2022-02-02 2022-01-31 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -6,652 136,696 -4.64 160.80 -1,069,642 21,980,717
2022-02-02 2022-01-31 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 10,846 143,348 8.19
2021-11-22 2021-11-19 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -24,617 0 -100.00
2021-11-22 2021-11-19 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -24,617 132,502 -15.67 173.42 -4,269,080 22,978,497
2021-11-22 2021-11-19 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 24,617 157,119 18.58 65.15 1,603,798 10,236,303
2021-02-18 2021-02-16 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 7,427 132,502 5.94
2021-02-01 2021-01-31 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -1,394 125,075 -1.10 159.02 -221,674 19,889,426
2021-01-25 2021-01-22 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -5,444 126,469 -4.13 160.91 -875,994 20,350,127
2021-01-25 2021-01-22 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 13,369 131,913 11.28
2021-01-05 2021-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -340 118,544 -0.29 153.47 -52,180 18,192,948
2020-08-10 2020-08-10 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -8,454 0 -100.00
2020-08-10 2020-08-10 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -8,454 118,884 -6.64 148.82 -1,258,124 17,692,317
2020-08-10 2020-08-10 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 8,454 127,338 7.11 52.75 445,948 6,717,080
2020-04-03 2020-04-01 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 4,060 118,884 3.54
2020-02-12 2020-02-11 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 2,255 114,824 2.00
2020-02-04 2020-01-31 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -484 112,569 -0.43 136.20 -65,921 15,331,898
2020-01-24 2020-01-22 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -5,542 113,053 -4.67 134.05 -742,905 15,154,755
2020-01-24 2020-01-22 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 12,723 118,595 12.02
2020-01-03 2020-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -794 105,872 -0.74 122.85 -97,543 13,006,375
2019-09-04 2019-08-30 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -6,908 8,454 -44.97
2019-09-04 2019-08-30 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -6,908 106,666 -6.08 126.91 -876,694 13,536,982
2019-09-04 2019-08-30 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 6,908 113,574 6.48 52.75 364,397 5,991,028
2019-06-05 2019-06-04 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -3,372 106,666 -3.06 112.90 -380,699 12,042,591
2019-05-17 2019-05-16 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 15,362 -39.43
2019-05-17 2019-05-16 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -8,545 0 -100.00
2019-05-17 2019-05-16 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 110,038 -8.33 111.15 -1,111,500 12,230,724
2019-05-17 2019-05-16 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 120,038 9.09 52.75 527,500 6,332,004
2019-05-17 2019-05-16 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -8,545 110,038 -7.21 111.15 -949,777 12,230,724
2019-05-17 2019-05-16 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 8,545 118,583 7.77 44.06 376,493 5,224,767
2019-02-19 2019-02-14 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 3,054 110,038 2.85
2019-01-24 2019-01-23 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -3,806 106,984 -3.44 94.24 -358,677 10,082,172
2019-01-24 2019-01-23 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 9,846 110,790 9.75
2019-01-02 2019-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -1,087 100,944 -1.07 90.77 -98,667 9,162,687
2018-11-16 2018-11-15 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 8,545 -36.91
2018-11-16 2018-11-15 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 102,031 -4.67 91.69 -458,450 9,355,222
2018-11-16 2018-11-15 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 107,031 4.90 44.06 220,300 4,715,786
2018-09-06 2018-09-05 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 13,545 -42.47
2018-09-06 2018-09-05 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 102,031 -8.93 89.57 -895,700 9,138,917
2018-09-06 2018-09-05 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 112,031 9.80 44.06 440,600 4,936,086
2018-02-16 2018-02-14 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 3,271 102,031 3.31
2018-01-29 2018-01-25 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -4,640 98,760 -4.49 84.53 -392,219 8,348,183
2018-01-29 2018-01-25 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 11,907 103,400 13.01
2018-01-03 2018-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -1,174 91,493 -1.27 91.49 -107,409 8,370,695
2017-11-08 2017-11-07 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 23,545 -17.52
2017-11-08 2017-11-07 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 92,667 -5.12 89.95 -449,750 8,335,397
2017-11-08 2017-11-07 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 97,667 5.40 44.06 220,300 4,303,208
2017-08-30 2017-08-28 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -2,035 92,667 -2.15 82.00 -166,870 7,598,694
2017-08-30 2017-08-28 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -1,300 94,702 -1.35 82.12 -106,756 7,776,928
2017-08-23 2017-08-21 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -15,169 0 -100.00
2017-08-23 2017-08-21 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -15,169 96,002 -13.64 82.00 -1,243,858 7,872,164
2017-08-23 2017-08-21 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 15,169 111,171 15.80 39.45 598,417 4,385,696
2017-03-07 2017-03-02 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 15,169 -39.73
2017-03-07 2017-03-02 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 96,002 -9.43 78.00 -780,000 7,488,156
2017-03-07 2017-03-02 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 106,002 10.42 39.45 394,500 4,181,779
2017-02-16 2017-02-14 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 3,426 95,944 3.70
2017-01-27 2017-01-25 4 AWK American Water Works Company, Inc.
