Market Value182,947,000
Total Holdings728
File Date2016-05-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KEY / KeyCorp
T / AT&T Inc.
KR / The Kroger Co.
DBD / Diebold Nixdorf, Incorporated
CFX / Colfax Corp
MCD / McDonald's Corporation Call
PDT / John Hancock Premium Dividend Fund
CLVS / Clovis Oncology Inc
USNA / USANA Health Sciences, Inc.
MNKKQ / Mallinckrodt Plc
US09249H1041 / BlackRock Municipal Bond Investment Trust
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
/ Diamond Offshore Drilling Inc
TE / T1 Energy Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
HSKA / Heska Corp. (Restricted Voting)
PBI / Pitney Bowes Inc.
JMF / Nuveen Energy MLP Total Return Fund
VNR / Vanguard Natural Resources, LLC
CST / CST Brands, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
AXTI / AXT, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
IYW / iShares Trust - iShares U.S. Technology ETF
HTS / Hatteras Financial Corp.
ITB / iShares Trust - iShares U.S. Home Construction ETF
AMRI / Albany Molecular Research, Inc.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
GG / Goldcorp, Inc.
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
STON / StoneMor Inc
IYT / iShares Trust - iShares U.S. Transportation ETF
LOCK / LifeLock, Inc. Call
CHI / Calamos Convertible Opportunities and Income Fund
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
TVIA / TerraVia Holdings, Inc.
ORI / Old Republic International Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
NP / Neenah Inc
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
JDD / Nuveen Diversified Dividend and Income Fund
BHI / Baker Hughes Inc.
JWN / Nordstrom, Inc.
US87233Q1085 / TC Pipelines, LP
BR / Broadridge Financial Solutions, Inc.
MLNX / Mellanox Technologies, Ltd.
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
VRTV / Veritiv Corp
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
KSU / Kansas City Southern
MBLY / Mobileye Global Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
WEN / The Wendy's Company
US21871D1037 / Corelogic Inc
FSK / FS KKR Capital Corp.
AET / Aetna, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
LKQ / LKQ Corporation
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
IGI / Western Asset Investment Grade Opportunity Trust Inc.
HQL / Abrdn Life Sciences Investors
OTEX / Open Text Corporation
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
RDS.B / Shell Plc - ADR
AUY / Yamana Gold Inc.
AVNS / Avanos Medical, Inc.
NYMT / New York Mortgage Trust, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
HDV / iShares Trust - iShares Core High Dividend ETF
DOW / Dow Inc.
GDL / The GDL Fund
PSHG / Performance Shipping Inc.
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
NWSA / News Corporation
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
CAG / Conagra Brands, Inc.
LLL / JX Luxventure Limited
STEW / SRH Total Return Fund, Inc.
PH / Parker-Hannifin Corporation
MLI / Mueller Industries, Inc.
CAH / Cardinal Health, Inc.
AA / Alcoa Corporation
POT / Potash Corp. of Saskatchewan, Inc.
JPS / Nuveen Preferred & Income Securities Fund
US00C4U1L353 / Mylan N.V.
FTI / TechnipFMC plc
VER / VEREIT Inc
STL / Sterling Bancorp.
PFG / Principal Financial Group, Inc.
PHMD / PhotoMedex, Inc.
CLX / The Clorox Company
NRG / NRG Energy, Inc.
GBF / iShares Trust - iShares Government/Credit Bond ETF
CMLP / Crestwood Midstream Partners Lp
60979P105 / Monogram Residential Trust, Inc.
ORBC / Orbcomm Inc
FCPT / Four Corners Property Trust, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
ACHC / Acadia Healthcare Company, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
BHC / Bausch Health Companies Inc.
STDY / SteadyMed Ltd.
IMDZ / Immune Design Corp.
LINE / Lineage, Inc.
KEY.PRG / KeyCorp 7.750% Non-Cumulative Perp Convertible Preferred Stock, Series A
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
AES.PRC / AES Trust III
CRC / California Resources Corporation
PVCT / Provectus Biopharmaceuticals, Inc.
