Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Christine A Poon. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Christine A Poon telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan Judul Kepemilikan Terakhir yang Dilaporkan
US:NBIX / Neurocrine Biosciences, Inc. Director 1,435
US:PRU / Prudential Financial, Inc. Director 11,583
US:SHW / The Sherwin-Williams Company Director 2,573
US:REGN / Regeneron Pharmaceuticals, Inc. Director 2,352
US:DBTX / Decibel Therapeutics Inc Director 20,000
US:JNJ / Johnson & Johnson Executive Committee Member 175,000
Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Christine A Poon. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Christine A Poon sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah
Bagikan
Harga
Tran
Nilai
Sisa
Nilai
2025-05-22 2025-05-22 4 NBIX NEUROCRINE BIOSCIENCES INC
Common Stock
M - Exercise 1,435 1,435
2025-05-15 2025-05-13 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,321 11,583 -10.24 107.40 -141,875 1,244,014
2025-05-15 2025-05-13 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,321 12,904 11.40
2025-04-07 2025-04-04 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 4 2,573 0.16 338.25 1,390 870,446
2025-02-20 2025-02-18 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 517 12,386 4.36
2025-01-07 2025-01-03 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 25 2,563 0.99 335.00 8,439 858,722
2025-01-06 2025-01-02 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
A - Award 166 2,352 7.59
2025-01-06 2024-12-20 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
W - Other 14 2,186 0.64
2024-10-08 2024-10-04 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 23 2,534 0.90 372.47 8,436 943,653
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -100 2,172 -4.40 1,161.32 -116,132 2,522,387
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -234 2,272 -9.34 1,160.45 -271,545 2,636,542
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -5,352 2,506 -68.11 1,159.56 -6,205,965 2,905,857
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -212 7,858 -2.63 1,158.02 -245,500 9,099,721
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,560 8,070 -16.20 1,157.33 -1,805,435 9,339,653
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -2,368 9,630 -19.74 1,156.30 -2,738,118 11,135,169
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,012 11,998 -7.78 1,155.72 -1,169,589 13,866,329
2024-08-19 2024-08-15 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
M - Exercise 10,838 13,010 498.99 413.33 4,479,671 5,377,423
2024-07-09 2024-07-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 29 2,506 1.15 295.50 8,437 740,493
2024-05-13 2024-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,935 11,583 -14.31 117.95 -228,233 1,366,215
2024-05-13 2024-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,935 13,518 16.71
2024-04-09 2024-04-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 25 2,471 1.04 331.56 8,438 819,397
2024-02-15 2024-02-13 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 594 11,869 5.27
2024-01-09 2024-01-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 28 2,441 1.18 296.96 8,437 724,829
2024-01-04 2024-01-02 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
A - Award 135 2,172 6.63
2023-10-10 2023-10-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 32 2,407 1.35 253.15 8,126 609,438
2023-08-25 2023-08-23 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -500 2,037 -19.71 841.05 -420,525 1,713,219
2023-08-25 2023-08-23 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -6,450 2,537 -71.77 840.65 -5,422,192 2,132,729
2023-08-25 2023-08-23 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -3,032 8,987 -25.23 839.45 -2,545,212 7,544,137
2023-08-25 2023-08-23 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,998 12,019 -14.25 838.60 -1,675,523 10,079,133
2023-08-25 2023-08-23 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -300 14,017 -2.10 837.92 -251,376 11,745,125
2023-08-25 2023-08-23 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
M - Exercise 12,280 14,317 602.85 273.67 3,360,668 3,918,133
2023-07-10 2023-07-07 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 32 2,370 1.35 257.00 8,126 609,098
2023-05-11 2023-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,517 11,583 -11.58 81.50 -123,636 944,014
2023-05-11 2023-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,517 13,100 13.10
2023-04-12 2023-04-10 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 36 2,333 1.58 223.68 8,124 521,738
2023-02-16 2023-02-14 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 711 11,275 6.73
2023-01-10 2023-01-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 35 2,290 1.55 232.66 8,124 532,754
2023-01-05 2023-01-03 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
A - Award 165 2,037 8.81
2022-10-11 2022-10-07 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 39 2,250 1.76 209.43 8,126 471,113
2022-08-11 2022-08-09 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -8,186 1,872 -81.39 621.27 -5,085,716 1,163,017