Performance Stock Units
M - Exercise -8,578 0 -100.00
2017-01-27 2017-01-25 4 AWK American Water Works Company, Inc.
Performance Stock Units
A - Award 3,677 8,578 75.03
2017-01-27 2017-01-25 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -6,335 92,518 -6.41 71.72 -454,346 6,635,391
2017-01-27 2017-01-25 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 6,674 98,853 7.24
2017-01-27 2017-01-25 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 8,578 92,179 10.26
2017-01-04 2017-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -1,462 83,601 -1.72 72.36 -105,790 6,049,368
2016-08-22 2016-08-19 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -6,514 0 -100.00
2016-08-22 2016-08-19 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -6,514 84,875 -7.13 76.43 -497,865 6,486,996
2016-08-22 2016-08-19 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 6,514 91,389 7.67 34.12 222,258 3,118,193
2016-08-19 2016-08-17 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 6,514 -60.55
2016-08-19 2016-08-17 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 84,875 -10.54 76.00 -760,000 6,450,500
2016-08-19 2016-08-17 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 94,875 11.78 34.12 341,200 3,237,135
2016-05-18 2016-05-16 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 16,514 -37.72
2016-05-18 2016-05-16 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 84,764 -10.55 75.20 -752,000 6,374,253
2016-05-18 2016-05-16 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 94,764 11.80 34.12 341,200 3,233,348
2016-05-11 2016-05-10 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 26,514 -27.39
2016-05-11 2016-05-10 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 84,764 -10.55 74.50 -745,000 6,314,918
2016-05-11 2016-05-10 4 AWK American Water Works Company, Inc.
Common Stodck
M - Exercise 10,000 94,764 11.80 34.12 341,200 3,233,348
2016-05-11 2016-05-09 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 36,514 -21.50
2016-05-11 2016-05-09 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -17,995 0 -100.00
2016-05-11 2016-05-09 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 84,764 -10.55 74.40 -744,000 6,306,442
2016-05-11 2016-05-09 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 94,764 11.80 34.12 341,200 3,233,348
2016-05-11 2016-05-09 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -17,995 84,764 -17.51 74.33 -1,337,568 6,300,508
2016-05-11 2016-05-09 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 17,995 102,759 21.23 27.08 487,305 2,782,714
2016-03-14 2016-03-11 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 17,995 -35.72
2016-03-14 2016-03-11 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 84,764 -10.55 68.20 -682,000 5,780,905
2016-03-14 2016-03-11 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 94,764 11.80 27.08 270,800 2,566,209
2016-03-09 2016-03-08 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -20,000 27,995 -41.67
2016-03-09 2016-03-08 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 84,764 -10.55 68.50 -685,000 5,806,334
2016-03-09 2016-03-08 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 94,764 -9.55 68.00 -680,000 6,443,952
2016-03-09 2016-03-08 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 20,000 104,764 23.59 27.08 541,600 2,837,009
2016-02-18 2016-02-16 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
A - Award 24,617 24,617
2016-02-18 2016-02-16 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 2,490 84,662 3.03
2016-01-25 2016-01-22 4 AWK American Water Works Company, Inc.