ARR / ARMOUR Residential REIT, Inc.
NYNY / Empire Resorts, Inc.
US1182301010 / Buckeye Partners, L.P.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
ADXS / Ayala Pharmaceuticals, Inc.
US09249P1066 / BlackRock New York Municipal B
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
ONVO / Organovo Holdings, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
SDS / ProShares Trust - ProShares UltraShort S&P500
FNSR / Finisar Corporation
HCN / Welltower Inc.
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
US55315D1054 / MMA Capital Holdings Inc
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
SCON / Superconductor Technologies Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
TDC / Teradata Corporation
NRF / NorthStar Realty Finance Corp.
/ XL Group Ltd.
AWP / abrdn Global Premier Properties Fund
RDNT / RadNet, Inc.
EGL / Engility Holdings, Inc.
GXP / Great Plains Energy, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
TWC / Spectrum Management Holding Company LLC
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
SCI / Service Corporation International
BRCD / Brocade Communications Systems, Inc.
VSCI /
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
JNP / Juniper Pharmaceuticals, Inc.
BLKB / Blackbaud, Inc.
HTWR / Heartware International Inc.
CRDS / Crossroads Systems, Inc.
WR / Westar Energy, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
QLGC / QLogic Corp.
PMCS / PMC - Sierra, Inc.
FNFG / First Niagara Financial Group, Inc.
FOX / Fox Corporation
HME / Home Properties, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
ONFC / Oneida Financial Corp.
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
IGR / CBRE Global Real Estate Income Fund
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
SRC / Spirit Realty Capital, Inc.
887228104 / Time Inc.
KORS / Michael Kors Holdings Ltd.
WLL / Whiting Petroleum Corp (New)
US0268741560 / American International Group, Inc. Warrants
XCO / EXCO Resources, Inc.
XTAIX / Transamerica Income Shares, Inc
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
CHY / Calamos Convertible and High Income Fund
ANRZQ / Alpha Natural Resources, Inc.
MWE / MarkWest Energy Partners, LP
BNS / The Bank of Nova Scotia
SPLS / Staples, Inc.
PTNR / Partner Communications Co. - ADR
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
LOCK / LifeLock, Inc.
BWP / Boardwalk Pipeline Partners L.P
CURRENCYSHARES EURO TR / PUT Put (23130C958)
INAP / Internap Corporation
/ FERRELLGAS PARTNERS LP Unit
CLVS / Clovis Oncology Inc Call
AEE / Ameren Corporation
FBHS / Fortune Brands Home & Security Inc
WBMD / WebMD Health Corp.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MU / Micron Technology, Inc.
FTNT / Fortinet, Inc.
FTNT / Fortinet, Inc. Call
CI / The Cigna Group
IWF / iShares Trust - iShares Russell 1000 Growth ETF
PM / Philip Morris International Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ED / Consolidated Edison, Inc.
AMAT / Applied Materials, Inc.
CVX / Chevron Corporation
INTC / Intel Corporation
DIS / The Walt Disney Company
VTV / Vanguard Index Funds - Vanguard Value ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ETN / Eaton Corporation plc
V / Visa Inc. Put
META / Meta Platforms, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
C / Citigroup Inc.
F / Ford Motor Company
BXMX / Nuveen S&P 500 Buy-Write Income Fund
WFC / Wells Fargo & Company
DE / Deere & Company
MMM / 3M Company
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
SYK / Stryker Corporation
VFH / Vanguard World Fund - Vanguard Financials ETF
XOM / Exxon Mobil Corporation
BNY / BlackRock New York Municipal Income Trust
MPLX / MPLX LP - Limited Partnership
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
US6821631008 / On Deck Capital, Inc.
BAX / Baxter International Inc.
ARDM / Aradigm Corp.
WAVX / Wave Systems Corp.
KWK /
MSCC / Microsemi Corp.
DRYS / DryShips, Inc.
CALM / Cal-Maine Foods, Inc.