2022-08-11 2022-08-09 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -6,814 10,058 -40.39 620.47 -4,227,883 6,240,687
2022-08-11 2022-08-09 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
M - Exercise 15,000 16,872 801.28 177.82 2,667,300 3,000,179
2022-07-12 2022-07-08 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 34 2,205 1.57 237.91 8,125 524,646
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
M - Exercise -1,494 0 -100.00
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2022 Restricted Stock Units
A - Award 1,438 1,438
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,494 11,583 -11.42 104.25 -155,750 1,207,528
2022-05-12 2022-05-10 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,494 13,077 12.90
2022-04-12 2022-04-08 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 31 2,167 1.44 264.59 8,126 573,295
2022-03-15 2022-03-11 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 16 1,494 1.08 106.05 1,697 158,439
2022-03-15 2022-03-11 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 37 3,389 1.10 106.05 3,924 359,403
2022-03-15 2022-03-11 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 123 11,042 1.13 106.05 13,044 1,171,004
2022-02-17 2022-02-15 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 529 10,564 5.27
2022-01-11 2022-01-07 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 25 2,131 1.18 327.94 8,126 698,729
2022-01-05 2022-01-03 4 REGN REGENERON PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
A - Award 2,707 2,707
2022-01-05 2022-01-03 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
A - Award 191 1,872 11.36
2021-12-20 2021-12-16 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 15 1,477 1.03 108.05 1,621 159,590
2021-12-20 2021-12-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 35 3,351 1.06 108.05 3,782 362,076
2021-12-20 2021-12-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 114 10,919 1.06 108.05 12,318 1,179,798
2021-10-13 2021-10-08 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 27 2,103 1.29 291.45 7,814 612,779
2021-09-20 2021-09-16 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 16 1,462 1.11 103.61 1,658 151,478
2021-09-20 2021-09-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 36 3,316 1.10 103.61 3,730 343,571
2021-09-20 2021-09-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 118 10,804 1.10 103.61 12,226 1,119,402
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
M - Exercise -15,000 0 -100.00
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -112 1,681 -6.25 672.27 -75,294 1,130,086
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,737 1,793 -49.21 671.49 -1,166,378 1,203,982
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -3,447 3,530 -49.41 670.48 -2,311,145 2,366,794
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -2,235 6,977 -24.26 669.59 -1,496,534 4,671,729
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -603 9,212 -6.14 668.33 -403,003 6,156,656
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -2,150 9,815 -17.97 667.37 -1,434,846 6,550,237
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,118 11,965 -8.55 666.70 -745,371 7,977,066
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -538 13,083 -3.95 665.33 -357,948 8,704,512
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -700 13,621 -4.89 664.42 -465,094 9,050,065
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -2,260 14,321 -13.63 663.51 -1,499,533 9,502,127
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -100 16,581 -0.60 662.62 -66,262 10,986,902
2021-08-31 2021-08-27 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
M - Exercise 15,000 16,681 892.33 57.11 856,650 952,652
2021-07-07 2021-07-02 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 28 2,072 1.39 274.96 7,812 569,690
2021-06-21 2021-06-17 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 16 1,446 1.12 100.64 1,610 145,525
2021-06-21 2021-06-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 37 3,279 1.14 100.64 3,724 329,999
2021-06-21 2021-06-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 120 10,685 1.14 100.64 12,077 1,075,338
2021-05-13 2021-05-11 4 PRU PRUDENTIAL FINANCIAL INC
2021 Restricted Stock Units
A - Award 1,429 1,429
2021-05-13 2021-05-11 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
M - Exercise -2,933 0 -100.00
2021-05-13 2021-05-11 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -2,933 11,583 -20.21 104.91 -307,701 1,215,173
2021-05-13 2021-05-11 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 2,933 14,516 25.32
2021-04-07 2021-04-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 31 2,040 1.54 253.36 7,814 516,735
2021-03-15 2021-03-11 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 36 2,933 1.24 92.41 3,327 271,039
2021-03-15 2021-03-11 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 39 3,242 1.22 92.41 3,604 299,593
2021-03-15 2021-03-11 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 129 10,564 1.24 92.41 11,921 976,219
2021-02-18 2021-02-16 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 221 3,345 7.07
2021-02-16 2021-02-11 4 DBTX Decibel Therapeutics, Inc.