Performance Stock Units
M - Exercise -9,734 0 -100.00
2016-01-25 2016-01-22 4 AWK American Water Works Company, Inc.
Performance Stock Units
A - Award 4,172 9,734 75.01
2016-01-25 2016-01-22 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -7,325 82,172 -8.18 62.44 -457,373 5,130,820
2016-01-25 2016-01-22 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 7,954 89,497 9.75
2016-01-25 2016-01-22 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 9,734 81,543 13.56
2016-01-05 2016-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -1,363 71,663 -1.87 59.75 -81,439 4,281,864
2015-11-23 2015-11-20 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -7,297 47,995 -13.20
2015-11-23 2015-11-20 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -2,703 0 -100.00
2015-11-23 2015-11-20 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -7,297 72,882 -9.10 57.50 -419,578 4,190,715
2015-11-23 2015-11-20 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 7,297 80,179 10.01 27.08 197,603 2,171,247
2015-11-23 2015-11-20 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -2,703 72,882 -3.58 57.50 -155,422 4,190,715
2015-11-23 2015-11-20 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 2,703 75,585 3.71 22.26 60,169 1,682,522
2015-11-12 2015-11-11 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 2,703 -78.72
2015-11-12 2015-11-11 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 72,458 -12.13 57.00 -570,000 4,130,106
2015-11-12 2015-11-11 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 82,458 13.80 22.26 222,600 1,835,515
2015-11-12 2015-11-10 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 12,703 -44.05
2015-11-12 2015-11-10 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 72,458 -12.13 56.00 -560,000 4,057,648
2015-11-12 2015-11-10 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 82,458 13.80 22.26 222,600 1,835,515
2015-11-12 2015-11-09 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 22,703 -30.58
2015-11-12 2015-11-09 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 72,458 -12.13 55.50 -555,000 4,021,419
2015-11-12 2015-11-09 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 82,458 13.80 22.26 222,600 1,835,515
2015-08-25 2015-08-21 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -20,000 32,703 -37.95
2015-08-25 2015-08-21 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -20,000 72,341 -21.66 54.02 -1,080,400 3,907,861
2015-08-25 2015-08-21 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 20,000 92,341 27.65 22.26 445,200 2,055,511
2015-03-05 2015-03-03 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 52,703 -15.95
2015-03-05 2015-03-03 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 72,212 -12.16 53.50 -535,000 3,863,342
2015-03-05 2015-03-03 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 82,212 13.85 22.26 222,600 1,830,039
2015-02-19 2015-02-17 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
A - Award 25,362 25,362
2015-02-19 2015-02-17 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 2,986 72,099 4.32
2015-01-21 2015-01-16 4 AWK American Water Works Company, Inc.
Performance Stock Units
M - Exercise -8,891 0 -100.00
2015-01-21 2015-01-16 4 AWK American Water Works Company, Inc.