GKNT / Geeknet, Inc
ASHS / DBX ETF Trust - Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
EIS / iShares, Inc. - iShares MSCI Israel ETF
SGBK / Stonegate Bank (Fort Lauderdale FL)
XRA / Exeter Resource Corp.
DFT / Dupont Fabros Technology, Inc. Call
BXLT / Baxalta Incorporated
ZF / Zweig Fund, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
LL / LL Flooring Holdings, Inc.
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
OA / Orbital ATK, Inc.
CDK / CDK Global Inc
NDRM / NeuroDerm Ltd.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
GAS / AGL Resources Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
BZH / Beazer Homes USA, Inc.
055639AB4 / BPZ Resources, Inc. Bond
FACTORSHARES TR / ISE CYBER SEC (30304R407)
94986RQH7 / Wells Fargo & Co Bond
34958B106 / Fortress Investment Group LLC
JPSSZ / JPMorgan Chase & Co. Put
US04351G1013 / Ascena Retail Group, Inc.
INDY / iShares Trust - iShares India 50 ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324)
PTEN / Patterson-UTI Energy, Inc.
SIRO / Sirona Dental Systems, Inc.
TRST / TrustCo Bank Corp NY
FONR / FONAR Corporation
CNET / ZW Data Action Technologies Inc.
RAI / Reynolds American, Inc.
PNRA / Panera Bread Co.
IWD / iShares Trust - iShares Russell 1000 Value ETF
76155G107 / Revolution Lighting Technologies, Inc.
RBSPF / NatWest Group plc
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
LNCO / Linn Co, LLC
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
OMEX / Odyssey Marine Exploration, Inc.
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
AKS / AK Steel Holding Corp.
FUL / H.B. Fuller Company
ACOR / Acorda Therapeutics, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
US85207U1051 / Sprint Corporation
TLN / Talen Energy Corporation
STJ / St. Jude Medical, Inc.
/ Windstream Holdings, Inc
UNG / United States Natural Gas Fund, LP - Limited Partnership
MS / Morgan Stanley
FCX / Freeport-McMoRan Inc. Put
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
FLOT / iShares Trust - iShares Floating Rate Bond ETF
FTR / Frontier Communications Corp.
SLB / Schlumberger Limited
SLB / Schlumberger Limited Call
ARI / Apollo Commercial Real Estate Finance, Inc.
LCI / Lannett Co., Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
EMAN / EMagin Corp
PXD / Pioneer Natural Resources Company
MPW / Medical Properties Trust, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
NLY / Annaly Capital Management, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ARNC / Arconic Corporation
BBI / Brickell Biotech Inc
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
US0153511094 / Alexion Pharmaceuticals, Inc.
JLS / Nuveen Mortgage and Income Fund
EVV / Eaton Vance Limited Duration Income Fund
NEWR / New Relic Inc
JFR / Nuveen Floating Rate Income Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CCP / Care Capital Properties, Inc.
QQQ / Invesco QQQ Trust, Series 1
UTHR / United Therapeutics Corporation
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
HCMC / Healthier Choices Management Corp.
DXJR / WisdomTree Japan Hedged Real Estate Fund
DOW / Dow Inc. Put
APU / AmeriGas Partners, L.P.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
SPY / SPDR S&P 500 ETF Put
TMO / Thermo Fisher Scientific Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
PUK / Prudential plc - Depositary Receipt (Common Stock)
LAZ / Lazard, Inc.
TYL / Tyler Technologies, Inc.
NKE / NIKE, Inc. Call
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
DHF / BNY Mellon High Yield Strategies Fund
RPAI / Retail Properties of America Inc - Class A
WFM / Whole Foods Market, Inc.
CSOD / Cornerstone OnDemand Inc
SFE / Safeguard Scientifics, Inc.
SXL / Sunoco Logistics Partners L.P.
POWR / PowerSecure International, Inc
EXI / iShares Trust - iShares Global Industrials ETF
847560109 / Spectra Energy Corp.
PIPR / Piper Sandler Companies
EFT / Eaton Vance Floating-Rate Income Trust
SD / SandRidge Energy, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
GLAE / GlassBridge Enterprises, Inc.