Stock Option (right to buy)
A - Award 20,000 20,000
2021-01-12 2021-01-08 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 11 668 1.63 727.84 7,810 486,197
2021-01-05 2021-01-04 4 REGN REGENERON PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
A - Award 3,613 3,613
2021-01-05 2021-01-04 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
A - Award 248 1,681 17.31
2020-12-18 2020-12-17 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 40 2,897 1.40 77.66 3,106 224,981
2020-12-18 2020-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 44 3,202 1.39 77.66 3,417 248,667
2020-12-18 2020-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 145 10,434 1.41 77.66 11,261 810,304
2020-10-06 2020-10-02 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 11 656 1.76 688.84 7,811 451,893
2020-09-21 2020-09-17 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 45 2,857 1.60 68.59 3,087 195,962
2020-09-21 2020-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 49 3,158 1.58 68.59 3,361 216,607
2020-09-21 2020-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 162 10,289 1.60 68.59 11,112 705,723
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
M - Exercise -15,000 0 -100.00
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
M - Exercise -25,000 0 -100.00
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -693 1,433 -32.60 603.20 -418,018 864,386
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -12,899 2,126 -85.85 602.39 -7,770,229 1,280,681
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -8,011 15,025 -34.78 601.53 -4,818,857 9,037,988
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -12,490 23,036 -35.16 600.44 -7,499,496 13,831,736
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -5,730 35,526 -13.89 599.67 -3,436,109 21,303,876
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
S - Sale -177 41,256 -0.43 598.91 -106,007 24,708,631
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
M - Exercise 25,000 41,433 152.13 25.45 636,250 1,054,470
2020-08-31 2020-08-28 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
M - Exercise 15,000 16,433 1,046.76 33.42 501,300 549,191
2020-07-08 2020-07-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 13 643 2.11 588.25 7,812 378,509
2020-06-22 2020-06-18 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 47 2,811 1.70 64.04 3,010 180,016
2020-06-22 2020-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 52 3,108 1.70 64.04 3,330 199,036
2020-06-22 2020-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 171 10,126 1.72 64.04 10,951 648,469
2020-05-14 2020-05-12 4 PRU PRUDENTIAL FINANCIAL INC
2020 Restricted Stock Units
A - Award 2,764 2,764
2020-05-14 2020-05-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
M - Exercise -1,607 0 -100.00
2020-05-14 2020-05-12 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,607 11,583 -12.18 54.26 -87,196 628,494
2020-05-14 2020-05-12 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,607 13,190 13.87
2020-04-07 2020-04-03 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 19 629 3.09 429.42 8,103 269,972
2020-03-16 2020-03-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 37 1,607 2.36 46.31 1,713 74,420
2020-03-16 2020-03-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 70 3,055 2.35 46.31 3,242 141,477
2020-03-16 2020-03-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 230 9,955 2.37 46.31 10,651 461,016
2020-02-20 2020-02-18 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 277 3,124 9.73
2020-01-07 2020-01-03 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 16 608 2.70 567.91 9,064 345,369
2020-01-06 2020-01-02 4 REGN REGENERON PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
A - Award 4,361 4,361
2020-01-06 2020-01-02 4 REGN REGENERON PHARMACEUTICALS, INC.