Performance Stock Units
A - Award 3,811 8,891 75.02
2015-01-21 2015-01-16 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -7,444 69,113 -9.72 55.71 -414,705 3,850,285
2015-01-21 2015-01-16 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 10,010 76,557 15.04
2015-01-21 2015-01-16 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 8,891 66,547 15.42
2015-01-05 2015-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -988 57,656 -1.68 53.30 -52,660 3,073,065
2014-08-20 2014-08-19 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,414 0 -100.00
2014-08-20 2014-08-19 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,414 58,644 -8.45 50.10 -271,241 2,938,064
2014-08-20 2014-08-19 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,414 64,058 9.23 20.70 112,070 1,326,001
2014-05-27 2014-05-23 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 5,414 -48.01
2014-05-27 2014-05-23 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 58,644 -7.86 47.50 -237,500 2,785,590
2014-05-27 2014-05-23 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 63,644 8.53 20.70 103,500 1,317,431
2014-05-16 2014-05-14 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 10,414 -32.44
2014-05-16 2014-05-14 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 58,644 -7.86 47.10 -235,500 2,762,132
2014-05-16 2014-05-14 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 63,644 8.53 20.70 103,500 1,317,431
2014-03-17 2014-03-14 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 15,414 -24.49
2014-03-17 2014-03-14 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 58,644 -7.86 45.55 -227,750 2,671,234
2014-03-17 2014-03-14 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 63,644 8.53 20.70 103,500 1,317,431
2014-03-17 2014-03-13 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 20,414 -32.88
2014-03-17 2014-03-13 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 58,644 -14.57 44.75 -447,500 2,624,319
2014-03-17 2014-03-13 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 68,644 17.05 20.70 207,000 1,420,931
2014-03-11 2014-03-10 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 30,414 -14.12
2014-03-11 2014-03-10 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 58,645 -7.86 44.50 -222,500 2,609,702
2014-03-11 2014-03-10 4 AWK American Water Works Company, Inc.
Commonn Stock
M - Exercise 5,000 63,645 8.53 20.70 103,500 1,317,452
2014-03-05 2014-03-04 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 35,414 -22.02
2014-03-05 2014-03-04 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 58,645 -14.57 44.47 -444,700 2,607,943
2014-03-05 2014-03-04 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 68,645 17.05 20.70 207,000 1,420,952
2014-02-24 2014-02-20 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
A - Award 28,545 28,545
2014-02-24 2014-02-20 4 AWK American Water Works Company, Inc.
Performance Stock Unit
A - Award 4,901 4,901
2014-02-24 2014-02-20 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 3,473 58,645 6.29
2014-02-24 2014-01-01 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -498 55,172 -0.89 42.26 -21,045 2,331,569
2014-01-27 2014-01-22 4 AWK American Water Works Company, Inc.
Performance Stock Units
M - Exercise -11,084 0 -100.00
2014-01-27 2014-01-22 4 AWK American Water Works Company, Inc.
Performance Stock Units
A - Award 4,750 11,084 74.99
2014-01-27 2014-01-22 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -8,426 55,670 -13.15 42.11 -354,819 2,344,264
2014-01-27 2014-01-22 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 12,710 64,096 24.73
2014-01-27 2014-01-22 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 11,084 51,386 27.50
2013-11-19 2013-11-15 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 235,092 -2.08
2013-11-19 2013-11-15 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 40,127 -11.08 43.00 -215,000 1,725,461
2013-11-19 2013-11-15 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 45,127 12.46 20.70 103,500 934,129
2013-11-15 2013-11-13 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 240,092 -2.04
2013-11-15 2013-11-13 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 40,127 -11.08 42.50 -212,500 1,705,398
2013-11-15 2013-11-13 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 45,127 12.46 20.70 103,500 934,129
2013-05-16 2013-05-15 4 AWK American Water Works Company, Inc.
Employee Stock Options (right to buy)
M - Exercise -5,000 245,092 -2.00
2013-05-16 2013-05-15 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 39,819 -11.16 42.75 -213,750 1,702,262
2013-05-16 2013-05-15 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 44,819 12.56 20.70 103,500 927,753
2013-03-20 2013-03-18 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,000 250,092 -1.96
2013-03-20 2013-03-18 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,000 39,673 -11.19 40.20 -201,000 1,594,855
2013-03-20 2013-03-18 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,000 44,673 12.60 20.70 103,500 924,731
2013-02-25 2013-02-21 4 AWK American Water Works Company, Inc.
Employee Stock Options (right to buy)
A - Award 25,169 255,092 10.95
2013-02-25 2013-02-21 4 AWK American Water Works Company, Inc.
Performance Stock Units
A - Award 5,562 16,976 48.73
2013-02-25 2013-02-21 4 AWK American Water Works Company, Inc.
