Market Value127,870,000
Total Holdings721
File Date2014-07-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
AFL / Aflac Incorporated
BDX / Becton, Dickinson and Company
RPM / RPM International Inc.
AKS / AK Steel Holding Corp.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
HOG / Harley-Davidson, Inc.
ADP / Automatic Data Processing, Inc.
ABIO / ARCA biopharma, Inc.
AXTI / AXT, Inc.
VRTX / Vertex Pharmaceuticals Incorporated Call
VRTX / Vertex Pharmaceuticals Incorporated
FAX / Abrdn Asia-Pacific Income Fund Inc
ACAD / ACADIA Pharmaceuticals Inc.
ACAD / ACADIA Pharmaceuticals Inc. Call
ACOR / Acorda Therapeutics, Inc.
HYB / The New America High Income Fund Inc.
AAV / Advantage Energy Ltd.
AET / Aetna, Inc.
APD / Air Products and Chemicals, Inc.
AMRI / Albany Molecular Research, Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
GILD / Gilead Sciences, Inc. Put
US0153511094 / Alexion Pharmaceuticals, Inc.
LNT / Alliant Energy Corporation
ATK /
NCZ / Virtus Convertible & Income Fund II
NCV / Virtus Convertible & Income Fund
ANRZQ / Alpha Natural Resources, Inc.
AWP / abrdn Global Premier Properties Fund
AEE / Ameren Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AMBKP / American Capital Trust I - Preferred Security
CCEP / Coca-Cola Europacific Partners PLC
US0268741560 / American International Group, Inc. Warrants
CVS / CVS Health Corporation
VER / VEREIT Inc
AMP / Ameriprise Financial, Inc.
APU / AmeriGas Partners, L.P.
MS / Morgan Stanley
AMKR / Amkor Technology, Inc.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
AINV / Apollo Investment Corporation
ENZ / Enzo Biochem, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
MU / Micron Technology, Inc.
ARDM / Aradigm Corp.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
APL.PRE / Atlas Pipeline Partners L.P.
ALV / Autoliv, Inc.
EXC / Exelon Corporation
CAR / Avis Budget Group, Inc.
BGC PARTNERS PFD STOCK CALLABLE QTLY / (0554ITAD3)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BALL / Ball Corporation
VLO / Valero Energy Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
T / AT&T Inc.
BK / The Bank of New York Mellon Corporation
CLNE / Clean Energy Fuels Corp.
BNS / The Bank of Nova Scotia
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
GOLD / Barrick Mining Corporation
RIG / Transocean Ltd.
SO / The Southern Company
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BLKB / Blackbaud, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
MCD / McDonald's Corporation Put
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
XBHKX / BlackRock Core Bond Trust
US09249H1041 / BlackRock Municipal Bond Investment Trust
US09249P1066 / BlackRock New York Municipal B
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
TXT / Textron Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
MO / Altria Group, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
PM / Philip Morris International Inc.
MYN / BlackRock MuniYield New York Quality Fund, Inc.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IBM / International Business Machines Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
TRV / The Travelers Companies, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
OGS / ONE Gas, Inc.
DUK / Duke Energy Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
INTC / Intel Corporation
DIS / The Walt Disney Company
BRK.B / Berkshire Hathaway Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FCX / Freeport-McMoRan Inc. Put
USB / U.S. Bancorp
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BWP / Boardwalk Pipeline Partners L.P
ETN / Eaton Corporation plc
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
CLF / Cleveland-Cliffs Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
DVN / Devon Energy Corporation
GS / The Goldman Sachs Group, Inc.
WFC / Wells Fargo & Company
COP / ConocoPhillips
MAIN / Main Street Capital Corporation
MMM / 3M Company
DE / Deere & Company
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
META / Meta Platforms, Inc.
META / Meta Platforms, Inc. Put
FCX / Freeport-McMoRan Inc.
BNY / BlackRock New York Municipal Income Trust
XOM / Exxon Mobil Corporation
CL / Colgate-Palmolive Company
VFH / Vanguard World Fund - Vanguard Financials ETF
SPY / SPDR S&P 500 ETF Call
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
097698104 / Teledyne Bolt Inc
BSX / Boston Scientific Corporation
BOULDER TOTAL RETURN FD INC / (101541100)
BBEP / Breitburn Energy Partners LP
BR / Broadridge Financial Solutions, Inc.
BRCD / Brocade Communications Systems, Inc.
KKR / KKR & Co. Inc.
US1182301010 / Buckeye Partners, L.P.