Common Stock
A - Award 320 1,433 28.75
2019-12-16 2019-12-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 16 1,570 1.03 94.55 1,513 148,444
2019-12-16 2019-12-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 31 2,984 1.05 94.55 2,931 282,137
2019-12-16 2019-12-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 101 9,724 1.05 94.55 9,550 919,404
2019-10-08 2019-10-04 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 18 591 3.18 549.10 9,999 324,529
2019-09-16 2019-09-12 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 17 1,554 1.11 88.22 1,500 137,094
2019-09-16 2019-09-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 33 2,953 1.13 88.22 2,911 260,514
2019-09-16 2019-09-12 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 107 9,623 1.12 88.22 9,440 848,941
2019-07-09 2019-07-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 18 572 3.16 463.88 8,127 265,158
2019-06-24 2019-06-20 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 15 1,536 0.99 100.13 1,502 153,800
2019-06-24 2019-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 28 2,920 0.97 100.13 2,804 292,380
2019-06-24 2019-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 94 9,515 1.00 100.13 9,412 952,737
2019-05-16 2019-05-14 4 PRU PRUDENTIAL FINANCIAL INC
2019 Restricted Stock Units
A - Award 1,521 1,521
2019-05-10 2019-05-08 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
M - Exercise -1,558 0 -100.00
2019-05-10 2019-05-08 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,558 11,583 -11.86 100.80 -157,046 1,167,566
2019-05-10 2019-05-08 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,558 13,141 13.45
2019-04-09 2019-04-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 20 553 3.81 449.23 9,106 248,249
2019-03-18 2019-03-14 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 16 1,558 1.04 95.27 1,524 148,431
2019-03-18 2019-03-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 30 2,891 1.05 95.27 2,858 275,426
2019-03-18 2019-03-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 97 9,421 1.04 95.27 9,241 897,539
2019-02-14 2019-02-12 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 409 2,847 16.78
2019-01-08 2019-01-04 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 23 531 4.55 390.47 9,028 207,297
2019-01-04 2019-01-02 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 3,784 3,784
2019-01-04 2019-01-02 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
A - Award 323 1,113 40.89
2018-12-17 2018-12-13 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 16 1,542 1.05 82.74 1,324 127,585
2018-12-17 2018-12-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 30 2,861 1.06 82.74 2,482 236,719
2018-12-17 2018-12-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 100 9,323 1.08 82.74 8,274 771,385
2018-10-10 2018-10-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 18 504 3.70 440.63 7,931 222,078
2018-09-17 2018-09-13 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 14 1,526 0.93 97.08 1,359 148,144
2018-09-17 2018-09-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 26 2,830 0.93 97.08 2,524 274,736
2018-09-17 2018-09-13 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 84 9,222 0.92 97.08 8,155 895,272
2018-07-10 2018-07-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 20 485 4.30 409.87 8,197 198,787
2018-06-18 2018-06-14 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 13 1,512 0.87 98.75 1,284 149,310
2018-06-18 2018-06-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 25 2,804 0.90 98.75 2,469 276,895
2018-06-18 2018-06-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 82 9,138 0.91 98.75 8,098 902,378
2018-05-10 2018-05-08 4 PRU PRUDENTIAL FINANCIAL INC
2018 Restricted Stock Units
A - Award 1,498 1,498
2018-05-10 2018-05-08 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
M - Exercise -1,431 0 -100.00
2018-05-10 2018-05-08 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -1,431 11,583 -11.00 100.10 -143,243 1,159,458
2018-05-10 2018-05-08 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,431 13,014 12.35
2018-04-09 2018-04-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 19 464 4.27 395.69 7,518 183,600
