Investor Waterfall Asset Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Waterfall Asset Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2018-08-16 13D/A RC / Ready Capital Corporation 14,018,123
2018-08-16 13D/A SLD / Sutherland Assest Management Corp. 15,047,860 14,018,123
2018-04-10 13D/A FPAY / FlexShopper, Inc. 14,545,455 1,629,546
2018-02-14 13D/A RC / Ready Capital Corporation 15,047,860
2018-02-14 13D/A SLD / Sutherland Assest Management Corp. 15,795,527 15,047,860
2016-11-10 13D RC / Ready Capital Corporation 15,795,527
2016-11-10 13D SLD / Sutherland Assest Management Corp. 15,795,527
2015-03-16 13D FPAY / FlexShopper, Inc. 14,545,455
2013-02-28 13G 5,340,000