HCBK / Hudson City Bancorp, Inc.
DVN / Devon Energy Corporation
CPGX / Columbia Pipeline Group Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
NS / NuStar Energy L.P. - Limited Partnership
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
LXP / LXP Industrial Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TU / TELUS Corporation
PFE / Pfizer Inc.
ETSY / Etsy, Inc.
RITM / Rithm Capital Corp.
CYBR / CyberArk Software Ltd.
ALU / Alcatel Lucent
COST / Costco Wholesale Corporation
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
DVY / iShares Trust - iShares Select Dividend ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
TRV / The Travelers Companies, Inc.
61166W101 / Monsanto Co.
SWIR / Sierra Wireless Inc
CSIQ / Canadian Solar Inc.
MTB / M&T Bank Corporation
ACI09N1H7 / Fiat Chrysler Automobiles N.V
AAPL / Apple Inc.
HPQ / HP Inc.
VTR / Ventas, Inc.
ORCL / Oracle Corporation
NKE / NIKE, Inc.
YUM / Yum! Brands, Inc.
QCOM / QUALCOMM Incorporated
BMO / Bank of Montreal
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
TSLA / Tesla, Inc.
SAL / Salisbury Bancorp, Inc.
NVDA / NVIDIA Corporation
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
CNQ / Canadian Natural Resources Limited
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GWP / GW Pharmaceuticals plc
LUV / Southwest Airlines Co.
AMLP / ALPS ETF Trust - Alerian MLP ETF
US2692464017 / E*TRADE Financial, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
ERC / Allspring Multi-Sector Income Fund
SYNA / Synaptics Incorporated
US0325111070 / Anadarko Petroleum Corp.
GLD / SPDR Gold Trust
COOP / Mr. Cooper Group Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CSX / CSX Corporation
US16941M1099 / China Mobile Ltd.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BAC.WS.B / Bank of America Corp. B Warrants
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ABBV / AbbVie Inc.
MAT / Mattel, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MDT / Medtronic plc
LEN / Lennar Corporation
RTN / Raytheon Co.
INTU / Intuit Inc.
FEYE / FireEye Inc
KGC / Kinross Gold Corporation
DDD / 3D Systems Corporation
CDE / Coeur Mining, Inc.
NI / NiSource Inc.
018490100 / Allergan plc
AJG / Arthur J. Gallagher & Co.
HES / Hess Corporation
NYCB / Flagstar Financial, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
US2655041000 / Dunkin' Brands Group, Inc.
MRO / Marathon Oil Corporation
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
NYF / iShares Trust - iShares New York Muni Bond ETF
MIC / Macquarie Infrastructure Holdings LLC - Units
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
SJM / The J. M. Smucker Company
BAC.PRL / Bank of America Corporation - Preferred Stock
LVS / Las Vegas Sands Corp.
SCCO / Southern Copper Corporation
APA / APA Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DOW / Dow Inc.
OGS / ONE Gas, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
PCAR / PACCAR Inc
FAX / Abrdn Asia-Pacific Income Fund Inc
MANU / Manchester United plc
IDV / iShares Trust - iShares International Select Dividend ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GM / General Motors Company
GM / General Motors Company Call
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GGZ / The Gabelli Global Small and Mid Cap Value Trust
CMG / Chipotle Mexican Grill, Inc.
VSTO / Vista Outdoor Inc.
UNIT / Unity Group LLC
TXT / Textron Inc.
GNL / Global Net Lease, Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
GE / General Electric Company
FUN / Six Flags Entertainment Corporation
BBDC / Barings BDC, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
PFLT / PennantPark Floating Rate Capital Ltd.
D / Dominion Energy, Inc.
DSX / Diana Shipping Inc.
FLEX / Flex Ltd.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
INDA / iShares Trust - iShares MSCI India ETF
JPC / Nuveen Preferred & Income Opportunities Fund
NOV / NOV Inc.
UTG / Reaves Utility Income Fund
ZBH / Zimmer Biomet Holdings, Inc.