2018-03-19 2018-03-15 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 11 1,431 0.77 108.49 1,193 155,249
2018-03-19 2018-03-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 22 2,779 0.80 108.49 2,387 301,494
2018-03-19 2018-03-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 74 9,055 0.82 108.49 8,028 982,377
2018-02-14 2018-02-13 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 361 2,438 17.38
2018-01-09 2018-01-05 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 19 444 4.47 419.79 7,976 186,387
2018-01-03 2018-01-02 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 7,439 7,439
2017-12-18 2017-12-14 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 9 1,419 0.64 114.47 1,030 162,433
2017-12-18 2017-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 17 2,756 0.62 114.47 1,946 315,479
2017-12-18 2017-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 58 8,981 0.65 114.47 6,639 1,028,055
2017-10-10 2017-10-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 21 424 5.21 379.83 7,976 161,048
2017-09-18 2017-09-14 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 10 1,410 0.71 101.97 1,020 143,778
2017-09-18 2017-09-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 19 2,738 0.70 101.97 1,937 279,194
2017-09-18 2017-09-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 65 8,922 0.73 101.97 6,628 909,776
2017-07-11 2017-07-07 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 24 402 6.35 349.41 8,386 140,463
2017-06-19 2017-06-15 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 9 1,400 0.65 108.28 975 151,592
2017-06-19 2017-06-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 18 2,718 0.67 108.28 1,949 294,305
2017-06-19 2017-06-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 60 8,857 0.68 108.28 6,497 959,036
2017-05-11 2017-05-09 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
M - Exercise -2,006 0 -100.00
2017-05-11 2017-05-09 4 PRU PRUDENTIAL FINANCIAL INC
2017 Restricted Stock Units
A - Award 1,390 1,390
2017-05-11 2017-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
D - Sale to Issuer -2,006 11,583 -14.76 107.88 -216,407 1,249,574
2017-05-11 2017-05-09 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 2,006 13,589 17.32
2017-04-10 2017-04-07 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 26 378 7.39 312.39 8,122 118,083
2017-03-20 2017-03-16 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 13 2,006 0.65 111.62 1,451 223,910
2017-03-20 2017-03-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 18 2,700 0.67 111.62 2,009 301,374
2017-03-20 2017-03-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 58 8,796 0.66 111.62 6,474 981,810
2017-02-15 2017-02-14 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 539 2,077 35.05
2017-01-09 2017-01-06 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 30 351 9.35 277.55 8,326 97,420
2017-01-04 2017-01-03 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 7,830 7,830
2016-12-19 2016-12-15 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 12 1,993 0.61 107.08 1,285 213,410
2016-12-19 2016-12-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 17 2,681 0.64 107.08 1,820 287,081
2016-12-19 2016-12-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 56 8,737 0.65 107.08 5,996 935,558
2016-10-11 2016-10-07 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 29 320 9.97 266.36 7,724 85,235
2016-09-19 2016-09-15 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 17 1,980 0.87 80.45 1,368 159,291
2016-09-19 2016-09-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 22 2,664 0.83 80.45 1,770 214,319
2016-09-19 2016-09-15 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 74 8,681 0.86 80.45 5,953 698,386
2016-07-05 2016-07-01 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 26 290 9.85 294.87 7,667 85,512
2016-06-20 2016-06-16 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 18 1,962 0.93 71.74 1,291 140,754
2016-06-20 2016-06-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 25 2,641 0.96 71.74 1,794 189,465
2016-06-20 2016-06-16 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 83 8,606 0.97 71.74 5,954 617,394
2016-05-12 2016-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2016 Restricted Stock Units
