Market Value104,976,000
Total Holdings635
File Date2013-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ABB / ABB Ltd. - ADR
NEE / NextEra Energy, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
AFL / Aflac Incorporated
CL / Colgate-Palmolive Company
ABBV / AbbVie Inc.
BNY / BlackRock New York Municipal Income Trust
AKS / AK Steel Holding Corp.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
HD / The Home Depot, Inc.
CVX / Chevron Corporation
ATMI / Atmi Inc
CLNE / Clean Energy Fuels Corp.
FAX / Abrdn Asia-Pacific Income Fund Inc
ACOR / Acorda Therapeutics, Inc.
018490100 / Allergan plc
AAV / Advantage Energy Ltd.
AET / Aetna, Inc.
APD / Air Products and Chemicals, Inc.
MO / Altria Group, Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
US0153511094 / Alexion Pharmaceuticals, Inc.
ATK /
NCZ / Virtus Convertible & Income Fund II
ANRZQ / Alpha Natural Resources, Inc.
AWP / abrdn Global Premier Properties Fund
BDX / Becton, Dickinson and Company
CVS / CVS Health Corporation
GLD / SPDR Gold Trust
AEE / Ameren Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
COP / ConocoPhillips
AGNC / AGNC Investment Corp.
AMBKP / American Capital Trust I - Preferred Security
US0268741560 / American International Group, Inc. Warrants
AIG / American International Group, Inc.
VER / VEREIT Inc
AMP / Ameriprise Financial, Inc.
TPR / Tapestry, Inc.
VLO / Valero Energy Corporation
AMKR / Amkor Technology, Inc.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
AINV / Apollo Investment Corporation
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ALV / Autoliv, Inc.
MU / Micron Technology, Inc.
TXT / Textron Inc.
GPS / The Gap, Inc.
CAR / Avis Budget Group, Inc.
BHI / Baker Hughes Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
BNS / The Bank of Nova Scotia
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
B / Barrick Mining Corporation
GOLD / Barrick Mining Corporation
DE / Deere & Company
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
SPY / SPDR S&P 500 ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BAC / Bank of America Corporation
HON / Honeywell International Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
LOW / Lowe's Companies, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
INTC / Intel Corporation
USB / U.S. Bancorp
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
RPM / RPM International Inc.
BLKB / Blackbaud, Inc.
BB / BlackBerry Limited
XBHKX / BlackRock Core Bond Trust
US09249H1041 / BlackRock Municipal Bond Investment Trust
US09249P1066 / BlackRock New York Municipal B
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
MYN / BlackRock MuniYield New York Quality Fund, Inc.
AEP / American Electric Power Company, Inc.
097698104 / Teledyne Bolt Inc
DVN / Devon Energy Corporation
BSX / Boston Scientific Corporation
BR / Broadridge Financial Solutions, Inc.
BRCD / Brocade Communications Systems, Inc.
US1182301010 / Buckeye Partners, L.P.
19041P105 / CBS Corp.
IGR / CBRE Global Real Estate Income Fund
SCCO / Southern Copper Corporation
VRTX / Vertex Pharmaceuticals Incorporated
VRTX / Vertex Pharmaceuticals Incorporated
CST / CST Brands, Inc.
CHI / Calamos Convertible Opportunities and Income Fund
CHY / Calamos Convertible and High Income Fund
ARCC / Ares Capital Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CMO / Capstead Mortgage Corp.
EBAY / eBay Inc.
FUN / Six Flags Entertainment Corporation
CELL THERAPEUTICS INC / COM NPV NEW 2012 (150934883)
CLSN / Imunon Inc
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CVE / Cenovus Energy Inc.
ADM / Archer-Daniels-Midland Company
DOV / Dover Corporation
CHK / Chesapeake Energy Corporation
CBI / Chicago Bridge & Iron Co., N.V.
/ China Unicom (Hong Kong) Ltd.
CLNE / Clean Energy Fuels Corp.
AWK / American Water Works Company, Inc.
CCEP / Coca-Cola Europacific Partners PLC
IP / International Paper Company
DIA / SPDR Dow Jones Industrial Average ETF Trust
SCU / Sculptor Capital Management Inc - Class A
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
COLDWATER CREEK INC / (193068202)
CFX / Colfax Corp
MRK / Merck & Co., Inc.
PNC / The PNC Financial Services Group, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
JNP / Juniper Pharmaceuticals, Inc.
SLB / Schlumberger Limited
IBM / International Business Machines Corporation
ZBH / Zimmer Biomet Holdings, Inc.
US21871D1037 / Corelogic Inc
CSOD / Cornerstone OnDemand Inc
GLW / Corning Incorporated
MCD / McDonald's Corporation
CVA / Covanta Holding Corporation
AAPL / Apple Inc.