TGH / Textainer Group Holdings Limited
PEG / Public Service Enterprise Group Incorporated
IMAX / IMAX Corporation
DOV / Dover Corporation
LNT / Alliant Energy Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
IBB / iShares Trust - iShares Biotechnology ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
TSI / TCW Strategic Income Fund, Inc.
WM / Waste Management, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DBL / DoubleLine Opportunistic Credit Fund
TRP / TC Energy Corporation
BK / The Bank of New York Mellon Corporation
GDV / The Gabelli Dividend & Income Trust
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
CVS / CVS Health Corporation
XEL / Xcel Energy Inc.
UAA / Under Armour, Inc.
KKR / KKR & Co. Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
RACE / Ferrari N.V.
SCHW / The Charles Schwab Corporation
DBC / Invesco DB Commodity Index Tracking Fund
ACN / Accenture plc
EFA / iShares Trust - iShares MSCI EAFE ETF
PJT / PJT Partners Inc.
AAL / American Airlines Group Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MDLZ / Mondelez International, Inc.
CG / The Carlyle Group Inc.
GIS / General Mills, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
PTY / Partway Group Plc
FANG / Diamondback Energy, Inc.
RHP / Ryman Hospitality Properties, Inc.
PPL / PPL Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
LBRDK / Liberty Broadband Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
SPH / Suburban Propane Partners, L.P. - Limited Partnership
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PPG / PPG Industries, Inc.
AINV / Apollo Investment Corporation
ORLY / O'Reilly Automotive, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
FMC / FMC Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
EEA / The European Equity Fund, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
FDX / FedEx Corporation
APLE / Apple Hospitality REIT, Inc.
SDRL / Seadrill Limited
RTX / RTX Corporation
IYM / iShares Trust - iShares U.S. Basic Materials ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
GOLD / Barrick Mining Corporation
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
SON / Sonoco Products Company
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CCEP / Coca-Cola Europacific Partners PLC
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DRI / Darden Restaurants, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
DSU / BlackRock Debt Strategies Fund, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
SHAK / Shake Shack Inc.
DSL / DoubleLine Income Solutions Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
IAU / iShares Gold Trust
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
CC / The Chemours Company
IVE / iShares Trust - iShares S&P 500 Value ETF
TWX / Warner Media LLC
HTA / Healthcare Realty Trust Inc - Class A
NRE / NorthStar Realty Europe Corp.
PERI / Perion Network Ltd.
CMO / Capstead Mortgage Corp.
JPXUZ / JPMorgan Chase & Co. Call
CNP / CenterPoint Energy, Inc.
/ Hi-Crush Inc.
57772K101 / Maxim Integrated Products Inc.
HBAN / Huntington Bancshares Incorporated
MSFT / Microsoft Corporation
AAV / Advantage Energy Ltd.
ENOC / EnerNOC, Inc.
RVTY / Revvity, Inc.
AIG / American International Group, Inc.
XLNX / Xilinx, Inc.
TARO / Taro Pharmaceutical Industries Ltd.
IWM / iShares Trust - iShares Russell 2000 ETF
RTX / RTX Corporation Call
RTX / RTX Corporation Put
MCD / McDonald's Corporation
MCD / McDonald's Corporation Put
CMI / Cummins Inc.
ABT / Abbott Laboratories
19041P105 / CBS Corp.
NCZ / Virtus Convertible & Income Fund II
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
/ Wyndham Destinations, Inc.
WCG / Wellcare Health Plans, Inc.
C.WSA / Citigroup, Inc.
PSX / Phillips 66
TROW / T. Rowe Price Group, Inc.
DNOW / DNOW Inc.
POT / Potash Corp. of Saskatchewan, Inc. Call
EMR / Emerson Electric Co.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CLSN / Imunon Inc
ESRX / Express Scripts Holding Co.
0PP / Portola Pharmaceuticals Inc
MCK / McKesson Corporation
EMN / Eastman Chemical Company
VLO / Valero Energy Corporation
CHK / Chesapeake Energy Corporation
ARMP / Armata Pharmaceuticals, Inc.
ILMN / Illumina, Inc.