19041P105 / CBS Corp.
IGR / CBRE Global Real Estate Income Fund
CST / CST Brands, Inc.
CTIC / CTI BioPharma Corp
AMGN / Amgen Inc.
CHI / Calamos Convertible Opportunities and Income Fund
CHY / Calamos Convertible and High Income Fund
CNQ / Canadian Natural Resources Limited
CSIQ / Canadian Solar Inc.
ZBH / Zimmer Biomet Holdings, Inc.
CMO / Capstead Mortgage Corp.
CG / The Carlyle Group Inc.
AAPL / Apple Inc.
PLUG / Plug Power Inc.
FUN / Six Flags Entertainment Corporation
NXPI / NXP Semiconductors N.V.
CLSN / Imunon Inc
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
TSLA / Tesla, Inc.
CHK / Chesapeake Energy Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CBI / Chicago Bridge & Iron Co., N.V.
SCU / Sculptor Capital Management Inc - Class A
SLB / Schlumberger Limited
SLB / Schlumberger Limited Call
CIEN / Ciena Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
CBA / ClearBridge American Energy MLP Fund Inc.
CLX / The Clorox Company Call
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
CDE / Coeur Mining, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
COLDWATER CREEK INC / (193068202)
CFX / Colfax Corp
WM / Waste Management, Inc.
JNP / Juniper Pharmaceuticals, Inc.
JBT / JBT Marel Corporation
CAG / Conagra Brands, Inc.
ARCC / Ares Capital Corporation
US21871D1037 / Corelogic Inc
CSOD / Cornerstone OnDemand Inc
ABBV / AbbVie Inc.
CMLP / Crestwood Midstream Partners Lp
CRDS / Crossroads Systems, Inc.
CMI / Cummins Inc.
CYTR / LadRx Corp
DHI / D.R. Horton, Inc.
DRI / Darden Restaurants, Inc.
DNDN /
SCCO / Southern Copper Corporation
DBD / Diebold Nixdorf, Incorporated
DIN / Dine Brands Global, Inc.
EMR / Emerson Electric Co.
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
MTB / M&T Bank Corporation
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
DDD / 3D Systems Corporation
D / Dominion Energy, Inc.
DBL / DoubleLine Opportunistic Credit Fund
DOV / Dover Corporation
DOW / Dow Inc.
AJG / Arthur J. Gallagher & Co.
DHF / BNY Mellon High Yield Strategies Fund
DOW / Dow Inc.
DOW / Dow Inc. Put
US2655041000 / Dunkin' Brands Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
US2692464017 / E*TRADE Financial, Inc.
XCO / EXCO Resources, Inc.
EMN / Eastman Chemical Company
AMT / American Tower Corporation
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EVV / Eaton Vance Limited Duration Income Fund
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
EMAN / EMagin Corp
NYNY / Empire Resorts, Inc.
ELX / Emulex Corp
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ENOC / EnerNOC, Inc.
ERF / Enerplus Corporation
OXY / Occidental Petroleum Corporation
EGL / Engility Holdings, Inc.
PFE / Pfizer Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
MCD / McDonald's Corporation
EXAS / Exact Sciences Corporation
XLS / Exelis
XRA / Exeter Resource Corp.
ESRX / Express Scripts Holding Co.
FMC / FMC Corporation
FTI / TechnipFMC plc
FSK / FS KKR Capital Corp.
CSX / CSX Corporation
BA / The Boeing Company
/ FERRELLGAS PARTNERS LP Unit
FNSR / Finisar Corporation
PPL / PPL Corporation
FNFG / First Niagara Financial Group, Inc.
SPWR / Complete Solaria, Inc.
FONR / FONAR Corporation
FST / FAST Acquisition Corp - Class A
FBHS / Fortune Brands Home & Security Inc
CNP / CenterPoint Energy, Inc.
FTR / Frontier Communications Corp.
FCEL / FuelCell Energy, Inc.
FUL / H.B. Fuller Company
GDV / The Gabelli Dividend & Income Trust
GGZ / The Gabelli Global Small and Mid Cap Value Trust
GPS / The Gap, Inc.
GKNT / Geeknet, Inc
GE / General Electric Company
370023103 / GGP, Inc.
GIS / General Mills, Inc.
ORCL / Oracle Corporation
GM / General Motors Company
GEOS / Geospace Technologies Corporation
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
AIG / American International Group, Inc.
SOCL / Global X Funds - Global X Social Media ETF
GOGO / Gogo Inc.