ABT / Abbott Laboratories
AAPL / Apple Inc.
CMI / Cummins Inc.
CURRENCYSHS JAPANESE YEN TR / PUT (23130A952)
DHI / D.R. Horton, Inc.
SYY / Sysco Corporation
CSX / CSX Corporation
DRI / Darden Restaurants, Inc.
DCTH / Delcath Systems, Inc.
DELL / Dell Technologies Inc.
DNDN /
META / Meta Platforms, Inc.
DIS / The Walt Disney Company
DIOD / Diodes Incorporated
DISCA / Discovery Inc - Class A
DISCK / Warner Bros.Discovery Inc - Series C
AJG / Arthur J. Gallagher & Co.
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
DBL / DoubleLine Opportunistic Credit Fund
DOW / Dow Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
US2655041000 / Dunkin' Brands Group, Inc.
US2655041000 / Dunkin' Brands Group, Inc. Put
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
US2692464017 / E*TRADE Financial, Inc.
EMN / Eastman Chemical Company
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EVV / Eaton Vance Limited Duration Income Fund
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
HPQ / HP Inc.
EMAN / EMagin Corp
NYNY / Empire Resorts, Inc.
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
XEL / Xcel Energy Inc.
SXL / Sunoco Logistics Partners L.P.
ENOC / EnerNOC, Inc.
EGL / Engility Holdings, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EXAS / Exact Sciences Corporation
XLS / Exelis
XRA / Exeter Resource Corp.
ESRX / Express Scripts Holding Co.
LUMN / Lumen Technologies, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
FMC / FMC Corporation
FTI / TechnipFMC plc
FDO /
FNFG / First Niagara Financial Group, Inc.
UNM / Unum Group
FTNT / Fortinet, Inc.
FBHS / Fortune Brands Home & Security Inc
FTR / Frontier Communications Corp.
FSYS / Fuel Systems Solutions, Inc.
FUL / H.B. Fuller Company
XGUTX / Gabelli Utility Trust (The)
GDV / The Gabelli Dividend & Income Trust
GE / General Electric Company
370023103 / GGP, Inc.
GIS / General Mills, Inc.
MCHP / Microchip Technology Incorporated
GM / General Motors Company
GEOS / Geospace Technologies Corporation
GEOS / Geospace Technologies Corporation
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
SOCL / Global X Funds - Global X Social Media ETF
GG / Goldcorp, Inc.
EAF / GrafTech International Ltd.
GXP / Great Plains Energy, Inc.
GGG / Graco Inc.
GES / Guess?, Inc.
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PDT / John Hancock Premium Dividend Fund
HLIT / Harmonic Inc.
HSC / Enviri Corp
HTS / Hatteras Financial Corp.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HTWR / Heartware International Inc.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
HBAN / Huntington Bancshares Incorporated
ITT / ITT Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
GLAE / GlassBridge Enterprises, Inc.
IMAX / IMAX Corporation
IMGN / ImmunoGen, Inc.
PFE / Pfizer Inc.
INTU / Intuit Inc.
IPI / Intrepid Potash, Inc.
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VTN / Invesco Trust for Investment Grade New York Municipals
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
ISHARES / MSCI MALAYSI ETF (464286830)
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
OXY / Occidental Petroleum Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLJ / iShares Trust
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
GBF / iShares Trust - iShares Government/Credit Bond ETF
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EXI / iShares Trust - iShares Global Industrials ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
HDV / iShares Trust - iShares Core High Dividend ETF
QCOM / QUALCOMM Incorporated
WMT / Walmart Inc.
PSX / Phillips 66
JPXUZ / JPMorgan Chase & Co.
JCI / Johnson Controls International plc
KCG / KCG Holdings, Inc.
KFH / KKR Financial Holdings LLC
KSU / Kansas City Southern
KBH / KB Home
KMB / Kimberly-Clark Corporation
KMP /
KRFT /
LSI / Life Storage Inc - Registered Shares
LLL / JX Luxventure Limited
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
LGND / Ligand Pharmaceuticals Incorporated
LOCK / LifeLock, Inc.
LOCK / LifeLock, Inc.
LNKD / LinkedIn Corp.
LINE / Lineage, Inc.
BX / Blackstone Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
OEF / iShares Trust - iShares S&P 100 ETF
MPC / Marathon Petroleum Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
ETN / Eaton Corporation plc
MPW / Medical Properties Trust, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
MFA / MFA Financial, Inc.
MTG / MGIC Investment Corporation
MMP / Magellan Midstream Partners L.P.
MNKD / MannKind Corporation
MLU / Manulife Financial Corporation
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
MAT / Mattel, Inc.