Common Stock
A - Award 3,764 39,673 10.48
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Performance Stock Unit
M - Exercise -8,207 11,414 -41.83
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Performance Stock Unit
A - Award 8,207 19,621 71.90
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Performance Stock Unit
M - Exercise -19,249 11,414 -62.78
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Performance Stock Unit
A - Award 8,249 30,663 36.80
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Common Stock
F - Taxes -10,488 35,909 -22.60 38.34 -402,110 1,376,751
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Common Stock
M - Exercise 8,207 46,397 21.49
2013-02-19 2013-01-23 4/A AWK American Water Works Company, Inc.
Common Stock
M - Exercise 19,249 38,190 101.63
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
M - Exercise -8,207 11,414 -41.83
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
A - Award 8,207 19,621 71.90
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
M - Exercise -19,249 11,414 -62.78
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
A - Award 8,249 30,663 36.80
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Common Stoc
F - Taxes -13,031 31,366 -29.35 38.34 -499,609 1,202,572
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 8,207 44,397 22.68
2013-01-25 2013-01-23 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 19,249 36,190 113.62
2012-11-20 2012-11-19 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -3,711 229,923 -1.59
2012-11-20 2012-11-19 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -3,711 16,750 -18.14 37.45 -138,977 627,288
2012-11-20 2012-11-19 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 3,711 26,656 16.17 21.50 79,786 573,104
2012-11-20 2012-11-16 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -6,195 233,634 -2.58
2012-11-20 2012-11-16 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -6,195 20,461 -23.24 37.25 -230,764 762,172
2012-11-20 2012-11-16 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 6,195 22,945 36.99 21.50 133,192 493,318
2012-08-16 2012-08-14 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 239,829 -4.00
2012-08-16 2012-08-14 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 18,538 -35.04 38.15 -381,500 707,225
2012-08-16 2012-08-14 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 28,538 53.94 21.50 215,000 613,567
2012-05-11 2012-05-10 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 249,829 -3.85
2012-05-11 2012-05-10 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 16,356 -37.94 34.50 -345,000 564,282
2012-05-11 2012-05-10 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 32,128 45.19 21.50 215,000 690,752
2012-05-11 2012-05-09 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -5,772 259,829 -2.17
2012-05-11 2012-05-09 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -5,772 26,356 -17.97 34.12 -196,941 899,267
2012-05-11 2012-05-09 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 5,772 22,128 35.29 21.50 124,098 475,752
2012-03-15 2012-03-14 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -551 265,601 -0.21
2012-03-15 2012-03-14 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -551 16,356 -3.26 33.99 -18,728 555,940
2012-03-15 2012-03-14 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 551 16,907 3.37 21.50 11,846 363,500
2012-03-14 2012-03-13 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -2,229 266,152 -0.83
2012-03-14 2012-03-13 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -2,229 16,356 -11.99 34.39 -76,655 562,483
2012-03-14 2012-03-13 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 2,229 28,585 8.46 21.50 47,924 614,578
2012-03-14 2012-03-12 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
M - Exercise -10,000 268,381 -3.59
2012-03-14 2012-03-12 4 AWK American Water Works Company, Inc.
Common Stock
S - Sale -10,000 18,585 -34.98 34.10 -341,000 633,748
2012-03-14 2012-03-12 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 10,000 26,356 61.14 21.50 215,000 566,654
2012-02-27 2012-02-23 4 AWK American Water Works Company, Inc.
Employee Stock Option (right to buy)
A - Award 46,514 101,806 84.12
2012-02-27 2012-02-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
A - Award 5,080 22,414 29.31
2012-02-27 2012-02-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
D - Sale to Issuer -141 17,334 -0.81
2012-02-27 2012-02-23 4 AWK American Water Works Company, Inc.
Performance Stock Unit
M - Exercise -11,578 17,475 -39.85
2012-02-27 2012-02-23 4 AWK American Water Works Company, Inc.
Common Stock
F - Taxes -3,917 16,133 -19.54 34.12 -133,648 550,458
2012-02-27 2012-02-23 4 AWK American Water Works Company, Inc.
Common Stock
M - Exercise 11,578 20,050 136.66
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)