GG / Goldcorp, Inc.
EAF / GrafTech International Ltd.
GXP / Great Plains Energy, Inc.
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
PRU / Prudential Financial, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PDT / John Hancock Premium Dividend Fund
HLIT / Harmonic Inc.
HTS / Hatteras Financial Corp.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HTWR / Heartware International Inc.
CEQP / Crestwood Equity Partners LP - Unit
HSKA / Heska Corp. (Restricted Voting)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
HME / Home Properties, Inc.
CL / Colgate-Palmolive Company Put
MSFT / Microsoft Corporation
HCBK / Hudson City Bancorp, Inc.
HBAN / Huntington Bancshares Incorporated
ITT / ITT Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
GLAE / GlassBridge Enterprises, Inc.
IMAX / IMAX Corporation
IMGN / ImmunoGen, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ICPT / Intercept Pharmaceuticals Inc
GOOG / Alphabet Inc. Call
INAP / Internap Corporation
HD / The Home Depot, Inc. Call
ES / Eversource Energy
INTU / Intuit Inc.
IPI / Intrepid Potash, Inc.
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
INVN / The Alger ETF Trust - Alger Russell Innovation ETF Call
VTN / Invesco Trust for Investment Grade New York Municipals
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ILMN / Illumina, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
GILD / Gilead Sciences, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ABT / Abbott Laboratories
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
GBF / iShares Trust - iShares Government/Credit Bond ETF
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EXI / iShares Trust - iShares Global Industrials ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
ED / Consolidated Edison, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
MPW / Medical Properties Trust, Inc.
JPSSZ / JPMorgan Chase & Co. Put
JCI / Johnson Controls International plc
GOOGL / Alphabet Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
KCG / KCG Holdings, Inc.
LOW / Lowe's Companies, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
BAC / Bank of America Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
KSU / Kansas City Southern
PSX / Phillips 66
KBH / KB Home
K / Kellanova
AMZN / Amazon.com, Inc. Put
KERX / Keryx Biopharmaceuticals, Inc.
UNH / UnitedHealth Group Incorporated
KMP /
PG / The Procter & Gamble Company
DAL / Delta Air Lines, Inc.
KGC / Kinross Gold Corporation
KN / Knowles Corporation
KOG /
FTNT / Fortinet, Inc.
FTNT / Fortinet, Inc. Put
KRFT /
LKQ / LKQ Corporation
SCD / LMP Capital and Income Fund Inc.
LMP CORPORATE LN FD INC / (50208B100)
LLL / JX Luxventure Limited
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
LGCY / Legacy Education Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
LXP / LXP Industrial Trust
LOCK / LifeLock, Inc.
LOCK / LifeLock, Inc. Call
LNCO / Linn Co, LLC
LNKD / LinkedIn Corp.
SLV / iShares Silver Trust
LO /
LULU / lululemon athletica inc.
MFA / MFA Financial, Inc.
MTG / MGIC Investment Corporation
MSCI / MSCI Inc.
MMP / Magellan Midstream Partners L.P.
MNKD / MannKind Corporation
MLU / Manulife Financial Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MARKET VECTORS ETF TR / UNCVTL OIL GAS (57060U159)
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
MWE / MarkWest Energy Partners, LP
MRK / Merck & Co., Inc.
MAT / Mattel, Inc.
57772K101 / Maxim Integrated Products Inc.
MKC / McCormick & Company, Incorporated
CSCO / Cisco Systems, Inc. Call
BMY / Bristol-Myers Squibb Company
MCK / McKesson Corporation
MDT / Medtronic plc
AWK / American Water Works Company, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
NVDA / NVIDIA Corporation
STCN / Steel Connect, Inc.
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
61166W101 / Monsanto Co. Call
MOS / The Mosaic Company
MSI / Motorola Solutions, Inc.
MLI / Mueller Industries, Inc.
BX / Blackstone Inc.
F / Ford Motor Company
NCR / NCR Corp.
NRG / NRG Energy, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
NOV / NOV Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
NP / Neenah Inc
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
NYCB / Flagstar Financial, Inc.
NYMT / New York Mortgage Trust, Inc.
NWSA / News Corporation
NEE / NextEra Energy, Inc.
OEF / iShares Trust - iShares S&P 100 ETF Call
MPC / Marathon Petroleum Corporation
NKA / Niska Gas Storage Partners LLC
NI / NiSource Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
NRF / NorthStar Realty Finance Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
DNOW / DNOW Inc.