57772K101 / Maxim Integrated Products Inc.
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
MCK / McKesson Corporation
MDT / Medtronic plc
SLV / iShares Silver Trust
MSPD / Mindspeed Technologies, Inc
STCN / Steel Connect, Inc.
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
L / Loews Corporation
MSI / Motorola Solutions, Inc.
MLI / Mueller Industries, Inc.
NYCB / Flagstar Financial, Inc.
FTNT / Fortinet, Inc.
NCR / NCR Corp.
NRG / NRG Energy, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOV / NOV Inc.
NP / Neenah Inc
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
NWSA / News Corporation
NWSA / News Corporation
NKA / Niska Gas Storage Partners LLC
NI / NiSource Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
NRF / NorthStar Realty Finance Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
NS / NuStar Energy L.P. - Limited Partnership
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
JRO / Nuveen Floating Rate Income Opportunity Fund
JFR / Nuveen Floating Rate Income Fund
JLS / Nuveen Mortgage and Income Fund
JMF / Nuveen Energy MLP Total Return Fund
BRK.B / Berkshire Hathaway Inc.
ORLY / O'Reilly Automotive, Inc.
OCLR / Oclaro, Inc
CL / Colgate-Palmolive Company
ORI / Old Republic International Corporation
PEP / PepsiCo, Inc.
ONFC / Oneida Financial Corp.
F / Ford Motor Company
PHH / Park Ha Biological Technology Co., Ltd.
PMCS / PMC - Sierra, Inc.
PPG / PPG Industries, Inc.
MAIN / Main Street Capital Corporation
PH / Parker-Hannifin Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PCYC / Pharmacyclics
PFE / Pfizer Inc.
MMM / 3M Company
PHMD / PhotoMedex, Inc.
PNF / PIMCO New York Municipal Income Fund
PTY / Partway Group Plc
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PIMCO ETF TR / BLD AMER BD FD (72201R825)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PXD / Pioneer Natural Resources Company
PIPR / Piper Sandler Companies
PBI / Pitney Bowes Inc.
PLUG / Plug Power Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWL / Powell Industries, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / WNDRHLL CLN EN (73935X500)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / AERSPC DEF PTF (73935X690)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWR / PowerSecure International, Inc
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES GLOBAL ETF TRUST / GBL WTR PORT (73936T623)
POWERSHARES GLOBAL ETF TRUST / EMER MRKT PORT (73936T763)
POWERSHARES GLOBAL ETF TRUST / DEV MKTS EX-US (73936T789)
PD / PagerDuty, Inc.
TROW / T. Rowe Price Group, Inc.
PFG / Principal Financial Group, Inc.
PLD / Prologis, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
HAL / Halliburton Company
PUK / Prudential plc - Depositary Receipt (Common Stock)
PEG / Public Service Enterprise Group Incorporated
QLGC / QLogic Corp.
RDNT / RadNet, Inc.
RMBS / Rambus Inc.
RTN / Raytheon Co.
DAL / Delta Air Lines, Inc.
AMZN / Amazon.com, Inc.
GOOGL / Alphabet Inc.
UTG / Reaves Utility Income Fund
ED / Consolidated Edison, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
NVDA / NVIDIA Corporation
RELX / RELX PLC - Depositary Receipt (Common Stock)
T / AT&T Inc.
XOM / Exxon Mobil Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ORCL / Oracle Corporation
PG / The Procter & Gamble Company
JPM / JPMorgan Chase & Co.
RTK / Rentech, Inc.
CSCO / Cisco Systems, Inc.
BMY / Bristol-Myers Squibb Company
RAD / Rite Aid Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RY / Royal Bank of Canada
RDS.B / Shell Plc - ADR
RHP / Ryman Hospitality Properties, Inc.
PM / Philip Morris International Inc.
SESA GOA LTD / SPONSORED ADR (78413F103)
SPY / SPDR S&P 500 ETF
O / Realty Income Corporation
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GUR / SPDR(R) S&P(R) EMERGING EUROPE ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SNDK / Sandisk Corporation
SD / SandRidge Energy, Inc.
SVNTQ / Savient Pharmaceuticals Inc
SLB / Schlumberger Limited
RDUS / Radius Recycling, Inc.
SCHW / The Charles Schwab Corporation
SHLD / Global X Funds - Global X Defense Tech ETF
SEAC / SeaChange International, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SCI / Service Corporation International
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
SWKS / Skyworks Solutions, Inc.
SJM / The J. M. Smucker Company
TVIA / TerraVia Holdings, Inc.
SON / Sonoco Products Company
847560109 / Spectra Energy Corp.