AFL / Aflac Incorporated
SCU / Sculptor Capital Management Inc - Class A
AABA / Altaba Inc
IR / Ingersoll Rand Inc.
MSCI / MSCI Inc.
FWONK / Formula One Group
ALLE / Allegion plc
DHR / Danaher Corporation
MSI / Motorola Solutions, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
FLR / Fluor Corporation
CVX / Chevron Corporation Call
WBA / Walgreens Boots Alliance, Inc.
MET / MetLife, Inc.
US9021041085 / II-VI, Inc.
MRK / Merck & Co., Inc.
NUAN / Nuance Communications Inc
STWD / Starwood Property Trust, Inc.
AWK / American Water Works Company, Inc.
SMCI / Super Micro Computer, Inc.
NEE / NextEra Energy, Inc.
SBUX / Starbucks Corporation
VALE / Vale S.A. - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PDI / PIMCO Dynamic Income Fund
JBT / JBT Marel Corporation
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
CEQP / Crestwood Equity Partners LP - Unit
TWTR / Twitter Inc
ASA / ASA Gold and Precious Metals Limited
EXC / Exelon Corporation
PRU / Prudential Financial, Inc.
CLNE / Clean Energy Fuels Corp.
EXAS / Exact Sciences Corporation
GOGO / Gogo Inc.
RIG / Transocean Ltd.
GPS / The Gap, Inc.
EA / Electronic Arts Inc. Put
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
PNF / PIMCO New York Municipal Income Fund
TXN / Texas Instruments Incorporated
GS / The Goldman Sachs Group, Inc. Call
HYT / BlackRock Corporate High Yield Fund, Inc.
GS / The Goldman Sachs Group, Inc.
OMC / Omnicom Group Inc.
PNC / The PNC Financial Services Group, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
OCLR / Oclaro, Inc
MFA / MFA Financial, Inc.
CELG / Celgene Corp.
JBLU / JetBlue Airways Corporation
OXY / Occidental Petroleum Corporation
AMBKP / American Capital Trust I - Preferred Security
PLD / Prologis, Inc.
XRAY / DENTSPLY SIRONA Inc.
IBM / International Business Machines Corporation
BAC / Bank of America Corporation
HD / The Home Depot, Inc.
BX / Blackstone Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
LOW / Lowe's Companies, Inc.
GOOG / Alphabet Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
AMZN / Amazon.com, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
PANW / Palo Alto Networks, Inc.
UNH / UnitedHealth Group Incorporated
DAL / Delta Air Lines, Inc.
PG / The Procter & Gamble Company
REGI / Renewable Energy Group Inc
O / Realty Income Corporation
ADM / Archer-Daniels-Midland Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SWKS / Skyworks Solutions, Inc.
BRK.B / Berkshire Hathaway Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
CASI / CASI Pharmaceuticals, Inc.
CL / Colgate-Palmolive Company
CL / Colgate-Palmolive Company Call
T / AT&T Inc. Put
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ADBE / Adobe Inc.
V / Visa Inc.
PEP / PepsiCo, Inc.
F / Ford Motor Company Call
BSX / Boston Scientific Corporation
SBH / Sally Beauty Holdings, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
MAIN / Main Street Capital Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
NSC / Norfolk Southern Corporation
NCR / NCR Corp.
OEF / iShares Trust - iShares S&P 100 ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EA / Electronic Arts Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
MLU / Manulife Financial Corporation
DHI / D.R. Horton, Inc.
ADP / Automatic Data Processing, Inc.
SLV / iShares Silver Trust
MTG / MGIC Investment Corporation
X / United States Steel Corporation
FE / FirstEnergy Corp.
GBDC / Golub Capital BDC, Inc.
SU / Suncor Energy Inc.
LXRX / Lexicon Pharmaceuticals, Inc.
PYPL / PayPal Holdings, Inc.
TTM / Tata Motors Ltd. - ADR
MPC / Marathon Petroleum Corporation
KMB / Kimberly-Clark Corporation
ABB / ABB Ltd. - ADR
GILD / Gilead Sciences, Inc.