NUS / Nu Skin Enterprises, Inc.
NUAN / Nuance Communications Inc
NS / NuStar Energy L.P. - Limited Partnership
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
JRO / Nuveen Floating Rate Income Opportunity Fund
JDD / Nuveen Diversified Dividend and Income Fund
JPS / Nuveen Preferred & Income Securities Fund
JFR / Nuveen Floating Rate Income Fund
JLS / Nuveen Mortgage and Income Fund
JMF / Nuveen Energy MLP Total Return Fund
ORLY / O'Reilly Automotive, Inc.
OCLR / Oclaro, Inc
ORI / Old Republic International Corporation
ONFC / Oneida Financial Corp.
OTEX / Open Text Corporation
PHH / Park Ha Biological Technology Co., Ltd.
PMCS / PMC - Sierra, Inc.
PPG / PPG Industries, Inc.
PCAR / PACCAR Inc
PH / Parker-Hannifin Corporation
PTNR / Partner Communications Co. - ADR
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
RVTY / Revvity, Inc.
PBT / Permian Basin Royalty Trust
PETROLEUM & RES CORP / (716549100)
PCYC / Pharmacyclics
PHMD / PhotoMedex, Inc.
PHMD / PhotoMedex, Inc. Call
PNF / PIMCO New York Municipal Income Fund
PGP / PIMCO Global StocksPLUS & Income Fund
PTY / Partway Group Plc
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PIMCO ETF TR / BLD AMER BD FD (72201R825)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PDI / PIMCO Dynamic Income Fund
PNW / Pinnacle West Capital Corporation
PIPR / Piper Sandler Companies
PBI / Pitney Bowes Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
0PP / Portola Pharmaceuticals Inc
POT / Potash Corp. of Saskatchewan, Inc.
POWL / Powell Industries, Inc.
QQQ / Invesco QQQ Trust, Series 1
POWERSHARES QQQ TRUST / CALL Call (73935A904)
DBC / Invesco DB Commodity Index Tracking Fund
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
POWR / PowerSecure International, Inc
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
PRAN / Prana Biotechnology Ltd.
PD / PagerDuty, Inc.
TROW / T. Rowe Price Group, Inc.
PNC / The PNC Financial Services Group, Inc.
PFG / Principal Financial Group, Inc.
PLD / Prologis, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
SSO / ProShares Trust - ProShares Ultra S&P500
PL.PRE / Protective Life Corp.
PUK / Prudential plc - Depositary Receipt (Common Stock)
PEG / Public Service Enterprise Group Incorporated
QLGC / QLogic Corp.
RDNT / RadNet, Inc.
RMBS / Rambus Inc.
RJF / Raymond James Financial, Inc.
RTN / Raytheon Co.
UTG / Reaves Utility Income Fund
KMB / Kimberly-Clark Corporation
RPAI / Retail Properties of America Inc - Class A
76155G107 / Revolution Lighting Technologies, Inc.
RAD / Rite Aid Corp.
RY / Royal Bank of Canada
RDS.B / Shell Plc - ADR
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
RHP / Ryman Hospitality Properties, Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GUR / SPDR(R) S&P(R) EMERGING EUROPE ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
TEUM / Pareteum Corp
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
SFE / Safeguard Scientifics, Inc.
SNDK / Sandisk Corporation
SD / SandRidge Energy, Inc.
RDUS / Radius Recycling, Inc.
SCHW / The Charles Schwab Corporation
SEAC / SeaChange International, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
LXRX / Lexicon Pharmaceuticals, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SCI / Service Corporation International
SPG / Simon Property Group, Inc.
SJM / The J. M. Smucker Company
TVIA / TerraVia Holdings, Inc.
SON / Sonoco Products Company
847560109 / Spectra Energy Corp.
SRC / Spirit Realty Capital, Inc.
SPLS / Staples, Inc.
MBOT / Microbot Medical Inc.
STL / Sterling Bancorp.
STON / StoneMor Inc
SU / Suncor Energy Inc.
SCON / Superconductor Technologies Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
US87233Q1085 / TC Pipelines, LP
TSI / TCW Strategic Income Fund, Inc.
TE / T1 Energy Inc.
TRW / TRW Automotive Holdings
TAL / TAL Education Group - Depositary Receipt (Common Stock)
OXSQ / Oxford Square Capital Corp.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TU / TELUS Corporation
TDC / Teradata Corporation
TXN / Texas Instruments Incorporated
887228104 / Time Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
XTAIX / Transamerica Income Shares, Inc
TRP / TC Energy Corporation
BBDC / Barings BDC, Inc.