A - Award 1,944 1,944
2016-05-12 2016-05-10 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
M - Exercise -1,795 0 -100.00
2016-05-12 2016-05-10 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,795 11,583 18.34
2016-04-04 2016-04-01 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 28 263 11.91 283.97 7,951 74,684
2016-03-21 2016-03-17 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 16 1,795 0.90 73.36 1,174 131,681
2016-03-21 2016-03-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 24 2,616 0.93 73.36 1,761 191,910
2016-03-21 2016-03-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 80 8,523 0.95 73.36 5,869 625,247
2016-02-17 2016-02-16 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 466 1,538 43.47
2016-01-12 2016-01-08 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 32 235 15.76 243.96 7,807 57,331
2016-01-06 2016-01-04 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 9,212 9,212
2015-12-21 2015-12-17 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 15 1,778 0.85 81.85 1,228 145,529
2015-12-21 2015-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 21 2,591 0.82 81.85 1,719 212,073
2015-12-21 2015-12-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 71 8,442 0.85 81.85 5,811 690,978
2015-10-06 2015-10-02 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 34 202 20.24 227.98 7,751 46,052
2015-09-21 2015-09-17 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 12 1,763 0.69 78.19 938 137,849
2015-09-21 2015-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 18 2,569 0.71 78.19 1,407 200,870
2015-09-21 2015-09-17 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 61 8,370 0.73 78.19 4,770 654,450
2015-08-12 2015-08-12 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
S - Sale -12 790 -1.50 564.17 -6,770 445,694
2015-08-12 2015-08-12 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
S - Sale -100 802 -11.09 564.16 -56,416 452,456
2015-08-12 2015-08-11 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
M - Exercise -470 12,280 -3.69
2015-08-12 2015-08-11 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
F - Taxes -223 902 -19.82 574.57 -128,129 518,262
2015-08-12 2015-08-11 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
M - Exercise 470 1,125 71.76 273.67 128,625 307,879
2015-07-06 2015-07-02 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 28 167 20.14 280.24 7,847 46,800
2015-06-22 2015-06-18 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 11 1,750 0.63 89.76 987 157,080
2015-06-22 2015-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 16 2,550 0.63 89.76 1,436 228,888
2015-06-22 2015-06-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 53 8,309 0.64 89.76 4,757 745,816
2015-05-14 2015-05-12 4 PRU PRUDENTIAL FINANCIAL INC
2015 Restricted Stock Units
A - Award 1,739 1,739
2015-05-14 2015-05-12 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
M - Exercise -1,821 0 -100.00
2015-05-14 2015-05-12 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,821 9,788 22.86
2015-04-06 2015-04-02 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 27 139 24.11 284.73 7,688 39,577
2015-03-23 2015-03-19 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 13 1,821 0.72 80.21 1,043 146,062
2015-03-23 2015-03-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 18 2,534 0.72 80.21 1,444 203,252
2015-03-23 2015-03-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 59 8,255 0.72 80.21 4,732 662,134
2015-02-18 2015-02-17 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 500 1,072 87.41
2015-01-06 2015-01-02 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 26 112 30.23 264.40 6,874 29,613
2015-01-05 2015-01-02 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 10,838 10,838
2014-12-22 2014-12-18 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 11 1,808 0.61 89.93 989 162,593
2014-12-22 2014-12-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 16 2,515 0.64 89.93 1,439 226,174
2014-12-22 2014-12-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 52 8,196 0.64 89.93 4,676 737,066
2014-11-26 2014-11-25 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
P - Purchase 400 655 156.86 410.00 164,000 268,550