APD / Air Products and Chemicals, Inc.
DB / Deutsche Bank Aktiengesellschaft
CCJ / Cameco Corporation
CYTR / LadRx Corp
CS / Credit Suisse Group AG - ADR
RDUS / Radius Recycling, Inc.
AEP / American Electric Power Company, Inc.
MCHP / Microchip Technology Incorporated
IPI / Intrepid Potash, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
REGN / Regeneron Pharmaceuticals, Inc.
CB / Chubb Limited
MKC / McCormick & Company, Incorporated
RAD / Rite Aid Corp.
DUK / Duke Energy Corporation
MBOT / Microbot Medical Inc.
VZ / Verizon Communications Inc. Put
VZ / Verizon Communications Inc.
VRTX / Vertex Pharmaceuticals Incorporated
CIEN / Ciena Corporation
SYY / Sysco Corporation
BDX / Becton, Dickinson and Company
KHC / The Kraft Heinz Company
MGA / Magna International Inc.
GOOGL / Alphabet Inc.
AXP / American Express Company
MO / Altria Group, Inc.
SPWR / Complete Solaria, Inc.
MMP / Magellan Midstream Partners L.P.
POWL / Powell Industries, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
ZTS / Zoetis Inc.
IEP / Icahn Enterprises L.P.
PNW / Pinnacle West Capital Corporation
BBP / ETFis Series Trust I - Virtus LifeSci Biotech Products ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
OXSQ / Oxford Square Capital Corp.
FCEL / FuelCell Energy, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
HPE / Hewlett Packard Enterprise Company
KMI / Kinder Morgan, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BFZ / BlackRock California Municipal Income Trust
SIRI / Sirius XM Holdings Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
STAG / STAG Industrial, Inc.
SPPI / Spectrum Pharmaceuticals, Inc.
KO / The Coca-Cola Company
FCX / Freeport-McMoRan Inc. Call
FWONA / Formula One Group
IP / International Paper Company
DHI / D.R. Horton, Inc. Call
ENZ / Enzo Biochem, Inc.
HAL / Halliburton Company
BA / The Boeing Company
RPM / RPM International Inc.
WY / Weyerhaeuser Company
OKE / ONEOK, Inc.
R / Ryder System, Inc.
CLF / Cleveland-Cliffs Inc.
FCX / Freeport-McMoRan Inc.
CRM / Salesforce, Inc.
CRIS / Curis, Inc.
LBRDA / Liberty Broadband Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock) Call
IMGN / ImmunoGen, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ES / Eversource Energy
WMT / Walmart Inc.
SO / The Southern Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
TEUM / Pareteum Corp
ORCL / Oracle Corporation Put
PLUG / Plug Power Inc.
LUMN / Lumen Technologies, Inc.
AMGN / Amgen Inc.
AMGN / Amgen Inc. Call
AMT / American Tower Corporation
BIIB / Biogen Inc.
EBAY / eBay Inc.
EQR / Equity Residential
VIAV / Viavi Solutions Inc.
UNM / Unum Group
GLW / Corning Incorporated
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
L / Loews Corporation
ADSK / Autodesk, Inc.
ACM / AECOM
HOG / Harley-Davidson, Inc.
XRX / Xerox Holdings Corporation
LMT / Lockheed Martin Corporation
UPS / United Parcel Service, Inc.
CMCSA / Comcast Corporation
HON / Honeywell International Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
CSCO / Cisco Systems, Inc.
SLCA / U.S. Silica Holdings, Inc.
NFLX / Netflix, Inc.
PRTA / Prothena Corporation plc
LITE / Lumentum Holdings Inc.
JNJ / Johnson & Johnson
INFY / Infosys Limited - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
USB / U.S. Bancorp
LLY / Eli Lilly and Company
CAT / Caterpillar Inc.
STZ / Constellation Brands, Inc.
JPM / JPMorgan Chase & Co.
XYZ / Block, Inc.
COP / ConocoPhillips Put
COP / ConocoPhillips
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
NVAX / Novavax, Inc.