TRIP / Tripadvisor, Inc.
TRST / TrustCo Bank Corp NY
FOX / Fox Corporation
KO / The Coca-Cola Company
TWTR / Twitter Inc
TWTR / Twitter Inc Call
TYL / Tyler Technologies, Inc.
USNA / USANA Health Sciences, Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
RTX / RTX Corporation
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
VALE / Vale S.A. - Depositary Receipt (Common Stock)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VZ / Verizon Communications Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VNR / Vanguard Natural Resources, LLC
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VTR / Ventas, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
BBI / Brickell Biotech Inc
VSCI /
651824104 / Newport Corporation
/ VIVUS, Inc.
VMW / Vmware Inc. - Class A
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
WAG /
WPG / Washington Prime Group Inc
WAVX / Wave Systems Corp.
WBMD / WebMD Health Corp.
WCG / Wellcare Health Plans, Inc.
ERC / Allspring Multi-Sector Income Fund
WEN / The Wendy's Company
WR / Westar Energy, Inc.
IGI / Western Asset Investment Grade Opportunity Trust Inc.
WLL / Whiting Petroleum Corp (New)
WFM / Whole Foods Market, Inc.
Y / Alleghany Corp.
/ Windstream Holdings, Inc
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
/ Wyndham Destinations, Inc.
XEL / Xcel Energy Inc.
XLNX / Xilinx, Inc.
XYL / Xylem Inc.
AABA / Altaba Inc
AUY / Yamana Gold Inc.
YUM / Yum! Brands, Inc.
ZF / Zweig Fund, Inc.
G0083B108 / Actavis
ALLE / Allegion plc
AHL / Aspen Insurance Holdings Limited
ACN / Accenture plc
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
COV /
IR / Ingersoll Rand Inc.
LAZ / Lazard, Inc.
MANU / Manchester United plc
MNKKQ / Mallinckrodt Plc
00B65Z9D7 / Noble Corporation plc
SDRL / Seadrill Limited
HPQ / HP Inc.
/ XL Group Ltd.
TARO / Taro Pharmaceutical Industries Ltd.
PSHG / Performance Shipping Inc.
FLEX / Flex Ltd.
TGP / Teekay LNG Partners LP - Unit
TOO / Teekay Offshore Partners L.P.
BB / BlackBerry Limited
GGG / Graco Inc.
AMAT / Applied Materials, Inc.
O / Realty Income Corporation
MCHP / Microchip Technology Incorporated
LUMN / Lumen Technologies, Inc.
IP / International Paper Company
CRIS / Curis, Inc.
UNM / Unum Group
SYNA / Synaptics Incorporated
EBAY / eBay Inc.
GLW / Corning Incorporated
ADM / Archer-Daniels-Midland Company
CMCSA / Comcast Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
C / Citigroup Inc.
AMZN / Amazon.com, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
OMC / Omnicom Group Inc.
OHI / Omega Healthcare Investors, Inc.
KMI / Kinder Morgan, Inc.
MET / MetLife, Inc.
MRO / Marathon Oil Corporation
CME / CME Group Inc.
LVS / Las Vegas Sands Corp.
WMT / Walmart Inc.
FE / FirstEnergy Corp.
LLY / Eli Lilly and Company
AEP / American Electric Power Company, Inc.
SYY / Sysco Corporation
HAL / Halliburton Company
HAL / Halliburton Company Put
SYK / Stryker Corporation
NSC / Norfolk Southern Corporation
L / Loews Corporation
UNP / Union Pacific Corporation
QCOM / QUALCOMM Incorporated
PEP / PepsiCo, Inc.
VIAV / Viavi Solutions Inc.
ACM / AECOM
CSCO / Cisco Systems, Inc.
DHR / Danaher Corporation
AXP / American Express Company
EQR / Equity Residential
PXD / Pioneer Natural Resources Company
DSX / Diana Shipping Inc.
OKE / ONEOK, Inc.
BAX / Baxter International Inc.
SMCI / Super Micro Computer, Inc.
XRX / Xerox Holdings Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SWKS / Skyworks Solutions, Inc.
LMT / Lockheed Martin Corporation
UPS / United Parcel Service, Inc.
SPY / SPDR S&P 500 ETF
INFY / Infosys Limited - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
JNJ / Johnson & Johnson
CAT / Caterpillar Inc.