SRC / Spirit Realty Capital, Inc.
SPLS / Staples, Inc.
STO / Statoil ASA
STON / StoneMor Inc
SU / Suncor Energy Inc.
SPWR / Complete Solaria, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SYNM / Syntroleum Corp
US87233Q1085 / TC Pipelines, LP
TSI / TCW Strategic Income Fund, Inc.
OXSQ / Oxford Square Capital Corp.
TRW / TRW Automotive Holdings
AMT / American Tower Corporation
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TU / TELUS Corporation
TDC / Teradata Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TRP / TC Energy Corporation
BBDC / Barings BDC, Inc.
TSRX / Trius Therapeutics Inc
TRIP / Tripadvisor, Inc.
TROV / TrovaGene, Inc.
FOX / Fox Corporation
TYL / Tyler Technologies, Inc.
USNA / USANA Health Sciences, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
UNG / United States Natural Gas Fund, LP - Limited Partnership
RTX / RTX Corporation
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
VALE / Vale S.A. - Depositary Receipt (Common Stock)
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VNR / Vanguard Natural Resources, LLC
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VTR / Ventas, Inc.
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
BBI / Brickell Biotech Inc
VSCI /
VZ / Verizon Communications Inc.
651824104 / Newport Corporation
/ VIVUS, Inc.
VMW / Vmware Inc. - Class A
VMW / Vmware Inc. - Class A
VODPF / Vodafone Group Public Limited Company
WAG /
WM / Waste Management, Inc.
WAVX / Wave Systems Corp.
WBMD / WebMD Health Corp.
WCG / Wellcare Health Plans, Inc.
WEN / The Wendy's Company
WR / Westar Energy, Inc.
WLL / Whiting Petroleum Corp (New)
WFM / Whole Foods Market, Inc.
/ Windstream Holdings, Inc
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WISDOMTREE TR / CALL (97717W901)
/ Wyndham Destinations, Inc.
KO / The Coca-Cola Company
XYL / Xylem Inc.
AABA / Altaba Inc
AUY / Yamana Gold Inc.
YUM / Yum! Brands, Inc.
ZALICUS INC / (98887C105)
ZF / Zweig Fund, Inc.
EQR / Equity Residential
AHL / Aspen Insurance Holdings Limited
ACN / Accenture plc
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
COV /
VIAV / Viavi Solutions Inc.
IR / Ingersoll Rand Inc.
LAZ / Lazard, Inc.
MANU / Manchester United plc
MNKKQ / Mallinckrodt Plc
SDRL / Seadrill Limited
SYNA / Synaptics Incorporated
/ XL Group Ltd.
00B65Z9D7 / Noble Corporation plc
TARO / Taro Pharmaceutical Industries Ltd.
PSHG / Performance Shipping Inc.
FLEX / Flex Ltd.
TGP / Teekay LNG Partners LP - Unit
BIIB / Biogen Inc.
ADP / Automatic Data Processing, Inc.
DDD / 3D Systems Corporation
JBT / JBT Marel Corporation
AMAT / Applied Materials, Inc.
GS / The Goldman Sachs Group, Inc.
HOG / Harley-Davidson, Inc.
MRO / Marathon Oil Corporation
C / Citigroup Inc.
AXP / American Express Company
GBDC / Golub Capital BDC, Inc.
WFC / Wells Fargo & Company
EMR / Emerson Electric Co.
SO / The Southern Company
OMC / Omnicom Group Inc.
MET / MetLife, Inc.
MSFT / Microsoft Corporation
MS / Morgan Stanley
SWKS / Skyworks Solutions, Inc.
RIG / Transocean Ltd.
FE / FirstEnergy Corp.
DHR / Danaher Corporation
LMT / Lockheed Martin Corporation
SYK / Stryker Corporation
NSC / Norfolk Southern Corporation
EXC / Exelon Corporation
PRU / Prudential Financial, Inc.
TRV / The Travelers Companies, Inc.
BA / The Boeing Company
SNY / Sanofi - Depositary Receipt (Common Stock)
CLF / Cleveland-Cliffs Inc.
FCX / Freeport-McMoRan Inc.
UNH / UnitedHealth Group Incorporated
XRX / Xerox Holdings Corporation
LVS / Las Vegas Sands Corp.
CRIS / Curis, Inc.
ES / Eversource Energy
AMGN / Amgen Inc.
DSX / Diana Shipping Inc.
CMCSA / Comcast Corporation
PPL / PPL Corporation
ACM / AECOM
OKE / ONEOK, Inc.
SMCI / Super Micro Computer, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
JNJ / Johnson & Johnson
LLY / Eli Lilly and Company
CAT / Caterpillar Inc.