2014-10-06 2014-10-03 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 28 86 48.28 215.81 6,043 18,560
2014-09-22 2014-09-18 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 10 1,796 0.56 92.95 930 166,938
2014-09-22 2014-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 14 2,499 0.56 92.95 1,301 232,282
2014-09-22 2014-09-18 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 46 8,144 0.57 92.95 4,276 756,985
2014-07-07 2014-07-03 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 28 58 93.33 207.07 5,798 12,010
2014-06-23 2014-06-19 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 10 1,786 0.56 90.01 900 160,758
2014-06-23 2014-06-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 14 2,485 0.57 90.01 1,260 223,675
2014-06-23 2014-06-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 47 8,098 0.58 90.01 4,230 728,901
2014-05-23 2014-05-21 4 REGN REGENERON PHARMACEUTICALS INC
Common Stock
P - Purchase 255 255 291.90 74,434 74,434
2014-05-15 2014-05-13 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
M - Exercise -1,842 0 -100.00
2014-05-15 2014-05-13 4 PRU PRUDENTIAL FINANCIAL INC
2014 Restricted Stock Units
A - Award 1,775 1,775
2014-05-15 2014-05-13 4 PRU PRUDENTIAL FINANCIAL INC
Common Stock
M - Exercise 1,842 7,967 30.07
2014-05-09 2014-05-09 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 30 30 197.36 5,921 5,921
2014-04-16 2014-04-16 4 SHW SHERWIN WILLIAMS CO
Common Stock
A - Award 552 572 2,760.00
2014-04-16 3 SHW SHERWIN WILLIAMS CO
Common Stock
40
2014-04-16 3 SHW SHERWIN WILLIAMS CO
Common Stock
40
2014-03-24 2014-03-20 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 11 1,842 0.60 87.69 965 161,525
2014-03-24 2014-03-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 14 2,471 0.57 87.69 1,228 216,682
2014-03-24 2014-03-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 48 8,050 0.60 87.69 4,209 705,904
2014-01-03 2014-01-02 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 12,750 12,750
2013-12-23 2013-12-19 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 10 1,831 0.55 90.17 902 165,101
2013-12-23 2013-12-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 14 2,456 0.57 90.17 1,262 221,458
2013-12-23 2013-12-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 46 8,002 0.58 90.17 4,148 721,540
2013-09-23 2013-09-19 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 9 1,821 0.50
2013-09-23 2013-09-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 12 2,441 0.49
2013-09-23 2013-09-19 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 40 7,955 0.51
2013-06-24 2013-06-20 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 10 1,811 0.56 71.91 719 130,229
2013-06-24 2013-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Optional
A - Award 13 2,429 0.54 71.91 935 174,669
2013-06-24 2013-06-20 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 43 7,915 0.55 71.91 3,092 569,168
2013-05-16 2013-05-14 4 PRU PRUDENTIAL FINANCIAL INC
2013 Restricted Stock Units
A - Award 1,801 1,801
2013-03-25 2013-03-21 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 53 7,871 0.68 58.33 3,091 459,115
2013-03-25 2013-03-21 4 PRU PRUDENTIAL FINANCIAL INC
2012 Restricted Stock Units
A - Award 16 2,416 0.67 58.33 933 140,953
2013-01-03 2013-01-02 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 15,000 15,000
2012-12-18 2012-12-14 4 PRU PRUDENTIAL FINANCIAL INC
Notional Shares - Mandatory
A - Award 238 7,817 3.14 50.92 12,119 398,042
2012-12-18 2012-12-14 4 PRU PRUDENTIAL FINANCIAL INC
2012 Restricted Stock Units
A - Award 73 2,399 3.14 50.92 3,717 122,182
2012-05-10 2012-05-08 4 PRU PRUDENTIAL FINANCIAL INC
2012 Restricted Stock Units
A - Award 2,326 2,326
2012-01-04 2012-01-03 4 REGN REGENERON PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 15,000 15,000
2006-09-05 3 (PRU) PRUDENTIAL FINANCIAL INC
No Security owned
0
2004-02-11 2004-02-09 4 JNJ JOHNSON & JOHNSON
Employee Stock Option (Right to Buy)
A - Award 175,000 175,000
2004-02-11 2004-02-09 4 JNJ JOHNSON & JOHNSON
Phantom Stock Units
J - Other 1,903 1,903
2004-02-11 2004-01-30 4 JNJ JOHNSON & JOHNSON
Common
J - Other 17 116 17.17
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)